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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

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Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

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Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

Campaigns (experimental)

Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

The irrationality measure of π

The irrationality measure of π quantifies how closely rational numbers can approximate it. This campaign seeks formal proofs of sharper upper bounds, starting with Mahler’s bound of 42.

≤ 19.8899945Formalized record→≤ 14.797074Open frontier
6 provers on it3 of 7 missions formalized

Sharp diagonal Hlawka constant

The sharp Hlawka inequality for Schatten ppp-norms is a cousin of the triangle inequality: it relates the norms of three matrices to the norms of their pairwise sums and their total sum. For complex diagonal matrices, an exact formula for the best possible comparison constant has been proved in Lean for every real p≥256p\ge256p≥256. We conjecture that the same formula holds for all p≥2p\ge2p≥2.

What is the smallest cutoff p′p'p′ for which this formula holds for every real p≥p′p\ge p'p≥p′?

References:

  • Wolfram MathWorld, Hlawka's Inequality.
  • Audenaert and Kittaneh, Problems and Conjectures in Matrix and Operator Inequalities, §8.2 (2017).
  • Marinescu and Niculescu, A New Look at the Hornich–Hlawka Inequality (2025).
  • Analytic argument for p≥90p\ge90p≥90, awaiting formalization in Lean.
≤ 90Formalized record
2 provers on it2 of 2 missions formalized

Odd numbers as sums of primes

Is every odd number a sum of kkk primes? This campaign tracks formalized proofs of the smallest kkk that suffices.

Schnirelmann (1930) showed some finite kkk works. Vinogradov (1937) showed that three is enough for all sufficiently large odd numbers. Tao (2012) proved k=5k = 5k=5 unconditionally. Helfgott (2013) proved that every odd number greater than 555 is a sum of three primes, though the proof is still unrefereed. Ideally, we can formalize this statement here. Note that three is optimal: 272727 is neither prime nor 222 + prime.

≤ 159Formalized record→≤ 5Open frontier
35 provers on it9 of 11 missions formalized

Matrix multiplication exponent

Schoolbook matrix multiplication takes n3n^3n3 operations. The exponent ω\omegaω is the infimum of all τ\tauτ such that two n×nn \times nn×n matrices can be multiplied in O(nτ)O(n^{\tau})O(nτ) arithmetic operations; trivially ω≥2\omega \geq 2ω≥2, and ω=2\omega = 2ω=2 is conjectured but open.

Strassen gave the first nontrivial bound, ω<2.81\omega < 2.81ω<2.81, in 1969, and introduced the laser method in 1986 to reach ω<2.48\omega < 2.48ω<2.48. Coppersmith and Winograd's 1990 bound of 2.3762.3762.376 stood for two decades. Every subsequent improvement comes from analyzing higher tensor powers of their construction with refined laser-method variants. That line reached ω<2.371339\omega < 2.371339ω<2.371339 in 2025, and the current record is ω<2.371177\omega < 2.371177ω<2.371177, from August 2026. See Computational complexity of matrix multiplication for the full table. Can we formalize these results and even improve on them?

≤ 2.37134Formalized record→≤ 2.371177Open frontier
16 provers on it7 of 8 missions formalized

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Analysis·Captain: Lucas

Rudin PMA IX: Functions of Several VariablesTextbook

Motivation

Chapter 9 of Walter Rudin's Principles of Mathematical Analysis (3rd edition, McGraw-Hill, 1976) develops the differential calculus of mappings f:Rn→Rm\mathbf{f} : \mathbb{R}^n \to \mathbb{R}^mf:Rn→Rm. The definition of the derivative changes character: it is no longer a number but a linear transformation f′(x)\mathbf{f}'(\mathbf{x})f′(x), the one that approximates the increment of f\mathbf{f}f to first order. Once that is in place, the chapter proves the two theorems that make nonlinear analysis possible: the inverse function theorem (Theorem 9.24), which says that a continuously differentiable map with invertible derivative at a point is locally invertible with a continuously differentiable inverse, and the implicit function theorem (9.28), which solves f(x,y)=0\mathbf{f}(\mathbf{x},\mathbf{y}) = 0f(x,y)=0 locally for x\mathbf{x}x in terms of y\mathbf{y}y.

The message of both is that a nonlinear map behaves locally like its linearization, provided that linearization is invertible and varies continuously.

This mission is the ninth in a series formalizing Rudin Chapters 1–11; it uses the completeness and compactness results of Missions II and IV and the mean value estimates of Mission V, and it prepares the change-of-variables machinery used in Mission X.

Setting

L(Rn,Rm)L(\mathbb{R}^n, \mathbb{R}^m)L(Rn,Rm) is the space of linear maps with the operator norm ∥A∥=sup⁡∣x∣≤1∣Ax∣\|A\| = \sup_{|x| \le 1} |Ax|∥A∥=sup∣x∣≤1​∣Ax∣. A map f\mathbf{f}f defined on an open E⊆RnE \subseteq \mathbb{R}^nE⊆Rn is differentiable at x\mathbf{x}x with derivative A∈L(Rn,Rm)A \in L(\mathbb{R}^n,\mathbb{R}^m)A∈L(Rn,Rm) if

lim⁡h→0∣f(x+h)−f(x)−Ah∣∣h∣=0,\lim_{\mathbf{h} \to 0} \frac{|\mathbf{f}(\mathbf{x}+\mathbf{h}) - \mathbf{f}(\mathbf{x}) - A\mathbf{h}|}{|\mathbf{h}|} = 0 ,h→0lim​∣h∣∣f(x+h)−f(x)−Ah∣​=0,

and f∈C′(E)\mathbf{f} \in \mathcal{C}'(E)f∈C′(E) — a C′C'C′-mapping — if it is differentiable on EEE and x↦f′(x)\mathbf{x} \mapsto \mathbf{f}'(\mathbf{x})x↦f′(x) is continuous. The partial derivative DjfiD_j f_iDj​fi​ is the derivative of t↦fi(x+tej)t \mapsto f_i(\mathbf{x} + t\mathbf{e}_j)t↦fi​(x+tej​) at t=0t = 0t=0. A map φ\varphiφ of a metric space into itself is a contraction if d(φ(x),φ(y))≤c d(x,y)d(\varphi(x),\varphi(y)) \le c\,d(x,y)d(φ(x),φ(y))≤cd(x,y) for some c<1c < 1c<1.

Formalization targets

Goal — inverse function theorem (Theorem 9.24)

Let f\mathbf{f}f be a C′C'C′-mapping of an open E⊆RnE \subseteq \mathbb{R}^nE⊆Rn into Rn\mathbb{R}^nRn and suppose f′(a)\mathbf{f}'(\mathbf{a})f′(a) is invertible at some a∈E\mathbf{a} \in Ea∈E. Then there are open sets U∋aU \ni \mathbf{a}U∋a and V∋f(a)V \ni \mathbf{f}(\mathbf{a})V∋f(a) such that

f∣U is injective,f(U)=V,g=(f∣U)−1∈C′(V).\mathbf{f}|_U \text{ is injective}, \qquad \mathbf{f}(U) = V, \qquad \mathbf{g} = (\mathbf{f}|_U)^{-1} \in \mathcal{C}'(V).f∣U​ is injective,f(U)=V,g=(f∣U​)−1∈C′(V).

Milestones

invertible operators form an open set; inversion is continuous(9.8)\text{invertible operators form an open set; inversion is continuous} \qquad (9.8)invertible operators form an open set; inversion is continuous(9.8) (g∘f)′(x)=g′(f(x)) f′(x)(9.15)(\mathbf{g}\circ\mathbf{f})'(\mathbf{x}) = \mathbf{g}'(\mathbf{f}(\mathbf{x}))\,\mathbf{f}'(\mathbf{x}) \qquad (9.15)(g∘f)′(x)=g′(f(x))f′(x)(9.15) differentiability gives all partial derivatives(9.17)\text{differentiability gives all partial derivatives} \qquad (9.17)differentiability gives all partial derivatives(9.17) ∥f′∥≤M on a convex E⇒∣f(b)−f(a)∣≤M∣b−a∣(9.19)\|\mathbf{f}'\| \le M \text{ on a convex } E \Rightarrow |\mathbf{f}(b)-\mathbf{f}(a)| \le M|b-a| \qquad (9.19)∥f′∥≤M on a convex E⇒∣f(b)−f(a)∣≤M∣b−a∣(9.19) f∈C′(E)  ⟺  the Djfi exist and are continuous(9.21)\mathbf{f} \in \mathcal{C}'(E) \iff \text{the } D_j f_i \text{ exist and are continuous} \qquad (9.21)f∈C′(E)⟺the Dj​fi​ exist and are continuous(9.21) a contraction of a complete metric space has a unique fixed point(9.23)\text{a contraction of a complete metric space has a unique fixed point} \qquad (9.23)a contraction of a complete metric space has a unique fixed point(9.23) implicit function theorem(9.28)\text{implicit function theorem} \qquad (9.28)implicit function theorem(9.28) D21f continuous at (a,b)⇒D12f(a,b)=D21f(a,b)(9.41)D_{21}f \text{ continuous at } (a,b) \Rightarrow D_{12}f(a,b) = D_{21}f(a,b) \qquad (9.41)D21​f continuous at (a,b)⇒D12​f(a,b)=D21​f(a,b)(9.41) differentiation under the integral sign(9.42)\text{differentiation under the integral sign} \qquad (9.42)differentiation under the integral sign(9.42)

Significance

The inverse function theorem is the local classification statement of differential calculus: it says that the only local obstruction to invertibility is degeneracy of the derivative, and it is the mechanism behind coordinate changes, the rank theorem (9.32), and the change-of-variables formula for integrals in Chapter 10. The implicit function theorem is its standard reformulation and is what makes level sets of smooth maps into manifolds. Theorem 9.21 is the practical criterion for the C′C'C′ hypothesis, since it reduces it to continuity of finitely many partial derivatives; Theorem 9.41 shows that the symmetry of second derivatives, though intuitive, requires a hypothesis; Theorem 9.19 is the several-variable substitute for the mean value theorem, whose equality form already failed in Chapter 5.

Mathlib has the Fréchet derivative, the inverse and implicit function theorems for Banach spaces, the Banach fixed-point theorem, and symmetry of second derivatives. This mission states the Rudin versions concretely in Rn\mathbb{R}^nRn — with the explicit open sets UUU and VVV and the inverse mapping produced as data, rather than through a bundled local homeomorphism — and so provides a bridge between the book's formulations and the library's.

Difficulty

The inverse function theorem is the first theorem in the book whose proof combines several chapters at once: the contraction principle (9.23) gives local surjectivity by solving f(x)=y\mathbf{f}(\mathbf{x}) = \mathbf{y}f(x)=y as a fixed point of x↦x+A−1(y−f(x))\mathbf{x} \mapsto \mathbf{x} + A^{-1}(\mathbf{y} - \mathbf{f}(\mathbf{x}))x↦x+A−1(y−f(x)); openness of the set of invertible operators (9.8) keeps the derivative invertible near a\mathbf{a}a; the mean value inequality (9.19) controls the error; and the continuity of inversion gives the C′C'C′ regularity of g\mathbf{g}g. The delicate point is that all estimates must hold uniformly on a neighbourhood chosen in advance, so the order in which the neighbourhoods are shrunk matters.

For Theorem 9.41 the trap is the hypothesis: continuity of D21fD_{21}fD21​f at the single point (a,b)(a,b)(a,b) is assumed, not continuity of both mixed partials on a neighbourhood; the conclusion is existence of D12fD_{12}fD12​f at that point, and it genuinely fails without some such hypothesis.

Formalization scope

Conventions fixed by this mission:

  • Euclidean spaces are EuclideanSpace ℝ (Fin n); linear maps are →L[ℝ] (continuous linear maps), which in finite dimension is the same as Rudin's L(Rn,Rm)L(\mathbb{R}^n,\mathbb{R}^m)L(Rn,Rm), with the operator norm.
  • Derivatives are HasFDerivAt, and the C′C'C′ condition is ContDiffOn ℝ 1.
  • Partial derivatives are stated as HasDerivAt of the line restriction t ↦ f (x + t • eⱼ) at t = 0, avoiding any coordinate-projection bookkeeping; eⱼ = EuclideanSpace.single j 1.
  • Invertibility of a derivative is Function.Bijective, which for a continuous linear map between finite-dimensional spaces is equivalent to the existence of a continuous linear inverse.
  • In 9.8 the inverse operator is supplied as a function inv constrained on the invertible operators, so that continuity of inversion can be stated without bundling.
  • Theorem 9.41 uses explicitly supplied partial derivative functions D1f, D2f, D21f, which is how Rudin states the hypotheses, and the conclusion asserts existence of D₁₂f at the point as a HasDerivAt statement.
  • Theorem 9.42 is stated for the Riemann–Stieltjes integral of Mission VI, matching Rudin's hypotheses α increasing and φ(·,t) ∈ ℛ(α).

Selected references

  • Walter Rudin, Principles of Mathematical Analysis, 3rd edition, McGraw-Hill, 1976, Chapter 9 (pp. 204–243).
11 thms7 active usersReviewed
Discrete Geometry·Captain: xuanji

Circle packing in a square: exact constantsTextbook

Motivation

Packing congruent circles into a square is a classical problem in discrete geometry: for each natural number nnn, choose a common radius as large as possible while keeping all disks inside the square and preventing overlap. Every exact value requires two logically distinct achievements: an explicit configuration attaining the proposed radius and a proof that no configuration can do better.

The character of those proofs changes sharply with nnn. The first cases admit short geometric arguments; later cases use contact-graph analysis, specialized case divisions, or computer-assisted global optimization with interval arithmetic. Formalizing the resulting constants therefore provides a growing benchmark for extremal geometry, real algebra, finite configurations, and verified computation in Lean.

This is an open-ended formalization mission. It begins with the exact constants currently represented by theorem-backed milestones, but it is not restricted to a fixed terminal value of nnn. Further milestones may be added whenever an exact packing value and its rigorous optimality argument are identified and stated precisely enough for formalization.

Setting

A point is a pair of real coordinates. For points p=(x,y)p=(x,y)p=(x,y) and q=(x′,y′)q=(x',y')q=(x′,y′), squared Euclidean distance is

sqDist⁡(p,q)=(x−x′)2+(y−y′)2.\operatorname{sqDist}(p,q)=(x-x')^2+(y-y')^2.sqDist(p,q)=(x−x′)2+(y−y′)2.

For a real radius rrr, a point lies in the inner square when both coordinates belong to the closed interval [r,1−r][r,1-r][r,1−r]. This is exactly the coordinate condition saying that a closed disk of radius rrr, centered at that point, is contained in the unit square.

The predicate Packable⁡(n,r)\operatorname{Packable}(n,r)Packable(n,r) requires 0≤r≤120\le r\le \tfrac120≤r≤21​ and a family of nnn centers in the inner square such that the squared distance between every two distinctly indexed centers is at least (2r)2(2r)^2(2r)2. Equality is allowed, so tangent disks are admitted. Radius zero is also admitted.

Define

rn=sup⁡{r∈R:Packable⁡(n,r)}r_n=\sup\{r\in\mathbb R:\operatorname{Packable}(n,r)\}rn​=sup{r∈R:Packable(n,r)}

and define the optimal covered-area fraction by

cn=nπrn2.c_n=n\pi r_n^2.cn​=nπrn2​.

It is often convenient to use the equivalent point-separation constant dnd_ndn​, the greatest possible minimum pairwise distance among nnn points in the unit square. The conversion is

rn=dn2(1+dn),cn=nπ(dn2(1+dn))2.r_n=\frac{d_n}{2(1+d_n)}, \qquad c_n=n\pi\left(\frac{d_n}{2(1+d_n)}\right)^2.rn​=2(1+dn​)dn​​,cn​=nπ(2(1+dn​)dn​​)2.

The Lean definitions use a supremum rather than assuming in advance that an optimal packing is attained.

Current exact-value milestones

The mission currently contains theorem-backed milestones for the following values:

nnnExact separation or area valueProof character in the supplied notes
222d2=2d_2=\sqrt2d2​=2​, hence c2=π(3−22)c_2=\pi(3-2\sqrt2)c2​=π(3−22​)diagonal bound
333d3=6−2d_3=\sqrt6-\sqrt2d3​=6​−2​minimum enclosing square of a triangle
444d4=1d_4=1d4​=1, hence c4=π/4c_4=\pi/4c4​=π/4convex hull and perimeter
555d5=1/2d_5=1/\sqrt2d5​=1/2​four-cell pigeonhole argument
666d6=13/6d_6=\sqrt{13}/6d6​=13​/6case-specific geometric proof
777d7=4−23d_7=4-2\sqrt3d7​=4−23​hand proof and later computer verification
888d8=2−3d_8=\sqrt{2-\sqrt3}d8​=2−3​​case-specific geometric proof
999d9=1/2d_9=1/2d9​=1/2, hence c9=π/4c_9=\pi/4c9​=π/4classical geometric proof
161616d16=1/3d_{16}=1/3d16​=1/3, hence c16=π/4c_{16}=\pi/4c16​=π/4theoretical grid-optimality proof
252525d25=1/4d_{25}=1/4d25​=1/4, hence c25=π/4c_{25}=\pi/4c25​=π/4theoretical grid-optimality proof
363636d36=1/5d_{36}=1/5d36​=1/5, hence c36=π/4c_{36}=\pi/4c36​=π/4theoretical grid-optimality proof

For rows stated using dnd_ndn​, the corresponding milestone for cnc_ncn​ uses the conversion formula above. The equalities are claims about the supremum-defined packing constants, not merely about the displayed candidate configurations.

An extensible mission

The milestone list is intended to grow. The supplied survey notes classify n=2,…,33n=2,\ldots,33n=2,…,33 and n=36n=36n=36 as rigorously solved in the cited literature, while distinguishing n=34n=34n=34 and n=35n=35n=35 as not rigorously closed in the cited 2021 account. Many of the computer-assisted cases do not have a simple radical expression in the supplied notes. Before such a case is linked to a Lean theorem, its primary source must provide a precise candidate value, algebraic characterization, certified enclosure, or optimal-configuration certificate that can be stated faithfully.

A new milestone should identify:

  1. the precise value or exact characterization being formalized;
  2. an attaining configuration or a certified existence argument;
  3. a universal upper bound or global-optimality certificate;
  4. the primary source and exact theorem, equation, or certificate location;
  5. any trusted computational artifact and the arithmetic guarantees it requires.

Numerical evidence and strong bounds are valuable, but they must be labeled as bounds rather than exact-value milestones. Conversely, newly published exact results for larger nnn may be added without changing the underlying definitions.

Proof obligations

Every exact-value milestone must connect the proposed value to Packable, r_n, and c_n. Constructing a configuration establishes only a lower bound. An upper-bound argument without attainability also does not establish equality. A complete proof must bridge both directions through the supremum definition.

The proof methods may include:

  • elementary diameter, pigeonhole, convexity, or enclosing-shape arguments;
  • normalization between disk centers and point-separation configurations;
  • contact-graph and boundary-constraint analysis;
  • finite case decompositions;
  • interval arithmetic and formally checked branch-and-bound certificates;
  • exact algebraic identities needed to convert dnd_ndn​ into rnr_nrn​ and cnc_ncn​.

Shortcuts that redefine rnr_nrn​, dnd_ndn​, or cnc_ncn​ to equal a desired answer are excluded. The constants must remain consequences of the common geometric model.

Mission structure

The root theorem CirclePackingConstants.c_all is the conjunction of the eleven exact-value milestones currently in the mission, covering n=2,3,4,5,6,7,8,9,16,25,36n=2,3,4,5,6,7,8,9,16,25,36n=2,3,4,5,6,7,8,9,16,25,36. Its proof sketch reduces the root directly to those milestone theorems, so the mission remains open until every current exact value is proved.

The milestone theorems remain separately reusable and independently auditable. When further exact values are added, a successor aggregate theorem can extend the conjunction and become the new root without replacing the shared definitions or invalidating earlier results.

This structure allows elementary cases, historical hand proofs, and computer-assisted certificates to progress independently while remaining part of one cumulative library of exact circle-packing constants.

Formalization scope

The Lean model uses ℝ × ℝ for points and an explicit coordinate formula for squared Euclidean distance. Disk containment is represented by inclusive coordinate inequalities. Nonoverlap is represented by a weak squared-distance inequality, so tangency is permitted. The indexing type is Fin n, and the definitions apply to every natural number, including zero.

The definition bundle contains only Point, sqDist, InInnerSquare, Packable, r_n, and c_n. Solvers may introduce normalization maps, separation bounds, explicit configurations, supremum lemmas, contact structures, certificate checkers, and radical or polynomial identities as auxiliary declarations.

Selected references

  • User-supplied notes, Circles in squares: constants, proofs, and what is actually known, supplied September 12, 2026. The notes summarize the exact small-nnn formulas, grid cases, historical proof taxonomy, and computer-assisted frontier used to organize this mission.
  • J. Schaer and A. Meir, “On a geometric extremum problem,” Canadian Mathematical Bulletin 8 (1965), 21–27.
  • J. Schaer, “The densest packing of nine circles in a square,” Canadian Mathematical Bulletin 8 (1965), 273–277.
  • B. L. Schwartz, “Separating points in a square,” Journal of Recreational Mathematics 3 (1970), 195–204.
  • J. B. M. Melissen, “Densest packing of six equal circles in a square,” Elemente der Mathematik 49 (1994), 27–31.
  • M. C. Markot, “Improved interval methods for solving circle packing problems in the unit square,” Journal of Global Optimization 81 (2021), 773–803.
  • Erich Friedman, Circles in Squares, Erich's Packing Center, for background tables and diagrams of candidate packings.
52 thms7 active users
CombinatoricsGraph Theory·Captain: Gabewhigham

Conway's 99-graph problemOpen Problem

Motivation

A strongly regular graph with parameters (n,k,λ,μ)(n,k,\lambda,\mu)(n,k,λ,μ) is a finite simple graph on nnn vertices in which every vertex has exactly kkk neighbours, every pair of adjacent vertices has exactly λ\lambdaλ common neighbours, and every pair of non-adjacent vertices has exactly μ\muμ common neighbours. For most parameter tuples the elementary counting and integrality conditions already decide existence; the interesting cases are those that survive every known feasibility test and still resist construction. The tuple (99,14,1,2)(99,14,1,2)(99,14,1,2) is the smallest such case in the family λ=1\lambda = 1λ=1, μ=2\mu = 2μ=2, and its existence has been open for more than fifty years. John Horton Conway offered $1000 for a resolution, as one of five problems posed at the 2014 DIMACS conference on Challenges of Identifying Integer Sequences (Conway, Five $1,000 Problems (Update 2017)).

Timeline of the problem and of what is known about it:

  • 1969/1971 — the parameter set is raised by Norman Biggs in his Southampton lectures (Finite Groups of Automorphisms, LMS Lecture Note Series 6, p. 111).
  • 1973 — Berlekamp, van Lint and Seidel construct a strongly regular graph with parameters (243,22,1,2)(243,22,1,2)(243,22,1,2) as the coset graph of the perfect ternary Golay code, settling one of the five feasible parameter tuples in this family.
  • 1975 — the existence question appears as Problem 7 (attributed to J. J. Seidel) in R. K. Guy's problem list, The Geometry of Metric and Linear Spaces, Springer LNM 490, pp. 237–238; Conway had worked on it by then.
  • 1984 — H. A. Wilbrink, On the (99,14,1,2)(99,14,1,2)(99,14,1,2) strongly regular graph, shows that such a graph cannot be vertex-transitive: no group of automorphisms can act transitively on its 99 vertices.
  • 1988 — Brouwer and Neumaier, A remark on partial linear spaces of girth 5 with an application to strongly regular graphs, Combinatorica 8, 57–61.
  • 2004 — Makhnev and Minakova, On automorphisms of strongly regular graphs with λ=1\lambda=1λ=1, μ=2\mu=2μ=2, Discrete Math. Appl. 14(2), and 2011 — Behbahani and Lam, Strongly regular graphs with non-trivial automorphisms, Discrete Math. 311, 132–144: further restrictions on the possible automorphism groups.
  • 2014/2017 — Conway's prize offer publicises the problem.

No graph with these parameters has been found, and no non-existence proof is known.

Setting

Fix a finite vertex set VVV and a simple graph ggg on VVV (irreflexive, symmetric adjacency Adj\mathrm{Adj}Adj). For vertices v,wv,wv,w write N(v)={u:Adj(v,u)}N(v) = \{u : \mathrm{Adj}(v,u)\}N(v)={u:Adj(v,u)} for the neighbourhood of vvv and N(v)∩N(w)N(v)\cap N(w)N(v)∩N(w) for the set of common neighbours. The graph ggg is strongly regular with parameters (n,k,λ,μ)(n,k,\lambda,\mu)(n,k,λ,μ), written IsSRGWith g n k λ μ\mathrm{IsSRGWith}\ g\ n\ k\ \lambda\ \muIsSRGWith g n k λ μ, when

  • ∣V∣=n|V| = n∣V∣=n;
  • ∣N(v)∣=k|N(v)| = k∣N(v)∣=k for every vertex vvv;
  • ∣N(v)∩N(w)∣=λ|N(v)\cap N(w)| = \lambda∣N(v)∩N(w)∣=λ whenever vvv and www are adjacent;
  • ∣N(v)∩N(w)∣=μ|N(v)\cap N(w)| = \mu∣N(v)∩N(w)∣=μ whenever v≠wv \neq wv=w are non-adjacent.

The case λ=1\lambda = 1λ=1 says that every edge lies in exactly one triangle — equivalently, the neighbourhood of each vertex induces a perfect matching, so such graphs are locally linear. The case μ=2\mu = 2μ=2 says that every non-adjacent pair is the pair of opposite corners of exactly one 444-cycle. Conway's problem asks for (n,k)=(99,14)(n,k) = (99,14)(n,k)=(99,14) with these two local conditions.

Counting paths of length two from a fixed vertex gives k(k−λ−1)=(n−k−1)μk(k-\lambda-1) = (n-k-1)\muk(k−λ−1)=(n−k−1)μ, which for λ=1\lambda=1λ=1, μ=2\mu=2μ=2 reduces to 2n=k2+22n = k^2 + 22n=k2+2; with k=14k = 14k=14 this yields n=99n = 99n=99. Writing AAA for the adjacency matrix, III for the identity and JJJ for the all-ones matrix, strong regularity is equivalent to the matrix identity A2=kI+λA+μ(J−I−A)A^2 = kI + \lambda A + \mu(J - I - A)A2=kI+λA+μ(J−I−A), which for (99,14,1,2)(99,14,1,2)(99,14,1,2) reads A2+A=12I+2JA^2 + A = 12I + 2JA2+A=12I+2J; the eigenvalues of AAA other than k=14k=14k=14 are then 333 and −4-4−4, and integrality of their multiplicities (545454 and 444444) is one of the feasibility conditions that (99,14,1,2)(99,14,1,2)(99,14,1,2) passes.

Formalization targets

Goal

∃ α, ∃ g a simple graph on α,IsSRGWith g 99 14 1 2.\exists\ \alpha,\ \exists\ g \text{ a simple graph on } \alpha,\quad \mathrm{IsSRGWith}\ g\ 99\ 14\ 1\ 2 .∃ α, ∃ g a simple graph on α,IsSRGWith g 99 14 1 2.

The goal is Mathlib's own proof_wanted conway_99 in Mathlib/Combinatorics/SimpleGraph/StronglyRegular.lean, stated verbatim: existence of a finite type carrying a strongly regular graph with parameters (99,14,1,2)(99,14,1,2)(99,14,1,2). A resolution in either direction is welcome — a proof settles the existence half, and a proof of the negation settles the non-existence half; the platform records the two as proof and disproof of the same statement.

Supporting targets

2n=k2+2,k even,k∈{2,4,14,22,112,994}2n = k^2 + 2, \qquad k \text{ even}, \qquad k \in \{2,4,14,22,112,994\}2n=k2+2,k even,k∈{2,4,14,22,112,994}

for every strongly regular graph with λ=1\lambda = 1λ=1, μ=2\mu = 2μ=2: the counting identity, local linearity, and the integrality restriction that cuts the family down to five non-degenerate parameter tuples.

∃ g, IsSRGWith g 9 4 1 2,∃ g, IsSRGWith g 243 22 1 2\exists\, g,\ \mathrm{IsSRGWith}\ g\ 9\ 4\ 1\ 2, \qquad \exists\, g,\ \mathrm{IsSRGWith}\ g\ 243\ 22\ 1\ 2∃g, IsSRGWith g 9 4 1 2,∃g, IsSRGWith g 243 22 1 2

the two members of the family that are known to exist: the 3×33\times 33×3 rook's graph (the Paley graph on 999 vertices) and the Berlekamp–van Lint–Seidel graph.

∣E(g)∣=693,∣{triangles of g}∣=231,A2+A=12I+2J,g not vertex-transitive|E(g)| = 693, \qquad |\{\text{triangles of } g\}| = 231, \qquad A^2 + A = 12I + 2J, \qquad g \text{ not vertex-transitive}∣E(g)∣=693,∣{triangles of g}∣=231,A2+A=12I+2J,g not vertex-transitive

structural consequences for a hypothetical 999999-graph, the last one being Wilbrink's theorem.

Significance

A (99,14,1,2)(99,14,1,2)(99,14,1,2) graph, if it exists, is a locally linear graph of maximal density in its parameter range and a partial linear space of girth 555 with 999999 points and 231231231 lines of size 333; its existence would also produce new association schemes and new examples for the general classification of strongly regular graphs. A non-existence proof would be the first case in this family ruled out by anything other than the classical feasibility conditions, and would say something new about how far local conditions (λ=1\lambda=1λ=1, μ=2\mu=2μ=2) constrain global structure.

Nothing in this mission is presently formalized. Mathlib defines SimpleGraph.IsSRGWith, proves the counting identity IsSRGWith.param_eq, the complement rule IsSRGWith.compl, and the matrix identity IsSRGWith.matrix_eq, and records the 999999-graph problem as a proof_wanted. The supporting targets are of three kinds: results that are proved in the literature and only need formalizing (existence at (9,4,1,2)(9,4,1,2)(9,4,1,2) and (243,22,1,2)(243,22,1,2)(243,22,1,2); Wilbrink's non-vertex-transitivity; the integrality restriction on kkk); routine consequences that supply reusable infrastructure (edge and triangle counts, the spectral identity, evenness of kkk); and the goal itself, which is open mathematics.

Difficulty

The obvious approaches fail for concrete reasons. Exhaustive search is out of range: the graph has 693693693 edges among (992)=4851\binom{99}{2} = 4851(299​)=4851 pairs, and no isomorph-free generation of locally linear graphs on 999999 vertices is feasible. Algebraic constructions are blocked by Wilbrink's theorem — the graph cannot be vertex-transitive, so it is not a Cayley graph and cannot be produced by the group-theoretic constructions that yield most known strongly regular graphs, including the two that work at (9,4,1,2)(9,4,1,2)(9,4,1,2) and (243,22,1,2)(243,22,1,2)(243,22,1,2). On the non-existence side, every classical feasibility test (the counting identity, integrality of the eigenvalue multiplicities, the Krein conditions, the absolute bound) is passed by (99,14,1,2)(99,14,1,2)(99,14,1,2), so a proof of non-existence needs an argument that does not factor through the parameters alone.

Formalization scope

All statements are phrased with Mathlib's SimpleGraph.IsSRGWith on a Fintype vertex type with DecidableRel adjacency, and use Fintype.card, SimpleGraph.edgeFinset, SimpleGraph.cliqueFinset 3 (triangles as 333-cliques), SimpleGraph.adjMatrix over Z\mathbb{Z}Z, and graph isomorphisms g ≃g g for automorphisms. The goal quantifies over α : Type together with a Fintype α instance, so the vertex set is finite by construction and the empty type does not satisfy the cardinality clause; the statement is therefore not vacuously satisfiable. Note that Mathlib's definition constrains λ\lambdaλ only through pairs that are actually adjacent and μ\muμ only through pairs that are actually distinct and non-adjacent, so degenerate small graphs (the one-vertex graph, K3K_3K3​) do satisfy IsSRGWith with λ=1\lambda = 1λ=1, μ=2\mu = 2μ=2; the supporting statements carry the cardinality hypotheses (0<n0 < n0<n, 1<n1 < n1<n) that exclude them where needed, and the degenerate degree k=2k = 2k=2 is listed explicitly in the classification of feasible degrees.

Infrastructure a complete development needs, and which is reusable beyond this mission: interface lemmas for counting common neighbours in a strongly regular graph; the spectral theory of the adjacency matrix (multiplicities of the two non-principal eigenvalues, and their integrality), which is the missing ingredient for the classification of feasible degrees; a Lean construction of the perfect ternary Golay code and its coset graph, for the (243,22,1,2)(243,22,1,2)(243,22,1,2) case; and decision procedures for strong regularity of an explicitly given small graph, for the (9,4,1,2)(9,4,1,2)(9,4,1,2) case. Contributions to any of these are welcome, as are partial non-existence results (for instance, restrictions on automorphisms of prime order) submitted as separate statements.

Selected references

  • N. Biggs, Finite Groups of Automorphisms: Course Given at the University of Southampton, October–December 1969, London Mathematical Society Lecture Note Series 6, Cambridge University Press, 1971, p. 111.
  • E. R. Berlekamp, J. H. van Lint, J. J. Seidel, A strongly regular graph derived from the perfect ternary Golay code, in: A Survey of Combinatorial Theory, North-Holland, 1973, pp. 25–30.
  • R. K. Guy, Problems, in: The Geometry of Metric and Linear Spaces, Springer Lecture Notes in Mathematics 490, 1975, pp. 233–244 (Problem 7, J. J. Seidel, pp. 237–238). doi:10.1007/BFb0081147
  • H. A. Wilbrink, On the (99,14,1,2)(99,14,1,2)(99,14,1,2) strongly regular graph, in: Papers dedicated to J. J. Seidel, EUT Report 84-WSK-03, Eindhoven University of Technology, 1984, pp. 342–355. PDF
  • A. E. Brouwer, A. Neumaier, A remark on partial linear spaces of girth 5 with an application to strongly regular graphs, Combinatorica 8 (1988), 57–61. doi:10.1007/BF02122552
  • A. A. Makhnev, I. M. Minakova, On automorphisms of strongly regular graphs with λ=1\lambda=1λ=1, μ=2\mu=2μ=2, Discrete Mathematics and Applications 14 (2004), no. 2. doi:10.1515/156939204872374
  • M. Behbahani, C. Lam, Strongly regular graphs with non-trivial automorphisms, Discrete Mathematics 311 (2011), 132–144. doi:10.1016/j.disc.2010.10.005
  • J. H. Conway, Five $1,000 Problems (Update 2017), OEIS. PDF
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CombinatoricsOperations ResearchProbability·Captain: Shuze Chen

The Komlos ConjectureOpen Problem

Motivation

Discrepancy theory asks how evenly a collection of objects can be split into two parts. Its central open question is a conjecture of Komlós, first circulated in the 1980s: any finite family of vectors of Euclidean length at most one can be signed ±1\pm 1±1 so that the signed sum is bounded in every coordinate by a universal constant — independent of how many vectors there are and of the dimension they live in.

Timeline

  • 1963. Steinitz-type vector balancing questions circulate; Bárány and Grinberg later (1981) show any norm admits a dimension-dependent bound 2d2d2d, setting the theme: how much of the dependence on dimension is real?
  • 1981. Beck and Fiala (Discrete Appl. Math.) prove degree-ttt set systems have discrepancy at most 2t−12t - 12t−1, by the floating-colors argument, and conjecture O(t)O(\sqrt{t})O(t​).
  • 1980s. Komlós poses the vector form — unit ℓ2\ell^2ℓ2-norm columns, constant ℓ∞\ell^\inftyℓ∞ discrepancy — which implies the Beck–Fiala conjecture; it circulates through Spencer's Ten Lectures (1987) as the central open problem of the area.
  • 1985. Spencer (Trans. AMS) proves "six standard deviations suffice": discrepancy 6n6\sqrt{n}6n​ for nnn sets on nnn points, beating random signing via the partial-coloring method.
  • 1998. Banaszczyk (Random Struct. Algorithms) proves the Komlós bound O(log⁡n)O(\sqrt{\log n})O(logn​) by a recursive Gaussian-measure argument over convex bodies.
  • 2010–2016. The constructive era: Bansal (2010) makes Spencer algorithmic by SDP random walks, Lovett and Meka (2012) simplify, and Bansal, Dadush, and Garg (STOC 2016) give a polynomial-time algorithm matching Banaszczyk's bound.
  • 2023. Kunisky (SIAM J. Discrete Math.) constructs instances from unsatisfiable formulas with discrepancy approaching 1+21+\sqrt{2}1+2​ — the strongest lower bound on the conjectured constant.
  • 2025. Bansal and Jiang (arXiv:2508.03961) break the Banaszczyk barrier: O~((log⁡n)1/4)\tilde{O}((\log n)^{1/4})O~((logn)1/4) for Komlós, and the Beck–Fiala conjecture resolved for t≥log⁡2nt \ge \log^2 nt≥log2n — the first movement in nearly thirty years. The gap between 2.414…2.414\ldots2.414… and O~((log⁡n)1/4)\tilde{O}((\log n)^{1/4})O~((logn)1/4) is the conjecture.

Setting

Fix nnn vectors v1,…,vn∈Rmv_1, \dots, v_n \in \mathbb{R}^mv1​,…,vn​∈Rm with Euclidean norm ∥vi∥2≤1\lVert v_i \rVert_2 \le 1∥vi​∥2​≤1. A sign vector is an ε∈{−1,+1}n\varepsilon \in \{-1, +1\}^nε∈{−1,+1}n: one sign εi∈{±1}\varepsilon_i \in \{\pm 1\}εi​∈{±1} per vector. Writing vijv_{ij}vij​ for the jjj-th coordinate of the vector viv_ivi​, the discrepancy of the family under ε\varepsilonε is the largest coordinate, in absolute value, of the signed sum ∑iεivi\sum_i \varepsilon_i v_i∑i​εi​vi​ — that is, max⁡j≤m∣∑i≤nεivij∣\max_{j \le m} \lvert \sum_{i \le n} \varepsilon_i v_{ij} \rvertmaxj≤m​∣∑i≤n​εi​vij​∣, the ℓ∞\ell^\inftyℓ∞ norm of the signed sum. The Komlós property at constant KKK — KomlosBound K — says that every such family, in every nnn and every mmm, admits a sign vector with every coordinate of the signed sum at most KKK in absolute value.

Set systems embed as the special case of 0/10/10/1-incidence matrices: if AAA is an m×nm \times nm×n matrix of 000s and 111s in which every column has at most ttt ones (every element lies in at most ttt sets), the columns scaled by 1/t1/\sqrt{t}1/t​ have norm at most one, so the Komlós property gives discrepancy KtK\sqrt{t}Kt​ — the Beck–Fiala conjecture.

Formalization targets

Goal — the Komlós conjecture

∃ K∈R:every v1,…,vn∈Rm with ∥vi∥2≤1 admits ε∈{±1}n with max⁡j∣∑iεivij∣≤K.\exists\, K \in \mathbb{R}: \quad \text{every } v_1, \dots, v_n \in \mathbb{R}^m \text{ with } \lVert v_i\rVert_2 \le 1 \text{ admits } \varepsilon \in \{\pm 1\}^n \text{ with } \max_j \Big|\sum_i \varepsilon_i v_{ij}\Big| \le K.∃K∈R:every v1​,…,vn​∈Rm with ∥vi​∥2​≤1 admits ε∈{±1}n with jmax​​i∑​εi​vij​​≤K.

The goal fixes no value of KKK: any finite universal constant settles it, so the statement survives every improvement in the constant.

Milestones — the known ladder

Eight results over the same definitions: Beck–Fiala's 2t−12t - 12t−1 for degree-ttt set systems; Spencer's 6n6\sqrt{n}6n​ for nnn sets on nnn points; Banaszczyk's O(log⁡n)O(\sqrt{\log n})O(logn​) for the Komlós setting; its corollary O(tlog⁡n)O(\sqrt{t \log n})O(tlogn​) for set systems; the reduction "Komlós at KKK implies Beck–Fiala at KtK\sqrt{t}Kt​"; Kunisky's lower bound K≥1+2K \ge 1 + \sqrt{2}K≥1+2​; and the two 2025 Bansal–Jiang breakthroughs — O~((log⁡n)1/4)\tilde{O}((\log n)^{1/4})O~((logn)1/4) for the Komlós setting, and the Beck–Fiala conjecture's bound O(t)O(\sqrt{t})O(t​) in the regime t=Ω(log⁡2n)t = \Omega(\log^2 n)t=Ω(log2n).

Significance

The conjecture is the meeting point of the two main techniques of discrepancy theory — partial coloring and the Gaussian/convex-geometric method — and each further improvement has forced a new technique into existence. A proof would resolve the Beck–Fiala conjecture in full and sharpen the hereditary-discrepancy landscape; a disproof would break the widely-shared expectation that vector balancing is dimension-free. The problem is also a benchmark for algorithmic discrepancy: every known bound now has a polynomial-time counterpart, and the constructive tools built for it (random-walk roundings, spectral partial colorings) are used across approximation algorithms and ranging into differential privacy.

None of this literature is formalized anywhere; Mathlib has no discrepancy theory at all. The definitions here are elementary — finite sums, absolute values, one norm hypothesis — so the mission's entry cost is unusually low for an open-problem mission: the Beck–Fiala theorem and the scaling reduction are self-contained finite combinatorics, while Spencer and Banaszczyk each force a genuinely new proof technique (pigeonhole partial coloring; Gaussian measure on convex bodies) into Lean.

Difficulty

Random signs lose: they give Θ(n)\Theta(\sqrt{n})Θ(n​), not a constant, so the naive probabilistic argument is ruled out from the start. The Beck–Fiala argument caps discrepancy by degree, not by norm, and provably cannot be pushed below 2t−O(1)2t - O(1)2t−O(1) by its own bookkeeping. Partial coloring alone loses a logarithm through its iteration, and Banaszczyk's method is blocked at log⁡n\sqrt{\log n}logn​ by the Gaussian measure of the cube. The 2025 advance decouples the two methods but still pays iterated polylogarithmic factors. Nothing currently known contracts the remaining gap to a constant, and the lower bound says the constant, if it exists, is at least 1+21 + \sqrt{2}1+2​ — so any proof must handle instances strictly harder than the set-system case.

Formalization scope

The Lean model commits to: vectors as EuclideanSpace ℝ (Fin m), whose norm is the ℓ2\ell^2ℓ2 norm (the hypothesis ∥vi∥≤1\lVert v_i \rVert \le 1∥vi​∥≤1 reads ‖v i‖ ≤ 1); the ℓ∞\ell^\inftyℓ∞ conclusion written coordinatewise as ∀ j, |∑ i, ε i * v i j| ≤ K, avoiding any auxiliary sup-norm structure; sign vectors as real vectors with ε i = 1 ∨ ε i = -1; and set systems as matrices A : Fin m → Fin n → ℝ with an entrywise 0/10/10/1 hypothesis and column-degree counted by Set.ncard. Quantifier order matters everywhere: in KomlosBound K the constant is fixed before nnn and mmm — a KKK depending on nnn would make the statement the trivial n\sqrt{n}n​ bound. In beck_fiala the hypothesis t≥1t \ge 1t≥1 is required (the degree-000 system has discrepancy 0>2t−10 > 2t-10>2t−1 otherwise); the Banaszczyk-form bounds use log⁡(n+2)\log(n+2)log(n+2) so that the bound is positive already at n≤1n \le 1n≤1. In the Bansal–Jiang milestones the asymptotic O~\tilde{O}O~ and Ω\OmegaΩ are rendered by existential constants quantified before all instances: the hidden poly(log⁡log⁡n)\mathrm{poly}(\log\log n)poly(loglogn) factor becomes (log⁡log⁡(n+8))γ(\log\log(n+8))^{\gamma}(loglog(n+8))γ for some fixed γ>0\gamma > 0γ>0 (the inner shift +8+8+8 keeps the iterated logarithm positive), and the threshold t=Ω(log⁡2n)t = \Omega(\log^2 n)t=Ω(log2n) becomes C0log⁡2(n+2)≤tC_0 \log^2(n+2) \le tC0​log2(n+2)≤t for some fixed C0>0C_0 > 0C0​>0.

Welcome contributions: any milestone in any order — beck_fiala and komlos_implies_beck_fiala are self-contained finite arguments and the natural entry points; spencer_six_deviations and banaszczyk_bound each import a major technique; komlos_lower_bound needs an explicit construction and a case analysis over all sign vectors. Reusable infrastructure — partial colorings, Gaussian measure bounds for convex bodies, hereditary discrepancy — is welcome as platform theorems. The matrix Spencer conjecture, prefix discrepancy, and the Steinitz problem are related but deliberately left to future missions.

Selected references

  • J. Beck, T. Fiala, "Integer-making" theorems, Discrete Applied Mathematics 3 (1981). doi:10.1016/0166-218X(81)90022-6
  • J. Spencer, Six standard deviations suffice, Trans. Amer. Math. Soc. 289 (1985). doi:10.1090/S0002-9947-1985-0784009-0
  • W. Banaszczyk, Balancing vectors and Gaussian measures of n-dimensional convex bodies, Random Structures & Algorithms 12 (1998). doi link
  • N. Bansal, D. Dadush, S. Garg, An algorithm for Komlós conjecture matching Banaszczyk's bound, FOCS 2016 / SIAM J. Comput. arXiv:1605.02882
  • N. Bansal, H. Jiang, Decoupling via affine spectral-independence: Beck–Fiala and Komlós bounds beyond Banaszczyk, 2025. arXiv:2508.03961
  • D. Kunisky, The discrepancy of unsatisfiable matrices and a lower bound for the Komlós conjecture constant, SIAM J. Discrete Math. 37 (2023). arXiv:2111.02974
  • B. Chazelle, The Discrepancy Method, Cambridge University Press, 2000. author's page
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Calculus of VariationsPure Mathematics·Captain: ShouqiaoWang

Orders of Harmonic Maps into Euclidean BuildingsResearch Paper

Motivation

Harmonic maps into singular nonpositively curved spaces arise in geometric analysis, rigidity theory, and the study of group actions on buildings. Near a point in the domain, their infinitesimal growth is measured by an order, obtained from an Almgren-type frequency quotient. For smooth targets that order is tied to familiar Taylor expansion data. Euclidean buildings are instead assembled from Euclidean apartments along reflection walls, so a map can branch through a singular link and a priori might exhibit a much less controlled spectrum of homogeneities. Breiner and Dees prove that, for maps from surfaces, this spectrum is discrete and is governed by the finite rotational Weyl group of the building. The mission formalizes their headline classification theorem, Theorem 1.1 of Breiner--Dees.

The discreteness matters because frequency information is a basic input to stratification and regularity arguments for singular harmonic maps. A finite list of possible denominators prevents homogeneities from accumulating arbitrarily and isolates rank-one behavior. The formal target makes explicit the nonconstant condition used by the source paper's tangent-map reduction. Without it, the usual numerator and denominator of the frequency quotient both vanish for a constant map, so its order is not defined.

Setting

A Euclidean Coxeter complex consists of Euclidean space together with an affine reflection group. Taking the linear parts of its affine isometries produces a finite rotational reflection group WWW. A Euclidean building of type WWW is a complete metric space covered by isometric Euclidean apartments whose overlaps are related by elements of the affine Weyl group; the atlas is required to contain the relevant geodesic segments, rays, and lines and to be maximal with these compatibility properties.

The domain is a connected open subset DDD of a complex one-dimensional manifold, hence a Riemann surface domain. The formalization uses a concrete Korevaar--Schoen-style metric Sobolev energy built from normalized local difference quotients and Lebesgue area in charts. A map u:D→Xu:D\to Xu:D→X is harmonic when it has finite local energy and minimizes that energy against competitors with the same trace. For x0∈Dx_0\in Dx0​∈D and small radii rrr, the energy and boundary moment determine a frequency quotient. When its limit exists with positive denominator, that limit is the order Ord⁡u(x0)\operatorname{Ord}_u(x_0)Ordu​(x0​).

Formalization targets

Main classification

For a nonconstant energy-minimizing harmonic map u:D→Xu:D\to Xu:D→X and any x0∈Dx_0\in Dx0​∈D, prove that the order is defined and that there are positive integers m,km,km,k such that

Ord⁡u(x0)=mk,k∣∣W∣.\operatorname{Ord}_u(x_0)=\frac{m}{k}, \qquad k\mid |W|.Ordu​(x0​)=km​,k∣∣W∣.

If the building has rank one, prove the sharper form

Ord⁡u(x0)=m2for some integer m≥2.\operatorname{Ord}_u(x_0)=\frac{m}{2} \qquad\text{for some integer }m\ge 2.Ordu​(x0​)=2m​for some integer m≥2.

The same theorem also records the small-scale energy and positive-boundary-moment facts needed for the order to be meaningful; these are conclusions, not assumptions supplied by a solver.

Significance

The result identifies a purely algebraic constraint on an analytic singularity invariant: every denominator divides the order of the finite rotational Weyl group. In rank one, where the target is a tree or an R\mathbb RR-tree, it recovers the half-integer spectrum and its lower bound. This converts an apparently continuous local invariant into a discrete one determined by the building type.

Formalizing the theorem requires reusable infrastructure that is largely absent from current Mathlib: concrete Euclidean-building atlases, metric-valued Sobolev energy, trace and boundary-moment constructions, harmonic energy minimization, frequency quotients, and homogeneous tangent-map interfaces. The paper theorem is proved in ordinary mathematics; the open task is to replace the single sorry in the target with a machine-checked Lean proof. A completed development would provide components useful for other singular-target harmonic-map and CAT(0) formalizations.

Difficulty

The target is not a direct consequence of treating the building as a Euclidean vector space. A harmonic map can cross apartment walls, and a single chart need not contain the image of a punctured neighborhood. The local problem must respect both metric energy and Weyl-group compatibility. Moreover, the frequency quotient is defined through limiting analytic quantities, while the conclusion is an exact rational arithmetic classification. Bridging those levels requires controlling tangent maps and the geometry of directions in the building rather than merely proving monotonicity of the frequency.

The rank-one clause is not obtained by substituting ∣W∣=2|W|=2∣W∣=2 into the general statement alone: it also asserts m≥2m\ge2m≥2. The formal proof therefore must preserve the nonconstant hypothesis and the positivity information that rules out the degenerate zero-order case.

Formalization scope

The Lean bundle fixes a complex one-dimensional manifold model for the source, a genuine complete metric target, a finite affine reflection group acting by Euclidean isometries, and an explicit building atlas. The rotational group WWW is the image of the affine group under taking linear parts, so ∣W∣|W|∣W∣ is not an arbitrary external number. The domain carries a point x0x_0x0​ and is nonempty by construction. The map is required to be nonconstant on the domain; this is the necessary explicit repair of the printed headline, whose later reduction theorem uses the same condition.

Energy, trace, boundary moment, frequency, and order are transparent definitions tied to the supplied geometry. In particular, the caller cannot choose a zero measure or an unrelated predicate to make the target vacuous. The theorem must establish finite small-scale energy, positivity of the boundary moment, existence of the frequency limit, and its classification. Solvers may contribute supporting files for metric Sobolev estimates, tangent-map compactness, homogeneous harmonic-map classification, or finite-reflection-group lemmas, provided they preserve the exact conventions in the definition bundle.

Selected references

  • Christine Breiner and Ben K. Dees, On the Possible Orders of Harmonic Maps into Euclidean Buildings, Calculus of Variations and Partial Differential Equations, 2026, Theorem 1.1 and Sections 2--4. DOI
  • Mikhail Gromov and Richard Schoen, Harmonic Maps into Singular Spaces and p-adic Superrigidity for Lattices in Groups of Rank One, Publications Mathématiques de l'IHÉS 76 (1992), 165--246. EuDML
72 thms7 active users
🏆Completed
Bandit AlgorithmsMachine LearningOperations Research·Captain: Shuze Chen

Bandit Algorithms XIV: Bayesian Bandits, the Gittins Index and Thompson SamplingTextbook

The oldest bandit algorithm (Thompson, 1933) is also the most modern: sample a parameter from the posterior and act greedily. Chapters 34–36 of Lattimore–Szepesvári develop the Bayesian view in two crowning results. The Gittins index theorem: for infinite-horizon discounted Markov bandits, the seemingly intractable dynamic program is solved exactly by an index policy — each arm gets a retirement-value index computable arm-by-arm, and playing the largest index is Bayesian optimal. And the frequentist analysis of Thompson sampling — the goal theorem: with Gaussian posteriors, Thompson sampling on 1-subgaussian bandits achieves lim⁡n→∞Rn/log⁡n=∑i:Δi>02/Δi\lim_{n\to\infty} R_n/\log n = \sum_{i:\Delta_i>0} 2/\Delta_ilimn→∞​Rn​/logn=∑i:Δi​>0​2/Δi​, exactly asymptotically optimal, alongside the minimax-grade Rn≤Cknlog⁡nR_n \le C\sqrt{kn\log n}Rn​≤Cknlogn​. Together they explain why posterior sampling is both principled and practically dominant.

88 thms7 active usersReviewed
🏆Completed
Bandit AlgorithmsMachine LearningOperations Research·Captain: Shuze Chen

Bandit Algorithms XI: Lower Bounds for Stochastic Linear BanditsTextbook

Is the dnd\sqrt{n}dn​ regret of LinUCB (Mission X) an artifact of the algorithm or a law of nature? Chapters 24–25 of Lattimore–Szepesvári prove it is essentially unimprovable. On the unit ball there is a parameter θ\thetaθ with ∥θ∥22=d2/(48n)\|\theta\|_2^2 = d^2/(48n)∥θ∥22​=d2/(48n) forcing Rn≥dn163R_n \ge \frac{d\sqrt{n}}{16\sqrt{3}}Rn​≥163​dn​​ — the goal theorem — and the hypercube gives the same Ω(dn)\Omega(d\sqrt{n})Ω(dn​) rate. The asymptotic chapter is more striking still: for fixed finite action sets, the instance-optimal constant c(A,θ)c(\mathcal{A},\theta)c(A,θ) is characterized by an allocation program, and optimism itself is provably suboptimal — LinUCB and Thompson sampling cannot achieve it, because exploration must sometimes deliberately play actions optimism would never touch. These lower bounds define the targets for the entire linear-bandit literature.

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Bandit AlgorithmsMachine LearningOperations Research·Captain: Shuze Chen

Bandit Algorithms V: Adversarial Bandits and Exp3Textbook

What if the rewards are not random at all, but chosen by an adversary who knows your algorithm? Remarkably, a randomized learner can still compete with the best fixed arm in hindsight. Chapters 11–12 of Lattimore–Szepesvári develop the adversarial kkk-armed bandit: rewards xti∈[0,1]x_{ti} \in [0,1]xti​∈[0,1] are an arbitrary fixed matrix, the learner samples At∼PtA_t \sim P_tAt​∼Pt​, and regret is measured against max⁡i∑txti\max_i \sum_t x_{ti}maxi​∑t​xti​. The exponential-weights algorithm Exp3, fed by importance-weighted loss estimates X^ti=1−1{At=i}(1−Xt)/Pti\hat X_{ti} = 1 - \mathbb{1}\{A_t = i\}(1 - X_t)/P_{ti}X^ti​=1−1{At​=i}(1−Xt​)/Pti​, achieves Rn≤2nklog⁡kR_n \le \sqrt{2nk\log k}Rn​≤2nklogk​ — the goal theorem. The companion Exp3-IX, which deliberately biases its estimator, upgrades this to a bound holding with high probability rather than only in expectation. These results are the foundation of all adversarial online learning with partial feedback.

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Algebra·Captain: Lucas

Fundamental Theorem of Galois Theory I: Galois Extensions and the Galois CorrespondenceTextbook

Motivation

Many questions about polynomial equations — which equations can be solved by radicals, which geometric constructions are possible with ruler and compass, how the roots of a polynomial are related — become questions about the symmetries of a field extension. The fundamental theorem of Galois theory, going back to Évariste Galois, is the dictionary that makes this possible: for a finite Galois extension it matches intermediate fields with subgroups of a finite group, so that questions about fields become questions in finite group theory. The same dictionary underlies Kummer theory and class field theory, and it is the step that turns the unsolvability of the general quintic (Abel–Ruffini) into a statement about solvable groups.

This mission follows the Wikipedia article Fundamental theorem of Galois theory (revision 1345286594): its main statement, its list of properties of the correspondence, three of its worked examples, and its section on the infinite case.

Setting

A field extension E/FE/FE/F is a field EEE with a field FFF inside it; it is finite when EEE is finite-dimensional as an FFF-vector space, of dimension [E:F][E:F][E:F]. An intermediate field is a field KKK with F⊆K⊆EF \subseteq K \subseteq EF⊆K⊆E. The automorphism group G=Aut⁡(E/F)G = \operatorname{Aut}(E/F)G=Aut(E/F) is the group of field automorphisms σ\sigmaσ of EEE with σ(a)=a\sigma(a) = aσ(a)=a for every a∈Fa \in Fa∈F.

The two maps of the correspondence are:

  • for a subgroup H≤GH \le GH≤G, the fixed field EH={x∈E:σ(x)=x for all σ∈H}E^H = \{x \in E : \sigma(x) = x \text{ for all } \sigma \in H\}EH={x∈E:σ(x)=x for all σ∈H};
  • for an intermediate field KKK, the fixing subgroup Aut⁡(E/K)={σ∈G:σ(x)=x for all x∈K}\operatorname{Aut}(E/K) = \{\sigma \in G : \sigma(x) = x \text{ for all } x \in K\}Aut(E/K)={σ∈G:σ(x)=x for all x∈K}.

The extension is Galois when it is normal and separable; for a finite extension this is equivalent to ∣G∣=[E:F]|G| = [E:F]∣G∣=[E:F]. When E/FE/FE/F is Galois, GGG is written Gal⁡(E/F)\operatorname{Gal}(E/F)Gal(E/F).

For an infinite algebraic Galois extension, GGG carries the Krull topology: the coarsest topology for which each restriction map G→Gal⁡(L/F)G \to \operatorname{Gal}(L/F)G→Gal(L/F), with L/FL/FL/F a finite Galois subextension and Gal⁡(L/F)\operatorname{Gal}(L/F)Gal(L/F) discrete, is continuous.

Formalization targets

Goal: Galois if and only if the correspondence is one-to-one

For a finite extension E/FE/FE/F,

E/F is Galois  ⟺  (∀K, EAut⁡(E/K)=K) and (∀H≤G, Aut⁡(E/EH)=H).E/F \text{ is Galois} \iff \Big(\forall K,\ E^{\operatorname{Aut}(E/K)} = K\Big) \text{ and } \Big(\forall H \le G,\ \operatorname{Aut}(E/E^H) = H\Big).E/F is Galois⟺(∀K, EAut(E/K)=K) and (∀H≤G, Aut(E/EH)=H).

Milestones

  1. Basic form (forward direction of the goal, already on the platform): for finite Galois E/FE/FE/F the two maps are mutually inverse.
  2. Non-Galois case: for finite non-Galois E/FE/FE/F, H↦EHH \mapsto E^HH↦EH is injective but not surjective, K↦Aut⁡(E/K)K \mapsto \operatorname{Aut}(E/K)K↦Aut(E/K) is surjective but not injective, and FFF is not the fixed field of any subgroup.
  3. Inclusion reversing: H1≤H2  ⟺  EH2⊆EH1H_1 \le H_2 \iff E^{H_2} \subseteq E^{H_1}H1​≤H2​⟺EH2​⊆EH1​.
  4. Degrees: [E:EH]=∣H∣[E : E^H] = |H|[E:EH]=∣H∣ and [EH:F]=[G:H][E^H : F] = [G : H][EH:F]=[G:H].
  5. Normality: EH/FE^H/FEH/F is normal   ⟺  \iff⟺ HHH is a normal subgroup.
  6. Quotient: if HHH is normal, restriction to EHE^HEH induces an isomorphism G/H≅Gal⁡(EH/F)G/H \cong \operatorname{Gal}(E^H/F)G/H≅Gal(EH/F).
  7. Example 1: K=Q(2,3)K = \mathbb{Q}(\sqrt2, \sqrt3)K=Q(2​,3​) has degree 444, is Galois, its Galois group is a Klein four-group, and it has five subgroups and five intermediate fields.
  8. Example 2: the splitting field of x3−2x^3 - 2x3−2 over Q\mathbb{Q}Q has degree 666, Galois group ≅S3\cong S_3≅S3​, six subgroups and six intermediate fields.
  9. Example 4: Q(23)\mathbb{Q}(\sqrt[3]{2})Q(32​) has degree 333, trivial automorphism group, and is not Galois.
  10. Infinite case, well-definedness: for any Galois extension, Aut⁡(E/K)\operatorname{Aut}(E/K)Aut(E/K) is closed in the Krull topology.
  11. Infinite case (already on the platform): intermediate fields correspond bijectively to closed subgroups.

Significance

The result. The correspondence turns the lattice of intermediate fields of a finite Galois extension into the (reversed) lattice of subgroups of a finite group, with degrees matching indices and normal subextensions matching normal subgroups. This is the tool used to classify subfields, to compute Galois groups of explicit polynomials, and to prove that solvability by radicals corresponds to solvability of the Galois group.

Formalizing it. The theorems are classical, and Mathlib contains formal proofs of the general finite and infinite correspondences (for example IsGalois.intermediateFieldEquivSubgroup and the InfiniteGalois namespace). This mission's contribution is a statement set indexed by the source: the converse direction ("only if Galois") as the goal, the non-Galois behaviour, each listed property, and the concrete examples of the article. The explicit examples require genuine computation: degrees of towers, minimal polynomials, and counting subgroups and subfields.

Difficulty

The general statements reduce to Artin's theorem and a degree count, but the non-Galois milestone asks for four separate claims about injectivity and surjectivity, each needing the correct direction of Artin's theorem. The examples cannot be settled by a general principle: showing that Q(2,3)\mathbb{Q}(\sqrt2,\sqrt3)Q(2​,3​) has exactly five intermediate fields, or that the splitting field of x3−2x^3-2x3−2 has degree 666, requires irreducibility arguments and an explicit transfer through the correspondence. Showing that Q(23)\mathbb{Q}(\sqrt[3]2)Q(32​) has no non-trivial automorphism requires knowing that the other two roots of x3−2x^3-2x3−2 are not real.

Formalization scope

All statements use Mathlib's IntermediateField F E, IntermediateField.fixedField, IntermediateField.fixingSubgroup, the automorphism group E ≃ₐ[F] E, and IsGalois (normal and separable). Finite means FiniteDimensional F E. Subgroups in the finite statements range over all subgroups; in the infinite case the Krull topology is Mathlib's standard topology on E ≃ₐ[F] E. Degrees are Module.finrank, orders are Nat.card, and the index is Subgroup.index. The concrete fields of the examples are taken inside R\mathbb{R}R (for Q(2,3)\mathbb{Q}(\sqrt2,\sqrt3)Q(2​,3​) and Q(23)\mathbb{Q}(\sqrt[3]2)Q(32​), with 23=21/3\sqrt[3]2 = 2^{1/3}32​=21/3 the real cube root) or as the abstract splitting field (for x3−2x^3-2x3−2). The quotient milestone takes the normality of HHH and of EH/FE^H/FEH/F as instance hypotheses; they are equivalent by milestone 5, so neither is vacuous.

The article's Example 3 (the anharmonic group acting on C(λ)\mathbb{C}(\lambda)C(λ)) and the "Applications" section are out of scope for this first mission. No new definitions are needed; contributions of proofs for any milestone are welcome.

Selected references

  • Wikipedia, Fundamental theorem of Galois theory, revision 1345286594. https://en.wikipedia.org/w/index.php?title=Fundamental_theorem_of_Galois_theory&oldid=1345286594
  • J. S. Milne, Fields and Galois Theory, Kea Books, 2022. https://www.jmilne.org/math/CourseNotes/ft.html
  • The Stacks Project, Theorem 9.21.7 (Fundamental theorem of Galois theory). https://stacks.math.columbia.edu/tag/09DW
  • The Stacks Project, Theorem 9.22.4 (Fundamental theorem of infinite Galois theory). https://stacks.math.columbia.edu/tag/0BML
  • L. Ribes, P. Zalesskii, Profinite Groups, Springer, 2010. ISBN 978-3-642-01641-7.
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Convex OptimizationNumerical AnalysisOperations Research+1·Captain: mikedeng1

A Nonmonotone Line Search Technique and Its Application to Unconstrained Optimization II: R-Linear Convergence for Strongly Convex FunctionsResearch Paper

Motivation

Line search methods for unconstrained minimization of a smooth function f:Rn→Rf : \mathbb{R}^n \to \mathbb{R}f:Rn→R choose a direction dkd_kdk​ and a step αk>0\alpha_k > 0αk​>0 and set xk+1=xk+αkdkx_{k+1} = x_k + \alpha_k d_kxk+1​=xk​+αk​dk​. Classical rules (Armijo, Wolfe) insist that every step decrease fff. For quasi-Newton and conjugate gradient directions this monotonicity requirement often forces short steps, and nonmonotone line searches, which only ask for a decrease relative to some reference value built from past iterates, have been used since Grippo, Lampariello and Lucidi (1986) to let such methods take longer steps.

Zhang and Hager (SIAM J. Optim., 2004) replaced the maximum of recent function values used by Grippo et al. with a weighted average CkC_kCk​ of all past function values. The paper proves two results: global convergence to stationary points (the companion mission) and, the subject of this mission, R-linear convergence of the function values when fff is strongly convex.

Timeline:

  • 1986, Grippo, Lampariello, Lucidi: nonmonotone line search based on the maximum of the last MMM function values; global convergence.
  • 2002, Dai: R-linear convergence of the max-based scheme for strongly convex fff.
  • 2004, Zhang and Hager: the averaged reference value CkC_kCk​; global convergence (Theorem 2.2) and R-linear convergence for strongly convex fff (Theorem 3.1).

Setting

Fix parameters 0≤ηmin⁡≤ηmax⁡≤10 \le \eta_{\min} \le \eta_{\max} \le 10≤ηmin​≤ηmax​≤1, 0<δ<σ<1<ρ0 < \delta < \sigma < 1 < \rho0<δ<σ<1<ρ and μ>0\mu > 0μ>0. Write gk=∇f(xk)g_k = \nabla f(x_k)gk​=∇f(xk​) and ∇f(x)d=⟨∇f(x),d⟩\nabla f(x)d = \langle \nabla f(x), d\rangle∇f(x)d=⟨∇f(x),d⟩. The Nonmonotone Line Search Algorithm (NLSA) keeps weights QkQ_kQk​ and reference values CkC_kCk​:

Q0=1,  Qk+1=ηkQk+1,C0=f(x0),  Ck+1=ηkQkCk+f(xk+1)Qk+1,Q_0 = 1,\ \ Q_{k+1} = \eta_k Q_k + 1,\qquad C_0 = f(x_0),\ \ C_{k+1} = \frac{\eta_k Q_k C_k + f(x_{k+1})}{Q_{k+1}},Q0​=1,  Qk+1​=ηk​Qk​+1,C0​=f(x0​),  Ck+1​=Qk+1​ηk​Qk​Ck​+f(xk+1​)​,

with ηk∈[ηmin⁡,ηmax⁡]\eta_k \in [\eta_{\min}, \eta_{\max}]ηk​∈[ηmin​,ηmax​] chosen freely at each step. A step αk\alpha_kαk​ is accepted either by the nonmonotone Wolfe conditions

f(xk+αkdk)≤Ck+δαkgkTdk,∇f(xk+αkdk)dk≥σgkTdk,f(x_k + \alpha_k d_k) \le C_k + \delta\alpha_k g_k^{\mathsf T} d_k,\qquad \nabla f(x_k + \alpha_k d_k) d_k \ge \sigma g_k^{\mathsf T} d_k,f(xk​+αk​dk​)≤Ck​+δαk​gkT​dk​,∇f(xk​+αk​dk​)dk​≥σgkT​dk​,

or by the nonmonotone Armijo rule αk=αˉkρhk\alpha_k = \bar\alpha_k \rho^{h_k}αk​=αˉk​ρhk​, where αˉk>0\bar\alpha_k > 0αˉk​>0 is a trial step and hkh_khk​ is the largest integer such that the first inequality holds and αk≤μ\alpha_k \le \muαk​≤μ. With ηk=0\eta_k = 0ηk​=0 one recovers the monotone rules.

The direction assumption asks for constants c1,c2>0c_1, c_2 > 0c1​,c2​>0 with gkTdk≤−c1∥gk∥2g_k^{\mathsf T} d_k \le -c_1\|g_k\|^2gkT​dk​≤−c1​∥gk​∥2 and ∥dk∥≤c2∥gk∥\|d_k\| \le c_2\|g_k\|∥dk​∥≤c2​∥gk​∥. The function fff is strongly convex with constant γ>0\gamma > 0γ>0 if

f(x)≥f(y)+∇f(y)(x−y)+12γ∥x−y∥2for all x,y.f(x) \ge f(y) + \nabla f(y)(x - y) + \frac{1}{2\gamma}\|x - y\|^2\quad\text{for all } x, y.f(x)≥f(y)+∇f(y)(x−y)+2γ1​∥x−y∥2for all x,y.

Let x∗x^*x∗ be the minimizer, L={x:f(x)≤f(x0)}\mathcal L = \{x : f(x) \le f(x_0)\}L={x:f(x)≤f(x0​)}, dmax⁡=sup⁡k∥dk∥d_{\max} = \sup_k\|d_k\|dmax​=supk​∥dk​∥, and Lˉ\bar{\mathcal L}Lˉ the set of points within distance μdmax⁡\mu d_{\max}μdmax​ of L\mathcal LL.

Formalization targets

Goal: Theorem 3.1

Let fff be strongly convex with minimizer x∗x^*x∗, let ∇f\nabla f∇f be Lipschitz continuous on bounded sets, let ηmax⁡<1\eta_{\max} < 1ηmax​<1, let the directions satisfy the direction assumption at every iteration, and let αk≤μ\alpha_k \le \muαk​≤μ for all kkk. Then there is θ∈(0,1)\theta \in (0,1)θ∈(0,1) with

f(xk)−f(x∗)≤θk(f(x0)−f(x∗))for each k.f(x_k) - f(x^*) \le \theta^k\big(f(x_0) - f(x^*)\big)\quad\text{for each } k.f(xk​)−f(x∗)≤θk(f(x0​)−f(x∗))for each k.

The goal fixes no value of θ\thetaθ: it asserts only the existence of a linear rate.

Milestones

In the paper's order of use:

  1. Lemma 1.1: f(xk)≤Ck≤Akf(x_k) \le C_k \le A_kf(xk​)≤Ck​≤Ak​ when gkTdk≤0g_k^{\mathsf T}d_k \le 0gkT​dk​≤0 for each kkk.
  2. Ck+1≤CkC_{k+1} \le C_kCk+1​≤Ck​, so all iterates lie in L\mathcal LL.
  3. (3.4): f(x)−f(x∗)≤γ∥∇f(x)∥2f(x) - f(x^*) \le \gamma\|\nabla f(x)\|^2f(x)−f(x∗)≤γ∥∇f(x)∥2.
  4. (2.15): Qk+1≤1/(1−ηmax⁡)Q_{k+1} \le 1/(1 - \eta_{\max})Qk+1​≤1/(1−ηmax​).
  5. (3.6): f(xk+1)≤Ck−β∥gk∥2f(x_{k+1}) \le C_k - \beta\|g_k\|^2f(xk+1​)≤Ck​−β∥gk​∥2, with
β=min⁡{δμc1ρ, 2δ(1−δ)c12Lρc22, δ(1−σ)c12Lc22}.\beta = \min\left\{\frac{\delta\mu c_1}{\rho},\ \frac{2\delta(1-\delta)c_1^2}{L\rho c_2^2},\ \frac{\delta(1-\sigma)c_1^2}{Lc_2^2}\right\}.β=min{ρδμc1​​, Lρc22​2δ(1−δ)c12​​, Lc22​δ(1−σ)c12​​}.
  1. (3.7): ∥gk+1∥≤b∥gk∥\|g_{k+1}\| \le b\|g_k\|∥gk+1​∥≤b∥gk​∥, b=1+μc2Lb = 1 + \mu c_2 Lb=1+μc2​L.
  2. (3.8): the explicit contraction
Ck+1−f(x∗)≤θ (Ck−f(x∗)),θ=1−βb2(1−ηmax⁡),b2=1β+γb2.C_{k+1} - f(x^*) \le \theta\,(C_k - f(x^*)),\qquad \theta = 1 - \beta b_2(1-\eta_{\max}),\quad b_2 = \frac{1}{\beta + \gamma b^2}.Ck+1​−f(x∗)≤θ(Ck​−f(x∗)),θ=1−βb2​(1−ηmax​),b2​=β+γb21​.

Here LLL is a Lipschitz constant of ∇f\nabla f∇f on Lˉ\bar{\mathcal L}Lˉ. A further result on the same definitions is Theorem 3.2: if f(xk)f(x_k)f(xk​) converges R-linearly with ratio θ<ηmin⁡\theta < \eta_{\min}θ<ηmin​ inside a compact convex set on which fff is strongly convex, then the sufficient decrease condition with reference value CkC_kCk​ holds for all large kkk.

Significance

Theorem 3.1 shows that averaging past function values costs nothing in the rate: on strongly convex functions the nonmonotone method keeps the linear rate of monotone descent, for any direction sequence satisfying the direction assumption (steepest descent, L-BFGS with bounded condition numbers, and so on). Theorem 3.2 is the converse side: for weights close enough to 1, the averaged test eventually accepts the steps of any R-linearly convergent iteration of this kind. The paper contrasts this with the max-based test of Grippo et al.

These results are proved in the paper. As far as the platform catalogue shows, no line search with the Wolfe conditions or a nonmonotone reference value has been formalized. The only related item is a monotone backtracking gradient descent rate, which is a different theorem. Machine-checked proofs would give reusable Lean statements of the nonmonotone Wolfe and Armijo rules and of the averaged reference value. They would also give the explicit constants β\betaβ, bbb and θ\thetaθ in checked form, and a checked record of the repair of the printed statement described below.

Difficulty

The obvious argument would show that f(xk)−f(x∗)f(x_k) - f(x^*)f(xk​)−f(x∗) contracts at each step. It fails: the method is nonmonotone, and f(xk+1)f(x_{k+1})f(xk+1​) may exceed f(xk)f(x_k)f(xk​). The quantity that contracts is Ck−f(x∗)C_k - f(x^*)Ck​−f(x∗), and only CkC_kCk​ is controlled by the line search. The contraction must be derived by relating ∥gk∥2\|g_k\|^2∥gk​∥2 to Ck−f(x∗)C_k - f(x^*)Ck​−f(x∗) in two regimes, and the second regime needs a bound on f(xk+1)−f(x∗)f(x_{k+1}) - f(x^*)f(xk+1​)−f(x∗) from the gradient at the previous iterate. That bound requires the Lipschitz constant on a region containing every point the line search examines, which is why the region Lˉ\bar{\mathcal L}Lˉ and the step bound μ\muμ enter. In Lean, the sufficient decrease (3.6) also rests on the step-length lower bounds of Lemma 2.1 for both rules, including the integer-exponent Armijo rule with its maximality condition.

Formalization scope

Conventions:

  • The space is EuclideanSpace ℝ (Fin n), fff is ContDiff ℝ 1, and ∇f(x)d\nabla f(x)d∇f(x)d is ⟪gradient f x, d⟫_ℝ.
  • A run is infinite, uses one rule throughout (Wolfe or Armijo), and has arbitrary directions subject to the stated hypotheses.
  • QkQ_kQk​ and CkC_kCk​ are defined by recursion from the run.
  • The Armijo exponent ranges over Z\mathbb{Z}Z and "largest" is IsGreatest.
  • dmax⁡d_{\max}dmax​ and distances are taken in [0,∞][0,\infty][0,∞], so unbounded directions make Lˉ\bar{\mathcal L}Lˉ the whole space.
  • Strong convexity keeps the paper's constant γ\gammaγ, the inverse modulus.
  • "Lipschitz on bounded sets" means that every bounded set admits a Lipschitz constant for ∇f\nabla f∇f.

Repair of the printed statement: the paper's direction assumption holds only for all sufficiently large kkk, but Theorem 3.1 concludes (3.5) for each kkk, and its proof uses the assumption at every kkk. As printed the theorem is false: d0=0d_0 = 0d0​=0 with the Wolfe step α0=1\alpha_0 = 1α0​=1 gives x1=x0x_1 = x_0x1​=x0​, which violates (3.5) at k=1k = 1k=1 whenever x0≠x∗x_0 \ne x^*x0​=x∗. The goal therefore requires the direction assumption for every k≥0k \ge 0k≥0.

The step bound "there exists μ>0\mu > 0μ>0 with αk≤μ\alpha_k \le \muαk​≤μ" is stated with μ\muμ the algorithm's parameter. For the Armijo rule this holds by construction. The Wolfe rule does not use μ\muμ, so nothing is lost.

Trivializing formalizations are ruled out:

  • the printed hypotheses with "for each kkk" (false, as shown above);
  • a θ\thetaθ allowed to equal 1, or an unspecified constant factor in front of θk\theta^kθk (weaker than (3.5));
  • a globally Lipschitz gradient, or a step bound different from the μ\muμ used to build Lˉ\bar{\mathcal L}Lˉ.

A complete development needs:

  • the NLSA model and Lemma 1.1;
  • the step-length lower bounds of Lemma 2.1 for both rules (via the descent lemma for Lipschitz gradients);
  • the geometric bound on QkQ_kQk​;
  • boundedness of level sets of strongly convex functions.

The NLSA definitions are reusable by any later mission on nonmonotone line searches. Proofs of the milestones in any order are welcome, as are a proof of the counterexample to the printed statement and a proof that the platform theorem ConvexOptimization.strong_convexity_quadratic_lower_bound implies (3.4).

Selected references

  • H. Zhang, W. W. Hager, A Nonmonotone Line Search Technique and Its Application to Unconstrained Optimization, SIAM J. Optim. 14(4):1043–1056, 2004. https://doi.org/10.1137/S1052623403428208
  • L. Grippo, F. Lampariello, S. Lucidi, A Nonmonotone Line Search Technique for Newton's Method, SIAM J. Numer. Anal. 23(4):707–716, 1986. https://doi.org/10.1137/0723046
  • Y.-H. Dai, On the Nonmonotone Line Search, J. Optim. Theory Appl. 112:315–330, 2002 (reference [4] of the paper).
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Bandit AlgorithmsMachine LearningOperations Research+1·Captain: mikedeng1

Improved Algorithms for Linear Stochastic Bandits I: High-Probability Regret Bound for the OFUL AlgorithmResearch Paper

Motivation

In a linear stochastic bandit, a learner repeatedly chooses an action from a set of vectors and receives a noisy reward whose mean is linear in the action. The model underlies contextual recommendation, adaptive routing and dynamic pricing, where each option is described by features and the payoff of a feature vector must be learned while it is exploited. The quality of a strategy is measured by its regret: the reward lost, relative to always playing the best action, over the first nnn rounds.

The optimism-in-the-face-of-uncertainty principle (play as if the most favourable parameter consistent with the data were true) was introduced for linear bandits by Auer (2002), and developed by Dani, Hayes and Kakade (2008) (ConfidenceBall, regret O(dnlog⁡3/2n)O(d\sqrt n\log^{3/2} n)O(dn​log3/2n) with confidence sets from a union bound over time) and Rusmevichientong and Tsitsiklis (2010). Abbasi-Yadkori, Pál and Szepesvári (NIPS 2011) replaced the union bound by a self-normalized martingale inequality that holds uniformly in time. It gives smaller confidence ellipsoids and, through them, a high-probability regret bound for the resulting algorithm, OFUL, that improves the earlier ones by logarithmic factors. The inequality became the standard tool for linear and kernelized bandits and for linear reinforcement learning.

Setting

Fix a dimension d≥1d \ge 1d≥1 and an unknown parameter θ∗∈Rd\theta_* \in \mathbb R^dθ∗​∈Rd. In round t=1,2,…t = 1, 2, \dotst=1,2,… the learner is given a nonempty decision set Dt⊆RdD_t \subseteq \mathbb R^dDt​⊆Rd, chooses Xt∈DtX_t \in D_tXt​∈Dt​, and observes the reward

Yt=⟨Xt,θ∗⟩+ηt.Y_t = \langle X_t, \theta_* \rangle + \eta_t .Yt​=⟨Xt​,θ∗​⟩+ηt​.

There is a filtration {Ft}t≥0\{F_t\}_{t \ge 0}{Ft​}t≥0​ such that XtX_tXt​ is Ft−1F_{t-1}Ft−1​-measurable and ηt\eta_tηt​ is FtF_tFt​-measurable and conditionally RRR-sub-Gaussian: E[eληt∣Ft−1]≤exp⁡(λ2R2/2)\mathbf E[e^{\lambda\eta_t} \mid F_{t-1}] \le \exp(\lambda^2R^2/2)E[eληt​∣Ft−1​]≤exp(λ2R2/2) for all λ∈R\lambda \in \mathbb Rλ∈R, with R≥0R \ge 0R≥0 fixed.

For a regularization parameter λ>0\lambda > 0λ>0 let V‾t=λI+∑s=1tXsXs⊤\overline V_t = \lambda I + \sum_{s=1}^t X_sX_s^\topVt​=λI+∑s=1t​Xs​Xs⊤​ and let θ^t=V‾t−1∑s=1tYsXs\widehat\theta_t = \overline V_t^{-1}\sum_{s=1}^t Y_sX_sθt​=Vt−1​∑s=1t​Ys​Xs​ be the regularized least-squares estimate. With ∥v∥A=v⊤Av\|v\|_A = \sqrt{v^\top A v}∥v∥A​=v⊤Av​ and a known bound ∥θ∗∥2≤S\|\theta_*\|_2 \le S∥θ∗​∥2​≤S, the confidence ellipsoid is

Ct={θ:∥θ^t−θ∥V‾t≤R2log⁡(det⁡(V‾t)1/2det⁡(λI)−1/2/δ)+λ1/2S}.C_t = \Big\{\theta : \|\widehat\theta_t - \theta\|_{\overline V_t} \le R\sqrt{2\log\big(\det(\overline V_t)^{1/2}\det(\lambda I)^{-1/2}/\delta\big)} + \lambda^{1/2}S\Big\}.Ct​={θ:∥θt​−θ∥Vt​​≤R2log(det(Vt​)1/2det(λI)−1/2/δ)​+λ1/2S}.

The OFUL algorithm chooses, in round ttt, a pair (Xt,θ~t)(X_t, \widetilde\theta_t)(Xt​,θt​) maximizing ⟨x,θ⟩\langle x, \theta \rangle⟨x,θ⟩ over Dt×Ct−1D_t \times C_{t-1}Dt​×Ct−1​. The pseudo-regret is Rn=∑t=1n⟨xt∗−Xt,θ∗⟩R_n = \sum_{t=1}^n \langle x^*_t - X_t, \theta_* \rangleRn​=∑t=1n​⟨xt∗​−Xt​,θ∗​⟩, where ⟨xt∗,θ∗⟩=max⁡x∈Dt⟨x,θ∗⟩\langle x^*_t, \theta_*\rangle = \max_{x\in D_t}\langle x,\theta_*\rangle⟨xt∗​,θ∗​⟩=maxx∈Dt​​⟨x,θ∗​⟩.

Formalization targets

Goal: Theorem 3, the regret of OFUL

If ∥Xt∥2≤L\|X_t\|_2 \le L∥Xt​∥2​≤L, ⟨x,θ∗⟩∈[−1,1]\langle x, \theta_*\rangle \in [-1,1]⟨x,θ∗​⟩∈[−1,1] for all x∈Dtx \in D_tx∈Dt​, and λ≥max⁡(1,L2)\lambda \ge \max(1, L^2)λ≥max(1,L2), then for every δ>0\delta > 0δ>0, with probability at least 1−δ1 - \delta1−δ,

∀n≥0,Rn≤4ndlog⁡(λ+nL2/d)(λ1/2S+R2log⁡(1/δ)+dlog⁡(1+nL2/(λd))).\forall n \ge 0, \quad R_n \le 4\sqrt{nd\log(\lambda + nL^2/d)}\Big(\lambda^{1/2}S + R\sqrt{2\log(1/\delta) + d\log(1 + nL^2/(\lambda d))}\Big).∀n≥0,Rn​≤4ndlog(λ+nL2/d)​(λ1/2S+R2log(1/δ)+dlog(1+nL2/(λd))​).

Milestone: Theorem 1, the self-normalized bound

For any positive definite VVV, V‾t=V+∑s≤tXsXs⊤\overline V_t = V + \sum_{s\le t}X_sX_s^\topVt​=V+∑s≤t​Xs​Xs⊤​ and St=∑s≤tηsXsS_t = \sum_{s \le t}\eta_sX_sSt​=∑s≤t​ηs​Xs​: with probability at least 1−δ1-\delta1−δ, for all t≥0t \ge 0t≥0,

∥St∥V‾t−12≤2R2log⁡(det⁡(V‾t)1/2det⁡(V)−1/2/δ).\|S_t\|^2_{\overline V_t^{-1}} \le 2R^2\log\big(\det(\overline V_t)^{1/2}\det(V)^{-1/2}/\delta\big).∥St​∥Vt−1​2​≤2R2log(det(Vt​)1/2det(V)−1/2/δ).

Milestones: Theorem 2, the confidence ellipsoids

With probability at least 1−δ1 - \delta1−δ, θ∗∈Ct\theta_* \in C_tθ∗​∈Ct​ for all t≥0t \ge 0t≥0 (first claim). If ∥Xt∥2≤L\|X_t\|_2 \le L∥Xt​∥2​≤L, then with probability at least 1−δ1-\delta1−δ, for all ttt, ∥θ^t−θ∗∥V‾t≤Rdlog⁡((1+tL2/λ)/δ)+λ1/2S\|\widehat\theta_t - \theta_*\|_{\overline V_t} \le R\sqrt{d\log((1 + tL^2/\lambda)/\delta)} + \lambda^{1/2}S∥θt​−θ∗​∥Vt​​≤Rdlog((1+tL2/λ)/δ)​+λ1/2S (second claim, stated here for d≥2d \ge 2d≥2).

Significance

Theorem 3 bounds the regret of OFUL by O(dnlog⁡n)O(d\sqrt n\log n)O(dn​logn) with high probability, uniformly over the horizon, so it holds for an unknown horizon without restarting. The bound applies to arbitrary, even adversarially changing, decision sets. Theorem 1 is the ingredient that makes this possible: a deviation bound for a vector-valued martingale, normalized by its own random covariance, that holds for all times simultaneously and whose logarithmic term is a determinant rather than a union-bound count. The same inequality underlies regret analyses of generalized linear bandits, kernelized bandits, linear Markov decision processes and many confidence-sequence constructions.

All three results are proved in the paper's appendices (not included in the source file used here). None of them is formalized in the stated generality. Prove2Me holds the special cases V=λIV = \lambda IV=λI, R=1R = 1R=1, δ<1\delta < 1δ<1 of Theorems 1 and 2 (from the Bandit Algorithms textbook series), a pathwise LinUCB regret lemma that assumes the confidence event, and the elliptical potential lemma. A formal proof of Theorem 3 would be the first machine-checked high-probability regret bound for OFUL with the paper's confidence sets.

Difficulty

The actions are chosen adaptively, by an argmax over a data-dependent set, so the sequence XtX_tXt​ has no independence structure and the least-squares estimate is not a sum of independent terms. A fixed-design concentration bound followed by a union bound over time and over a covering of the sphere loses logarithmic factors and does not produce the determinant in the radius; that is the route of the earlier work that Theorem 1 improves. Theorem 1 must hold for all times at once for a quantity normalized by the random matrix V‾t\overline V_tVt​, which is itself built from the adaptively chosen actions; a bound for each fixed ttt does not give it.

Formalization scope

Vectors are Fin d → ℝ, matrices Matrix (Fin d) (Fin d) ℝ, and ∥x∥A\|x\|_A∥x∥A​ is Real.sqrt (x ⬝ᵥ A *ᵥ x). Rounds are indexed t+1t+1t+1 for t:Nt : ℕt:N, so sums over s≤ts \le ts≤t are sums over Finset.range t at index s + 1, and the time-0 objects are empty sums. The probability space is standard Borel, as Mathlib's conditional sub-Gaussianity (HasCondSubgaussianMGF, variance proxy R2R^2R2) requires; this is an added hypothesis. Every "with probability at least 1−δ1-\delta1−δ, for all ttt" is stated as an outer-measure bound ≤δ\le \delta≤δ on the failure event, with the time quantifier inside the event. det⁡(⋅)1/2\det(\cdot)^{1/2}det(⋅)1/2 is the real square root of the determinant; the matrices inverted are positive definite, so Lean's junk inverse never occurs.

OFUL is a predicate on the whole process: in every round the chosen pair maximizes ⟨x,θ⟩\langle x,\theta\rangle⟨x,θ⟩ over Dt×Ct−1D_t \times C_{t-1}Dt​×Ct−1​, with any tie-breaking. Runs exist whenever the decision sets are nonempty and compact. The measurability of the actions is assumed, as in Theorem 1. The optimal reward ⟨xt∗,θ∗⟩\langle x^*_t, \theta_*\rangle⟨xt∗​,θ∗​⟩ is the supremum over DtD_tDt​, finite because of the reward bound.

Two corrections to the printed Theorem 3 are made and disclosed. The printed nL/dnL/dnL/d is replaced by nL2/dnL^2/dnL2/d, which is what the determinant–trace bound det⁡V‾n≤(λ+nL2/d)d\det\overline V_n \le (\lambda + nL^2/d)^ddetVn​≤(λ+nL2/d)d gives; for L≤1L \le 1L≤1 the corrected bound implies the printed one. The hypothesis λ≥max⁡(1,L2)\lambda \ge \max(1, L^2)λ≥max(1,L2) is added: for λ<1\lambda < 1λ<1 the printed logarithm can be negative, and the printed bound would then assert Rn≤0R_n \le 0Rn​≤0. In the second claim of Theorem 2, d≥2d \ge 2d≥2 is added, because at d=1d = 1d=1 the claim does not follow from the first claim and the paper's proof is not available.

The goal is a probability bound over the noise, not the pathwise statement "if θ∗∈Ct−1\theta_* \in C_{t-1}θ∗​∈Ct−1​ for all ttt then Rn≤…R_n \le \dotsRn​≤…". The pathwise statement assumes the confidence event instead of proving it, and is already on the platform. The confidence sets inside the OFUL predicate use the same δ\deltaδ as the conclusion.

Needed infrastructure: maximal inequalities for nonnegative supermartingales, Gaussian integrals of quadratic forms on Rd\mathbb R^dRd, log-determinant bounds for sums of rank-one updates, and the determinant–trace inequality. The platform rows BanditAlgorithm.self_normalized_martingale_bound, BanditAlgorithm.least_squares_confidence_ellipsoid and BanditAlgorithm.elliptical_potential_lemma are referenced as tools. Proofs of the milestones, generalizations of the existing special cases to general VVV and RRR, and reusable determinant lemmas are all welcome.

Selected references

  • Y. Abbasi-Yadkori, D. Pál, Cs. Szepesvári, Improved Algorithms for Linear Stochastic Bandits, Advances in Neural Information Processing Systems 24 (NIPS), 2011. https://proceedings.neurips.cc/paper/2011
  • P. Auer, Using Confidence Bounds for Exploitation-Exploration Trade-offs, Journal of Machine Learning Research 3, 2002. https://www.jmlr.org/papers/v3/auer02a.html
  • V. Dani, T. P. Hayes, S. M. Kakade, Stochastic Linear Optimization under Bandit Feedback, COLT, 2008. http://colt2008.cs.helsinki.fi/papers/80-Dani.pdf
  • P. Rusmevichientong, J. N. Tsitsiklis, Linearly Parameterized Bandits, Mathematics of Operations Research 35(2), 2010. https://doi.org/10.1287/moor.1100.0446
  • T. Lattimore, Cs. Szepesvári, Bandit Algorithms, Cambridge University Press, 2020, Chapters 19–20. https://doi.org/10.1017/9781108571401
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CombinatoricsConvex OptimizationOperations Research+1·Captain: mikedeng1

Convexity and Steinitz's Exchange Property II: The Local Supermodularity Theorem for the Concave ConjugateResearch Paper

Motivation

Matroids and their integral generalizations, integral base polytopes, are the combinatorial structures on which the greedy algorithm is exact. Edmonds' theory relates them to submodular and supermodular set functions: a polytope is a base polytope exactly when its support function, restricted to 0/10/10/1 vectors, is supermodular and the greedy formula evaluates it everywhere. Dress and Wenzel's valuated matroids (1990) and Murota's M-concave functions carry the exchange axiom from sets to functions on sets. This paper (Adv. Math. 124, 1996) sets up the resulting theory of discrete concave functions on base sets, later developed into discrete convex analysis (Murota, Discrete Convex Analysis, SIAM 2003).

The question behind this mission is how the set-level correspondence between exchange and supermodularity extends to functions. Section 5 of the paper answers it with the Local Supermodularity Theorem: the exchange property of a function is a supermodularity property of its concave conjugate, holding locally at every point.

Setting

Let VVV be a finite nonempty set, n=∣V∣n=|V|n=∣V∣. For u∈Vu\in Vu∈V let χu∈ZV\chi_u\in\mathbb Z^Vχu​∈ZV be the unit vector, for X⊆VX\subseteq VX⊆V let χX\chi_XχX​ be its characteristic vector, x(X)=∑v∈Xx(v)x(X)=\sum_{v\in X}x(v)x(X)=∑v∈X​x(v), and ⟨p,x⟩=∑vp(v)x(v)\langle p,x\rangle=\sum_v p(v)x(v)⟨p,x⟩=∑v​p(v)x(v). For a finite B⊆ZVB\subseteq\mathbb Z^VB⊆ZV, B‾\overline BB is its convex hull.

A finite integral base set is a finite nonempty B⊆ZVB\subseteq\mathbb Z^VB⊆ZV such that

(B1)x,y∈B, u∈supp⁡+(x−y) ⇒ ∃v∈supp⁡−(x−y): x−χu+χv∈B.\text{(B1)}\quad x,y\in B,\ u\in\operatorname{supp}^+(x-y)\ \Rightarrow\ \exists v\in\operatorname{supp}^-(x-y):\ x-\chi_u+\chi_v\in B.(B1)x,y∈B, u∈supp+(x−y) ⇒ ∃v∈supp−(x−y): x−χu​+χv​∈B.

A function ω:B→R\omega:B\to\mathbb Rω:B→R satisfies the exchange property (EXC) (is M-concave) if for x,y∈Bx,y\in Bx,y∈B and u∈supp⁡+(x−y)u\in\operatorname{supp}^+(x-y)u∈supp+(x−y) there is v∈supp⁡−(x−y)v\in\operatorname{supp}^-(x-y)v∈supp−(x−y) with x−χu+χv, y+χu−χv∈Bx-\chi_u+\chi_v,\ y+\chi_u-\chi_v\in Bx−χu​+χv​, y+χu​−χv​∈B and ω(x)+ω(y)≤ω(x−χu+χv)+ω(y+χu−χv)\omega(x)+\omega(y)\le\omega(x-\chi_u+\chi_v)+\omega(y+\chi_u-\chi_v)ω(x)+ω(y)≤ω(x−χu​+χv​)+ω(y+χu​−χv​). Write ω[p](x)=ω(x)+⟨p,x⟩\omega[p](x)=\omega(x)+\langle p,x\rangleω[p](x)=ω(x)+⟨p,x⟩ and argmax⁡(g)\operatorname{argmax}(g)argmax(g) for the maximizers of ggg on BBB.

The support function of BBB is ψ∘(p)=min⁡{⟨p,x⟩∣x∈B}\psi^\circ(p)=\min\{\langle p,x\rangle\mid x\in B\}ψ∘(p)=min{⟨p,x⟩∣x∈B}. A positively homogeneous h:RV→Rh:\mathbb R^V\to\mathbb Rh:RV→R is "matroidal" if

  • (C1) X↦h(χX)X\mapsto h(\chi_X)X↦h(χX​) is supermodular, and
  • (C2) h(p)=∑j=1n(pj−pj+1) h(χVj)h(p)=\sum_{j=1}^n(p_j-p_{j+1})\,h(\chi_{V_j})h(p)=∑j=1n​(pj​−pj+1​)h(χVj​​) whenever V={v1,…,vn}V=\{v_1,\dots,v_n\}V={v1​,…,vn​} with p(v1)≥⋯≥p(vn)p(v_1)\ge\dots\ge p(v_n)p(v1​)≥⋯≥p(vn​), pj=p(vj)p_j=p(v_j)pj​=p(vj​), Vj={v1,…,vj}V_j=\{v_1,\dots,v_j\}Vj​={v1​,…,vj​}, pn+1=0p_{n+1}=0pn+1​=0.

The concave conjugate is ω∘(p)=min⁡{⟨p,x⟩−ω(x)∣x∈B}\omega^\circ(p)=\min\{\langle p,x\rangle-\omega(x)\mid x\in B\}ω∘(p)=min{⟨p,x⟩−ω(x)∣x∈B}, the concave closure is ω^(b)=inf⁡p{⟨p,b⟩−ω∘(p)}\hat\omega(b)=\inf_p\{\langle p,b\rangle-\omega^\circ(p)\}ω^(b)=infp​{⟨p,b⟩−ω∘(p)}, the subdifferential is ∂ω∘(p0)={b∣ω∘(p)−ω∘(p0)≤⟨p−p0,b⟩ ∀p}\partial\omega^\circ(p_0)=\{b\mid\omega^\circ(p)-\omega^\circ(p_0)\le\langle p-p_0,b\rangle\ \forall p\}∂ω∘(p0​)={b∣ω∘(p)−ω∘(p0​)≤⟨p−p0​,b⟩ ∀p}, and the localization of ω∘\omega^\circω∘ at p0p_0p0​ is L^(ω∘,p0)(p)=inf⁡{⟨p,b⟩∣b∈∂ω∘(p0)}\hat L(\omega^\circ,p_0)(p)=\inf\{\langle p,b\rangle\mid b\in\partial\omega^\circ(p_0)\}L^(ω∘,p0​)(p)=inf{⟨p,b⟩∣b∈∂ω∘(p0​)}.

Formalization targets

Goal: the Local Supermodularity Theorem (Theorem 5.3, corrected)

For ω\omegaω on a finite integral base set BBB,

ω satisfies (EXC)  ⟺  (ω=ω^ on B) and (L^(ω∘,p0) is "matroidal" for every p0∈RV).\omega\ \text{satisfies (EXC)}\iff\Big(\omega=\hat\omega\ \text{on}\ B\Big)\ \text{and}\ \Big(\hat L(\omega^\circ,p_0)\ \text{is "matroidal" for every}\ p_0\in\mathbb R^V\Big).ω satisfies (EXC)⟺(ω=ω^ on B) and (L^(ω∘,p0​) is "matroidal" for every p0​∈RV).

The printed Theorem 5.3 has only the second condition on the right. Its "only if" direction holds as printed; its "if" direction is false without the first condition, and a separate item of the mission states the counterexample: B={(2,0),(1,1),(0,2)}B=\{(2,0),(1,1),(0,2)\}B={(2,0),(1,1),(0,2)}, ω=(0,−10,0)\omega=(0,-10,0)ω=(0,−10,0).

Milestones

  1. Theorem 2.1: (B1) is equivalent to BBB being the integer points of an integral submodular (equivalently, supermodular) system, whose defining function is determined by BBB.
  2. Theorem 5.1: if B=ZV∩B‾B=\mathbb Z^V\cap\overline BB=ZV∩B, then BBB satisfies (B1) iff ψ∘\psi^\circψ∘ is "matroidal".
  3. Lemma 5.2: sums of "matroidal" functions are "matroidal".
  4. Theorem 4.4: (EXC) holds iff every argmax⁡(ω[p])\operatorname{argmax}(\omega[p])argmax(ω[p]) satisfies (B1).
  5. Eq. (5.12): L^(ω∘,p0)(p)=min⁡{⟨p,x⟩∣x∈argmax⁡(ω[−p0])}\hat L(\omega^\circ,p_0)(p)=\min\{\langle p,x\rangle\mid x\in\operatorname{argmax}(\omega[-p_0])\}L^(ω∘,p0​)(p)=min{⟨p,x⟩∣x∈argmax(ω[−p0​])}.

Significance

The result. Theorem 5.3 is the function-level version of Theorem 5.1. Condition (C1) is a supermodularity condition, so the theorem expresses (EXC) as "a collection of local supermodularity" properties of ω∘\omega^\circω∘, in the same way that (B1) corresponds to supermodularity of a support function. In the paper this characterization of the conjugate side underlies the Fenchel-type duality of Section 6, and more generally the conjugacy between M-concave and L-convex functions in discrete convex analysis.

The formalization. No part of this theory is formalized in Lean or on this platform: base sets, (EXC), "matroidal" functions and concave conjugates of functions on base sets are all new. The mission also corrects the published statement: the reduction from localizations to base sets needs every integer point of conv⁡(argmax⁡ ω[−p0])\operatorname{conv}(\operatorname{argmax}\,\omega[-p_0])conv(argmaxω[−p0​]) to be a maximizer, and the concave-closure condition supplies this. A machine-checked proof would settle both the corrected theorem and the counterexample. Theorem 2.1 and Lemma 5.2 are classical but have no formal proof either.

Difficulty

ω∘\omega^\circω∘ depends only on the concave closure ω^\hat\omegaω^, so any characterization of (EXC) through ω∘\omega^\circω∘ alone cannot see values of ω\omegaω below ω^\hat\omegaω^. That is why the goal needs the extra clause. The "only if" direction needs the full theory of Section 4: M-concave functions coincide with their concave closure, and all their maximizer sets are base sets. Theorem 5.1 needs the greedy algorithm on integral base polytopes, together with the fact that the base polytope of an integral supermodular function has integral vertices. Theorem 2.1 is the folklore statement that polyhedral and exchange descriptions agree, and the paper does not prove it. Eq. (5.12) needs the subdifferential of a finite minimum of affine functions to be the convex hull of the active gradients, stated globally rather than only near p0p_0p0​.

Formalization scope

Integer vectors are V → ℤ, real vectors V → ℝ, with [Fintype V] [DecidableEq V] [Nonempty V]. A finite subset of ZV\mathbb Z^VZV is a Finset (V → ℤ). A function on BBB is a total function (V → ℤ) → ℝ whose values off BBB are never used. The mission commits to the following readings:

  • Minima. ψ∘\psi^\circψ∘, ω∘\omega^\circω∘ are real infima over the finite set BBB, hence minima for nonempty BBB (every statement has BBB nonempty). ω^\hat\omegaω^ is a real infimum used only at points of BBB, where it is bounded below.
  • Localization. L^\hat LL^ is a real sInf over the subdifferential, defined by (5.8)–(5.9) exactly, not by the formula (5.12). Eq. (5.12) is stated with IsLeast, so it asserts attainment, not just the value.
  • (C2). It is required for every bijection Fin n ≃ V along which ppp is non-increasing. This is equivalent to "for some" such indexing. "Matroidal" includes positive homogeneity but not concavity.
  • Theorem 2.1. The page's "∀X⊂V\forall X\subset V∀X⊂V" is read as all X⊆VX\subseteq VX⊆V. The set functions are integer-valued, and "Moreover" is read strongly: every fff (resp. ggg) as in (b) (resp. (c)) equals the displayed max (resp. min).
  • Theorem 4.4. "argmax⁡(ω[p])‾\overline{\operatorname{argmax}(\omega[p])}argmax(ω[p])​ is an integral base polytope" is read as "argmax⁡(ω[p])\operatorname{argmax}(\omega[p])argmax(ω[p]) satisfies (B1)", following Lemma 4.3 and the proof of Theorem 5.3. The literal convex-hull reading makes the "if" direction false (same counterexample).
  • Theorem 5.1 keeps the page's hypothesis B=ZV∩B‾B=\mathbb Z^V\cap\overline BB=ZV∩B.

Trivializing formalizations are ruled out. Defining L^\hat LL^ by (5.12) would reduce the goal to Theorems 4.4 and 5.1. A "matroidal" without (C2) would be satisfied by support functions of non-base sets. An ω∘\omega^\circω∘ taken as a supremum would reverse the sign conventions.

The development needs: the greedy algorithm and integrality for integral base polytopes, supergradients of polyhedral concave functions, and the Section 4 results of the paper (concave closure of M-concave functions, Lemma 4.3). The base-set and "matroidal" layers can be reused beyond this mission. Proofs of any milestone, of the counterexample, and a proof of the "only if" direction on its own are all welcome.

Selected references

  • K. Murota, Convexity and Steinitz's exchange property, Advances in Mathematics 124 (1996), 272–311. https://doi.org/10.1006/aima.1996.0084
  • A. W. M. Dress, W. Wenzel, Valuated matroids: a new look at the greedy algorithm, Applied Mathematics Letters 3 (1990), 33–35.
  • S. Fujishige, Submodular Functions and Optimization, 2nd ed., Annals of Discrete Mathematics 58, Elsevier, 2005.
  • L. Lovász, Submodular functions and convexity, in Mathematical Programming: The State of the Art, Springer, 1983, 235–257. https://doi.org/10.1007/978-3-642-68874-4_10
  • K. Murota, Discrete Convex Analysis, SIAM, 2003. https://doi.org/10.1137/1.9780898718508
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Algorithmic Game TheoryCombinatoricsOperations Research·Captain: mikedeng1

Cores of Convex Games: The Core of a Convex Game Is Its Unique von Neumann-Morgenstern Stable SetResearch Paper

Motivation

A cooperative game with transferable utility assigns to every coalition of players the total payoff the coalition can secure on its own. Two solution concepts for such games go back to the foundations of game theory: the core, the set of payoff divisions no coalition can improve upon, and the stable set (von Neumann–Morgenstern solution), a set of divisions that is internally consistent and externally absorbing under the relation of domination. For general games the two concepts behave badly: the core may be empty, stable sets may fail to exist (Lucas 1968), and when they exist there are usually many of them.

Lloyd Shapley's paper Cores of Convex Games (Int. J. Game Theory 1, 1971) isolates a class of games, the convex games (supermodular characteristic functions), on which all of this becomes well behaved. Convex games arise in cost allocation, in bankruptcy and airport problems, in scheduling and sequencing games, and in any setting with increasing returns to cooperation; the supermodular functions behind them are the same objects studied as polymatroid rank functions in combinatorial optimization (Edmonds 1970). For such games the paper shows that the core is nonempty, that its faces fit together in a rigid combinatorial pattern, that its vertices are exactly the marginal-contribution vectors, and that the core is the unique stable set.

Setting

Let N={1,…,n}N=\{1,\dots,n\}N={1,…,n} be a finite set of players. A game is a function vvv from subsets of NNN to the reals with v(∅)=0v(\emptyset)=0v(∅)=0. It is convex if

v(S)+v(T)≤v(S∪T)+v(S∩T)for all S,T⊆N.v(S)+v(T)\le v(S\cup T)+v(S\cap T)\qquad\text{for all } S,T\subseteq N.v(S)+v(T)≤v(S∪T)+v(S∩T)for all S,T⊆N.

A payoff vector is a∈RNa\in\mathbb R^Na∈RN, and a(S)=∑i∈Saia(S)=\sum_{i\in S}a_ia(S)=∑i∈S​ai​. It is feasible if a(N)≤v(N)a(N)\le v(N)a(N)≤v(N). The core CCC is the set of feasible aaa with a(S)≥v(S)a(S)\ge v(S)a(S)≥v(S) for every S⊆NS\subseteq NS⊆N; in particular a(N)=v(N)a(N)=v(N)a(N)=v(N) on CCC.

For a nonempty coalition SSS, the face CSC_SCS​ is the set of core points with a(S)=v(S)a(S)=v(S)a(S)=v(S); by convention C∅=CC_\emptyset=CC∅​=C, and CN=CC_N=CCN​=C. The family {CS}\{C_S\}{CS​} is the core configuration. It is complete if no CSC_SCS​ is empty, and regular if CN≠∅C_N\ne\emptysetCN​=∅ and

CS∩CT⊆CS∪T∩CS∩Tfor all S,T⊆N.C_S\cap C_T\subseteq C_{S\cup T}\cap C_{S\cap T}\qquad\text{for all } S,T\subseteq N.CS​∩CT​⊆CS∪T​∩CS∩T​for all S,T⊆N.

For an ordering ω\omegaω of the players, Sω,kS_{\omega,k}Sω,k​ is the set of the first kkk players, and the marginal vector aωa^\omegaaω pays each player iii its marginal contribution v(Sω,ω(i))−v(Sω,ω(i)−1)v(S_{\omega,\omega(i)})-v(S_{\omega,\omega(i)-1})v(Sω,ω(i)​)−v(Sω,ω(i)−1​).

A payoff vector bbb is dominated by aaa if some nonempty coalition SSS has a(S)≤v(S)a(S)\le v(S)a(S)≤v(S) and ai>bia_i>b_iai​>bi​ for all i∈Si\in Si∈S. A set VVV of feasible vectors is stable if every feasible vector is either a member of VVV or dominated by a member of VVV, but not both.

Formalization targets

Goal: Theorem 8

C is stable, and every stable set V equals C(v convex).C \text{ is stable, and every stable set } V \text{ equals } C \qquad (v \text{ convex}).C is stable, and every stable set V equals C(v convex).

The goal contains both halves of the page's statement: stability of the core, and uniqueness ("the unique von Neumann–Morgenstern solution").

Milestones, in the order the argument uses them

  • Lemma 1 (p. 18) and Lemma 2 (p. 19): for a regular configuration, a point on two nested faces CS∩CTC_S\cap C_TCS​∩CT​ with ∣T∖S∣≥2|T\setminus S|\ge2∣T∖S∣≥2 can be moved to a face CQC_QCQ​ of an intermediate coalition, and a point of CSC_SCS​ to CS∩CS∪{j}C_S\cap C_{S\cup\{j\}}CS​∩CS∪{j}​, keeping its coordinates on SSS.
  • Theorem 2 (p. 18): in a regular configuration CS1∩⋯∩CSm≠∅C_{S_1}\cap\cdots\cap C_{S_m}\ne\emptysetCS1​​∩⋯∩CSm​​=∅ for every strictly increasing chain S1⊂⋯⊂SmS_1\subset\cdots\subset S_mS1​⊂⋯⊂Sm​; in particular a regular configuration is complete.
  • Theorem 4 (p. 21): the core of a convex game is nonempty.
  • Theorem 5 (p. 22): a game is convex if and only if its core configuration is regular.
  • Two claims of §4.3 (p. 24): every stable set contains the core, and no stable set properly includes another.
  • The claim that opens the proof of Theorem 8 (p. 24): in a convex game every feasible vector outside the core is dominated by a core point.

The mission also states Theorem 3 (p. 19), the vertices of a regular core are exactly the marginal vectors aωa^\omegaaω, as a further item that is not on the path to the goal.

Significance

The result. Theorem 8 gives, for a natural and widely occurring class of games, a complete answer to the existence and uniqueness questions for von Neumann–Morgenstern solutions, which are open or negative in general. Theorems 3 and 5 describe the core of a convex game explicitly as the polytope spanned by the n!n!n! marginal vectors, the combinatorial description that underlies later work on the Shapley value, the Weber set, and the polymatroid greedy algorithm. Theorem 5 is the geometric characterization of supermodularity through the face structure of the core.

Formalizing it. All results in this mission are proved in the paper; none has a machine-checked proof on the platform. Theorem 4 is already stated on the platform (as part of a statement that also puts every marginal vector and the Shapley value in the core) and enters the mission as an existing item. The remaining work is a formal development of face configurations of the core, of stable sets and domination, and of the passage from supermodularity to the geometry of the core. The definitions of stable set and domination are general and reusable for any transferable-utility game.

Difficulty

The internal half of stability is immediate from the definitions: a core point cannot be dominated by any vector satisfying a coalition constraint a(S)≤v(S)a(S)\le v(S)a(S)≤v(S). Uniqueness also follows from two short observations. The substance is external stability: every feasible vector outside the core must be dominated by a core point, and the dominating vector has to be produced explicitly. The obvious attempt, raising the payoffs of one violated coalition and leaving the other coordinates of bbb unchanged, does not in general produce a core point, and nothing in the definition of the core alone controls how the core meets the hyperplane of a given coalition; that control is what the face theory of §3 is about. For non-convex games the external half genuinely fails, so no argument that ignores convexity can succeed.

Formalization scope

Players are Fin n (a relabelling of the paper's finite set NNN), a game is f : Finset (Fin n) → ℝ, payoff vectors are Fin n → ℝ, and a(S)a(S)a(S) is ∑ i ∈ S, a i. The existing platform definitions Supermodularity.Cooperative.IsConvexGame (v(∅)=0v(\emptyset)=0v(∅)=0 plus supermodularity on all subsets), Core, InitialCoalition and GreedyPayoff (the marginal vectors, orderings being permutations of Fin n) are reused; the reused Theorem 4 statement is Supermodularity.Cooperative.convex_game_core_and_shapley.

Conventions committed to:

  • Wherever the page says "a game", the hypothesis is exactly v(∅)=0v(\emptyset)=0v(∅)=0; convexity is IsConvexGame.
  • Faces satisfy C∅=CC_\emptyset=CC∅​=C literally: the tightness condition is imposed only for nonempty SSS.
  • Regularity includes CN≠∅C_N\ne\emptysetCN​=∅, as on the page.
  • Lemmas 1–2 and Theorems 2–3 assume a regular configuration, not convexity, as on the page.
  • S⊂⊂TS\subset\subset TS⊂⊂T is S⊊TS\subsetneq TS⊊T with ∣T∣−∣S∣≥2|T|-|S|\ge2∣T∣−∣S∣≥2; Lemma 1's two preassigned elements are distinct.
  • An increasing sequence of m≥1m\ge1m≥1 coalitions is a strictly monotone map from Fin (m + 1).
  • "Vertex" is Set.extremePoints ℝ.
  • Domination requires a nonempty coalition and strict coordinate inequalities; stable sets consist of feasible vectors and the "either … or …, but not both" condition ranges over feasible vectors, following the page rather than the classical imputation-based variant.

A formalization in which the dominating coalition may be empty, in which regularity omits CN≠∅C_N\ne\emptysetCN​=∅, or in which the goal asserts stability without uniqueness does not state the paper's theorem and is ruled out.

Welcome contributions: proofs of the milestones in any order, general lemmas about faces of polytopes cut out by set-function inequalities, and reusable API for domination and stable sets.

Selected references

  • L. S. Shapley, Cores of Convex Games, International Journal of Game Theory 1 (1971), 11–26. https://doi.org/10.1007/BF01753431
  • J. von Neumann and O. Morgenstern, Theory of Games and Economic Behavior, Princeton University Press, 1944.
  • J. Edmonds, Submodular functions, matroids, and certain polyhedra, in Combinatorial Structures and Their Applications, Gordon and Breach, 1970, 69–87. https://doi.org/10.1007/3-540-36478-1_2
  • W. F. Lucas, A game with no solution, Bulletin of the American Mathematical Society 74 (1968), 237–239. https://doi.org/10.1090/S0002-9904-1968-12039-2
  • D. M. Topkis, Supermodularity and Complementarity, Princeton University Press, 1998, §5.2.
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CombinatoricsNumber Theory·Captain: aarontcao

Long-Wagner Conjecture 5.1: cube-free subsets of Z/2^nZ have density at most 5/8Open Problem

Call A⊆Z/2nZA \subseteq \mathbb{Z}/2^n\mathbb{Z}A⊆Z/2nZ cube-free if no triple x,y,zx, y, zx,y,z has all seven of xxx, yyy, zzz, x+yx+yx+y, y+zy+zy+z, z+xz+xz+x, x+y+zx+y+zx+y+z inside AAA. The triple is unconstrained, so a degenerate one counts. Write f(n)f(n)f(n) for the largest size of a cube-free subset.

The conjecture. f(n)≤582nf(n) \le \frac{5}{8} 2^nf(n)≤85​2n for every nnn.

This is Conjecture 5.1 of Jason Long and Adam Zsolt Wagner, The largest projective cube-free subsets of Z2n\mathbb{Z}_{2^n}Z2n​, arXiv:1810.01225. It has been open since October 2018, and a 2026 journal paper still names it as conjectured: Yuchen Meng, On Cube-Free Problems, Electron. J. Combin. 33(1) (2026) #P1.16.

The constant is attained

The bound is sharp, and the extremal set is explicit: A={v:v mod 8∈{1,3,4,5,7}}A = \{v : v \bmod 8 \in \{1,3,4,5,7\}\}A={v:vmod8∈{1,3,4,5,7}}, the odd residues together with those congruent to 4 mod 8. Its size is 2n−1+2n−3=582n2^{n-1} + 2^{n-3} = \frac{5}{8} 2^n2n−1+2n−3=85​2n. In the layer language of Long and Wagner this is C3=L1∪L3C_3 = L_1 \cup L_3C3​=L1​∪L3​.

What is known

The conjecture holds for unions of layers. That is Long-Wagner Theorem 1.10 at d=3d = 3d=3, and it is the largest class on which the conjectured constant is proved.

For arbitrary sets the best published unconditional bound is f(n)<232nf(n) < \frac{2}{3} 2^nf(n)<32​2n. Meng calls this bound "quite trivial" and gives it in one paragraph for every cyclic group, so it should not be read as progress toward 5/85/85/8. The residual gap is exactly 23−58=124\frac{2}{3} - \frac{5}{8} = \frac{1}{24}32​−85​=241​, that is 2n/242^n/242n/24 elements.

Small values are f(1)=1f(1) = 1f(1)=1, f(2)=2f(2) = 2f(2)=2, f(3)=5f(3) = 5f(3)=5, f(4)=10f(4) = 10f(4)=10, f(5)=20f(5) = 20f(5)=20, f(6)=40f(6) = 40f(6)=40, f(7)=80f(7) = 80f(7)=80, matching 2n−1+2n−32^{n-1} + 2^{n-3}2n−1+2n−3 from n=3n = 3n=3 on.

State those values honestly. They come from solver searches, Gurobi in Long and Wagner for n≤7n \le 7n≤7 and an independent SAT reproduction. The SAT half that matters, the unsatisfiability of "a cube-free set of size 81 exists at n=7n = 7n=7", is a solver claim with no proof certificate checked and no kernel check behind it. The witness half is verified: a set of exactly 80 elements was produced and re-checked cube-free. So f(7)≥80f(7) \ge 80f(7)≥80 is solid and f(7)≤80f(7) \le 80f(7)≤80 is not certified. Nothing in this mission rests on either.

What the items are

The goal item is the conjecture itself, for n≥4n \ge 4n≥4, and it is open. Every other item is a milestone that is proved mathematics, and the two closed instances n=4n = 4n=4 and n=5n = 5n=5 are stated separately because they are the only cases of the goal that a proof assistant has actually settled here.

The chain runs: the base case mod 8 by exhaustion, monotonicity under subsets, the bridge between the membership form and the Finset form of the forbidden configuration, sharpness, the odd-residue tight case, the layer-union theorem, the two-thirds bound, and then n=4n = 4n=4 and n=5n = 5n=5.

Notes on the formalization

Six definitions live in one definition item, Def_Z2nCubeFreeLayers: HasCube, CubeFree, config, ConfigFree, layerIdx and IsLayerUnion. layerIdx is written through the 2-adic valuation rather than through a congruence, because the congruence form leaves 000 in no layer at all and needs the last layer special-cased.

CubeFree and ConfigFree are two encodings of the same condition and they are not definitionally equal, because config collapses duplicates on a degenerate triple. Their equivalence is a milestone rather than an assumption.

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AnalysisNumber Theory·Captain: shivm

Irrationality and transcendence of Euler's constantOpen Problem

What the constant is

Euler's constant γ\gammaγ measures the gap between the harmonic numbers and the logarithm:

γ  =  lim⁡n→∞(∑k=1n1k  −  log⁡n)  =  0.5772156649…\gamma \;=\; \lim_{n\to\infty}\left(\sum_{k=1}^{n}\frac{1}{k} \;-\; \log n\right) \;=\; 0.5772156649\ldotsγ=n→∞lim​(k=1∑n​k1​−logn)=0.5772156649…

It appears wherever the harmonic series is compared against an integral, and it is the value at 111 of the digamma function, ψ(1)=−γ\psi(1) = -\gammaψ(1)=−γ, equivalently γ=−Γ′(1)\gamma = -\Gamma'(1)γ=−Γ′(1). Among the classical constants of analysis it is the conspicuous one whose arithmetic nature is unknown.

What is being asked

For π\piπ and eee the arithmetic questions were settled long ago: both are irrational and transcendental. For γ\gammaγ, neither is known. It is not known whether γ\gammaγ is irrational, and a fortiori not whether it is transcendental, though it is universally expected to be both.

The goal theorem of this mission is transcendence,

γ∉Q‾,\gamma \notin \overline{\mathbb{Q}},γ∈/Q​,

with irrationality carried as a separate, weaker target — a proof of transcendence yields irrationality immediately, but not conversely, and irrationality alone would already be a landmark.

What is actually known

Progress has come in three forms, and the milestones below formalize each.

Conditional bounds on a putative denominator. If γ\gammaγ were rational, its denominator would have to be enormous. Brent and McMillan (1980), computing γ\gammaγ to 30,00030{,}00030,000 places by an algorithm built on modified Bessel functions, showed any denominator exceeds 101500010^{15000}1015000; a continued-fraction analysis by Papanikolaou (1997) pushed this past 1024466310^{244663}10244663. These are not steps toward a proof so much as a measurement of how far brute computation can go.

Disjunctive results. The strongest unconditional statements pair γ\gammaγ with the Euler–Gompertz constant

δ  =  ∫0∞e−u1+u du  =  0.5963473623…\delta \;=\; \int_0^{\infty} \frac{e^{-u}}{1+u}\, du \;=\; 0.5963473623\ldotsδ=∫0∞​1+ue−u​du=0.5963473623…

Aptekarev, building on work of Mahler and Shidlovskii, observed that at least one of γ\gammaγ and δ\deltaδ is irrational. Rivoal later strengthened this to at least one of them is transcendental. Neither argument isolates which, and that is precisely the obstruction: the Padé-approximation machinery that controls the pair does not separate them.

Irrationality criteria. Sondow, adapting Beukers' treatment of Apéry's theorem for ζ(3)\zeta(3)ζ(3), gave criteria equivalent to the irrationality of γ\gammaγ in terms of the fractional parts of certain integer sequences. They reformulate the problem rather than resolve it.

Timeline

  • 1734 — Euler introduces the constant and computes it to six decimals.
  • 1790s–1800s — Mascheroni computes further digits; the constant acquires its second name.
  • 1873 — Hermite proves eee transcendental; 1882 — Lindemann does the same for π\piπ. The methods do not reach γ\gammaγ.
  • 1980 — Brent and McMillan: if γ=p/q\gamma = p/qγ=p/q then q>1015000q > 10^{15000}q>1015000.
  • 1997 — Papanikolaou: the same denominator exceeds 1024466310^{244663}10244663.
  • 2009 — Aptekarev: at least one of γ\gammaγ, δ\deltaδ is irrational.
  • 2012 — Rivoal: at least one of γ\gammaγ, δ\deltaδ is transcendental.
  • 2010s — Murty, Saradha and others obtain transcendence results for generalized Euler–Lehmer constants, again leaving γ\gammaγ itself untouched.

Formalization notes

Mathlib provides the constant as Real.eulerMascheroniConstant, defined as the limit of ∑k≤n1/k−log⁡n\sum_{k\le n} 1/k - \log n∑k≤n​1/k−logn, together with the identifications ψ(1)=−γ\psi(1) = -\gammaψ(1)=−γ and γ=−Γ′(1)\gamma = -\Gamma'(1)γ=−Γ′(1) and the numeric bounds 1/2<γ<2/31/2 < \gamma < 2/31/2<γ<2/3. Irrational and Transcendental ℚ are Mathlib's standard predicates. The Euler–Gompertz constant is not in Mathlib and is supplied here as a mission definition.

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Number Theory·Captain: tp

Freiman's maximal Hall rayTextbook

The Lagrange spectrum describes the asymptotic quality of rational approximation to irrational real numbers. The Markov spectrum is defined through minima of indefinite binary quadratic forms. Freiman determined the exact starting point of the maximal half-line contained in each spectrum.

This mission aims to formalize his theorem that this half-line is [cF,∞)[c_F,\infty)[cF​,∞), where

cF=2221564096+283748462491993569=4.527829566160879….c_F=\frac{2221564096+283748\sqrt{462}}{491993569} =4.527829566160879\ldots.cF​=4919935692221564096+283748462​​=4.527829566160879….

The formalization must establish membership of every real number at least cFc_FcF​, including the endpoint, and show that no half-line starting below cFc_FcF​ is contained in either spectrum.

The sources are Freiman's Russian monograph and an accompanying detailed reconstruction of its proof, with an English translation, exact computational certificates, and verification scripts. The project follows Freiman's continued fraction construction, incorporating the corrections and supplementary arguments established in the report.

The intended result is a complete Lean 4 proof. Its scope includes the equivalence of the classical and continued fraction definitions of the spectra, the infinite constructions that realize spectral values, and the exact finite calculations used in the argument.

Source material

  • Proof report (PDF) — the complete argument, exact certificate appendices and corrected English translation of Freiman's Russian text. Download PDF.
  • Verification package (ZIP) — the report, its LaTeX sources, the Russian source, certificate data, verification programs and reproduction instructions. Download ZIP.

Start with README.md and PROOF_GUIDE.md in the package. The files formalization/MISSION.md and formalization/MILESTONES.md describe the scope and proposed stages of the formalization. For reproducing the report, use the PDF and sources contained in the ZIP.

References to the report in the individual source fields use its printed page numbers.

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CombinatoricsGraph TheoryTheoretical Computer Science·Captain: hao jia

Immune High-Girth Bipartite Graphs (Feghali-Lucke-Paulusma-Ries 2025)Research Paper

Motivation

A matching cut is a vertex bipartition whose crossing edges form a matching. The property was introduced under the name decomposability and has links to graph algorithms, stable cutsets in line graphs, and several graph-labeling problems. An Open Problem Garden question asked whether sufficiently large girth forces a matching cut once average degree is bounded.

Feghali, Lucke, Paulusma, and Ries answered that question negatively. Their conference paper appeared at ISAAC 2023, and the version of record was published in Algorithmica in 2025. The paper proves NP-completeness for bipartite graphs of arbitrarily prescribed girth and bounded maximum degree. A central input, Lemma 5, is a stronger structural existence statement: for every girth threshold there is an immune 141414-regular bipartite graph of at least that girth, and it has a perfect matching.

This is therefore a ResearchPaper mission, not a new open-problem mission. Its goal is to formalize the published theorem and its graph-theoretic consequence. Repository candidate constructions and finite arithmetic audits remain separate and are not credited as solving the problem.

Setting

For a finite simple graph GGG and a vertex set A⊆V(G)A\subseteq V(G)A⊆V(G), the associated cut consists of all edges with one endpoint in AAA and one in V(G)∖AV(G)\setminus AV(G)∖A. The cut is nontrivial when both shores are nonempty. It is a matching cut when each vertex is incident with at most one crossing edge. A graph is called immune in the cited paper when it has no matching cut.

The girth is the length of a shortest simple cycle; forests have infinite girth. A graph is 141414-regular when every vertex has exactly fourteen neighbors. Bipartiteness is witnessed by a partition into two independent sides. A perfect matching pairs every vertex with one adjacent partner.

The original OPG wording has a literal one-vertex boundary ambiguity: with nonempty shores required, K1K_1K1​ has no matching cut, average degree zero, and infinite girth. The research-paper target avoids that vacuity by constructing connected graphs with at least two vertices, exact degree fourteen, and arbitrarily large finite girth.

Formalization targets

Lemma 5 — immune high-girth graphs

The main theorem follows the paper's structural lemma:

∀g≥3 ∃G,G is finite, connected, bipartite, and 14-regular,\forall g\ge3\ \exists G, \quad G\text{ is finite, connected, bipartite, and $14$-regular}, ∀g≥3 ∃G,G is finite, connected, bipartite, and 14-regular, girth⁡(G)≥g,G has no matching cut,G has a perfect matching. \operatorname{girth}(G)\ge g, \qquad G\text{ has no matching cut}, \qquad G\text{ has a perfect matching}.girth(G)≥g,G has no matching cut,G has a perfect matching.

The graph may depend on ggg. The existence quantifier does not request an efficient algorithm or a numerical order bound.

Negative OPG consequence

A supporting theorem removes the perfect-matching and bipartite fields and records the direct substantive counterexample family:

∀g≥3 ∃G,d‾(G)=14<15,girth⁡(G)≥g,G has no matching cut.\forall g\ge3\ \exists G, \qquad \overline d(G)=14<15, \quad \operatorname{girth}(G)\ge g, \quad G\text{ has no matching cut}.∀g≥3 ∃G,d(G)=14<15,girth(G)≥g,G has no matching cut.

Thus choosing d=15d=15d=15 refutes the intended universal assertion that some girth threshold works for every graph of average degree below ddd.

Significance

The theorem shows that large girth and bounded degree do not force matching cuts. The examples are highly nontrivial: they are connected, regular, bipartite, and can have arbitrarily large girth. This separates local tree-like structure from the global expansion that prevents a matching cut.

Within the paper, the immune graphs serve as gadgets for hardness reductions. The journal theorem states that, for every g≥3g\ge3g≥3, Matching Cut is NP-complete even for bipartite graphs of girth at least ggg and maximum degree at most 606060. Formalizing Lemma 5 supplies the graph-theoretic core needed to reconstruct that result without forcing this mission to formalize an entire complexity-theory reduction in its first stage.

Difficulty

Large girth alone makes bounded neighborhoods look like trees, and trees have many matching cuts. Immunity must therefore come from global expansion rather than short local cycles. The paper obtains the required family from Lubotzky–Phillips–Sarnak Ramanujan graphs and combines spectral and isoperimetric bounds to show that every nontrivial cut has too many crossing incidences to be a matching.

A formal proof must bridge several exact interfaces: existence of suitable primes, the finite Cayley-graph construction, bipartiteness and regularity, the girth lower bound, the spectral-to-isoperimetric inequality, and Hall's theorem for the perfect matching. None of these can be replaced by a finite sample or an asymptotic slogan.

Formalization scope

Graphs are finite and simple. Connectedness is nonempty mutual graph reachability. A simple cycle is a cyclic list of at least three distinct vertices; girth at least ggg means every such cycle has length at least ggg, so forests satisfy every threshold. A matching cut requires both shores nonempty and is encoded by the condition that every vertex has at most one crossing neighbor. A perfect matching is represented by an adjacent involution.

The main theorem explicitly requires at least two vertices, although exact 14-regularity already forces nontrivial order; the redundant bound documents exclusion of the K1K_1K1​ ambiguity. The mission does not claim that the frozen OPG contract was well-posed at order one. It formalizes the paper's substantive counterexample family and the consequence for the intended question.

Candidate files in the associated repository explore alternative bounded-degree constructions and integer counts. They are candidate_only and are not proof dependencies. Contributions should follow the published Lemma 5 and its cited inputs, or provide a separately sourced proof of the same declaration. The later maximum-degree-60 NP-completeness theorem is welcome as a future extension after the finite complexity framework is fixed.

Selected references

  • C. Feghali, F. Lucke, D. Paulusma, and B. Ries, Matching Cuts in Graphs of High Girth and H-Free Graphs, Algorithmica 87 (2025), 1199–1221. https://doi.org/10.1007/s00453-025-01318-8
  • C. Feghali, F. Lucke, D. Paulusma, and B. Ries, ISAAC 2023 version. https://drops.dagstuhl.de/entities/document/10.4230/LIPIcs.ISAAC.2023.31
  • A. Lubotzky, R. Phillips, and P. Sarnak, Ramanujan graphs, Combinatorica 8 (1988), 261–277. https://doi.org/10.1007/BF02126799
  • Open Problem Garden, Matching cut and girth. https://www.openproblemgarden.org/op/matching_cut_and_girth
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AlgebraNumber Theory·Captain: quesswho

Collapsible CubicsOpen Problem

Motivation

A polynomial f∈Q[x]f \in \mathbb{Q}[x]f∈Q[x] is split if deg⁡f≥1\deg f \ge 1degf≥1 and f(x)=a∏i=1n(x−ri)f(x) = a\prod_{i=1}^{n}(x - r_i)f(x)=a∏i=1n​(x−ri​) for some a∈Q×a \in \mathbb{Q}^\timesa∈Q× and r1,…,rn∈Qr_1,\dots,r_n \in \mathbb{Q}r1​,…,rn​∈Q. Split polynomials are the simplest non-constant maps defined over Q\mathbb{Q}Q that one can apply to an algebraic number: they are exactly the rational polynomials all of whose roots are rational. The question here is how much such a map can do — whether it can always push an algebraic number back down into Q\mathbb{Q}Q.

Say α\alphaα is kkk-collapsible if there are split f1,…,fkf_1,\dots,f_kf1​,…,fk​ with (fk∘⋯∘f1)(α)∈Q(f_k \circ \cdots \circ f_1)(\alpha) \in \mathbb{Q}(fk​∘⋯∘f1​)(α)∈Q, collapsible if it is 111-collapsible, and eventually collapsible if it is kkk-collapsible for some k≥1k \ge 1k≥1. Problem 3 of Griffin Macris's list of open problems asks whether every algebraic number is eventually collapsible. The two notions come apart at degree 333: Jordi Ribes settled the cubic case of eventual collapsibility using a composition of three split polynomials, and for eventual collapsibility the open frontier is deg⁡α≥4\deg\alpha \ge 4degα≥4. For the one-step notion the picture is different — degrees 111 and 222 are settled, and degree 333 is open. That one-step cubic case is this mission's goal.

Setting

Let α\alphaα be an algebraic number with [Q(α):Q]=3[\mathbb{Q}(\alpha):\mathbb{Q}] = 3[Q(α):Q]=3. After an affine change of variable over Q\mathbb{Q}Q one may assume α\alphaα is a root of a depressed cubic

m(x)=x3+d x+e,d,e∈Q,m(x) = x^3 + d\,x + e, \qquad d, e \in \mathbb{Q},m(x)=x3+dx+e,d,e∈Q,

with discriminant Δ=disc⁡(m)=−4d3−27e2\Delta = \operatorname{disc}(m) = -4d^3 - 27e^2Δ=disc(m)=−4d3−27e2. When Δ>0\Delta > 0Δ>0 the cubic is totally real (three real roots); when Δ<0\Delta < 0Δ<0 it has one real root and a complex-conjugate pair. In the latter case write the roots as

α1=−2u,α2,3=u±iv,d=v2−3u2,e=2u(u2+v2),\alpha_1 = -2u, \qquad \alpha_{2,3} = u \pm iv, \qquad d = v^2 - 3u^2, \quad e = 2u(u^2 + v^2),α1​=−2u,α2,3​=u±iv,d=v2−3u2,e=2u(u2+v2),

and set ψ=arctan⁡(3u/v)\psi = \arctan(3u/v)ψ=arctan(3u/v), the parameter that controls the archimedean obstruction below. Scaling α↦wα\alpha \mapsto w\alphaα↦wα sends (d,e)↦(w2d,w3e)(d,e) \mapsto (w^2 d, w^3 e)(d,e)↦(w2d,w3e), so the single rational invariant

τ=e2/d3\tau = e^2/d^3τ=e2/d3

determines the problem up to scaling: the search space is one rational parameter, not two.

Formalization targets

Goal — every cubic algebraic number is collapsible

∀ α∈C,[Q(α):Q]=3 ⟹ ∃ f split with f(α)∈Q.\forall\, \alpha \in \mathbb{C}, \quad [\mathbb{Q}(\alpha):\mathbb{Q}] = 3 \ \Longrightarrow\ \exists\, f \text{ split with } f(\alpha) \in \mathbb{Q}.∀α∈C,[Q(α):Q]=3 ⟹ ∃f split with f(α)∈Q.

This is the weakest statement that settles the case: it fixes no bound on deg⁡f\deg fdegf, and asserts only that some split fff exists. A version with a degree bound would be strictly stronger and is not the goal, because no such bound is known — indeed the archimedean milestone below shows no uniform one can exist.

Supporting targets

The milestone list runs from the reformulation and the invariance reductions, through the known sufficient conditions, to the two obstructions and the two genuinely open sub-targets. Ordered as they are stated there:

  1. the product criterion — α\alphaα is collapsible iff ∏i(α−ri)∈Q\prod_i(\alpha - r_i) \in \mathbb{Q}∏i​(α−ri​)∈Q for some nonempty finite multiset of rationals, which turns collapsibility into a multiplicative relation in K×/Q×K^\times/\mathbb{Q}^\timesK×/Q×;
  2. affine invariance, and the completeness of τ\tauτ as an invariant of the scaling action, which together justify the reduction to one parameter;
  3. two sufficient conditions: square discriminant, and the power-family condition subsuming it;
  4. three obstructions: gap parity in the totally real case; the archimedean degree bound when Δ<0\Delta < 0Δ<0; and the extension of that bound beyond cubics, to any algebraic number possessing both a real and a non-real conjugate.

The mission also carries, as a plain theorem rather than a milestone, the single open instance x3+6x+1x^3 + 6x + 1x3+6x+1 — the smallest cubic within computational reach for which no collapsing is known. It is an instance of the goal rather than a step toward it, which is why it is not on the attack path.

Significance

A proof of the goal closes the one-step cubic case and, with Ribes's composition result, would give a complete picture at degree 333. A disproof would be at least as informative: a single cubic α\alphaα admitting no split fff with f(α)∈Qf(\alpha) \in \mathbb{Q}f(α)∈Q would separate 111-collapsibility from eventual collapsibility by an explicit example, showing that composition is genuinely necessary and not an artefact of the known proof.

The supporting targets have value independent of the goal. The product criterion is the statement everything else is phrased against. The archimedean bound is the only known mechanism forcing deg⁡f→∞\deg f \to \inftydegf→∞, and it is what rules out a uniform-degree approach.

Status, stated precisely. Six of the eight milestones have machine-checked Lean 4 + Mathlib proofs in the author's development, against a newer Mathlib revision than this mission's environment; restating and reproving them here is a port, not new mathematics, and they are included because the goal cannot be attacked without them. The two archimedean milestones are not proved in that form. For the cubic bound both halves exist — the convexity argument and the Möbius reduction — but the statement in terms of a collapsing polynomial has not been assembled. The extension beyond cubics has not been formalised at all; the argument is the same one, since nothing in it uses cubicness beyond the identification of a single circle parameter, but that observation is not a proof. The instance x3+6x+1x^3 + 6x + 1x3+6x+1 and the goal itself are open.

Difficulty

The obvious approach is to write down a split fff with rational roots and force f(α)∈Qf(\alpha) \in \mathbb{Q}f(α)∈Q by solving for the roots. This works when Δ\DeltaΔ is a rational square, and more generally under the power-family condition, and produces the bulk of the known examples — but it cannot work in general, for a reason that is quantitative rather than technical.

Suppose Δ<0\Delta < 0Δ<0 and f=a∏i(x−ri)f = a\prod_i(x - r_i)f=a∏i​(x−ri​) is split with f(α)∈Qf(\alpha) \in \mathbb{Q}f(α)∈Q. Irreducibility of mmm forces f−cf - cf−c to be divisible by mmm, hence f(α1)=f(α2)≠0f(\alpha_1) = f(\alpha_2) \ne 0f(α1​)=f(α2​)=0, hence ∏iα1−riα2−ri=1\prod_i \frac{\alpha_1 - r_i}{\alpha_2 - r_i} = 1∏i​α2​−ri​α1​−ri​​=1. Each factor lies on a fixed circle through 000 and 111 determined by ψ\psiψ, and a convexity argument on log⁡cos⁡\log\coslogcos then forces

deg⁡f ≥ π/ψ.\deg f \ \ge\ \pi/\psi.degf ≥ π/ψ.

As τ→0+\tau \to 0^+τ→0+ one has ψ→0\psi \to 0ψ→0, so the required degree is unbounded: there is no uniform degree in which to search, and any construction must produce split polynomials of growing degree. This is the central difficulty. For x3+6x+1x^3 + 6x + 1x3+6x+1 the bound already gives deg⁡f≥32\deg f \ge 32degf≥32, which is why that cubic resists the searches that settle its neighbours.

Only one step of this argument is special to cubics: the identification of the circle parameter as 3u/v3u/v3u/v. For an algebraic number of any degree with a real conjugate α1\alpha_1α1​ and a non-real conjugate α2\alpha_2α2​, irreducibility gives the same relation ∏i(α1−ri)/(α2−ri)=1\prod_i (\alpha_1 - r_i)/(\alpha_2 - r_i) = 1∏i​(α1​−ri​)/(α2​−ri​)=1, the images again lie on a circle through 000 and 111, and the parameter is λ=(Re⁡α2−α1)/Im⁡α2\lambda = (\operatorname{Re}\alpha_2 - \alpha_1)/\operatorname{Im}\alpha_2λ=(Reα2​−α1​)/Imα2​, which specialises to 3u/v3u/v3u/v in the depressed-cubic case. The obstruction therefore constrains the whole conjecture, not merely its cubic case, which is why the extension is carried as a milestone in its own right.

In the totally real case (Δ>0\Delta > 0Δ>0) the archimedean argument gives nothing at all — the relevant Möbius maps are real and surject onto R^\widehat{\mathbb{R}}R — and the only known constraint is that each gap between consecutive conjugates contains an even number of roots of fff. Whether degrees stay bounded there is itself unsettled.

Formalization scope

Representation. IsSplit f says 0<deg⁡f0 < \deg f0<degf and f=C a⋅∏r∈rs(X−r)f = C\,a \cdot \prod_{r \in rs}(X - r)f=Ca⋅∏r∈rs​(X−r) for a nonzero rational aaa and a multiset rsrsrs of rationals; multiplicities are therefore allowed and the roots need not be distinct. Collapsible α is stated for α\alphaα in an arbitrary field KKK carrying a Q\mathbb{Q}Q-algebra structure, not only for K=CK = \mathbb{C}K=C, so the results apply verbatim to a root in R\mathbb{R}R, in C\mathbb{C}C, or in Q[x]/(m)\mathbb{Q}[x]/(m)Q[x]/(m). The goal theorem is stated over C\mathbb{C}C, with "cubic" expressed as deg⁡(minpoly⁡Qα)=3\deg(\operatorname{minpoly}_{\mathbb{Q}}\alpha) = 3deg(minpolyQ​α)=3.

Ruling out a trivialisation. Collapsible places no lower bound on deg⁡f\deg fdegf and does not require the value c=f(α)c = f(\alpha)c=f(α) to be nonzero, so one must check that the goal is not satisfiable by degenerate means. It is not: c=0c = 0c=0 would make m∣fm \mid fm∣f, impossible for an irreducible cubic mmm dividing a polynomial that splits over Q\mathbb{Q}Q. Constant fff is excluded by 0<deg⁡f0 < \deg f0<degf. Nothing in the statement is vacuous — the hypotheses of the goal are satisfied by every cubic irrationality.

Conventions in the archimedean milestones. In the cubic bound the parameters u,vu, vu,v enter as real numbers satisfying the factorisation identity, with the normalisation 0<uv0 < uv0<uv; this is not a restriction, since vvv is determined only up to sign and the sign may be chosen. Under it ψ=arctan⁡(3u/v)∈(0,π/2)\psi = \arctan(3u/v) \in (0, \pi/2)ψ=arctan(3u/v)∈(0,π/2), and the conclusion is π/ψ≤deg⁡f\pi/\psi \le \deg fπ/ψ≤degf with deg⁡f\deg fdegf the natural-number degree.

In the general bound the corresponding normalisation is 0<(Re⁡α2−α1)Im⁡α20 < (\operatorname{Re}\alpha_2 - \alpha_1)\operatorname{Im}\alpha_20<(Reα2​−α1​)Imα2​. It forces Im⁡α2≠0\operatorname{Im}\alpha_2 \neq 0Imα2​=0, so α2\alpha_2α2​ is genuinely non-real and λ>0\lambda > 0λ>0, hence ψ∈(0,π/2)\psi \in (0,\pi/2)ψ∈(0,π/2) and no division-by-zero value can arise in the conclusion. Passing to the complex conjugate of α2\alpha_2α2​ flips the sign of both factors, so the condition is a choice of conjugate rather than a restriction — except when Re⁡α2=α1\operatorname{Re}\alpha_2 = \alpha_1Reα2​=α1​, which the hypothesis excludes and which cannot occur for a depressed cubic with Δ<0\Delta<0Δ<0. No degree hypothesis on mmm is needed: possessing both a real and a non-real root already forces deg⁡m≥3\deg m \ge 3degm≥3.

Infrastructure. A complete development needs Polynomial, Multiset, minpoly, and for the archimedean bound Real.arctan, Complex.arg, and strict concavity of log⁡cos⁡\log\coslogcos on (−π/2,π/2)(-\pi/2, \pi/2)(−π/2,π/2). The convexity and Möbius lemmas are reusable well beyond this mission — they bound the number of factors in any product of complex numbers constrained to a circle through the origin. Contributions of any of the supporting targets are welcome independently of the goal; so is a disproof, and so is an explicit collapsing of x3+6x+1x^3 + 6x + 1x3+6x+1 of any degree.

Selected references

  • Griffin Macris, List of open problems, Problem 3. https://sites.google.com/view/griffinmacris/open-problems
  • Miles, Collapsible algebraic numbers, 2026. https://quesswho.github.io/miles-blog/2026/08/20/collapsible/ — source of the definitions of split, kkk-collapsible, collapsible and eventually collapsible used above, of Ribes's cubic result for eventual collapsibility, and of the statement that the degree-333 case of one-step collapsibility is open.
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CombinatoricsGraph Theory·Captain: hao jia

Formalizing an 8-Vertex Candidate Counterexample to the Geodesic-Cycle Assignment Problem (OPG-500)Open Problem

[VM-STATUS-20260908-R05-PROVED]

Status update (2026-09-08): The root theorem OPG500Counterexample.eight_vertex_counterexample is now Proved by an accepted Prove2Me submission. All six milestones are proved and the root has zero open leaves. The accepted proof has also been independently rebuilt with Lean 4.33.1 / Mathlib 0df444a360eaa60ab8c11dca51a86af692955474. The historical text below describes the mission as it stood before formal closure.


Motivation and historical context

Peripheral cycles occupy a distinguished place in structural graph theory. A cycle is peripheral when it is induced and does not separate the graph after its vertices are removed. Tutte proved in 1963 that the peripheral cycles of a finite 3-connected graph generate its binary cycle space. This theorem links a local, visibly embedded kind of cycle to the global algebraic structure of all cycles.

Weighted geodesic cycles provide a different generating family. Georgakopoulos and Sprüssel proved in 2009 that, for every finite graph with positive edge lengths, every cycle is a binary sum of weighted geodesic cycles whose lengths do not exceed the length of the original cycle. In the same paper they posed Problem 3: can the edges of every finite 3-connected graph be assigned positive lengths so that every weighted geodesic cycle is peripheral? A positive answer would recover Tutte's generation theorem through metric structure.

The present target tests the opposite possibility on one explicitly specified graph with eight vertices. A candidate argument and finite certificates are available in the frozen OPG-500 research repository, but those artifacts are explicitly marked candidate_only: they are neither a published counterexample nor a machine-checked resolution. The purpose of the formal target is to determine whether the proposed universal obstruction survives complete definition, proof, and statement-faithfulness checks.

Setting

Let GGG be a finite simple graph. A positive edge-length assignment is a function

ℓ:E(G)⟶R\ell:E(G)\longrightarrow \mathbb Rℓ:E(G)⟶R

such that ℓ(e)>0\ell(e)>0ℓ(e)>0 for every edge eee. The length of a finite path or cycle is the sum of the lengths of its edges.

A simple cycle CCC is ℓ\ellℓ-geodesic when, for every pair of vertices x,yx,yx,y on CCC, at least one of the two xxx–yyy arcs of CCC has length equal to the shortest-path distance between xxx and yyy in GGG. Equivalently, there is no xxx–yyy path in GGG whose length is strictly smaller than both xxx–yyy arcs of CCC. The definition concerns vertices of the cycle and permits ties between shortest paths.

A simple cycle is peripheral when it is induced and deleting all of its vertices leaves a connected graph or the empty graph. This is vertex deletion, not edge deletion.

Fix the graph HHH on vertices 0,1,…,70,1,\ldots,70,1,…,7. The vertices 0,1,2,30,1,2,30,1,2,3 induce K4K_4K4​. For each i∈{0,1,2,3}i\in\{0,1,2,3\}i∈{0,1,2,3}, set yi=7−iy_i=7-iyi​=7−i and join yiy_iyi​ to exactly the three core vertices other than iii. The four vertices yiy_iyi​ are pairwise nonadjacent. Thus the frozen edge set is

{01,02,03,04,05,06,12,13,14,15,17,23,24,26,27,35,36,37}.\{01,02,03,04,05,06,12,13,14,15,17,23,24,26,27,35,36,37\}.{01,02,03,04,05,06,12,13,14,15,17,23,24,26,27,35,36,37}.

The labels and edge set are part of the statement and are not interchangeable with earlier candidate labelings without an explicit isomorphism.

Formalization targets

Main target: the universal eight-vertex obstruction

Formalize the following statement for the fixed graph HHH:

H is 3-connectedand∀ℓ:E(H)→R>0,  ∃C,  C is an ℓ-geodesic simple cycle of H and is not peripheral.H\text{ is 3-connected}\quad\text{and}\quad \forall\ell:E(H)\to\mathbb R_{>0},\; \exists C,\; C\text{ is an $\ell$-geodesic simple cycle of $H$ and is not peripheral}.H is 3-connectedand∀ℓ:E(H)→R>0​,∃C,C is an ℓ-geodesic simple cycle of H and is not peripheral.

The existential cycle may depend on ℓ\ellℓ. The universal quantifier includes all strictly positive real assignments, including assignments with tied shortest paths. This is the stable target; finite samples and rational specializations are subordinate checks rather than replacements for it.

Supporting targets

The development should also formalize the finite weighted geodesic-cycle generation theorem of Georgakopoulos and Sprüssel, the exact 3-connectivity and peripheral-cycle classification of HHH, the required shortest-path and tight-subgraph statements, the finite cycle-space rank statements, and the finite minimum/descent principle used to select a cycle outside a closed binary span. These targets should remain separate declarations so that their assumptions and reuse boundaries are visible.

Significance

A proof of the main target would give a negative answer to the finite problem by exhibiting a 3-connected graph for which no positive edge weighting can make all geodesic cycles peripheral. It would not contradict Tutte's theorem: peripheral cycles may still generate the cycle space even though they cannot be made to contain every geodesic cycle for any weighting. The distinction between these two generation mechanisms is part of the mathematical content.

A formal development would add more than a checked final sentence. It would provide reusable definitions for positively weighted finite graphs and vertex-geodesic cycles, a precise treatment of the two arcs between cycle vertices, explicit deletion semantics for peripheral cycles, and finite cycle-space infrastructure. It would also separate purely finite graph facts from statements quantified over arbitrary real weights. The candidate repository currently supplies finite enumeration and abstract Lean fragments, but no existing artifact checks this full dependency chain.

Until the complete main theorem is verified, the eight-vertex graph remains a candidate obstruction and the original problem remains unresolved by this development.

Difficulty

The central difficulty is the universal quantification over real edge lengths. Testing many integer or rational vectors cannot cover it. Shortest paths need not be unique, so an argument that silently perturbs the weights or assumes unique geodesics can change which cycles are geodesic. Every strict and weak inequality must therefore agree with the source definition, including tie cases.

The graph is small but the semantic boundary is not. A formal cycle representation must expose the two cycle arcs for every vertex pair without admitting malformed or repeated-vertex objects. The peripheral predicate must combine inducedness with connectivity after vertex deletion and must classify all cycles, not only a selected family of triangles. Finally, finite cycle-space computations and rank inequalities must be connected to actual paths and weighted geodesicity; a propositional or enumerative certificate alone does not establish that bridge.

Formalization scope

The Lean development will use Fin 8 for the vertices of HHH and a SimpleGraph representation for adjacency. Weights will be functions on the edge subtype, so values on nonedges cannot affect the theorem. All weights are real and strictly positive. Paths and cycles are finite and simple; arbitrary walks do not count as target witnesses. Geodesicity is vertex-based and includes tied shortest paths. Peripheral cycles use inducedness and vertex deletion, with a connected-or-empty remainder.

The main theorem must retain the quantifier order “for every weighting, there exists a cycle.” It may not be weakened to rational weights, finitely many tested assignments, nonnegative weights, one selected weighting, edge-geodesicity, or the assertion that only four named core triangles fail to be peripheral. Definitions must be sorry-free, and nontrivial mathematical claims must be theorem declarations with separately checked proofs.

Reusable contributions include finite weighted-path length, shortest-path attainment in finite positive graphs, the equivalence of the two geodesic formulations, cycle-arc APIs, vertex-deletion connectivity, binary edge-vector encodings, and finite descent outside a closed span. Graph-specific finite certificates are welcome only when their checker is represented in Lean or their conclusions are otherwise proved in the kernel.

Selected references

  • A. Georgakopoulos and P. Sprüssel, Geodetic topological cycles in locally finite graphs, Electronic Journal of Combinatorics 16 (2009), R144. Section 3.1, Theorem 3.1; Section 5, Problem 3. https://arxiv.org/abs/0911.3999v1
  • Open Problem Garden, Geodesic cycles and Tutte's Theorem, problem statement and vertex-based definition. https://www.openproblemgarden.org/op/geodesic_cycles_and_tuttes_theorem
  • W. T. Tutte, How to draw a graph, Proceedings of the London Mathematical Society 13 (1963), 743–768. Cited as reference [18] by Georgakopoulos and Sprüssel for peripheral-cycle generation.
  • Vibe Mathing, frozen OPG-500 candidate repository at commit a41fe59b4535851ea55f6e868e938b9aaf81e924. https://github.com/vibemathing/problem-opg-500-geodesic-cycles/tree/a41fe59b4535851ea55f6e868e938b9aaf81e924
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Linear OptimizationOperations ResearchOptimization+1·Captain: ORdos

Smale's Ninth Problem: Strongly Polynomial Linear ProgrammingOpen Problem

The problem of solving linear inequalities

The linear feasibility problem takes a matrix A∈Rm×nA \in \mathbb{R}^{m\times n}A∈Rm×n and a vector b∈Rmb \in \mathbb{R}^mb∈Rm and asks whether the system of mmm linear inequalities in nnn real unknowns

{ x∈Rn∣Ax≥b }  ≠  ∅\{\,x \in \mathbb{R}^n \mid Ax \ge b\,\} \;\ne\; \emptyset{x∈Rn∣Ax≥b}=∅

has a solution. By linear programming duality, optimizing a linear objective over such a set reduces to feasibility, so this decision problem carries the whole complexity of linear programming.

What "polynomial time" means here depends on the machine. In the bit model the input is a list of rational numbers, its size LLL counts the bits of all numerators and denominators, and an algorithm is polynomial if it runs in time poly(m,n,L)\mathrm{poly}(m, n, L)poly(m,n,L). In the real-number model the input is a list of mn+mmn + mmn+m exact real numbers, each arithmetic operation (+,−,×,÷+, -, \times, \div+,−,×,÷), comparison, or memory move costs one unit, and a running time may only depend on mmm and nnn. An algorithm polynomial in this second sense is what Smale asks for; the closely related bit-model notion — poly(m,n)\mathrm{poly}(m,n)poly(m,n) arithmetic operations and polynomially bounded intermediate bit sizes — is called strongly polynomial. This mission fixes the real-number model precisely as a Blum–Shub–Smale (BSS) machine (Blum–Shub–Smale 1989): a finite program of instructions acting on a bi-infinite tape Z→R\mathbb{Z} \to \mathbb{R}Z→R of real registers — loads of arbitrary real machine constants, exact field arithmetic at fixed addresses, two-sided tape shifts, a sign-test branch, and accept/reject — with cost equal to the number of executed instructions. The convention that costs something: the program must be uniform, one finite instruction list serving every mmm, nnn, and every real instance. Uniformity is exactly what separates the question from point-location tricks available to non-uniform families of decision trees.

Why it matters

For optimization, the question is the last gap in the complexity of its central problem. Linear programs with combinatorial structure already admit strongly polynomial algorithms — Tardos (1986) solved every LP whose running time may depend on the entries of AAA but not on bbb or ccc, covering network flows and all {0,±1}\{0,\pm1\}{0,±1}-constraint problems — and a positive answer for general LP would extend that unification to the whole class, while explaining why simplex-type methods behave so well in practice (Spielman–Teng 2004).

For the theory of computation over the reals, the problem is a benchmark for what unit-cost exact arithmetic can do: it is Problem 9 on Smale's list of mathematical problems for the twenty-first century (Smale 1998), posed in the BSS model as the real-number analogue of the P-versus-NP style questions of that program, and it interacts with polyhedral combinatorics through the polynomial Hirsch conjecture: a polynomial bound on polytope diameters is a necessary condition for any polynomial pivot rule. A problem that calibrates both the practice of optimization and the foundations of real computation is a subject, not a special case.

The question and what is known

Question (Smale’s 9th).Is there a uniform BSS program deciding {x∣Ax≥b}≠∅ in poly(m,n) steps?\textbf{Question (Smale's 9th).}\quad \text{Is there a uniform BSS program deciding } \{x \mid Ax \ge b\} \ne \emptyset \text{ in } \mathrm{poly}(m,n) \text{ steps?}Question (Smale’s 9th).Is there a uniform BSS program deciding {x∣Ax≥b}=∅ in poly(m,n) steps?

The timeline splits into a negative branch (lower bounds against algorithm classes) and a positive branch (polynomial algorithms in weaker senses).

Lower bounds. Klee–Minty (1972) constructed a deformed cube on which Dantzig's largest-coefficient simplex rule visits all 2n2^n2n vertices; analogous exponential examples were later found for essentially every deterministic pivot rule, and randomized rules were driven to subexponential lower bounds by Friedmann–Hansen–Zwick (2011) — against upper bounds of exp⁡(O(nlog⁡n))\exp(O(\sqrt{n \log n}))exp(O(nlogn​)) from Kalai (1992) and Matoušek–Sharir–Welzl (1996). On the interior-point side, Allamigeon–Benchimol–Gaubert–Joswig (2018) showed by tropical methods that log-barrier path following is not strongly polynomial, and Allamigeon–Gaubert–Vandame (2022) extended this to every self-concordant barrier: no interior-point method of that class can settle the question positively.

Polynomial algorithms in weaker senses. Khachiyan (1979/80) proved LP feasibility is polynomial in the bit model via the ellipsoid method; Karmarkar (1984) and then Renegar (1988) brought interior-point methods to O(n L)O(\sqrt{n}\,L)O(n​L) iterations. Megiddo (1984) solved LP in linear time for every fixed dimension; Tardos (1986) gave the combinatorial strongly polynomial class; Vavasis–Ye (1996) and Dadush–Huiberts–Natura–Végh (2020) replaced the bit size by condition measures of AAA alone; Ye (2011) proved policy iteration strongly polynomial for fixed-discount Markov decision processes.

The central difficulty is visible in every positive result: each known iteration count is controlled by a scale-dependent quantity — bit length, condition number, barrier curvature — that is unbounded over the real instances with m,nm, nm,n fixed. The naive plan, "run the ellipsoid method and round", fails at its first step in the real model: the number of iterations needed to separate a feasible system from an infeasible one grows with the thinness of the feasible set, which is not a function of (m,n)(m, n)(m,n); no data-independent perturbation ε\varepsilonε exists when the data are arbitrary reals. All results above are proved on paper only; none has a machine-checked proof in the literature. What is already formalized, on this platform, is the substrate this mission builds on: the simplex iteration (mission Introduction to Linear Optimization IV), the ellipsoid method with its volume-halving correctness theorem (XI), interior-point path following (XII), and self-concordance with the barrier method (Convex Optimization VI).

A hierarchy of formalization targets

The mission's milestone list realizes this hierarchy in order; each level states what it deliberately leaves open.

Level 0 — the model works. A uniform BSS program decides one-variable feasibility in linear time:

∃ P, C  ∀m, ∀(a,b)∈Rm×Rm: P decides {x∈R∣aix≥bi ∀i}≠∅ within C(m+1) steps.\exists\,P,\,C\ \ \forall m,\ \forall (a,b) \in \mathbb{R}^m \times \mathbb{R}^m:\ P \text{ decides } \{x \in \mathbb{R} \mid a_i x \ge b_i\ \forall i\} \ne \emptyset \text{ within } C(m{+}1) \text{ steps}.∃P,C  ∀m, ∀(a,b)∈Rm×Rm: P decides {x∈R∣ai​x≥bi​ ∀i}=∅ within C(m+1) steps.

It fixes nothing about n≥2n \ge 2n≥2; its role is to certify that the machine model and cost semantics of the goal are non-vacuous.

Level 1 — the classical method is exponential. On the Klee–Minty cube, Dantzig's rule admits a run of

2n−1 pivots2^n - 1 \text{ pivots}2n−1 pivots

from the all-slack basis to the optimum. It leaves open all other pivot rules — extensions to further rules are welcome as strengthenings.

Level 2 — the bit model succeeds. Through the Cramer–Hadamard solution bound ∣xj∣≤n! Un|x_j| \le n!\,U^n∣xj​∣≤n!Un and the perturbation estimates, Khachiyan's theorem: for integer data bounded by UUU, every admissible ellipsoid run decides feasibility within

t∗≤106 (n+2)4(log⁡2U+n+2) iterations.t^* \le 10^6\,(n{+}2)^4(\log_2 U + n + 2) \text{ iterations}.t∗≤106(n+2)4(log2​U+n+2) iterations.

The generous constants are deliberate — only the polynomial order is load-bearing. This level leaves open exactly the dependence on log⁡U\log UlogU.

Level 3 — the goal (open). A uniform program with data-independent polynomial cost:

∃ P, C, d  ∀m,n,A,b: P decides {x∣Ax≥b}≠∅ within C (mn+m+2)d steps.\exists\,P,\,C,\,d\ \ \forall m, n, A, b:\ P \text{ decides } \{x \mid Ax \ge b\} \ne \emptyset \text{ within } C\,(mn + m + 2)^d \text{ steps}.∃P,C,d  ∀m,n,A,b: P decides {x∣Ax≥b}=∅ within C(mn+m+2)d steps.

The statement asserts only the shape of the truth — no hard-coded degree or constant — so it is stable under every future quantitative improvement. These levels do not exhaust the project: Tardos' combinatorial LP theorem, Ye's fixed-discount MDP result, and impossibility statements for restricted program classes in the style of Allamigeon–Gaubert–Vandame are natural later milestones.

Formalization scope

Polyhedra, simplex states, pivots, and ellipsoid runs are the platform's existing LinearOptimization development over Matrix (Fin m) (Fin n) ℝ, with {x∣Ax≥b}\{x \mid Ax \ge b\}{x∣Ax≥b} as polyhedron A b; algorithms with data-dependent iteration counts are formalized as run predicates, as in the parent missions. The new SmaleNinth definitions supply what the goal genuinely needs and the run-predicate style cannot express: a concrete inductive type of BSS programs with operational semantics and unit-cost accounting, the Klee–Minty data with Dantzig's rule, and the explicit Khachiyan constants. One convention closes the degenerate escape hatch: the goal quantifies over finite BSSProgram terms under the fixed encodeLP input convention — formalizing "algorithm" as an arbitrary function Rmn+m→Bool\mathbb{R}^{mn+m} \to \mathrm{Bool}Rmn+m→Bool would make the statement trivially true and is not the theorem. Division is totalized as x/0=0x/0 = 0x/0=0 and the branch test is xi≤0x_i \le 0xi​≤0; both are benign for the class of programs quantified over.

The machine module is infrastructure beyond this mission — any real-number complexity statement (other Smale problems, sums-of-square-roots, BSS-completeness) can reuse it, as can any pivot-rule lower bound reuse the Klee–Minty module. Formalization forces distinctions the literature leaves informal: which machine variant carries the unit-cost claim, how ties in Dantzig's rule are resolved, and which of the interchangeable Khachiyan constants each estimate actually needs. Welcome contributions include proofs of any milestone, alternative exponential instances for other pivot rules, sharper constants in the Khachiyan module, and ports of the known strongly polynomial special cases.

Selected references

  • L. Blum, M. Shub, S. Smale, On a theory of computation and complexity over the real numbers, Bull. AMS 21(1):1–46, 1989. DOI
  • S. Smale, Mathematical problems for the next century, Math. Intelligencer 20(2):7–15, 1998. DOI
  • V. Klee, G. J. Minty, How good is the simplex algorithm?, in Inequalities III, Academic Press, 1972, pp. 159–175.
  • L. G. Khachiyan, Polynomial algorithms in linear programming, USSR Comput. Math. Math. Phys. 20:53–72, 1980. DOI
  • N. Karmarkar, A new polynomial-time algorithm for linear programming, Combinatorica 4:373–395, 1984. DOI
  • J. Renegar, A polynomial-time algorithm, based on Newton's method, for linear programming, Math. Programming 40:59–93, 1988. DOI
  • É. Tardos, A strongly polynomial algorithm to solve combinatorial linear programs, Oper. Res. 34(2):250–256, 1986. DOI
  • N. Megiddo, Linear programming in linear time when the dimension is fixed, J. ACM 31(1):114–127, 1984. DOI
  • G. Kalai, A subexponential randomized simplex algorithm, STOC 1992. DOI
  • O. Friedmann, T. D. Hansen, U. Zwick, Subexponential lower bounds for randomized pivoting rules for the simplex algorithm, STOC 2011. DOI
  • D. A. Spielman, S.-H. Teng, Smoothed analysis of algorithms: why the simplex algorithm usually takes polynomial time, J. ACM 51(3):385–463, 2004. DOI
  • S. A. Vavasis, Y. Ye, A primal-dual interior point method whose running time depends only on the constraint matrix, Math. Programming 74:79–120, 1996. DOI
  • Y. Ye, The simplex and policy-iteration methods are strongly polynomial for the Markov decision problem with a fixed discount rate, Math. Oper. Res. 36(4):593–603, 2011. DOI
  • X. Allamigeon, P. Benchimol, S. Gaubert, M. Joswig, Log-barrier interior point methods are not strongly polynomial, SIAM J. Appl. Algebra Geom. 2(1):140–178, 2018. DOI
  • X. Allamigeon, S. Gaubert, N. Vandame, No self-concordant barrier interior point method is strongly polynomial, STOC 2022. arXiv
  • D. Dadush, S. Huiberts, B. Natura, L. A. Végh, A scaling-invariant algorithm for linear programming whose running time depends only on the constraint matrix, STOC 2020. arXiv
  • D. Bertsimas, J. N. Tsitsiklis, Introduction to Linear Optimization, Athena Scientific, 1997 (Chapters 3, 8, 9 — formalized in the Introduction to Linear Optimization mission series).
  • B. Korte, J. Vygen, Combinatorial Optimization: Theory and Algorithms, 6th ed., Springer, 2018, §4.1–4.5.
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Number Theory·Captain: davidloeffler

Ordinary p-adic L-functions: Mazur–Tate–Teitelbaum interpolationResearch Paper

Why construct a p-adic L-function?

A modular form has a complex L-function whose critical values carry arithmetic information. To compare those values in p-adic families, their transcendental period factors must first be removed. The remaining algebraic numbers can then be embedded into a p-adic field. The result sought here is a single bounded measure encoding the critical values of all twists by characters of p-power conductor. This is the existence and interpolation theorem underlying the cyclotomic p-adic L-function (one of the most fundamental objects of Iwasawa theory).

The reference is the famous paper of Mazur, Tate and Teitelbaum, Chapter I, especially §§10–14 (MTT); but for simplicity we are treating only the ordinary case here (not the more general finite-slope case), and not attacking the results later in MTT (exceptional-zero conjectures, etc).

Modular forms, periods, and measures

Fix a prime ppp, a positive integer NNN, and a weight k≥2k\ge2k≥2. Let fff be a normalized cuspidal Hecke eigenform of weight kkk on Γ1(N)\Gamma_1(N)Γ1​(N) with nebentypus ϵ\epsilonϵ and Fourier coefficients ana_nan​ (necessarily algebraic). Fix embeddings ι∞:Q‾↪C\iota_\infty:\overline{\mathbb Q}\hookrightarrow\mathbb Cι∞​:Q​↪C and ιp:Q‾↪Cp\iota_p:\overline{\mathbb Q}\hookrightarrow\mathbb C_pιp​:Q​↪Cp​. No condition p∤Np\nmid Np∤N is imposed. The character ϵ\epsilonϵ is extended by zero on nonunits modulo NNN.

The form is ordinary when ∣ιp(ap)∣p=1|\iota_p(a_p)|_p=1∣ιp​(ap​)∣p​=1. The ordinary root α\alphaα is the root of

X2−ιp(ap)X+ιp(ϵ(p))pk−1X^2-\iota_p(a_p)X+\iota_p(\epsilon(p))p^{k-1}X2−ιp​(ap​)X+ιp​(ϵ(p))pk−1

with ∣α∣p=1|\alpha|_p=1∣α∣p​=1. This convention also covers the UpU_pUp​ case: if p∣Np\mid Np∣N, then ϵ(p)=0\epsilon(p)=0ϵ(p)=0 and the unit root is ιp(ap)\iota_p(a_p)ιp​(ap​) (MTT I.§12).

A measure means a continuous Cp\mathbb C_pCp​-linear functional on the continuous functions C(Zp×,Cp)C(\mathbb Z_p^\times,\mathbb C_p)C(Zp×​,Cp​). It is a bounded p-adic measure, rather than a positive real-valued measure. The Lean representation is Mathlib's AbstractMeasure on (PadicInt p)ˣ.

The two periods Ω+\Omega^+Ω+ and Ω−\Omega^-Ω− normalize the signed modular integrals. Write

Φj(r)=2π∫0∞f(r+it)(r+it)j dt,\Phi_j(r)=2\pi\int_0^\infty f(r+it)(r+it)^j\,dt,Φj​(r)=2π∫0∞​f(r+it)(r+it)jdt,

and use (Φj(r)+s(−1)jΦj(−r))/2(\Phi_j(r)+s(-1)^j\Phi_j(-r))/2(Φj​(r)+s(−1)jΦj​(−r))/2 for sign s∈{+1,−1}s\in\{+1,-1\}s∈{+1,−1}. A period system specifies nonzero periods, algebraic normalized values for 0≤j≤k−20\le j\le k-20≤j≤k−2, and finite generation over Z\mathbb ZZ of the lattice generated by these values. Period rationality and finite generation are separate mathematical obligations, combining Manin–Shimura rationality with the module-of-values construction in MTT I.§2; see also the explicit treatment of general eigenforms in Williams, §11.7.

Formalization targets

The goal is to construct an ordinary root, a period system, and a measure μ\muμ with the following interpolation property. Let χ\chiχ be a primitive Dirichlet character of conductor m=pnm=p^nm=pn, where n≥0n\ge0n≥0, and let 0≤j≤k−20\le j\le k-20≤j≤k−2. Put s=χ(−1)(−1)js=\chi(-1)(-1)^js=χ(−1)(−1)j. With the positive-exponential Gauss sum τ(χ)=∑a mod mχ(a)e2πia/m\tau(\chi)=\sum_{a\bmod m}\chi(a)e^{2\pi ia/m}τ(χ)=∑amodm​χ(a)e2πia/m, define the algebraic number Aχ,jA_{\chi,j}Aχ,j​ by

ι∞(Aχ,j)=mj+1j!(−2πi)jτ(χ−1)ΩsL(fχ−1,j+1).\iota_\infty(A_{\chi,j})= \frac{m^{j+1}j!}{(-2\pi i)^j\tau(\chi^{-1})\Omega^s} L(f_{\chi^{-1}},j+1).ι∞​(Aχ,j​)=(−2πi)jτ(χ−1)Ωsmj+1j!​L(fχ−1​,j+1).

The required identity is

∫Zp×ιp(χ(x))xj dμ(x)=ep(α,χ,j) ιp(Aχ,j),\int_{\mathbb Z_p^\times}\iota_p(\chi(x))x^j\,d\mu(x) =e_p(\alpha,\chi,j)\,\iota_p(A_{\chi,j}),∫Zp×​​ιp​(χ(x))xjdμ(x)=ep​(α,χ,j)ιp​(Aχ,j​),

where all algebraic character values in the following expression are transported by ιp\iota_pιp​:

ep(α,χ,j)=α−n(1−ιp(χ−1(p)ϵ(p))pk−2−jα)(1−ιp(χ(p))pjα).e_p(\alpha,\chi,j)=\alpha^{-n} \left(1-\frac{\iota_p(\chi^{-1}(p)\epsilon(p))p^{k-2-j}}{\alpha}\right) \left(1-\frac{\iota_p(\chi(p))p^j}{\alpha}\right).ep​(α,χ,j)=α−n(1−αιp​(χ−1(p)ϵ(p))pk−2−j​)(1−αιp​(χ(p))pj​).

This is the scalar period-normalized form of MTT I.§14. At n>0n>0n>0 both character values at ppp vanish, leaving α−n\alpha^{-n}α−n. At n=0n=0n=0 the primitive character is the character of modulus one, and both Euler factors remain. The latter case is included explicitly.

Seven milestones isolate period rationality and its finite lattice; existence and uniqueness of the ordinary root; the distribution relation for polynomial disk moments; uniform boundedness of constant disk masses; unique extension to a measure with every critical polynomial moment; the complex Birch–Mellin identity; and the deduction of interpolation from the two signed measures. Their source locations are recorded individually. The period milestone combines two standard inputs; the boundedness and extension milestones specialize the MTT construction to slope zero.

What the formalization supplies

The result supplies the analytic input for studying p-adic special values and their variation. It also supplies reusable infrastructure for normalized modular integrals, rational period systems, finite-order twists, and bounded measures on p-adic units. The classical existence theorem is known. The work proposed here is to prove the stated Lean theorems and connect the existing Mathlib analytic and algebraic infrastructure. Local compilation establishes that the declarations are well-typed; the mission statements remain unproved targets.

Where the difficulty lies

Listing algebraic critical values does not establish that one bounded measure interpolates them. Values on nested residue disks must satisfy compatibility, and ordinary boundedness must control the extension to continuous functions. Polynomial moments of positive degree must agree with that same extension. The unramified character requires its own Euler-factor calculation; simply applying the ramified formula at conductor one loses factors. On the complex side, rationality requires genuine periods of the modular form, not arbitrary chosen scaling constants. These are the obligations represented by the milestones.

Formalization scope and conventions

The cusp form is Mathlib's analytic CuspForm, with Fourier coefficients tied to its width-one q-expansion. The nebentypus transformation law and every prime Hecke eigenvalue equation are written explicitly. The prime Hecke operator includes both its translated sum and its second term; when the prime divides the level, the second term vanishes. The complex twist is the finite-translate expression for fχ−1f_{\chi^{-1}}fχ−1​, and its critical L-value is defined by the actual Mellin integral. Neither an arbitrary L-value table nor the desired measure is an input assumption.

The embeddings share the abstract algebraic closure of Q\mathbb QQ; there is no asserted continuous map from C\mathbb CC to Cp\mathbb C_pCp​. The algebraic bridge in each interpolation identity is existential and constrained by a complex equality. Test functions are existential continuous maps constrained pointwise to equal the specified character or disk function; this makes their continuity part of the conclusion instead of an unproved definition. All primes, including 222, are allowed. Natural-number subtractions occur only in theorem contexts with k≥2k\ge2k≥2 and j≤k−2j\le k-2j≤k−2.

The signed projections use a factor of 1/21/21/2. Their normalized measures are added, and the period sign is χ(−1)(−1)j\chi(-1)(-1)^jχ(−1)(−1)j. These conventions fix the powers, sign, Gauss sum, and periods in the displayed interpolation formula. Periods are not asserted to be canonical integral periods; rescaling by algebraic constants changes the normalization. Exceptional-zero derivative formulas, positive-slope distributions, tame-conductor twists, and Iwasawa main conjectures are outside this mission.

Selected references

  • B. Mazur, J. Tate and J. Teitelbaum, On p-adic analogues of the conjectures of Birch and Swinnerton-Dyer, Inventiones Mathematicae 84 (1986), 1–48, Chapter I, §§1–4 and 7–14. DOI; digitized original.
  • G. Shimura, On the periods of modular forms, Mathematische Annalen 229 (1977), 211–221. DOI.
  • C. Williams, An introduction to p-adic L-functions II: Modular forms, lecture notes, §§11.6–11.8, particularly Proposition 11.21, for period normalization of general eigenforms. Author's notes.
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CombinatoricsDiscrete Geometry·Captain: mysticflounder

Erdős Problems 97 and 96: Convex Point Sets and Unit DistancesOpen Problem

Closed — negative resolution of Erdős Problems 96 and 97

Adam McKenna closed this mission on 13 September 2026 following Unit distances in convex polygons, by Liam Kruer, Jensen Kohlmeyer, and Liam Price. Their construction gives strictly convex point sets with Ω(n log log n) unit-distance pairs and arbitrarily large minimum unit-distance degree, answering both questions and the general fixed-k version of Problem 97 negatively.

Paper and complete Lean source. All credit for the counterexample and its formalization belongs to those authors. Adam McKenna prepared the Prove2Me adapters.

Do not start further proof attempts or solver runs for the affirmative conjectures. Existing statements, conditional lemmas, partial proofs, and milestones remain as historical work. The owner has authorized closure assuming the external result is correct; individual theorem pages report Prove2Me verification status.


Historical mission description

Motivation

The mission is to prove the combined open goal

Problem 97  ∧  Problem 96\text{Problem 97} \;\land\; \text{Problem 96}Problem 97∧Problem 96

for finite point sets in strictly convex position in the Euclidean plane.

Why Problems 97 and 96 belong together

Problem 97 gives the local step needed for Problem 96. Assume Problem 97. Every nonempty convex-independent finite set then has a vertex with at most three neighbors at each positive radius, in particular at radius 111. Delete that vertex and preserve convex independence. Apply the same step to every subset created by deletion until no points remain. Charge each unordered unit-distance pair to the first endpoint deleted. Each deleted vertex receives at most three charges, so an nnn-point set determines at most 3n3n3n unordered unit-distance pairs. This gives the Problem 96 bound and therefore O(n)O(n)O(n). The package uses this one-way dependency; it does not seek a reverse implication.

Setting

Let A⊂R2A\subset\mathbb R^2A⊂R2 be finite. Strict convex position means that every point of AAA is an extreme point of the convex hull of AAA. For p∈Ap\in Ap∈A, the pinned multiplicity at radius r>0r>0r>0 counts points q∈Aq\in Aq∈A with ∥p−q∥=r\lVert p-q\rVert=r∥p−q∥=r. Problem 97 asks for a point where no radius has four such other points. Problem 96 counts unordered pairs at distance 111, then takes the supremum over convex-independent nnn-point sets.

The historical progression is part of the setting. Erdős’s 1946 paper posed an earlier three-neighbor version. His 1987 account reports Danzer’s convex nonagon in which every vertex has three equidistant witnesses, and asks about four witnesses. Fishburn and Reeds’s 1992 work gives a 20-vertex convex configuration with the same unit distance at every vertex, placing the local question beside the unit-distance problem.

Target

The Problem 97 target is the canonical statement that every nonempty finite convex-independent AAA has no four-equidistant-point property:

∀A,A≠∅  →  ConvexIndep⁡(A)  →  ¬HasNEquidistantProperty⁡(4,A).\forall A,\quad A\ne\varnothing\;\to\;\operatorname{ConvexIndep}(A) \;\to\;\neg\operatorname{HasNEquidistantProperty}(4,A).∀A,A=∅→ConvexIndep(A)→¬HasNEquidistantProperty(4,A).

The Problem 96 target is the canonical asymptotic statement

Uc(n)=O(n),U_c(n)=O(n),Uc​(n)=O(n),

where Uc(n)U_c(n)Uc​(n) is the supremum of the unordered unit-distance counts determined by convex-independent nnn-point sets. The bound is asymptotic; the Problem 97 route would give the stronger explicit bound Uc(n)≤3nU_c(n)\le3nUc​(n)≤3n for every natural number nnn.

Significance

The package records a formal proof route joining a pinned geometric obstruction to a global extremal bound. A successful Problem 97 proof would immediately settle Problem 96 with the explicit constant 333, while preserving the combinatorial meaning of the count. It also separates the historical three-neighbor constructions from the still-open four-neighbor assertion.

Difficulty

The source proof reduces Problem 97 to strong induction on ∣A∣|A|∣A∣. Its counting engine follows Dumitrescu's 2006 isosceles-count method, with the cap-witness refinements used in the source attributed to Nivasch--Pach--Pinchasi--Zerbib (2013). This engine forces every counterexample to have at least nine points; a finite geometric analysis excludes exactly nine points; and the remaining step must produce a removable vertex for every larger minimal counterexample. The removable-vertex statement carries the induction hypothesis that every strictly smaller nonempty convex 4-equidistant set is contradictory. That large-cardinality geometric step remains open, so both headline targets remain open. Finite computational certificates can support local cases but do not replace the universal geometric statement.

Counterexample routes

Problem 97 is open, so the mission also records the parallel negative route. The source formalization calls a nonempty convex-independent finite set with the four-equidistant property a Problem97.IsCounterexample. Constructing one such set would refute Problem 97 and therefore refute the mission's affirmative conjunction, regardless of whether Problem 96 remains true. The counterexample milestone keeps this resolution path visible beside the nonexistence proof. A successful witness must use exact coordinates or exact algebraic data from which Lean verifies both strict convex position and the four-equidistant property; a numerical approximation or a realizable incidence pattern alone is insufficient.

Problem 96 has its own negative route. Because its claim is asymptotic, one finite convex configuration cannot refute it. A counterexample must instead give convex-independent point sets at arbitrarily large cardinalities whose unit-distance counts exceed every proposed linear constant. The mission tracks this superlinear-family statement separately, together with a reduction from it to the exact negation of Problem 96. This keeps both possible outcomes visible: a direct or Problem-97-derived linear upper bound, and an explicit family proving that no such bound exists.

Formalization scope

The canonical source is pinned at commit 757d852766f377f7c1a0ffeeef6d3526bc0cb7a4. It contains the formal source statements for Problem 97 and Problem 96. The source repository reports closed proofs of the conditional bridge to the 3n3n3n bound (conditional three-times bound), the ∣A∣≥9|A|\ge9∣A∣≥9 counting milestone (nine-point counting bound), and the exact nine-point exclusion (exact nine-point exclusion theorem). The remaining large-cardinality milestone is the removable-vertex step, with its minimality hypothesis retained. The current platform mission contains accepted transfers of the counting argument, the conditional bridge, and the exact nine-point exclusion, while the removable-vertex step remains open. Its definitions make convex independence and the positive-radius condition explicit; no theorem is assumed inside a definition. Singletons and two-point sets are included in Problem 97, while Problem 96's counting definitions also include the empty set. The source repository uses Lean v4.27.0; these mission statements target the platform's v4.33.1. Source-proof transfer and revalidation remain separate work. The Lean declarations and proofs are this project's own formalization. The Dumitrescu and Nivasch--Pach--Pinchasi--Zerbib citations record mathematical provenance; they do not indicate that a paper proof was imported or machine-checked directly.

These source results establish the intended dependency graph: the P97 universal root feeds low-unit-degree extraction, strong induction, and then the P96 supremum bound. The platform mission records those contracts and milestones; it does not claim to have transplanted their proof bodies. The milestones include the two canonical roots, their conditional bridge, the |A| ≥ 9 count, the n = 9 exclusion, the |A| > 9 removable-vertex step, the documented Danzer nine-point three-neighbor example, the parallel goal of constructing a Problem 97 counterexample, and the superlinear-family route to a counterexample to Problem 96.

References

  • Erdős, On Sets of Distances of n Points (1946), DOI.
  • Erdős, Some Combinatorial and Metric Problems in Geometry (1987), scan.
  • Fishburn–Reeds, Unit Distances Between Vertices of a Convex Polygon (1992), publisher record.
  • Dumitrescu, On Distinct Distances from a Vertex of a Convex Polygon (2006), Springer record; provenance for the source counting method.
  • Nivasch–Pach–Pinchasi–Zerbib, The Number of Distinct Distances from a Vertex of a Convex Polygon (2013), arXiv:1207.1266; provenance for the cap-witness refinements used by the source formalization.
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Number TheoryPure Mathematics·Captain: alya

Multiplicative Number Theory I: Siegel–Walfisz and the Three Primes TheoremTextbook

Primes in progressions, uniformly in the modulus

Applying the circle method to an additive problem about primes requires counting primes in arithmetic progressions with an error term uniform in the modulus: the modulus is not fixed in advance, it grows with the size of the numbers being represented. The Siegel–Walfisz theorem is the classical statement of that uniformity, valid for every modulus up to a fixed power of log⁡x\log xlogx, and it is the one analytic ingredient the standard proof of Vinogradov's three primes theorem cannot do without.

The history is a sequence of partial uniformities:

  • 1837. Dirichlet proves that every progression a mod qa \bmod qamodq with (a,q)=1(a,q)=1(a,q)=1 contains infinitely many primes, for each fixed qqq, with no rate (Dirichlet's theorem).
  • 1896–1899. De la Vallée Poussin proves the prime number theorem with the error term O(xe−clog⁡x)O(x e^{-c\sqrt{\log x}})O(xe−clogx​), and extends the zero-free region from ζ\zetaζ to L(s,χ)L(s,\chi)L(s,χ), obtaining the prime number theorem in progressions for each fixed qqq (PNT).
  • 1918–1935. Landau and Page isolate the obstruction to uniformity: a single real zero near s=1s=1s=1, attached to a quadratic character. Landau shows at most one of two distinct real primitive characters can have such a zero; Page shows at most one modulus below a given bound can, yielding unconditional uniformity for qqq up to a bounded power of log⁡x\log xlogx (Page's theorem).
  • 1935. Siegel proves L(1,χ)≫εq−εL(1,\chi) \gg_\varepsilon q^{-\varepsilon}L(1,χ)≫ε​q−ε for real primitive χ\chiχ, at the price of an ineffective constant (Siegel).
  • 1936. Walfisz combines Siegel's bound with the de la Vallée Poussin machinery and obtains uniformity for every fixed power q≤(log⁡x)Aq \le (\log x)^Aq≤(logx)A (Walfisz).
  • 1937. Vinogradov proves that every sufficiently large odd integer is a sum of three primes (Vinogradov's theorem).
  • 2013. Helfgott removes the "sufficiently large", settling ternary Goldbach for all odd n>5n > 5n>5 (arXiv:1312.7748).

Setting

The von Mangoldt function Λ(n)\Lambda(n)Λ(n) equals log⁡p\log plogp if n=pmn = p^mn=pm is a prime power and 000 otherwise. The Chebyshev function ψ(x)=∑n≤xΛ(n)\psi(x) = \sum_{n \le x} \Lambda(n)ψ(x)=∑n≤x​Λ(n) counts primes with weights; the prime number theorem is the assertion ψ(x)∼x\psi(x) \sim xψ(x)∼x.

A Dirichlet character modulo qqq is a multiplicative function χ:Z/qZ→C\chi : \mathbb{Z}/q\mathbb{Z} \to \mathbb{C}χ:Z/qZ→C, supported on the units and taking root-of-unity values there. The principal character χ=1\chi = 1χ=1 is the indicator of the units; a character is quadratic (real) if χ2=1\chi^2 = 1χ2=1 and χ≠1\chi \neq 1χ=1, and primitive if it is not induced by a character of a proper divisor of qqq. The Dirichlet LLL-function L(s,χ)=∑n≥1χ(n)n−sL(s,\chi) = \sum_{n\ge 1}\chi(n)n^{-s}L(s,χ)=∑n≥1​χ(n)n−s, defined for Re⁡s>1\operatorname{Re} s > 1Res>1, extends meromorphically to C\mathbb{C}C, entire except for a simple pole at s=1s = 1s=1 when χ\chiχ is principal.

The two counting functions of the mission are the twisted von Mangoldt sum and the progression sum

ψ(N,χ)=∑n<NΛ(n)χ(n),ψ(N;q,a)=∑n<Nn≡a (q)Λ(n),\psi(N,\chi) = \sum_{n < N} \Lambda(n)\chi(n), \qquad \psi(N;q,a) = \sum_{\substack{n < N \\ n \equiv a\ (q)}} \Lambda(n),ψ(N,χ)=n<N∑​Λ(n)χ(n),ψ(N;q,a)=n<Nn≡a (q)​∑​Λ(n),

related by finite character orthogonality. Write δχ=1\delta_\chi = 1δχ​=1 for χ\chiχ principal and δχ=0\delta_\chi = 0δχ​=0 otherwise. A zero β∈(0,1)\beta \in (0,1)β∈(0,1) of L(s,χ)L(s,\chi)L(s,χ) lying inside the classical zero-free region is an exceptional zero (a Siegel zero); the set of such zeros for a given χ\chiχ is the exceptional set EEE, which the results below constrain to have at most one element.

Formalization targets

The attack path follows Davenport, Multiplicative Number Theory, 3rd ed., §§14, 18, 20, 21, 22.

(1) zero_free_region (§14, pp. 88–96). There is an absolute c>0c>0c>0 such that for every q≥1q \ge 1q≥1 and every χ mod q\chi \bmod qχmodq,

L(s,χ)≠0for s≠1, Re⁡s ≥ 1−clog⁡(q(∣Im⁡s∣+2)),L(s,\chi) \neq 0 \quad\text{for } s \neq 1,\ \operatorname{Re} s \ \ge\ 1 - \frac{c}{\log\big(q(|\operatorname{Im} s| + 2)\big)},L(s,χ)=0for s=1, Res ≥ 1−log(q(∣Ims∣+2))c​,

with at most one exception, which is real, lies in (0,1)(0,1)(0,1), is a simple zero, and can occur only for quadratic non-principal χ\chiχ.

(2) pnt_dlvp (§18, pp. 111–114). For some c>0c > 0c>0 and all x≥2x \ge 2x≥2,

ψ(x)=x+O ⁣(x e−clog⁡x).\psi(x) = x + O\!\left(x\,e^{-c\sqrt{\log x}}\right).ψ(x)=x+O(xe−clogx​).

(3) psi_char_of_region (§20, pp. 121–125). For a region constant c>0c>0c>0 there are c1,c2>0c_1, c_2 > 0c1​,c2​>0 such that, whenever EEE is an exceptional set for χ mod q\chi \bmod qχmodq with respect to ccc and q≤exp⁡(c2log⁡N)q \le \exp(c_2\sqrt{\log N})q≤exp(c2​logN​),

ψ(N,χ)=δχN−∑β∈ENββ+O ⁣(Ne−c1log⁡N).\psi(N,\chi) = \delta_\chi N - \sum_{\beta \in E} \frac{N^\beta}{\beta} + O\!\left(N e^{-c_1\sqrt{\log N}}\right).ψ(N,χ)=δχ​N−β∈E∑​βNβ​+O(Ne−c1​logN​).

(4) siegel (§21, pp. 126–131). For every ε>0\varepsilon > 0ε>0 there is C(ε)>0C(\varepsilon) > 0C(ε)>0 such that for every real primitive non-principal χ mod q\chi \bmod qχmodq,

L(1,χ)>C(ε) q−ε.L(1,\chi) > C(\varepsilon)\, q^{-\varepsilon}.L(1,χ)>C(ε)q−ε.

(5) siegel_zero (§21, second form). For every ε>0\varepsilon > 0ε>0 there is C(ε)>0C(\varepsilon) > 0C(ε)>0 such that for every real primitive non-principal χ mod q\chi \bmod qχmodq,

L(σ,χ)≠0for all real σ>1−C(ε)q−ε.L(\sigma,\chi) \neq 0 \quad \text{for all real } \sigma > 1 - C(\varepsilon)q^{-\varepsilon}.L(σ,χ)=0for all real σ>1−C(ε)q−ε.

(6) siegelWalfisz (§22, pp. 132–134). For every A>0A > 0A>0 there are C,c>0C, c > 0C,c>0 such that for all q≥1q \ge 1q≥1, all χ mod q\chi \bmod qχmodq, and all N≥2N \ge 2N≥2 with q≤(log⁡N)Aq \le (\log N)^Aq≤(logN)A,

∥ψ(N,χ)−δχN∥≤CNe−clog⁡N.\big\lVert \psi(N,\chi) - \delta_\chi N \big\rVert \le C N e^{-c\sqrt{\log N}}.​ψ(N,χ)−δχ​N​≤CNe−clogN​.

This is literally the platform proposition ThreePrimes.SiegelWalfisz.

A corollary, not a milestone, records the progression form siegel_walfisz_ap: for (a,q)=1(a,q)=1(a,q)=1 and q≤(log⁡N)Aq \le (\log N)^Aq≤(logN)A,

ψ(N;q,a)=Nφ(q)+OA ⁣(Ne−clog⁡N).\psi(N;q,a) = \frac{N}{\varphi(q)} + O_A\!\left(N e^{-c\sqrt{\log N}}\right).ψ(N;q,a)=φ(q)N​+OA​(Ne−clogN​).

Goal (three_primes, §26). There is N0N_0N0​ such that every odd n≥N0n \ge N_0n≥N0​ is a sum of three primes. It follows from milestone (6) by the existing platform theorem deducing ThreePrimes.ThreePrimesExistence from ThreePrimes.SiegelWalfisz. The goal leaves N0N_0N0​ unspecified rather than hard-coding a numeric threshold, so it is not invalidated by later improvements to that threshold.

What the result gives, and what remains to be formalized

Siegel–Walfisz is the standard uniform input downstream of which sit the circle method for ternary Goldbach, the Bombieri–Vinogradov theorem, and much of sieve theory. Without it, the three primes theorem's major-arc analysis has no main term.

Platform status is the reason this mission exists. A complete, machine-checked formalization of the three primes theorem already exists in the namespace ThreePrimes (by user tabbott), following Vaughan, The Hardy–Littlewood Method, Ch. 3, and Davenport §26. It is conditional: it takes Siegel–Walfisz as an explicit hypothesis ThreePrimes.SiegelWalfisz. Discharging that hypothesis makes the three primes theorem unconditional, and is the whole content of this mission.

Mathlib contains the analytic continuation of L(s,χ)L(s,\chi)L(s,χ) (DirichletCharacter.LFunction), its functional equation, the non-vanishing of L(s,χ)L(s,\chi)L(s,χ) on Re⁡s≥1\operatorname{Re} s \ge 1Res≥1, Dirichlet's theorem, and the Chebyshev function. It does not contain the zero-free region for L(s,χ)L(s,\chi)L(s,χ), the explicit formula for ψ(x,χ)\psi(x,\chi)ψ(x,χ), Siegel's theorem, or Siegel–Walfisz. The platform additionally hosts the PNT+ project contour machinery for ζ\zetaζ — Borel–Carathéodory, the 3+4cos⁡θ+cos⁡2θ3 + 4\cos\theta + \cos 2\theta3+4cosθ+cos2θ inequality, a zero-free rectangle, and MediumPNT, ψ(x)=x+O(xexp⁡(−c(log⁡x)1/10))\psi(x) = x + O(x\exp(-c(\log x)^{1/10}))ψ(x)=x+O(xexp(−c(logx)1/10)). That is a template for the L(s,χ)L(s,\chi)L(s,χ) analogues, not a proof of them, and its error term is weaker than the de la Vallée Poussin form milestone (2) asks for.

Where the obvious argument fails

The first idea is to run the ζ\zetaζ argument character by character. It works for complex χ\chiχ and breaks for real ones. The positivity device that pushes zeros off Re⁡s=1\operatorname{Re} s = 1Res=1 compares χ\chiχ, χ2\chi^2χ2 and the trivial character at nearby points; when χ\chiχ is quadratic, χ2\chi^2χ2 is principal and contributes the pole of L(s,χ0)L(s,\chi_0)L(s,χ0​) at s=1s = 1s=1 at exactly the height where the putative zero sits, so the inequality degrades from "no zeros" to "at most one zero" and stops there. Every later step inherits that unexcluded zero: milestone (3) can only be stated with the Nβ/βN^\beta/\betaNβ/β term present, and milestone (6) is exactly the assertion that for q≤(log⁡N)Aq \le (\log N)^Aq≤(logN)A this term is small — which Siegel's ineffective bound supplies and nothing effective is known to.

A second shortcut, deducing uniformity from Mathlib's non-vanishing of L(s,χ)L(s,\chi)L(s,χ) on Re⁡s≥1\operatorname{Re} s \ge 1Res≥1 together with Dirichlet's theorem, also fails: those results are qualitative, carry no rate, and are not uniform in qqq.

Formalization scope

Sums run over n<Nn < Nn<N with N∈NN \in \mathbb{N}N∈N, matching Vino.vmSumChar and ThreePrimes.SiegelWalfisz; Davenport sums over n≤xn \le xn≤x. The two differ by the single term Λ(N)≤log⁡N\Lambda(N) \le \log NΛ(N)≤logN, negligible against every error term above. Milestone (2) alone uses a real argument, via Mathlib's Chebyshev.psi. L(s,χ)L(s,\chi)L(s,χ) is Mathlib's DirichletCharacter.LFunction, so no continuation is reconstructed.

The zero-free region is Davenport.InRegion c q s, namely Re⁡s≥1−c/log⁡(q(∣Im⁡s∣+2))\operatorname{Re} s \ge 1 - c/\log(q(|\operatorname{Im} s| + 2))Res≥1−c/log(q(∣Ims∣+2)); the exceptional zero is packaged as IsExceptionalSet c χ E: EEE is a subsingleton, every element is a real zero of L(⋅,χ)L(\cdot,\chi)L(⋅,χ) in (0,1)(0,1)(0,1) and can exist only for quadratic non-principal χ\chiχ, and L(s,χ)≠0L(s,\chi) \neq 0L(s,χ)=0 at every s≠1s \neq 1s=1 of the region outside EEE. Milestone (1) adds simplicity as L′(β,χ)≠0L'(\beta,\chi) \neq 0L′(β,χ)=0 for β∈E\beta \in Eβ∈E.

Milestone (3) takes the region constant c>0c > 0c>0 as a parameter rather than importing it from milestone (1), so the milestones can be attempted in any order. For large ccc the hypothesis IsExceptionalSet c χ E may be unsatisfiable for some χ\chiχ, making the statement vacuous there — a harmless weakening, not a falsehood, and not a trivializing reading: milestone (1) produces a definite small c>0c > 0c>0 with a witness EEE for every χ\chiχ, so instantiating milestone (3) at that ccc discharges the hypothesis rather than voiding it.

Siegel's theorem is stated for χ.IsQuadratic, χ ≠ 1, χ.IsPrimitive characters, with the conclusion a lower bound on Re⁡L(1,χ)\operatorname{Re} L(1,\chi)ReL(1,χ); since L(1,χ)L(1,\chi)L(1,χ) is real for real χ\chiχ, this is the value itself, not a weakening. The constants in milestones (4), (5) and (6) are ineffective; the statements are plain existentials, so ineffectivity is invisible to Lean, but no numeric constant can be extracted from anything downstream of them.

The principal character is included in the character-form statements, with main term NNN (if χ = 1 then (N : ℂ) else 0); milestones (3) and (6) therefore contain the prime number theorem itself and cannot be proved by restricting to non-principal χ\chiχ. Milestone (6) requires c>0c > 0c>0 strictly, which is what makes Ne−clog⁡NNe^{-c\sqrt{\log N}}Ne−clogN​ a genuine saving over the trivial ψ(N,χ)≪N\psi(N,\chi) \ll Nψ(N,χ)≪N; with c=0c = 0c=0 allowed it would be empty.

Beyond the six milestones, a complete development needs Hadamard factorization for L(s,χ)L(s,\chi)L(s,χ) as an entire function of order 111, the zero-counting estimate N(T,χ)N(T,\chi)N(T,χ) (§16, pp. 101–103), the truncated explicit formula for ψ(x,χ)\psi(x,\chi)ψ(x,χ) (§19, pp. 115–120), Perron-type contour truncation, and the imprimitive-to-primitive reduction ∣ψ(N,χ)−ψ(N,χ∗)∣≪(log⁡q)(log⁡N)|\psi(N,\chi) - \psi(N,\chi^{*})| \ll (\log q)(\log N)∣ψ(N,χ)−ψ(N,χ∗)∣≪(logq)(logN). All of it is reusable well beyond this mission, being the standard prerequisite for Bombieri–Vinogradov, Linnik's theorem, and effective Chebotarev. Contributions of these supporting results, of alternative routes to milestone (3) following Montgomery–Vaughan Ch. 11, of the π(x;q,a)\pi(x;q,a)π(x;q,a) versions, and of sharper constants are welcome.

Selected references

  • H. Davenport, Multiplicative Number Theory, 3rd ed., revised by H. L. Montgomery, GTM 74, Springer, 2000. §§14, 18, 20, 21, 22, 26. doi:10.1007/978-1-4757-5927-3
  • H. L. Montgomery and R. C. Vaughan, Multiplicative Number Theory I: Classical Theory, Cambridge University Press, 2007. Ch. 11–12 (Theorems 11.3, 11.14, 11.16, 12.10; Corollaries 11.10, 11.12, 11.17, 11.19). doi:10.1017/CBO9780511618314
  • R. C. Vaughan, The Hardy–Littlewood Method, 2nd ed., Cambridge University Press, 1997. Ch. 3. doi:10.1017/CBO9780511470929
  • C. L. Siegel, Über die Classenzahl quadratischer Zahlkörper, Acta Arithmetica 1 (1935), 83–86. eudml:205054
  • A. Walfisz, Zur additiven Zahlentheorie II, Mathematische Zeitschrift 40 (1936), 592–607. doi:10.1007/BF01218882
  • I. M. Vinogradov, Representation of an odd number as a sum of three primes, Doklady Akad. Nauk SSSR 15 (1937), 291–294. Vinogradov's theorem
  • H. A. Helfgott, The ternary Goldbach conjecture is true, 2013. arXiv:1312.7748
  • Siegel–Walfisz theorem, Wikipedia. link
  • Page theorem, Encyclopedia of Mathematics. link
  • A. Kontorovich et al., PrimeNumberTheoremAnd (PNT+), Lean formalization project. github
  • Mathlib, Mathlib.NumberTheory.LSeries.DirichletContinuation. docs
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AlgebraPure Mathematics·Captain: ShouqiaoWang

Symplectic Modules Free over an Abelian NilradicalResearch Paper

Motivation

Polynomial representations provide a concrete way to study modules over Lie algebras: the underlying vector space is a polynomial ring, while the Lie generators act by explicit multiplication, shift, and differential operators. Chen and Tan classify a family of modules over the symplectic Lie algebra sp2ℓ(C)\mathfrak{sp}_{2\ell}(\mathbb C)sp2ℓ​(C) that are free of rank one over the universal enveloping algebra of an abelian nilradical. Their paper determines the family, its isomorphism classes, its weight and simplicity criteria, its finite-length behavior at exceptional parameters, and an application to Hamiltonian Lie algebras. This mission packages those headline results into one common Lean target, corresponding to Theorems 1.1--1.3 of Chen--Tan.

The common-family formulation matters. The source does not assert three unrelated existence theorems: one explicit two-parameter family τ(C,Φ)\tau(C,\Phi)τ(C,Φ) carries all of the classification, simplicity, finite-length, and Hamiltonian consequences. The Lean goal therefore quantifies that family once and requires all headline properties of the same witness.

Setting

Fix ℓ≥2\ell\ge2ℓ≥2 and the complex symplectic Lie algebra sp2ℓ(C)\mathfrak{sp}_{2\ell}(\mathbb C)sp2ℓ​(C). The relevant maximal parabolic subalgebra has an abelian nilradical n\mathfrak nn. Its enveloping algebra is a polynomial algebra in the root generators, represented formally by a multivariate polynomial ring. A rank-one free U(n)U(\mathfrak n)U(n)-module can consequently be modeled on that polynomial ring.

The definition bundle presents the simple Chevalley generators and their action by explicit operators depending on a scalar C∈CC\in\mathbb CC∈C and a polynomial parameter Φ\PhiΦ. Rather than assuming that these formulas already form a representation, the target asks for a generator presentation satisfying the symplectic Lie relations and for a representation family τ(C,Φ)\tau(C,\Phi)τ(C,Φ) realizing the formulas. It also formalizes module equivalence, weight spaces, simplicity, Noetherian and Artinian conditions, finite composition factors, and the Shen--Larsson construction for a Hamiltonian Lie algebra.

Formalization targets

Common polynomial-module family

Prove that for every ℓ≥2\ell\ge2ℓ≥2 there is one generator presentation and one family

(C,Φ)⟼τ(C,Φ)(C,\Phi)\longmapsto \tau(C,\Phi)(C,Φ)⟼τ(C,Φ)

of sp2ℓ(C)\mathfrak{sp}_{2\ell}(\mathbb C)sp2ℓ​(C)-representations on the polynomial ring, free of rank one over the abelian nilradical, satisfying the explicit generator formulas. Prove the source's classification and isomorphism criteria, including that τ(C,Φ)\tau(C,\Phi)τ(C,Φ) is a weight module exactly when Φ\PhiΦ is constant, and the stated simplicity criterion outside the exceptional arithmetic set

{ℓ+12−n2:n∈Z>0}.\left\{\frac{\ell+1}{2}-\frac{n}{2}:n\in\mathbb Z_{>0}\right\}.{2ℓ+1​−2n​:n∈Z>0​}.

For exceptional CCC, prove the Noetherian/Artinian and finite-composition-series conclusions and the weight/nonweight classification of the composition factors. Finally, prove that the canonical Hamiltonian Shen--Larsson construction has the exact degree-weight spaces and the source's simplicity and weight-module consequences. All clauses must be witnessed by the same family τ\tauτ.

Significance

The result gives a complete algebraic description of a large concrete class of non-highest-weight modules. It separates the generic simple regime from an exceptional finite-length regime and shows how nonweight symplectic modules generate weight modules over an infinite-dimensional Hamiltonian Lie algebra. The explicit formulas make the family suitable for calculation, while the classification prevents duplicate parameter choices from being mistaken for genuinely different modules.

Formalization adds checks that are easy to blur in prose. In particular, the generator formulas cannot be called a Lie representation until the defining relations have been verified, and the same witness must support every later theorem. A completed proof will contribute reusable Lean infrastructure for symplectic root data, polynomial representations, module-theoretic finiteness, exact weight-space descriptions, and Hamiltonian Lie-algebra functors. The paper's proofs are known; the open task is their machine-checked reconstruction.

Difficulty

The first obstacle is structural rather than computational. Checking formulas on individual generators is insufficient: all Chevalley and Serre relations must hold with the correct operator order and signs, after which the action must extend to the full Lie algebra. Classification then requires controlling arbitrary rank-one-free modules, not merely verifying that the displayed examples exist.

The exceptional parameters introduce a second layer. Generic simplicity and exceptional finite length are logically different claims, and the composition-factor statement must be tied to the same parameterized representation. The Hamiltonian application adds another algebra and a tensor construction; exact weight spaces and simplicity cannot be obtained by treating the functor as an opaque interface. The Lean goal deliberately keeps these obligations inside one theorem so that separate convenient witnesses cannot satisfy different portions.

Formalization scope

The mission works over C\mathbb CC with natural rank ℓ≥2\ell\ge2ℓ≥2. The definition bundle uses concrete multivariate polynomials, matrices and linear maps, a presented symplectic Lie algebra, Lie representations, submodules, and tensor products. The exceptional set is expressed with complex coercions, so no accidental natural-number division is involved. The nilradical action, freeness, parameter equivalence, weight-space equalities, simplicity, finite-length properties, and Hamiltonian brackets are transparent propositions in the bundle.

The final theorem is a single conjunction under one existentially quantified presentation and one existentially quantified family τ\tauτ. Several convenient corollaries can be projected from it, but they are not independent targets and do not permit different witnesses. The bundle contains no custom axioms or opaque semantic assumptions, and the only admitted term is the main theorem's sorry. Contributions may split the proof into source-numbered lemmas about generator relations, classification, exceptional submodules, or the Shen--Larsson application, provided the shared-family quantifier structure is preserved.

Selected references

  • Yang Chen and Haijun Tan, Simple sp2ℓ(C)\mathfrak{sp}_{2\ell}(\mathbb C)sp2ℓ​(C)-modules which are free over an abelian nilradical, Journal of Algebra 697 (2026), 341--372, Theorems 1.1--1.3 (formal Theorems 3.7, 3.8, 4.7, 4.9, and 5.2). DOI
  • G. Shen, foundational work on mixed-product constructions for modules over Lie algebras of Cartan type, cited in the source paper for the Shen--Larsson functor.
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AlgebraPure Mathematics·Captain: ShouqiaoWang

Arbitrary Torsion in Moment-Angle Homology and Loop HomologyResearch Paper

Motivation

Moment-angle complexes are central objects in toric topology. They convert the combinatorics of a simplicial complex into a topological space assembled from disks and circles, allowing face structure to influence homotopy and homology. When the simplicial complex triangulates a sphere, the resulting space is a moment-angle manifold. Torsion in the integral homology of these manifolds is difficult to realize in low simplicial dimension, and torsion in the homology of their based loop spaces is even more constrained. Yang Han and Keke Li's Theorem 1.7 asserts that dimension four is already universal: every finitely generated abelian group can occur as a subgroup of both homology theories for one and the same simplicial 444-sphere.

This mission formalizes that headline existence statement. It is not restricted to a chosen finite list of groups or primes, and it requires a common simplicial sphere rather than permitting separate witnesses for ordinary and loop homology.

Setting

Let LLL be an abstract simplicial complex on a finite vertex set [m][m][m]. Its geometric realization ∣L∣|L|∣L∣ is formed from probability vectors whose supports are faces of LLL. The condition that LLL is a simplicial 444-sphere means that this realization is homeomorphic to the unit sphere S4⊂R5S^4\subset\mathbb R^5S4⊂R5.

For each face σ∈L\sigma\in Lσ∈L, assign a copy of the closed disk D2D^2D2 at vertices in σ\sigmaσ and the boundary circle S1S^1S1 at vertices outside σ\sigmaσ. The associated moment-angle complex is

ZL=⋃σ∈L∏i=1mYi(σ),Yi(σ)={D2,i∈σ,S1,i∉σ.\mathcal Z_L =\bigcup_{\sigma\in L} \prod_{i=1}^{m}Y_i(\sigma), \qquad Y_i(\sigma)= \begin{cases} D^2,&i\in\sigma,\\ S^1,&i\notin\sigma. \end{cases}ZL​=σ∈L⋃​i=1∏m​Yi​(σ),Yi​(σ)={D2,S1,​i∈σ,i∈/σ.​

The all-ones point is a canonical basepoint. Write ΩZL\Omega\mathcal Z_LΩZL​ for the based loop space with the compact-open topology. For a space XXX, the mission uses total integral singular homology

H∗(X;Z)=⨁q≥0Hq(X;Z)H_*(X;\mathbb Z)=\bigoplus_{q\ge0}H_q(X;\mathbb Z)H∗​(X;Z)=q≥0⨁​Hq​(X;Z)

as an additive abelian group. Saying that an abelian group GGG is a subgroup means that there is an injective additive homomorphism G↪H∗(X;Z)G\hookrightarrow H_*(X;\mathbb Z)G↪H∗​(X;Z).

Formalization targets

Arbitrary torsion in one moment-angle manifold

For every finitely generated abelian group GGG, prove that there are an integer mmm and a simplicial complex LLL on Fin m such that ∣L∣≅S4|L|\cong S^4∣L∣≅S4 and there are injective homomorphisms

G↪H∗(ZL;Z),G↪H∗(ΩZL;Z).G\hookrightarrow H_*(\mathcal Z_L;\mathbb Z), \qquad G\hookrightarrow H_*(\Omega\mathcal Z_L;\mathbb Z).G↪H∗​(ZL​;Z),G↪H∗​(ΩZL​;Z).

The quantifier order matters: the same mmm and the same LLL must support both embeddings. The target concerns additive subgroups of total graded homology; it does not require the two embeddings to land in the same degree or to preserve multiplicative structures.

Significance

The theorem gives a universality statement for moment-angle manifolds over simplicial 444-spheres. It says that no classification by a bounded list of torsion primes or exponents can describe all such homology and loop-homology groups. Requiring both embeddings for a single LLL connects the ordinary topology of the manifold to its based-loop topology rather than proving two unrelated existence results.

Formalizing the theorem requires reusable foundations in several areas: finite abstract simplicial complexes, geometric realization, polyhedral products, based loop spaces, integral singular homology, graded direct sums, and additive embeddings. The published article presents a human proof; this mission records its intended main theorem as an open Lean target. The definitions do not assume the existence of the required sphere or embeddings, so a solver must supply the mathematical construction and all homological consequences.

Difficulty

The assertion ranges over arbitrary finitely generated abelian groups, including free parts and prime-power torsion of unbounded exponent. A finite check of selected groups cannot establish the target. The same finite simplicial object must simultaneously control two different homology theories, one of which is applied to an infinite-dimensional function space. Standard library support is strongest for singular homology as a functor, while concrete calculations for moment-angle spaces and loop spaces require additional bridges.

There is also a substantial representation boundary between combinatorics and topology. The face data of LLL, the union of disk-circle products, the homeomorphism ∣L∣≅S4|L|\cong S^4∣L∣≅S4, and the induced maps on homology must all refer to compatible spaces and basepoints. A formal solution cannot replace “simplicial sphere” by a mere Boolean flag or replace homology by an arbitrary group-valued field.

Formalization scope

Lean represents LLL using AbstractSimplicialComplex (Fin m). Because Mathlib's structure includes singleton faces automatically, the auxiliary face predicate explicitly restores the conventional empty face where the moment-angle union needs it. The geometric realization is the standard support-restricted probability simplex, and the sphere condition is an actual homeomorphism to the Euclidean unit 444-sphere.

The moment-angle space is a subtype of (Fin m → ℂ) defined by the literal disk/circle coordinate condition. The loop space consists of based continuous paths with matching endpoints and carries the compact-open topology inherited from Mathlib's path construction. Homology is singularHomologyFunctor with coefficients in Z\mathbb ZZ, and total homology is a direct sum over all natural degrees.

The statement permits the two embeddings to occupy different degrees and makes no ring-embedding claim; these choices match the source phrase “contain GGG as a subgroup.” It rules out vacuity by requiring an actual simplicial complex, an actual sphere homeomorphism, and injective additive maps. Contributions that isolate degree-specific refinements, compute homology of standard polyhedral products, or formalize reusable loop-space equivalences are welcome, provided they reconnect to the stated root theorem.

Selected references

  • Yang Han and Keke Li, Moment Angle Manifolds Corresponding to S4S^4S4 Whose Homology and Loop Homology May Have Arbitrary Torsion, International Mathematics Research Notices 2026(4), 1--7, 2026. DOI
  • A. Bahri, M. Bendersky, F. R. Cohen, and S. Gitler, The polyhedral product functor: a method of decomposition for moment-angle complexes, arrangements and related spaces, Advances in Mathematics 225(3), 2010, 1634--1668. DOI
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