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Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

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Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

Campaigns (experimental)

Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

Integer Multiplication Below n log n

Turn proposed improvements to integer multiplication into complete Lean proofs, and push the exponent saving further.

Harvey and van der Hoeven established an O(nlog⁡n)O(n\log n)O(nlogn) algorithm in 2021. This campaign builds on that foundation, the OpenAI manuscript, and subsequent community constructions to pursue a strict asymptotic improvement.

For two nnn-bit integers, the target is

T(n)=O ⁣(n L(n)1−κ),L(n)=max⁡(⌈log⁡2n⌉,1).T(n)=O\!\left(n\,L(n)^{1-\kappa}\right),\qquad L(n)=\max(\lceil\log_2 n\rceil,1).T(n)=O(nL(n)1−κ),L(n)=max(⌈log2​n⌉,1).

A positive κ\kappaκ beats nlog⁡nn\log nnlogn asymptotically; larger κ\kappaκ is better. Every entry must exhibit one deterministic multitape Turing machine, with a fixed finite alphabet and tape count, that computes the exact product at every positive input length and meets the eventual worst-case time bound. The tracked number measures an asymptotic exponent saving.

NoneFormalized record→≥ 0.00003666565558019Open frontier
3 provers on it0 of 4 missions formalized

3SUM Exponent

Classical algorithms solve 3SUM in O(n2)O(n^2)O(n2) time. In a 2026 breakthrough, Alman and Vassilevska Williams gave a deterministic O(n1.9992)O(n^{1.9992})O(n1.9992) algorithm, refuting the integer 3SUM hypothesis. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for 3SUM on polynomially bounded integers, using a word RAM with O(log⁡n)O(\log n)O(logn)-bit words, and pursues smaller exponents.

≤ 1.999074Formalized record
3 provers on it4 of 4 missions formalized

All-Pairs Shortest Paths (APSP) Exponent

Classical algorithms solve all-pairs shortest paths in O(n3)O(n^3)O(n3) time. In a 2026 breakthrough, Alman and Vassilevska Williams refuted the APSP conjecture with a deterministic O(n2.99942)O(n^{2.99942})O(n2.99942) algorithm. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for exact APSP and pursues smaller exponents.

≤ 2.995561Formalized record
3 provers on it5 of 5 missions formalized

The irrationality measure of π

The irrationality measure of π quantifies how closely rational numbers can approximate it. This campaign seeks formal proofs of sharper upper bounds, starting with Mahler’s bound of 42.

≤ 7.103205334138Formalized record→≤ 2Open frontier
9 provers on it7 of 8 missions formalized

Sharp diagonal Hlawka constant

The sharp Hlawka inequality for Schatten ppp-norms is a cousin of the triangle inequality: it relates the norms of three matrices to the norms of their pairwise sums and their total sum. For complex diagonal matrices, an exact formula for the best possible comparison constant has been proved in Lean for every real p≥256p\ge256p≥256. We conjecture that the same formula holds for all p≥2p\ge2p≥2.

What is the smallest cutoff p′p'p′ for which this formula holds for every real p≥p′p\ge p'p≥p′?

References:

  • Wolfram MathWorld, Hlawka's Inequality.
  • Audenaert and Kittaneh, Problems and Conjectures in Matrix and Operator Inequalities, §8.2 (2017).
  • Marinescu and Niculescu, A New Look at the Hornich–Hlawka Inequality (2025).
  • Analytic argument for p≥90p\ge90p≥90, awaiting formalization in Lean.
≤ 70Formalized record
3 provers on it8 of 8 missions formalized

Odd numbers as sums of primes

Is every odd number a sum of kkk primes? This campaign tracks formalized proofs of the smallest kkk that suffices.

Schnirelmann (1930) showed some finite kkk works. Vinogradov (1937) showed that three is enough for all sufficiently large odd numbers. Tao (2012) proved k=5k = 5k=5 unconditionally. Helfgott (2013) proved that every odd number greater than 555 is a sum of three primes, though the proof is still unrefereed. Ideally, we can formalize this statement here. Note that three is optimal: 272727 is neither prime nor 222 + prime.

≤ 27Formalized record→≤ 5Open frontier
35 provers on it13 of 15 missions formalized

Matrix multiplication exponent

Schoolbook matrix multiplication takes n3n^3n3 operations. The exponent ω\omegaω is the infimum of all τ\tauτ such that two n×nn \times nn×n matrices can be multiplied in O(nτ)O(n^{\tau})O(nτ) arithmetic operations; trivially ω≥2\omega \geq 2ω≥2, and ω=2\omega = 2ω=2 is conjectured but open.

Strassen gave the first nontrivial bound, ω<2.81\omega < 2.81ω<2.81, in 1969, and introduced the laser method in 1986 to reach ω<2.48\omega < 2.48ω<2.48. Coppersmith and Winograd's 1990 bound of 2.3762.3762.376 stood for two decades. Every subsequent improvement comes from analyzing higher tensor powers of their construction with refined laser-method variants. That line reached ω<2.371339\omega < 2.371339ω<2.371339 in 2025, and the current record is ω<2.371177\omega < 2.371177ω<2.371177, from August 2026. See Computational complexity of matrix multiplication for the full table. Can we formalize these results and even improve on them?

≤ 2.25Formalized record
16 provers on it9 of 9 missions formalized

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Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Operations ResearchProbability·Captain: viratkota

Coherent Measures of Risk: the axioms, and why Value-at-Risk fails themResearch Paper

Motivation

In 1999 Artzner, Delbaen, Eber and Heath asked what a risk measure ought to satisfy, wrote down four axioms, and observed that the industry standard of the day -- Value-at-Risk -- fails one of them. The failing axiom is subadditivity: merging two positions should never require more capital than holding them apart. VaR can violate it, so under VaR a diversified book can appear riskier than its parts.

That observation did not stay academic. It is the reason the Basel framework moved its market-risk capital standard from Value-at-Risk to Expected Shortfall. Few results in mathematical finance have had a more direct regulatory consequence, and the mathematics is elementary enough to state completely.

Setting

A position is a payoff X : Fin (n+1) -> R across finitely many equally-weighted states, and a risk measure rho sends it to the capital that must be added to make it acceptable. Following Definition 2.4 of the paper, rho is coherent when it is translation-invariant, subadditive, positively homogeneous and monotone. Nonemptiness of the state space is carried in the index type so the worst case is always attained; no probability measure is needed for these four axioms, which is faithful to the paper -- Artzner et al. state T, S, PH and M without reference to one.

Value-at-Risk is defined here at an integer tolerance k rather than a probability level, which keeps the quantile unambiguous on a finite space: VaR X k is the least capital leaving at most k states in loss, corresponding to level k/(n+1).

The goal

The mission's goal theorem is the negative result: Value-at-Risk is not subadditive. A witness is 25 equiprobable states with X losing 100 in state 0 alone and Y losing 100 in state 1 alone. Each has one losing state in twenty-five, so at tolerance k = 1 both have VaR = 0; their sum loses in two states, exceeding the tolerance, so VaR (X+Y) 1 = 100 > 0 + 0. The witness was checked numerically before this mission was drafted; what is open is the Lean proof.

The milestones establish the positive contrast on the same footing: worst-case risk, the most conservative measure, satisfies all four axioms, so the failure is specific to VaR rather than inherent to risk measurement.

Source

P. Artzner, F. Delbaen, J.-M. Eber and D. Heath, Coherent Measures of Risk, Mathematical Finance 9 (1999) 203-228. Axioms T, S, PH and M are Definition 2.4; the failure of subadditivity for VaR and the diversification consequence are discussed in Section 3.

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Analysis·Captain: wamlart

Basic Analysis II: Stone–WeierstrassTextbook

Motivation: approximating entire continuous functions

An approximation result must specify both the allowed approximants and the error being controlled. Matching finitely many values is different from approximating a function everywhere with one error bound. Polynomial approximation on a closed interval provides a model: finitely described functions can approach an arbitrary continuous function uniformly, without assuming that the function has derivatives or a convergent power-series expansion. Lebl, Theorem 11.7.1.

The broader question replaces polynomials with a collection of continuous functions closed under algebraic operations. The relevant issue is which properties of that collection guarantee approximation of every continuous function. This distinguishes a useful approximation family from one that cannot detect some points or cannot approximate nonzero values at a particular point. The six targets follow the real and complex approximation results in §11.7 of Jiří Lebl’s Basic Analysis, Volume II. Source section.

Setting: function algebras and uniform error

A metric space is a set XXX with a nonnegative, symmetric distance d(x,y)d(x,y)d(x,y) that vanishes exactly when x=yx=yx=y and satisfies the triangle inequality. It is compact if every cover by open sets has a finite subcover. Let KKK be either the real numbers R\mathbb RR or the complex numbers C\mathbb CC, and write C(X,K)C(X,K)C(X,K) for the continuous functions from XXX to KKK. Products, sums, and scalar multiplication of functions are taken pointwise. The notation K[t]K[t]K[t] denotes polynomials in one indeterminate ttt with coefficients in KKK, and [a,b]={x∈R:a≤x≤b}[a,b]=\{x\in\mathbb R:a\le x\le b\}[a,b]={x∈R:a≤x≤b} for real endpoints a,ba,ba,b.

A non-unital function algebra AAA contains the zero function and is closed under these three operations. It need not contain the constant function 111. It separates points if, whenever x≠yx\ne yx=y, some g∈Ag\in Ag∈A satisfies g(x)≠g(y)g(x)\ne g(y)g(x)=g(y). It vanishes nowhere if, for each xxx, some g∈Ag\in Ag∈A satisfies g(x)≠0g(x)\ne0g(x)=0. The witness may depend on xxx; one everywhere nonzero function is not specified. A complex algebra is self-adjoint if it contains the pointwise complex conjugate of every member. These conventions retain the source’s non-unital setting. Lebl, Definitions 11.7.5, 11.7.7, and 11.7.15.

Uniform convergence of fnf_nfn​ to fff means

∀ε>0  ∃N∈N  ∀n≥N  ∀x∈X,∣fn(x)−f(x)∣<ε.\forall\varepsilon>0\;\exists N\in\mathbb N\;\forall n\ge N\;\forall x\in X, \qquad |f_n(x)-f(x)|<\varepsilon.∀ε>0∃N∈N∀n≥N∀x∈X,∣fn​(x)−f(x)∣<ε.

Here ∣⋅∣|\cdot|∣⋅∣ is real absolute value or complex modulus. On compact XXX, the closure A‾\overline AA in C(X,K)C(X,K)C(X,K) uses this uniform topology; saying that AAA is dense means A‾=C(X,K)\overline A=C(X,K)A=C(X,K). Mathlib’s compact-domain convergence interface.

Formalization targets

The first four statements supply approximation, normalization, closure, and interpolation results. The final two state density, with the complex result as the goal. No approximation rate or degree bound is prescribed.

Theorem 11.7.1. For K=RK=\mathbb RK=R and for K=CK=\mathbb CK=C, respectively,

f∈C([a,b],K)⟹∃(pn)n∈N⊆K[t],pn⟶f uniformly on [a,b].f\in C([a,b],K)\Longrightarrow \exists(p_n)_{n\in\mathbb N}\subseteq K[t],\qquad p_n\longrightarrow f\ \text{uniformly on }[a,b].f∈C([a,b],K)⟹∃(pn​)n∈N​⊆K[t],pn​⟶f uniformly on [a,b].

The real clause requires real coefficients. Complex polynomials are evaluated at the complex embedding of the real argument. Source theorem.

Corollary 11.7.4. For a≥0a\ge0a≥0,

∃(pn)⊆R[t],(∀n, pn(0)=0) ∧ pn⟶∣⋅∣ uniformly on [−a,a].\exists(p_n)\subseteq\mathbb R[t],\qquad (\forall n,\ p_n(0)=0)\ \land\ p_n\longrightarrow |\cdot|\ \text{uniformly on }[-a,a].∃(pn​)⊆R[t],(∀n, pn​(0)=0) ∧ pn​⟶∣⋅∣ uniformly on [−a,a].

Source corollary.

Proposition 11.7.6. For compact metric XXX and either scalar field,

A a non-unital algebra in C(X,K)⟹A‾ is such an algebra.A\text{ a non-unital algebra in }C(X,K) \Longrightarrow\overline A\text{ is such an algebra}.A a non-unital algebra in C(X,K)⟹A is such an algebra.

Source proposition.

Proposition 11.7.11. For an arbitrary set XXX, without topology, let A⊆KXA\subseteq K^XA⊆KX be an algebra separating points and vanishing nowhere. Then

∀x≠y  ∀c,d∈K  ∃f∈A,f(x)=c ∧ f(y)=d.\forall x\ne y\;\forall c,d\in K\;\exists f\in A, \qquad f(x)=c\ \land\ f(y)=d.∀x=y∀c,d∈K∃f∈A,f(x)=c ∧ f(y)=d.

Both scalar fields belong to this single target. Source proposition.

Theorem 11.7.12. For compact metric XXX,

A⊆C(X,R) an algebra separating points and vanishing nowhere⟹A‾=C(X,R).A\subseteq C(X,\mathbb R)\text{ an algebra separating points and vanishing nowhere} \Longrightarrow\overline A=C(X,\mathbb R).A⊆C(X,R) an algebra separating points and vanishing nowhere⟹A=C(X,R).

Source theorem.

Theorem 11.7.16, complex Stone–Weierstrass. For compact metric XXX,

A⊆C(X,C) a self-adjoint algebra,A separates points and vanishes nowhere⟹A‾=C(X,C).\begin{gathered} A\subseteq C(X,\mathbb C)\text{ a self-adjoint algebra},\\ A\text{ separates points and vanishes nowhere} \end{gathered} \Longrightarrow\overline A=C(X,\mathbb C).A⊆C(X,C) a self-adjoint algebra,A separates points and vanishes nowhere​⟹A=C(X,C).

Source theorem.

Significance: density without an assumed unit

The density conclusion turns structural conditions on an approximation family into a statement about every continuous target function. Exact interpolation only controls specified values at two points; density controls all points simultaneously to any positive tolerance. The normalized absolute-value result retains a constraint on every approximating polynomial, rather than obtaining normalization only in the limit.

These are established theorems, not open conjectures. Mathlib already has machine-checked polynomial approximation, unital Stone–Weierstrass results, and non-unital algebra infrastructure. The six source-level statements also have standalone proofs checked in the pinned Lean environment. The contribution is an explicit textbook-facing non-unital formulation, with both scalar fields and the source’s normalization and interpolation clauses retained. It is not a claim to the first formalization of Stone–Weierstrass. Polynomial approximation, Stone–Weierstrass library.

Difficulty: local distinctions do not give uniform control

Point separation alone does not say that an algebra can approximate a nonzero value everywhere it is requested. A family may distinguish pairs of points while all its members vanish at one fixed point. Nor does interpolation at a pair of points establish a uniform error bound over an entire compact domain. These are distinct quantifier requirements.

Requiring 1∈A1\in A1∈A would remove the source’s non-unital case instead of resolving it. Likewise, complex scalar multiplication does not itself impose closure under conjugation. The formal difficulty is to preserve all these distinctions while connecting bundled algebras, continuous maps, and uniform closure. A direct use of the library’s unital theorem has an additional hypothesis that is absent here. Library theorem hypotheses.

Formalization scope

Namespace LeblRA uses NonUnitalSubalgebra, ContinuousMap, real and complex polynomials, TendstoUniformly, and topological closure. Domains are arbitrary universe-polymorphic types, with metric and compactness structures only where the source requires them. The interpolation target has neither. Conjugation is the pointwise star operation on complex continuous maps.

The conventional algebra structure includes zero, but not an assumed unit. Empty compact spaces are allowed. Polynomial sequence indices start at zero. The interval approximation theorem permits arbitrary endpoints, including a singleton or an empty interval; the absolute-value corollary assumes a≥0a\ge0a≥0 and includes a=0a=0a=0. Neither finite-dimensional approximation spaces nor degree bounds are imposed. Replacing density by a finite-domain special case, adding a constant-one hypothesis, or assuming density itself would change the targets.

Reusable infrastructure includes non-unital subalgebras and their closures, polynomial evaluation, compact-domain uniform convergence, and real/complex continuous function spaces. The environment is Lean 4.29.0-rc3 with Mathlib revision 777aaa61dcd2a1258d2b4962dbe983ede4d23b2e. Source-faithful alternative proofs and reusable interfaces between these existing structures are welcome; extra alias definitions are unnecessary. Non-unital algebra structures, topological closures.

Selected references

  • Jiří Lebl, Basic Analysis: Introduction to Real Analysis, Volume II, author-published open textbook, version 6.3, 2026, §11.7. Section text; edition information.
  • The Mathlib community, Mathlib, Lean mathematical library, revision 777aaa61dcd2a1258d2b4962dbe983ede4d23b2e, 2026. Polynomial approximation, Stone–Weierstrass and zero-preserving continuous maps, non-unital algebra closures.
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Analysis·Captain: wamlart

Basic Analysis I: Arzelà–AscoliTextbook

Motivation: limits of families of functions

Analysis often produces a sequence of candidate functions rather than a finished function. A useful existence theorem must say when some candidates approach a single limit everywhere with a common error bound. Ordinary boundedness is insufficient: Lebl gives bounded continuous functions on a closed interval with no uniformly convergent subsequence. The missing condition concerns how consistently the functions respond to nearby inputs. Examples 11.6.2–11.6.4.

The Arzelà–Ascoli theorem answers this question for continuous complex-valued functions on a compact metric domain. Its uses include existence questions for differential equations and compactness properties of integral operators, both discussed in the source section. These applications require control of entire functions, not merely convergence at isolated points. Differential-equation application, integral-operator application.

The four targets follow §11.6 of Jiří Lebl’s Basic Analysis, Volume II, a textbook treatment of equicontinuity and compactness for uniform convergence. Author’s book page.

Setting: pointwise control and uniform control

A metric space is a set XXX with a distance d(x,y)d(x,y)d(x,y) that is nonnegative, symmetric, vanishes exactly when x=yx=yx=y, and satisfies the triangle inequality. It is compact when every cover by open sets has a finite subcover. Here C\mathbb CC denotes the complex numbers, ∣z∣|z|∣z∣ their absolute value, and Fn:X→CF_n:X\to\mathbb CFn​:X→C the function at index n∈Nn\in\mathbb Nn∈N. Write C(X,C)C(X,\mathbb C)C(X,C) for the continuous functions.

The sequence is pointwise bounded if each input has its own bound, and uniformly bounded if one bound works for every input and index:

∀x∈X  ∃Mx∈R  ∀n∈N,∣Fn(x)∣≤Mx,\forall x\in X\;\exists M_x\in\mathbb R\;\forall n\in\mathbb N, \quad |F_n(x)|\le M_x,∀x∈X∃Mx​∈R∀n∈N,∣Fn​(x)∣≤Mx​, ∃M∈R  ∀n∈N  ∀x∈X,∣Fn(x)∣≤M.\exists M\in\mathbb R\;\forall n\in\mathbb N\;\forall x\in X, \quad |F_n(x)|\le M.∃M∈R∀n∈N∀x∈X,∣Fn​(x)∣≤M.

It is uniformly equicontinuous when

∀ε>0  ∃δ>0  ∀x,y∈X  ∀n∈N,d(x,y)<δ⟹∣Fn(x)−Fn(y)∣<ε.\forall\varepsilon>0\;\exists\delta>0\;\forall x,y\in X\;\forall n\in\mathbb N, \quad d(x,y)<\delta\Longrightarrow |F_n(x)-F_n(y)|<\varepsilon.∀ε>0∃δ>0∀x,y∈X∀n∈N,d(x,y)<δ⟹∣Fn​(x)−Fn​(y)∣<ε.

Thus δ\deltaδ cannot depend on the function index or the points. These are the source’s distinct boundedness and common-continuity conditions. Definition 11.6.1, Definition 11.6.6.

A subsequence has the form Fφ(n)F_{\varphi(n)}Fφ(n)​, where φ:N→N\varphi:\mathbb N\to\mathbb Nφ:N→N is strictly increasing. Pointwise convergence to fff means convergence to f(x)f(x)f(x) separately for every xxx. Uniform convergence means that for each ε>0\varepsilon>0ε>0 there is one NNN such that ∣Fn(x)−f(x)∣<ε|F_n(x)-f(x)|<\varepsilon∣Fn​(x)−f(x)∣<ε for every n≥Nn\ge Nn≥N and every xxx. A subset D⊆XD\subseteq XD⊆X is dense if its closure D‾\overline DD is all of XXX.

Formalization targets

The supporting targets distinguish countable domains, a necessary continuity condition, and the density property of compact metric spaces. The final target combines the hypotheses into uniform-convergence compactness; no quantitative rate is prescribed.

Proposition 11.6.5. For an arbitrary countable set XXX, without any topology or continuity assumption,

Fn pointwise bounded⟹∃φ,f,φ strictly increasing∧∀x∈X, Fφ(n)(x)⟶f(x).F_n\text{ pointwise bounded} \Longrightarrow \exists\varphi,f,\quad \varphi\text{ strictly increasing}\quad\land\quad \forall x\in X,\ F_{\varphi(n)}(x)\longrightarrow f(x).Fn​ pointwise bounded⟹∃φ,f,φ strictly increasing∧∀x∈X, Fφ(n)​(x)⟶f(x).

Source proposition.

Proposition 11.6.7. For compact metric XXX,

Fn∈C(X,C),Fn⟶f uniformly⟹Fn uniformly equicontinuous.F_n\in C(X,\mathbb C),\quad F_n\longrightarrow f\text{ uniformly} \Longrightarrow F_n\text{ uniformly equicontinuous}.Fn​∈C(X,C),Fn​⟶f uniformly⟹Fn​ uniformly equicontinuous.

Source proposition.

Proposition 11.6.8. Every compact metric space satisfies

∃D⊆X,D countable ∧ D‾=X.\exists D\subseteq X,\quad D\text{ countable}\ \land\ \overline D=X.∃D⊆X,D countable ∧ D=X.

Source proposition.

Theorem 11.6.9, Arzelà–Ascoli. Suppose XXX is compact metric, Fn∈C(X,C)F_n\in C(X,\mathbb C)Fn​∈C(X,C), and the sequence is pointwise bounded and uniformly equicontinuous. The complete conclusion is

(∃M∈R  ∀n,x, ∣Fn(x)∣≤M)∧(∃φ:N→N  ∃f∈C(X,C),φ strictly increasing,Fφ(n)⟶f uniformly).\left(\exists M\in\mathbb R\;\forall n,x,\ |F_n(x)|\le M\right) \quad\land\quad \left(\exists\varphi:\mathbb N\to\mathbb N\;\exists f\in C(X,\mathbb C),\quad \varphi\text{ strictly increasing},\quad F_{\varphi(n)}\longrightarrow f\text{ uniformly}\right).(∃M∈R∀n,x, ∣Fn​(x)∣≤M)∧(∃φ:N→N∃f∈C(X,C),φ strictly increasing,Fφ(n)​⟶f uniformly).

Both the global bound and the subsequence conclusion are required. The limit belongs to C(X,C)C(X,\mathbb C)C(X,C), so its continuity is explicit. Source theorem.

Significance: a compactness criterion with explicit hypotheses

The result supplies a uniform limit under hypotheses that concern individual inputs and a shared continuity condition. It therefore identifies a usable replacement for boundedness alone in a space of functions. The distinction matters downstream: retaining only pointwise convergence would not provide a common error bound across the domain, and assuming uniform boundedness in advance would discard one of the theorem’s conclusions. Lebl, Theorem 11.6.9.

These are established theorems, not open conjectures. Mathlib already contains machine-checked general Arzelà–Ascoli results, compactness and convergent-subsequence infrastructure, and the countable-dense-set interface. The four source-level statements also have ordinary local Lean proofs checked against their exact types. The contribution is a faithful textbook-facing formulation that keeps the distinct hypotheses, quantifier order, arbitrary countable domain, and both capstone conclusions visible. It is not a claim to the first formalization of Arzelà–Ascoli. Mathlib Ascoli development, countable dense subsets.

Difficulty: preserving the quantifier order

Convergence at every point does not automatically mean uniform convergence. A permissible index threshold may depend on the point, and different pointwise limits may require different subsequences. Likewise, separate continuity of every FnF_nFn​ does not give a single δ\deltaδ valid for all nnn. Replacing these statements with their uniform versions silently changes the problem. Lebl’s bounded sequence x↦xnx\mapsto x^nx↦xn on [0,1][0,1][0,1] already rules out the naive implication from bounded continuous functions to a uniformly convergent subsequence. Example 11.6.3.

The formal challenge is to retain these distinctions across the representations of functions, convergence, and compactness. In particular, the countable-domain proposition must not acquire a compactness assumption, while the capstone must not acquire global bounds as an extra premise.

Formalization scope

The development uses namespace LeblRA, arbitrary universe-polymorphic domain types, Lean’s complex numbers, and zero-based natural-number indices. Zero-based indexing only reindexes the source’s sequence starting at one. A strictly increasing map is represented by StrictMono; pointwise limits use Tendsto at atTop, uniform limits use TendstoUniformly, and density uses Dense. Finite and empty domains remain allowed.

The boundedness and equicontinuity hypotheses are written as explicit quantifiers, not new custom definitions. No claim may be replaced by a finite-domain special case, a vacuous hypothesis, or a statement that assumes its uniform conclusion.

Reusable infrastructure consists of complex norms, metric and compact spaces, continuous maps, uniform convergence, equicontinuity, and sequence compactness. The pinned environment is Lean 4.29.0-rc3 with Mathlib revision 777aaa61dcd2a1258d2b4962dbe983ede4d23b2e. Source-faithful alternative proofs and explicit equivalences between the raw conditions and library predicates are welcome; applications beyond the four numbered targets are outside this scope. Uniform-convergence interface, sequence compactness.

Selected references

  • Jiří Lebl, Basic Analysis: Introduction to Real Analysis, Volume II, author-published open textbook, version 6.3, 2026, §11.6. Section text; edition information.
  • The Mathlib community, Mathlib, Lean mathematical library, revision 777aaa61dcd2a1258d2b4962dbe983ede4d23b2e, 2026. General Ascoli theorems, uniform convergence, topological bases and separability.
4 thms1 active userReviewed
🏆Completed
Number Theory·Captain: wamlart

Elementary Number Theory: Primes, Congruences, and Secrets I: Sums of Two SquaresTextbook

From individual representations to an arithmetic criterion

Writing a positive integer as a sum of two squares is an elementary question with a precise general answer. Some integers have such a representation and others do not; checking a few small inputs does not explain the distinction. A criterion expressed through prime factorization instead decides the question for every positive integer. This project follows Section 5.7 of William Stein's Elementary Number Theory: Primes, Congruences, and Secrets, including the section's supporting statements and one subsequent exercise. The selected material connects divisibility, coprimality, algebraic identities, and rational approximation within a single classical topic. The source is the author-hosted January 2017 text, using its numbering rather than the numbering of earlier drafts.

Integers, representations, and prime exponents

A two-square representation of an integer nnn consists of integers x,yx,yx,y satisfying n=x2+y2n=x^2+y^2n=x2+y2. Either coordinate may be zero or negative. A representation is primitive when the greatest common divisor of its coordinates is one; this restricts representations, not the definition of representability itself. For a positive integer nnn and a prime ppp, the prime exponent vp(n)v_p(n)vp​(n) is the exponent of ppp in the prime factorization of nnn. The congruence p≡3(mod4)p\equiv3\pmod4p≡3(mod4) means that division of ppp by four leaves remainder three.

The approximation statement uses a real number ttt, a positive integer NNN, and a reduced fraction a/ba/ba/b, where aaa is an integer, bbb is a positive integer, and their greatest common divisor is one. These conventions agree with Stein's section and its definition of primitive representations.

Formalization targets

The supporting targets retain their complete source statements. Lemma 5.7.4 concerns every positive integer nnn with a prime divisor p≡3(mod4)p\equiv3\pmod4p≡3(mod4):

∄x,y∈Z:n=x2+y2andgcd⁡(x,y)=1.\nexists x,y\in\mathbb Z:\quad n=x^2+y^2\quad\text{and}\quad\gcd(x,y)=1.∄x,y∈Z:n=x2+y2andgcd(x,y)=1.

Equation (5.7.1) is the integer identity

(x12+y12)(x22+y22)=(x1x2−y1y2)2+(x1y2+x2y1)2.(x_1^2+y_1^2)(x_2^2+y_2^2)=(x_1x_2-y_1y_2)^2+(x_1y_2+x_2y_1)^2.(x12​+y12​)(x22​+y22​)=(x1​x2​−y1​y2​)2+(x1​y2​+x2​y1​)2.

Lemma 5.7.5 states that, for every real ttt and positive integer NNN, some reduced fraction satisfies

0<b≤N,∣t−a/b∣≤1b(N+1).0<b\le N,\qquad |t-a/b|\le\frac{1}{b(N+1)}.0<b≤N,∣t−a/b∣≤b(N+1)1​.

The capstone, Theorem 5.7.1, is the complete equivalence

n=x2+y2 for some x,y∈Z⟺∀ primes p∣n,p≡3(mod4)⟹vp(n) is even,n=x^2+y^2\text{ for some }x,y\in\mathbb Z \quad\Longleftrightarrow\quad \forall\text{ primes }p\mid n,\quad p\equiv3\pmod4\Longrightarrow v_p(n)\text{ is even},n=x2+y2 for some x,y∈Z⟺∀ primes p∣n,p≡3(mod4)⟹vp​(n) is even,

for every positive integer nnn. Both implications are required. These four statements are located on printed pages 117–120 of the source PDF.

Exercise 5.11, on printed page 122, is an optional downstream target:

∀n∈Z, ∃k∈{0,1,2,3}:∄x,y∈Z, n+k=x2+y2.\forall n\in\mathbb Z,\ \exists k\in\{0,1,2,3\}:\quad \nexists x,y\in\mathbb Z,\ n+k=x^2+y^2.∀n∈Z, ∃k∈{0,1,2,3}:∄x,y∈Z, n+k=x2+y2.

It describes gaps among represented integers and is not a prerequisite milestone for the capstone.

What the criterion and its formalization provide

The criterion replaces a search for coordinates with a finite condition on the factorization of an input. It applies to composite integers as well as primes and distinguishes the exponent of a prime divisor from the mere presence of that divisor. The primitive obstruction also explains why a claim about coprime coordinates must not be confused with a claim that excludes all representations. The composition identity supplies an explicit statement of multiplicative closure, while the exercise gives a uniform restriction on consecutive runs. These are the consequences and accompanying results presented in Stein's treatment.

The mathematics is established, not an open research problem. Important formal ingredients already exist in Mathlib: the sum-of-two-squares development includes the arithmetic criterion and primitive obstruction, and the Diophantine approximation development supplies the bounded-denominator result. The work here is a source-aligned collection of exact theorem interfaces and independently checked proofs. Reusing those results does not claim a new proof of the classical mathematics or an exact transcription of Stein's argument.

Why the complete statement matters

A finite list of successful representations cannot establish an assertion about every positive integer. Similarly, a restriction on primitive representations is insufficient to settle general representability, because a nonprimitive pair is still a valid representation. The capstone must account for prime exponents and both directions of the equivalence simultaneously. The approximation result has its own coupled requirements: obtaining a small denominator without the stated error bound, or a good approximation with an uncontrolled denominator, does not meet the target. These distinctions are explicit in the source statements.

Formalization scope

The namespace is SteinENT. Inputs n,p,Nn,p,Nn,p,N use natural numbers, with positivity hypotheses wherever the source uses positive integers. Coordinates and all subtraction in the composition identity use integers. Prime exponents use Nat.factorization; primitivity uses Int.gcd x y = 1. Approximation witnesses use Lean's rational type, whose canonical numerator and positive denominator already express a reduced fraction. The error inequality is an inequality of real numbers. The gap exercise allows every integer starting point, including negative ones.

No hypothesis assumes the desired representation or restricts the capstone to a bounded test range. There is no additional definition that hides a proof obligation, and no separate alias item for primitivity. Standard Mathlib arithmetic, rational approximation, and tactic libraries provide reusable infrastructure. Complete alternative proofs are welcome when they preserve these interfaces, including the explicit positive-input boundary and unrestricted integer coordinates.

Selected references

  • William Stein, Elementary Number Theory: Primes, Congruences, and Secrets, Undergraduate Texts in Mathematics, Springer, 2008; author-hosted January 2017 version, Section 5.7 and Exercise 5.11. Author's book page.
  • William Stein, author's source text at commit c4984c7ddb22258674816f8c000b0d8eb485d694, corresponding section and exercises.
  • The Mathlib Community, Mathlib4 at commit 777aaa61dcd2a1258d2b4962dbe983ede4d23b2e, Lean 4 library, pinned formalization environment; number-theory modules linked above.
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🏆Completed
AlgebraNumber Theory·Captain: tomasz

Senthil Kumar: Weierstrass elliptic and zeta valuesResearch Paper

Arithmetic relations among elliptic-function values

Formalization status, 29 September 2026: the main theorem and all nine linked milestones are Proved, with zero Open leaves. The selected proof uses the now-Proved Philippon Theorem 2.1 and the completed Weierstrass application bridges. The linked statements retain their explicit formalization conventions and intermediate variants.

Algebraic independence measures whether several complex numbers satisfy a polynomial relation with rational coefficients. For two numbers, independence means that no nonzero polynomial in two variables vanishes at that pair. This is stronger than asking that each number separately be transcendental: two transcendental numbers can still satisfy a polynomial relation with each other. The distinction matters when describing the arithmetic information carried jointly by periods, lattice invariants, and values of analytic functions.

The completed target is Theorem 1 of Senthil Kumar K, Algebraic independence of values of Weierstrass elliptic and zeta functions (2026). It concerns ten numbers attached to a complex lattice and two evaluation points. The conclusion selects an algebraically independent pair from those ten entries; it does not specify that the pair must consist of two particular function values. The mathematical result is published, and this mission now supplies its checked Lean proof. A source comparison on 29 September 2026 checked the main theorem’s hypotheses, ten values, full-period quasi-period normalization and pair-independence conclusion. The main statement needs no correction.

A lattice and its canonical functions

Take complex numbers ω1,ω2\omega_1,\omega_2ω1​,ω2​ that are linearly independent over the real numbers. Their integer linear combinations form the period lattice

Ω=Zω1+Zω2.\Omega=\mathbb Z\omega_1+\mathbb Z\omega_2.Ω=Zω1​+Zω2​.

The formal representation is Mathlib's PeriodPair. Its lattice determines the Weierstrass elliptic function ℘\wp℘ and invariants g2,g3g_2,g_3g2​,g3​, using Mathlib's existing definitions. Thus the lattice, function, and invariants are linked by their construction; they are not unrelated parameters.

The Weierstrass zeta function is fixed by the lattice series

ζΩ(z)=1z+∑λ∈Ω∖{0}(1z−λ+1λ+zλ2).\zeta_\Omega(z)=\frac1z+\sum_{\lambda\in\Omega\setminus\{0\}} \left(\frac1{z-\lambda}+\frac1\lambda+\frac{z}{\lambda^2}\right).ζΩ​(z)=z1​+λ∈Ω∖{0}∑​(z−λ1​+λ1​+λ2z​).

This is the normalization in DLMF equation 23.2.5. For a lattice element ω\omegaω, its quasi-period is represented by

ηΩ(ω)=ζΩ(ω1/2+ω)−ζΩ(ω1/2).\eta_\Omega(\omega)=\zeta_\Omega(\omega_1/2+\omega)-\zeta_\Omega(\omega_1/2).ηΩ​(ω)=ζΩ​(ω1​/2+ω)−ζΩ​(ω1​/2).

Both arguments lie outside the lattice. Relating this fixed increment to the increment at an arbitrary regular point is part of the established analytic infrastructure. The normalization concerns the full period ω\omegaω; references using half-periods require the corresponding factors of two, as in DLMF equation 23.2.11.

Formalization targets

Theorem 1: an algebraically independent pair

Let ω≠0\omega\ne0ω=0 belong to Ω\OmegaΩ. Suppose u1,u2,ωu_1,u_2,\omegau1​,u2​,ω are linearly independent over Q\mathbb QQ and

(Zu1+Zu2)∩Ω={0}.(\mathbb Z u_1+\mathbb Z u_2)\cap\Omega=\{0\}.(Zu1​+Zu2​)∩Ω={0}.

Define the indexed tuple

V=(g2,g3,ω,ηΩ(ω),u1,u2,℘(u1),ζΩ(u1),℘(u2),ζΩ(u2)).V=(g_2,g_3,\omega,\eta_\Omega(\omega),u_1,u_2, \wp(u_1),\zeta_\Omega(u_1),\wp(u_2),\zeta_\Omega(u_2)).V=(g2​,g3​,ω,ηΩ​(ω),u1​,u2​,℘(u1​),ζΩ​(u1​),℘(u2​),ζΩ​(u2​)).

The proved conclusion is

∃i,j∈{0,…,9},i≠jand(Vi,Vj) is algebraically independent over Q.\exists i,j\in\{0,\ldots,9\},\quad i\ne j\quad\text{and}\quad (V_i,V_j)\text{ is algebraically independent over }\mathbb Q.∃i,j∈{0,…,9},i=jand(Vi​,Vj​) is algebraically independent over Q.

These are the hypotheses and conclusion of the paper's Theorem 1. No algebraicity assumption is imposed on g2g_2g2​ or g3g_3g3​, and the conclusion does not assert independence of all ten entries.

Equations (5) and (6): supporting addition identities

The initial supporting targets are the two identities used in §4 of the paper. For z,v,z+v∉Ωz,v,z+v\notin\Omegaz,v,z+v∈/Ω, write Δ=℘(v)−℘(z)\Delta=\wp(v)-\wp(z)Δ=℘(v)−℘(z). They assert

2ΔζΩ(z+v)=2(ζΩ(z)+ζΩ(v))Δ+℘′(v)−℘′(z),2\Delta\zeta_\Omega(z+v) =2(\zeta_\Omega(z)+\zeta_\Omega(v))\Delta+\wp'(v)-\wp'(z),2ΔζΩ​(z+v)=2(ζΩ​(z)+ζΩ​(v))Δ+℘′(v)−℘′(z),

and

4Δ2℘(z+v)=−4(℘(z)+℘(v))Δ2+(℘′(v)−℘′(z))2.4\Delta^2\wp(z+v) =-4(\wp(z)+\wp(v))\Delta^2+(\wp'(v)-\wp'(z))^2.4Δ2℘(z+v)=−4(℘(z)+℘(v))Δ2+(℘′(v)−℘′(z))2.

The statements preserve the paper's multiplied-out forms. They do not require Δ≠0\Delta\ne0Δ=0. These targets supply reusable identities; proving them alone does not establish the arithmetic conclusion of Theorem 1.

Nine completed milestones

MilestoneLinked result
Equation (5) — zeta addition identityProved
Equation (6) — elliptic addition identityProved
Lemma 6 — entire regularization and interpolation boundsProved
Lemma 8 — bounded auxiliary polynomial (formal-grid variant)Proved
Appendix A.2 — Weierstrass model realization (application bridge)Proved
Appendix A.2 / Lemma A.1 — subgroup degrees (application bridge)Proved
Proposition A.1 — zero estimate on the mission’s rank-one gridProved
Lemma 9 — bounded-order nonvanishing on the enlarged gridProved
Lemma 10 — nonzero small arithmetic elements (linear-degree variant)Proved

The grid and degree variants are described in the linked statements. The two application bridges identify the Weierstrass objects with the general group-theoretic objects used by Philippon’s theorem.

What the completed formalization establishes

The completed goal certifies that every period pair and every triple satisfying the stated hypotheses yields an independent pair in the precise ten-entry tuple. In particular, a proof must handle arbitrary complex lattice invariants and arbitrary admissible evaluation points. A result for a preferred lattice, algebraic arguments, or a predetermined choice of indices would leave the requested statement unresolved.

The definitions provide a reusable interface for elliptic zeta values: a canonical series, a fixed quasi-period convention, and an explicit finite-family independence predicate. The main theorem and all nine milestones have checked proofs; the theorem pages record their accepted submissions and dependencies.

Analytic identities and arithmetic independence

The central difficulty in the proof is passing from identities of analytic functions to exclusion of rational polynomial relations among selected complex values. Periodicity and the addition identities describe how values are related, but do not by themselves rule out algebraic dependence. Consequently, finishing the elementary function interface is only one part of the development.

The development also addresses a concrete analytic obligation in the chosen representation. An infinite-sum expression is a total Lean term even before summability is proved. Using it as the canonical analytic zeta function requires the appropriate convergence and differentiation results. The classical convergence statement is recorded in DLMF §23.2(ii); it is not introduced as an extra hypothesis of the main theorem.

Formalization scope and conventions

All custom declarations use the namespace WeierstrassEllipticZeta. The lattice intersection is an equality of Z\mathbb ZZ-submodules of C\mathbb CC. Rational linear independence and real linear independence have different roles: the first constrains the three inputs to the theorem, while the second is built into the period pair. Neither is replaced by numerical noncollinearity checks or approximate arithmetic.

The ten values form a Fin 10 family. The selected pair uses Mathlib's AlgebraicIndependent over Q\mathbb QQ, so repeated numerical values cannot supply an independent pair merely by occupying different indices. The existing assumptions imply that both evaluation points are outside the lattice; no extra exclusion hypothesis is needed for the goal. Supporting addition identities state their pole exclusions explicitly because Lean's totalized division also assigns values at zero denominators.

The linked intermediate targets identify the variants sufficient for the completed main proof: Lemma 8 uses the stated formal-grid formulation; Proposition A.1 concerns the mission’s rank-one grid; and Lemma 10 uses linear coordinate-degree bounds rather than the source’s sharper O(N/log N) bounds. These distinctions are explicit in the milestone statements. They do not add assumptions to the main theorem. Further contributions can simplify the checked proofs, improve these intermediate bounds, or extend the general results beyond the existing mission target.

Extensions beyond the paper

Theorem 1 with only individual pole exclusions is an Open follow-up target. It retains the same nonzero period, rational linear independence, and ten-entry algebraic-independence conclusion, while replacing the lattice-intersection hypothesis with u1,u2∉Ωu_1,u_2\notin\Omegau1​,u2​∈/Ω.

This extension is an additional deduction to formalize, not a numbered result of the paper, and no mathematical novelty is claimed. Its planned proof combines the completed Theorem 1 with a separate Chudnovsky period theorem and an arithmetic lemma recovering the quasi-period of an integer combination. These additional dependencies remain to be formalized. The mission's completed main goal and nine paper-related milestones continue to record the original scope.

Selected references

  • Senthil Kumar K, Algebraic independence of values of Weierstrass elliptic and zeta functions, Proceedings of the Edinburgh Mathematical Society, published online 17 June 2026, pp. 1–33. DOI. Target: Theorem 1; supporting identities: §4, equations (5) and (6).
  • NIST Digital Library of Mathematical Functions, Chapter 23, §23.2: Definitions and Periodic Properties, accessed 4 September 2026. Zeta normalization: equation 23.2.5; quasi-period convention: equation 23.2.11.
  • Mathlib contributors, Mathlib.Analysis.SpecialFunctions.Elliptic.Weierstrass, pinned revision 0df444a360eaa60ab8c11dca51a86af692955474 (Lean 4.33.1).
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Machine LearningProbabilityStatistics·Captain: willma

Don't Label Twice: Game, Set, MatchOpen Problem

The problem

(a) In a tennis match, you are the favorite, and win each point independently with probability q∈(1/2,1)q\in(1/2,1)q∈(1/2,1). Let n,mn,mn,m be odd positive integers greater than 111. You have the choice between playing a best-of-nmnmnm (i.e., you play nmnmnm points and whoever wins the majority of points wins the match), or a best-of-nnn of best-of-mmm's (i.e., the match is won by winning the majority of nnn "sets", and each "set" is won by winning the majority of mmm points). Prove that your probability of winning the match is strictly greater by playing the best-of-nmnmnm.

(b) We now consider two generalizations: m1,…,mkm_1,\ldots,m_km1​,…,mk​ are odd positive integers, while nnn is any positive integer, with all integers being greater than 111. You have the choice between playing a best-of-nm1⋯mknm_1\cdots m_knm1​⋯mk​, or a best-of-nnn of "sets", which are best-of-m1m_1m1​'s of "games", …, which are best-of-mkm_kmk​'s of "points". In both cases, now that nnn may be even, it is possible for the players to tie, in which case the match winner is determined by an independent fair coin. Prove again that your probability of winning the match is strictly greater by playing the best-of-nm1⋯mknm_1\cdots m_knm1​⋯mk​.

(c) We consider a further generalization where each completed "set" counts toward the match score in an independently random way:

  • with probability aaa, the winner gains 111 in the match score, as usual;
  • with probability bbb, the set is ignored and does not count toward the match score;
  • with probability ccc, the loser gains 111 in the match score;

with a+b+c=1a+b+c=1a+b+c=1 and a>ca>ca>c, so players are still incentivized to win sets (previously we had a=1a=1a=1, b=c=0b=c=0b=c=0). This random scoring rule is applied once per completed set, at the outermost layer only: the games and points inside a set are decided by plain majorities, with no randomness, and only the set's final result is scored. If you choose to play the best-of-nm1⋯mknm_1\cdots m_knm1​⋯mk​, then each individual point counts as a set and is subject to the same randomness with probabilities a,b,ca,b,ca,b,c. Prove that your probability of winning the match is still strictly greater by playing the best-of-nm1⋯mknm_1\cdots m_knm1​⋯mk​ (the fair-coin-on-ties convention continues).

(d) Continue from part (c), but change the fair-coin-on-ties convention so that you only win the match if you have a strictly greater match score than your opponent. Assuming b≥1/2b\ge1/2b≥1/2, prove that your probability of winning the match is strictly greater by playing the best-of-nm1⋯mknm_1\cdots m_knm1​⋯mk​.

Source and connection to Dorner–Hardt

Florian E. Dorner and Moritz Hardt, Don't Label Twice: Quantity Beats Quality when Comparing Binary Classifiers on a Budget, ICML 2024. arXiv:2402.02249 (v3, 8 April 2026).

The paper asks how to spend a fixed budget of noisy crowdworker labels when comparing two binary classifiers: one label each for many data points, or several labels per data point aggregated by majority vote. It proves, via Cramér's theorem, that one label each is asymptotically optimal, and states the finite-sample version as an open conjecture (Section 5, Conjecture 1), still open in the April 2026 revision. Its Section 3 displays the finite-sample inequality for the independent, homogeneous-label case and verifies it numerically over about five billion parameter settings.

Part (d) of this mission with one level of sets is that Section 3 inequality in tennis language. A point is a single crowdworker label being correct (qqq is the label accuracy); a set is a data point, whose test label is the majority of its mmm labels; and the scoring rule is what the two classifiers do with that label. Writing ppp for the worse classifier's accuracy and p+ϵp+\epsilonp+ϵ for the better one's, a set is scored to its winner when the better classifier alone matches the test label, ignored when the two classifiers agree, and scored to its loser when the worse classifier alone matches:

a=(p+ϵ)(1−p),c=p(1−p−ϵ),b=1−a−c,a=(p+\epsilon)(1-p),\qquad c=p(1-p-\epsilon),\qquad b=1-a-c,a=(p+ϵ)(1−p),c=p(1−p−ϵ),b=1−a−c,

so that a−c=ϵ>0a-c=\epsilon>0a−c=ϵ>0, and b≥1/2b\ge1/2b≥1/2 always holds because two classifiers of accuracy at least 1/21/21/2 agree on at least half the data. Substituting into the paper's Proposition 1 recovers its gap-indicator probabilities exactly: Pr⁡(+1)=qϵ+p(1−p−ϵ)\Pr(+1)=q\epsilon+p(1-p-\epsilon)Pr(+1)=qϵ+p(1−p−ϵ), Pr⁡(−1)=(1−q)ϵ+p(1−p−ϵ)\Pr(-1)=(1-q)\epsilon+p(1-p-\epsilon)Pr(−1)=(1−q)ϵ+p(1−p−ϵ). The paper's inequality also allows n=1n=1n=1 and q=1q=1q=1, which parts (c)–(d) exclude only because the inequality can fail to be strict at b=0b=0b=0 there; for b≥1/2b\ge1/2b≥1/2 the same argument covers those edge cases. The paper's Conjecture 1 as literally stated concerns a correlated-error setting (its Section 3.2) and is not claimed here.

Parts (a)–(c) go beyond the paper's setting: arbitrary nesting depth, a fair-coin tie rule, and no constraint on the ignore rate bbb. The hypothesis b≥1/2b\ge1/2b≥1/2 in part (d) cannot be dropped: with one level, (a,b,c)=(0.9,0.1,0)(a,b,c)=(0.9,0.1,0)(a,b,c)=(0.9,0.1,0), q=0.6q=0.6q=0.6, m=3m=3m=3, n=1n=1n=1, the single best-of-3 finishes strictly ahead with probability 0.58320.58320.5832 while three single points do so with probability 0.57610.57610.5761.

Timeline

  • Feb 2024 — arXiv v1; ICML 2024. Asymptotic theorem via Cramér; finite-sample statement conjectured; ~5·10⁹-configuration numerical sweep.
  • Oct 2024 — arXiv v2.
  • Apr 2026 — arXiv v3; conjecture still stated as open.
  • Aug 2026 — private proof of the Section 3 inequality (strict win, b≥1/2b\ge1/2b≥1/2, one level) via exponential tilting of the tie probability.
  • Sep 2026 — private proof of the fair-coin version with no constraint on bbb (Bernstein degree elevation and a hypergeometric parity argument), then of the full four-part statement via a pairing lemma for player-symmetric rules. This mission formalizes that proof.

Conventions in the formal statement

"Greater than 111" is read as n≥2n\ge2n≥2 and each mi≥3m_i\ge3mi​≥3 odd; the list of set sizes in (b)–(d) is nonempty. Laws are functions Z→R\mathbb Z\to\mathbb RZ→R and every probability is a finite sum — no measure theory. The goal theorem is the conjunction of the four parts.

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Number TheoryPure Mathematics·Captain: tabbott

The Hardy-Littlewood Method I: Weyl's InequalityTextbook

Motivation

The Hardy--Littlewood circle method is the principal analytic tool for counting solutions to additive equations in integers. Introduced by Hardy and Ramanujan for the partition function and developed by Hardy and Littlewood in their Partitio Numerorum series (1920--1928), it produces asymptotic formulae for the number of representations of a large integer nnn as a sum of sss terms drawn from a prescribed set — kkk-th powers, primes, values of a polynomial.

Its engine is an estimate for exponential sums. If a sum ∑x<Ne(αxk)\sum_{x<N} e(\alpha x^k)∑x<N​e(αxk), where e(θ)=exp⁡(2πiθ)e(\theta)=\exp(2\pi i\theta)e(θ)=exp(2πiθ), exhibits cancellation for every α\alphaα not well approximable by a rational with small denominator, the method delivers an asymptotic formula; if it does not, the method stalls. Weyl's inequality (Weyl 1916) was the first such estimate and remains the standard one for moderate kkk.

A short timeline of the estimate this mission targets. Weyl (1916) proved the inequality below with the exponent 21−k2^{1-k}21−k, in the course of his work on uniform distribution. Hardy and Littlewood (1920--1928) built the circle method on it, obtaining G(k)≤(k−2)2k−1+5G(k)\le (k-2)2^{k-1}+5G(k)≤(k−2)2k−1+5 for Waring's problem. Vinogradov (1935) replaced Weyl differencing by his mean value theorem, superior for large kkk, reducing the bound to O(klog⁡k)O(k\log k)O(klogk); Wooley's efficient congruencing (2012) and the Bourgain--Demeter--Guth decoupling theorem (2016) settled the main conjecture of Vinogradov's mean value theorem. For small kkk — and as the entry point to the subject — Weyl's inequality is still the right tool, and it is the natural first capstone for a formalization of the method.

Setting

For a real number θ\thetaθ write

e(θ)  =  exp⁡(2πiθ),e(\theta) \;=\; \exp(2\pi i \theta),e(θ)=exp(2πiθ),

the standard additive character of R/Z\mathbb{R}/\mathbb{Z}R/Z: it satisfies e(x+y)=e(x)e(y)e(x+y)=e(x)e(y)e(x+y)=e(x)e(y), ∣e(x)∣=1|e(x)|=1∣e(x)∣=1, and e(x)=1e(x)=1e(x)=1 exactly when x∈Zx\in\mathbb{Z}x∈Z.

For a real number θ\thetaθ write ∥θ∥\|\theta\|∥θ∥ for the distance from θ\thetaθ to the nearest integer. It is periodic with period 111, vanishes exactly on Z\mathbb{Z}Z, satisfies the triangle inequality, and is at most 12\tfrac1221​.

Given a finite set A⊆ZA\subseteq\mathbb{Z}A⊆Z, its generating function is fA(θ)=∑a∈Ae(aθ)f_A(\theta)=\sum_{a\in A}e(a\theta)fA​(θ)=∑a∈A​e(aθ). The basic identity of the subject is

∫01fA(θ)s e(−nθ) dθ  =  #{(a1,…,as)∈As:a1+⋯+as=n},\int_0^1 f_A(\theta)^s\,e(-n\theta)\,d\theta \;=\; \#\{(a_1,\dots,a_s)\in A^s : a_1+\cdots+a_s=n\},∫01​fA​(θ)se(−nθ)dθ=#{(a1​,…,as​)∈As:a1​+⋯+as​=n},

a consequence of the orthogonality relation ∫01e(mθ) dθ=[ m=0 ]\int_0^1 e(m\theta)\,d\theta=[\,m=0\,]∫01​e(mθ)dθ=[m=0].

A Weyl sum of degree kkk is ∑0≤x<Ne(αxk)\sum_{0\le x<N} e(\alpha x^k)∑0≤x<N​e(αxk). The whole difficulty is to bound it for α\alphaα in the minor arcs — those α\alphaα admitting no rational approximation a/qa/qa/q with qqq small.

Target

Fix k≥2k\ge 2k≥2. For every ε>0\varepsilon>0ε>0 there is a constant C=C(k,ε)C=C(k,\varepsilon)C=C(k,ε) such that whenever (a,q)=1(a,q)=1(a,q)=1, q≥1q\ge 1q≥1, and ∣α−aq∣≤1q2\left|\alpha-\frac{a}{q}\right|\le \frac{1}{q^2}​α−qa​​≤q21​,

∣∑0≤x<Ne(αxk)∣  ≤  C N1+ε(1q+1N+qNk)21−k.\left|\sum_{0\le x<N} e(\alpha x^{k})\right| \;\le\; C\,N^{1+\varepsilon}\left(\frac{1}{q}+\frac{1}{N}+\frac{q}{N^{k}}\right)^{2^{1-k}}.​0≤x<N∑​e(αxk)​≤CN1+ε(q1​+N1​+Nkq​)21−k.

The intermediate targets, weakest first, are the milestone list: the counting identity, the Weyl differencing (squaring) step, the Farey covering with coprime numerator, the divisor bound d(n)≪εnεd(n)\ll_\varepsilon n^\varepsilond(n)≪ε​nε, Hua's fourth-moment inequality for k=2k=2k=2, and the degree-two case of the inequality itself.

Significance

The result itself. Weyl's inequality is what makes the minor arcs negligible. Applied with qqq in the range Nδ≤q≤Nk−δN^{\delta}\le q\le N^{k-\delta}Nδ≤q≤Nk−δ it gives a power saving over the trivial bound NNN, and integrating that saving over the minor arcs shows their contribution is smaller than the main term produced by the major arcs. Every classical application of the circle method — the asymptotic formula in Waring's problem, Vinogradov's three primes theorem, the Birch--Davenport theory of forms in many variables — passes through an estimate of this shape. Without it the method produces an identity, not a theorem.

Formalizing it. Mathlib currently contains the analytic prerequisites — Fourier characters on AddCircle, Dirichlet's approximation theorem, Abel summation, Gauss sums — but no circle-method apparatus whatsoever: no Weyl sums, no arc dissection, no singular series, no mean value estimates. This mission supplies the first layer. The foundational tier is already machine-checked: 53 theorems covering the character eee, the norm ∥⋅∥\|\cdot\|∥⋅∥, the geometric sum bound ∣∑x<Ne(xθ)∣≤min⁡ ⁣(N,12∥θ∥)\left|\sum_{x<N}e(x\theta)\right|\le\min\!\left(N,\frac{1}{2\|\theta\|}\right)​∑x<N​e(xθ)​≤min(N,2∥θ∥1​), both orthogonality relations, both forms of Dirichlet's theorem, and the basic theory of fAf_AfA​, are published on the platform with verified proofs and may be imported freely. What remains open is the combinatorial and analytic core listed in the milestones. None of the milestone statements is currently formalized anywhere, to the best of our knowledge.

Difficulty

The obvious approach fails immediately. One would like to sum ∣∑x<Ne(αxk)∣\left|\sum_{x<N}e(\alpha x^k)\right|​∑x<N​e(αxk)​ by comparing it to the linear case, where the geometric series gives min⁡(N,12∥α∥)\min(N,\frac{1}{2\|\alpha\|})min(N,2∥α∥1​) outright. But for k≥2k\ge2k≥2 the summand is not a geometric progression and there is no closed form.

Weyl's device is to square and difference: ∣∑xe(ϕ(x))∣2=∑x,ye(ϕ(x)−ϕ(y))\left|\sum_x e(\phi(x))\right|^2=\sum_{x,y}e(\phi(x)-\phi(y))∣∑x​e(ϕ(x))∣2=∑x,y​e(ϕ(x)−ϕ(y)), and the substitution y=x+hy=x+hy=x+h turns the inner polynomial into one of degree k−1k-1k−1 in xxx. Iterating k−1k-1k−1 times reduces to a linear sum, at the cost of raising the estimate to the power 21−k2^{1-k}21−k — which is why the saving is so weak for large kkk, and why Vinogradov's method eventually supersedes it.

The genuine obstacles in a formalization are: (i) bookkeeping the shifted ranges produced by each differencing step, which are not [0,N)[0,N)[0,N) and must be handled uniformly; (ii) the divisor bound d(n)≪εnεd(n)\ll_\varepsilon n^\varepsilond(n)≪ε​nε, needed to count the hhh for which the resulting linear coefficient is close to an integer, and which is not currently in Mathlib in this form; (iii) tracking the ε\varepsilonε-dependent constants through k−1k-1k−1 iterations without the informal ≪\ll≪ notation.

Formalization scope

Statements are given over the Prove2Me default environment (Lean v4.30.0, Mathlib c5ea003), in the shared namespace CircleMethod, and build on two published definitions: CircleMethod_char (the character e and the norm nrm) and CircleMethod_genfun (the generating function f).

Conventions this mission commits to:

  • ∥θ∥\|\theta\|∥θ∥ is nrm θ = |θ - round θ|. Mathlib's round breaks ties upwards, so round is not an odd function; the characterisation to use is minimality, nrm θ ≤ |θ - n| for every integer n, which is published as CircleMethod.nrm_le.
  • Sums run over Finset.range N, that is 0≤x<N0\le x<N0≤x<N, and NNN is a natural number. Hypotheses 0 < N and 0 < q are stated explicitly rather than left implicit.
  • Asymptotic notation is eliminated in favour of explicit existential constants: X≪εYX\ll_\varepsilon YX≪ε​Y is rendered as ∀ ε > 0, ∃ C > 0, ∀ …, X ≤ C * Y, with the constant quantified outside the parameters it may depend on and inside nothing else. Solvers should not weaken this by allowing CCC to depend on NNN, qqq or α\alphaα.
  • Exponents such as N1+εN^{1+\varepsilon}N1+ε and 21−k2^{1-k}21−k are real powers (Real.rpow), not natural powers.
  • Coprimality is Nat.Coprime a.natAbs q, which is the correct notion for a possibly negative numerator.

One trivialising formalization to rule out: the goal must not be read with CCC permitted to depend on NNN, since then C=NC=NC=N makes it vacuous. The quantifier order in the Lean statement already forbids this, and solvers should preserve it exactly.

Contributions welcome on any milestone independently; the divisor bound and the Farey covering are self-contained and need no other milestone. Both are reusable well beyond this mission.

Selected references

  • H. Weyl, Über die Gleichverteilung von Zahlen mod. Eins, Mathematische Annalen 77 (1916), 313--352. DOI:10.1007/BF01475864
  • G. H. Hardy and J. E. Littlewood, Some problems of 'Partitio Numerorum' I--VI, 1920--1928.
  • R. C. Vaughan, The Hardy--Littlewood Method, 2nd ed., Cambridge Tracts in Mathematics 125, Cambridge University Press, 1997. (Weyl's inequality is Lemma 2.4; the geometric sum bound is Lemma 2.1.)
  • I. M. Vinogradov, New estimates for Weyl sums, Doklady Akademii Nauk SSSR 8 (1935), 195--198.
  • T. D. Wooley, Vinogradov's mean value theorem via efficient congruencing, Annals of Mathematics 175 (2012), 1575--1627. DOI:10.4007/annals.2012.175.3.12
  • J. Bourgain, C. Demeter and L. Guth, Proof of the main conjecture in Vinogradov's mean value theorem for degrees higher than three, Annals of Mathematics 184 (2016), 633--682. DOI:10.4007/annals.2016.184.2.7
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Convex OptimizationFunctional AnalysisOptimization·Captain: Shuze Chen

Vector Space Methods IV: Hahn–Banach and Minimum Norm DualityTextbook

Motivation

Chapter 5 of Luenberger's Optimization by Vector Space Methods (Wiley, 1969) carries the minimum norm theory of Chapter 3 (Mission I of this series) from Hilbert space to arbitrary real normed spaces. The inner product is gone, so orthogonal projection is no longer available; its role is taken over by the Hahn–Banach theorem, in two classical forms. The extension form generalizes the projection theorem and yields a duality principle equating a minimum norm problem in a space XXX with a maximization problem in its dual X∗X^*X∗; the geometric form (separating hyperplanes) extends that duality from subspaces to convex sets. These duality theorems are the backbone of the optimization theory in the remainder of the book — conjugate functionals (Ch. 7) and Lagrange duality (Ch. 8) both trace back to them.

Setting

Throughout, XXX is a real normed linear space. A linear functional fff on XXX is bounded if ∣f(x)∣≤M∥x∥|f(x)| \le M\|x\|∣f(x)∣≤M∥x∥ for some constant MMM and all xxx; the least such MMM is the norm ∥f∥\|f\|∥f∥. The (normed) dual X∗X^*X∗ is the space of bounded (equivalently, continuous) linear functionals with this norm; ⟨x,x∗⟩\langle x, x^*\rangle⟨x,x∗⟩ denotes x∗(x)x^*(x)x∗(x). A functional p:X→Rp : X \to \mathbb{R}p:X→R is sublinear when p(x+y)≤p(x)+p(y)p(x+y) \le p(x) + p(y)p(x+y)≤p(x)+p(y) and p(αx)=α p(x)p(\alpha x) = \alpha\, p(x)p(αx)=αp(x) for α>0\alpha > 0α>0. Vectors x∈Xx \in Xx∈X and x∗∈X∗x^* \in X^*x∗∈X∗ are aligned when ⟨x,x∗⟩=∥x∗∥ ∥x∥\langle x, x^*\rangle = \|x^*\|\,\|x\|⟨x,x∗⟩=∥x∗∥∥x∥, and orthogonal when ⟨x,x∗⟩=0\langle x, x^*\rangle = 0⟨x,x∗⟩=0; for S⊆XS \subseteq XS⊆X, the complement S⊥⊆X∗S^\perp \subseteq X^*S⊥⊆X∗ consists of the functionals vanishing on SSS, and for U⊆X∗U \subseteq X^*U⊆X∗, ⊥U⊆X{}^\perp U \subseteq X⊥U⊆X consists of the vectors annihilated by every member of UUU. A hyperplane is a maximal proper linear variety; closed hyperplanes are the level sets {x:⟨x,x∗⟩=c}\{x : \langle x, x^*\rangle = c\}{x:⟨x,x∗⟩=c} of nonzero bounded functionals. The support functional of a convex set KKK is h(x∗)=sup⁡k∈K ⟨k,x∗⟩h(x^*) = \sup_{k \in K}\, \langle k, x^*\rangleh(x∗)=supk∈K​⟨k,x∗⟩.

Formalization targets

The goal is §5.13 Theorem 1 (Minimum Norm Duality): if x1∈Xx_1 \in Xx1​∈X has distance d>0d > 0d>0 from a convex set KKK with support functional hhh, then

d  =  inf⁡x∈K∥x−x1∥  =  max⁡∥x∗∥≤1 [⟨x1,x∗⟩−h(x∗)],d \;=\; \inf_{x \in K} \|x - x_1\| \;=\; \max_{\|x^*\| \le 1}\ \big[\langle x_1, x^*\rangle - h(x^*)\big],d=x∈Kinf​∥x−x1​∥=∥x∗∥≤1max​ [⟨x1​,x∗⟩−h(x∗)],

the maximum on the right being achieved by some x0∗x_0^*x0∗​; and if the infimum is achieved by x0∈Kx_0 \in Kx0​∈K, then −x0∗-x_0^*−x0∗​ is aligned with x0−x1x_0 - x_1x0​−x1​.

The milestones trace the chapter's route there: boundedness ⇔\Leftrightarrow⇔ continuity (§5.2); the Hahn–Banach theorem in sublinear form (§5.4 Theorem 1) with its norm-preserving extension and norming-functional corollaries; the annihilator identity ⊥(M⊥)=M{}^\perp(M^\perp) = M⊥(M⊥)=M for closed subspaces (§5.7 Theorem 1); the two subspace duality theorems and the alignment characterization of best approximations (§5.8 — the chapter's principal results); and the geometric form: Mazur's separation theorem, the support theorem, and Eidelheit's separation theorem (§5.12).

Significance

The §5.8 duality theorems are the exact normed-space analogue of the projection theorem: existence transfers to the dual problem (minimum norm problems should be formulated in a dual space to guarantee solutions — the chapter's methodological moral), orthogonality becomes alignment, and infinite-dimensional problems with finitely many constraints reduce to finite-dimensional dual problems. The geometric form underpins all of convex duality.

All results are classical and proved in the source. Mathlib contains the Hahn–Banach extension theorem and point/convex separation theorems, so several milestones are exercises in connecting Luenberger's formulations to existing library lemmas; the two §5.8 duality theorems, the alignment corollary, and the §5.13 convex duality theorem have no direct Mathlib counterpart and are the mission's genuinely new content.

Difficulty

Degenerate cases are the trap throughout. In §5.8 Corollary 1 the "only if" direction fails literally when MMM is dense and x∈Mx \in Mx∈M (then M⊥={0}M^\perp = \{0\}M⊥={0} and no nonzero aligned functional exists); the formalization therefore carries the hypothesis x∉M‾x \notin \overline{M}x∈/M. In the separation theorems the strict inequality holds only on the interior of the convex set — on the set itself only ≤\le≤ survives — and nonemptiness hypotheses (of the interior, of K2K_2K2​, of the variety) are what make the "nonzero functional" claims true; dropping any of them creates false statements in trivial spaces. In §5.13 the support functional may take the value +∞+\infty+∞, so the dual maximum is formalized by two quantified inequalities (the witness achieves ddd; no admissible functional exceeds ddd) rather than by a real-valued supremum. The infimum in the primal problems need not be attained — attainment appears only as a hypothesis in the alignment clauses.

Formalization scope

Real scalars throughout. The dual space is represented concretely as continuous linear maps X →L[ℝ] ℝ, and annihilators are written as explicit quantified conditions rather than named subspaces. Five notions the chapter needs and Mathlib lacks are published as definitions and used by the statements rather than inlined: alignment (⟨x,x∗⟩=∥x∗∥ ∥x∥\langle x, x^*\rangle = \|x^*\|\,\|x\|⟨x,x∗⟩=∥x∗∥∥x∥), the support functional (h(x∗)=sup⁡k∈K⟨k,x∗⟩h(x^*) = \sup_{k \in K} \langle k, x^*\rangleh(x∗)=supk∈K​⟨k,x∗⟩, valued in the extended reals since it may be infinite), the total variation of a function on an interval, the normalized space NBV[a,b]NBV[a,b]NBV[a,b], and the Riemann–Stieltjes integral (defined relationally, so that no existence claim is built into the definition). The Minkowski functional needed for Mazur's theorem is Mathlib's gauge. Minimum distances are infima ⨅ over coerced sets or submodules; in §5.8 Theorem 2 the dual-side supremum is a real sSup over {⟨x,x∗⟩:x∈M, ∥x∥≤1}\{\langle x, x^*\rangle : x \in M,\ \|x\| \le 1\}{⟨x,x∗⟩:x∈M, ∥x∥≤1}, which is nonempty and bounded. Sublinearity in §5.4 is hypothesized exactly as in the source (subadditivity plus positive homogeneity plus continuity). Linear varieties are parametrized as x0+Mx_0 + Mx0​+M with MMM a Submodule ℝ X. No completeness of XXX is assumed anywhere — the chapter's results are genuinely about normed spaces, and Hahn–Banach needs no completeness. The concrete dual of C[a,b]C[a,b]C[a,b] (§5.5) is in scope, and carries most of the mission's new infrastructure: Mathlib has the property of bounded variation (eVariationOn) but no total-variation norm, no normalized space NBV[a,b]NBV[a,b]NBV[a,b], and no Riemann–Stieltjes integral — its StieltjesFunction is the different object of a monotone right-continuous function inducing a Borel measure, and its Riesz–Markov–Kakutani development represents positive functionals on Cc(X)C_c(X)Cc​(X) by measures, not bounded functionals on C[a,b]C[a,b]C[a,b] by functions of bounded variation. This mission therefore publishes those notions as definitions and states the representation theorem in both directions. §5.3 (the Riesz–Fréchet theorem, i.e. self-duality of Hilbert space) is the one omission: Mathlib's InnerProductSpace.toDual already provides it. §5.6 (second dual, reflexivity) is definitional and likewise present in Mathlib.

Selected references

  • David G. Luenberger, Optimization by Vector Space Methods, John Wiley & Sons, 1969. Chapter 5, pp. 103–142. ISBN 0-471-55359-X.
  • H. Hahn, Über lineare Gleichungssysteme in linearen Räumen, J. Reine Angew. Math. 157 (1927), 214–229; S. Banach, Sur les fonctionnelles linéaires II, Studia Math. 1 (1929), 223–239.
  • S. Mazur, Über konvexe Mengen in linearen normierten Räumen, Studia Math. 4 (1933), 70–84.
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Operations ResearchTheoretical Computer Science·Captain: Shuze Chen

The 4/3 Conjecture for Metric TSPOpen Problem

Motivation

The traveling salesman problem — visit nnn cities by the cheapest round trip — is the most widely known problem in combinatorial optimization, and its central open question concerns a linear program. The subtour-elimination relaxation (the Held–Karp bound) replaces tours by fractional edge weights, and both in theory and in practice (it powers the lower bounds inside the Concorde solver) it is remarkably close to the true optimum. How close, in the worst case, is the integrality gap of the relaxation: the supremum of OPT/LP\mathrm{OPT}/\mathrm{LP}OPT/LP over metric instances. Explicit instance families push the gap up to 4/34/34/3; the best proven upper bound sits just barely below 3/23/23/2. The 4/3 conjecture — the gap is exactly 4/34/34/3 — has been the benchmark question of approximation algorithms for four decades.

Timeline

  • 1954. Dantzig, Fulkerson, and Johnson solve a 49-city instance by hand with the cutting planes that become the subtour-elimination LP.
  • 1970–1971. Held and Karp introduce the 1-tree/Lagrangian bound and show it equals the subtour LP value — since then, "the Held–Karp bound".
  • 1976/1978. Christofides, and independently Serdyukov, give the 3/23/23/2-approximation: minimum spanning tree plus a matching on odd-degree vertices.
  • 1980. Wolsey (Math. Prog. Study 13) shows Christofides' analysis goes through against the LP: OPT≤32 LP\mathrm{OPT} \le \frac{3}{2}\,\mathrm{LP}OPT≤23​LP, so the integrality gap is at most 3/23/23/2. Shmoys and Williamson (IPL 1990) rediscover this via a monotonicity property.
  • 1995. Goemans (Math. Programming 69) analyzes the worst-case ratios of TSP relaxations and states the 4/34/34/3 conjecture explicitly; the 4/34/34/3 lower-bound families (three parallel paths) are by then folklore.
  • 2011–2014. For graph metrics (shortest-path metrics of unweighted graphs) the barrier breaks: Oveis Gharan–Saberi–Singh and Mömke–Svensson beat 3/23/23/2, and Sebő–Vygen (Combinatorica 2014) reach 7/57/57/5 — the conjectured-optimal shape of progress, but only for a special class.
  • 2020–2022. Karlin, Klein, and Oveis Gharan prove a 3/2−ε3/2 - \varepsilon3/2−ε approximation for general metric TSP (STOC 2021) and then an integrality-gap bound γ≤3/2−ε\gamma \le 3/2 - \varepsilonγ≤3/2−ε with ε>10−36\varepsilon > 10^{-36}ε>10−36 (FOCS 2022), via max-entropy sampling of spanning trees and strongly Rayleigh distributions — the first general improvement over Wolsey in forty years, by an astronomically small margin.
  • Today. The gap between the 4/34/34/3 lower bound and the 3/2−10−363/2 - 10^{-36}3/2−10−36 upper bound is the conjecture. For half-integral LP solutions — where the conjectured extremal instances live — the bound has been pushed to 1.49831.49831.4983 (Gupta, Lee, Li, Mucha, Newman, and Sarkar, via matroid-based rounding).

Setting

An instance on n≥3n \ge 3n≥3 cities is a cost function ccc assigning to each ordered pair of cities u,vu, vu,v a real cost c(u,v)c(u,v)c(u,v), required to be a metric cost: symmetric (c(u,v)=c(v,u)c(u,v) = c(v,u)c(u,v)=c(v,u)), zero on the diagonal (c(v,v)=0c(v,v) = 0c(v,v)=0), and satisfying the triangle inequality c(u,w)≤c(u,v)+c(v,w)c(u,w) \le c(u,v) + c(v,w)c(u,w)≤c(u,v)+c(v,w). Nonnegativity follows; distinct cities at distance zero are allowed, as usual for metric TSP.

A tour visits every city exactly once and returns to its start. Formally a tour is given by an ordering: a permutation π\piπ of the cities, traversed as π(0),π(1),…,π(n−1)\pi(0), \pi(1), \dots, \pi(n-1)π(0),π(1),…,π(n−1) and back to π(0)\pi(0)π(0); its cost tourCost(c,π)\mathrm{tourCost}(c, \pi)tourCost(c,π) is the sum of the costs of consecutive steps, and OPT(c)\mathrm{OPT}(c)OPT(c) — written tspOpt c — is the minimum over all orderings.

The subtour-elimination (Held–Karp) relaxation replaces the tour by a fractional edge weight x(u,v)x(u,v)x(u,v) for each pair of cities. A weight vector xxx is feasible (IsHeldKarp x) when it is symmetric with zero diagonal, has entries in [0,1][0,1][0,1], gives every city fractional degree two (∑ux(v,u)=2\sum_u x(v,u) = 2∑u​x(v,u)=2), and crosses every nontrivial cut at least twice: for every set SSS of cities other than ∅\emptyset∅ and all cities, ∑u∈S∑v∉Sx(u,v)≥2\sum_{u \in S} \sum_{v \notin S} x(u,v) \ge 2∑u∈S​∑v∈/S​x(u,v)≥2. The Held–Karp bound hkValue c is the infimum of 12∑u∑vc(u,v) x(u,v)\frac{1}{2}\sum_u \sum_v c(u,v)\,x(u,v)21​∑u​∑v​c(u,v)x(u,v) over feasible xxx (the double sum counts each edge twice, hence the 12\frac1221​). The incidence vector of any tour is feasible, so LP≤OPT\mathrm{LP} \le \mathrm{OPT}LP≤OPT always.

Formalization targets

Goal — the 4/3 conjecture

OPT(c)  ≤  43 LP(c)for every n≥3 and every metric cost c.\mathrm{OPT}(c) \;\le\; \tfrac{4}{3}\,\mathrm{LP}(c) \qquad \text{for every } n \ge 3 \text{ and every metric cost } c.OPT(c)≤34​LP(c)for every n≥3 and every metric cost c.

Together with the known lower-bound families this says the integrality gap is exactly 4/34/34/3. The goal carries no algorithm and no constant to improve: it is the terminal statement of the ladder, open in both directions (a proof or a counterexample instance would each settle it).

Milestones — the known ladder

Five results over the same definitions: the relaxation is valid (LP≤OPT\mathrm{LP} \le \mathrm{OPT}LP≤OPT); instance families force the gap arbitrarily close to 4/34/34/3; tree doubling gives OPT≤2 LP\mathrm{OPT} \le 2\,\mathrm{LP}OPT≤2LP; Wolsey's theorem gives OPT≤32 LP\mathrm{OPT} \le \frac{3}{2}\,\mathrm{LP}OPT≤23​LP, the classical upper bound; and the Karlin–Klein–Oveis Gharan record OPT≤(32−ε) LP\mathrm{OPT} \le (\frac{3}{2} - \varepsilon)\,\mathrm{LP}OPT≤(23​−ε)LP for some ε>10−36\varepsilon > 10^{-36}ε>10−36 (FOCS 2022). The last milestone is a statement-level target: its known proof (max-entropy sampling, strongly Rayleigh polynomials) is far beyond current formalization practice, so the mission's usable proving frontier remains Wolsey — the milestone records the state of the art as a formal statement.

Significance

The 4/3 conjecture is the reference open problem of approximation algorithms: the quality of the subtour LP calibrates every algorithmic advance on TSP, and the conjectured extremal instances guide the search for better rounding schemes. The bound is also what practical solvers actually compute — branch-and-cut on this LP solves instances with tens of thousands of cities — so the conjecture is a statement about the observed tightness of the world's most-used combinatorial lower bound.

Nothing in this circle exists in any proof assistant: Mathlib has no TSP, no LP relaxations, no polyhedral combinatorics of tours. The mission's milestones force the base layer into existence — tours over Equiv.Perm, cut constraints over Finset, and, for the upper bounds, the parity and tree arguments (spanning trees against the LP, T-joins for the 3/23/23/2 bound) whose infrastructure is reusable for matching theory and network design far beyond TSP.

Difficulty

The naive plan — round the LP solution to a tour — has no known analysis losing less than 3/23/23/2 in general, and the half-integral extremal instances show the hard cases are structured and simple-looking at once. Christofides' matching argument is provably stuck at 3/23/23/2 against the LP; forty years of work moved the constant by 10−3610^{-36}10−36, and that advance needed an entirely new probabilistic toolkit. On the other side, no instance family with ratio above 4/34/34/3 has ever been found despite extensive computational search over small instances (Benoit–Boyd and successors). Both directions of the goal are genuinely open territory.

Formalization scope

The Lean model commits to: cities Fin n; costs c : Fin n → Fin n → ℝ with IsMetricCost (symmetry, zero diagonal, triangle inequality — nonnegativity is derived, and semimetrics are included as in the standard statement of the conjecture); tours as orderings π : Equiv.Perm (Fin n) traversed cyclically via finRotate, so every permutation denotes a Hamiltonian cycle and every Hamiltonian cycle is denoted; both optimal values as sInf over nonempty, bounded-below sets of reals, so they are genuine minima for n ≥ 3. The hypothesis 3 ≤ n is load-bearing: for n ≤ 2 the degree-2 constraints are infeasible, sInf ∅ = 0 by convention, and the bounds would be false — every theorem therefore carries it.

Welcome contributions: the milestones in any order — held_karp_le_opt is the natural entry point (the tour's incidence vector crosses every cut at least twice); integrality_gap_lower_bound needs the three-path instance family and a case analysis on its tours; tree_doubling_bound needs spanning trees against the LP; wolsey_bound adds the T-join/parity argument and is the summit. Reusable infrastructure — spanning tree polytopes, T-joins, Eulerian traversals, cut lemmas — is welcome as platform theorems. Graph-TSP (7/57/57/5), path TSP, and asymmetric TSP are deliberately left to future missions; the Karlin–Klein–Oveis Gharan bound is stated as a milestone, but its sampling machinery is expected to arrive, if ever, as shared infrastructure built over many contributions.

Selected references

  • G. Dantzig, R. Fulkerson, S. Johnson, Solution of a large-scale traveling-salesman problem, Oper. Res. 2 (1954).
  • M. Held, R. Karp, The traveling-salesman problem and minimum spanning trees, Oper. Res. 18 (1970); Part II, Math. Programming 1 (1971).
  • N. Christofides, Worst-case analysis of a new heuristic for the travelling salesman problem, CMU report (1976); A. Serdyukov, Upravlyaemye Sistemy 17 (1978).
  • L. Wolsey, Heuristic analysis, linear programming and branch and bound, Math. Prog. Study 13 (1980). doi:10.1007/BFb0120913
  • D. Shmoys, D. Williamson, Analyzing the Held-Karp TSP bound: a monotonicity property with application, Inf. Process. Lett. 35 (1990). doi:10.1016/0020-0190(90)90028-V
  • M. Goemans, Worst-case comparison of valid inequalities for the TSP, Math. Programming 69 (1995). doi:10.1007/BF01585563
  • A. Sebő, J. Vygen, Shorter tours by nicer ears, Combinatorica 34 (2014). arXiv:1201.1870
  • A. Karlin, N. Klein, S. Oveis Gharan, A (slightly) improved approximation algorithm for metric TSP, STOC 2021. arXiv:2007.01409
  • A. Karlin, N. Klein, S. Oveis Gharan, A (slightly) improved bound on the integrality gap of the subtour LP for TSP, FOCS 2022. arXiv:2105.10043
  • V. Traub, J. Vygen, Approximation Algorithms for Traveling Salesman Problems, Cambridge University Press, 2024. book page
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Functional AnalysisOperations ResearchOptimization+2·Captain: Shuze Chen

Vector Space Methods II: Gauss–Markov EstimationTextbook

Motivation

Chapter 4 of Luenberger's Optimization by Vector Space Methods (Wiley, 1969) develops linear least-squares estimation as an application of the Hilbert space projection theorem formalized in Mission I of this series. The chapter's centerpiece is the classical Gauss–Markov theorem: among all linear unbiased estimators of an unknown parameter vector from noisy linear measurements, the estimator (W⊤Q−1W)−1W⊤Q−1y(W^\top Q^{-1} W)^{-1} W^\top Q^{-1} y(W⊤Q−1W)−1W⊤Q−1y has minimum variance — componentwise, not merely in trace. This result is foundational for statistics and econometrics, and its Hilbert-space derivation is the cleanest known.

Setting

Measurements are modeled as y=Wβ+εy = W\beta + \varepsilony=Wβ+ε, where yyy is an mmm-dimensional data vector, WWW a known m×nm \times nm×n matrix (n<mn < mn<m) with linearly independent columns, β\betaβ an unknown nnn-dimensional parameter vector, and ε\varepsilonε a random mmm-vector of measurement errors with Eε=0E\varepsilon = 0Eε=0 and covariance E[εε⊤]=QE[\varepsilon\varepsilon^\top] = QE[εε⊤]=Q, positive definite. A linear estimate is β^=Ky\hat\beta = Kyβ^​=Ky for a constant n×mn \times mn×m matrix KKK; it is unbiased when Eβ^=βE\hat\beta = \betaEβ^​=β for every β\betaβ, which holds iff KW=IKW = IKW=I. The optimality criterion is the error second moment E∥β^−β∥2E\|\hat\beta - \beta\|^2E∥β^​−β∥2, and the book's key observation (p. 85) is that the problem splits into nnn independent minimum norm problems, one per component, each solvable by the dual approximation theorem of Mission I.

Formally, randomness is carried by an abstract probability space: a measure space (Ω,μ)(\Omega, \mu)(Ω,μ) with μ\muμ a probability measure, random vectors as functions Ω→Rm\Omega \to \mathbb{R}^mΩ→Rm with explicit integrability hypotheses for all first and second moments, and E[⋅]=∫⋅ dμE[\cdot] = \int \cdot \, d\muE[⋅]=∫⋅dμ.

Formalization targets

The goal is §4.4 Theorem 1 (Gauss–Markov): with K0=(W⊤Q−1W)−1W⊤Q−1K_0 = (W^\top Q^{-1} W)^{-1} W^\top Q^{-1}K0​=(W⊤Q−1W)−1W⊤Q−1,

K0W=I,E[(K0y−β)i2]≤E[(Ky−β)i2]for every i and every K with KW=I,K_0 W = I, \qquad E\big[(K_0 y - \beta)_i^2\big] \le E\big[(K y - \beta)_i^2\big] \quad \text{for every } i \text{ and every } K \text{ with } KW = I,K0​W=I,E[(K0​y−β)i2​]≤E[(Ky−β)i2​]for every i and every K with KW=I,

with error covariance

E[(K0y−β)(K0y−β)⊤]=(W⊤Q−1W)−1.E\big[(K_0 y - \beta)(K_0 y - \beta)^\top\big] = (W^\top Q^{-1} W)^{-1}.E[(K0​y−β)(K0​y−β)⊤]=(W⊤Q−1W)−1.

Milestones: the deterministic least-squares estimate β^=(W⊤W)−1W⊤y\hat\beta = (W^\top W)^{-1} W^\top yβ^​=(W⊤W)−1W⊤y (§4.3 Theorem 1); the book's deterministic reduction — minimize the diagonal entries of KQK⊤KQK^\topKQK⊤ subject to KW=IKW = IKW=I (p. 85); the minimum-variance estimate β^=E[βy⊤](E[yy⊤])−1y\hat\beta = E[\beta y^\top] (E[y y^\top])^{-1} yβ^​=E[βy⊤](E[yy⊤])−1y for random β\betaβ (§4.5 Theorem 1); and the information-form identities RW⊤(WRW⊤+Q)−1=(W⊤Q−1W+R−1)−1W⊤Q−1RW^\top(WRW^\top + Q)^{-1} = (W^\top Q^{-1}W + R^{-1})^{-1}W^\top Q^{-1}RW⊤(WRW⊤+Q)−1=(W⊤Q−1W+R−1)−1W⊤Q−1 and R−RW⊤(WRW⊤+Q)−1WR=(W⊤Q−1W+R−1)−1R - RW^\top(WRW^\top+Q)^{-1}WR = (W^\top Q^{-1}W + R^{-1})^{-1}R−RW⊤(WRW⊤+Q)−1WR=(W⊤Q−1W+R−1)−1 (§4.5 Corollary 2).

Significance

The Gauss–Markov theorem justifies weighted least squares as the optimal linear unbiased procedure and is the standard benchmark against which biased and nonlinear estimators are measured. The minimum-variance estimate of §4.5 is the Bayesian counterpart with prior covariance RRR; the information-form identities connect the two and exhibit Gauss–Markov as the limit R−1→0R^{-1} \to 0R−1→0. Mission III builds the recursive (Kalman) estimator directly on these results.

All results are classical and proved in the source. Mathlib has mature measure-theoretic integration but, to date, no Gauss–Markov theorem and no linear estimation theory; the matrix milestones (trace reduction, information form) are also absent as stated. The probabilistic statements here are deliberately phrased with elementary integrals of products of real-valued components — no Bochner integration of vector-valued maps — so they are approachable with MeasureTheory.integral alone.

Difficulty

The subtlety is bookkeeping, not depth. Unbiasedness must be encoded as the algebraic constraint KW=IKW = IKW=I (the book proves the equivalence with Eβ^=βE\hat\beta = \betaEβ^​=β for all β\betaβ); the componentwise variance claim is strictly stronger than the trace claim and requires the per-component minimum norm argument, not a single matrix inequality. Positive definiteness of QQQ enters through invertibility of W⊤Q−1WW^\top Q^{-1} WW⊤Q−1W, which itself needs the linear independence of the columns of WWW — dropping either hypothesis makes the goal false. In the probabilistic statements every integral needs an integrability hypothesis; the drafts supply integrability of all pairwise products of components, from which integrability of every derived expression follows.

Formalization scope

Random vectors are plain functions Ω → Fin m → ℝ on a MeasurableSpace Ω with a probability measure μ; second moments are hypotheses of the form ∫ ω, ε ω i * ε ω j ∂μ = Q i j with explicit Integrable assumptions; no independence, Gaussianity, or distributional assumptions are used anywhere. Matrices are Matrix (Fin m) (Fin n) ℝ with Mathlib's Matrix.PosDef, nonconstructive inverse ⁻¹, and mulVec. Norms on parameter space are written as explicit finite sums of squares, avoiding any ambiguity between Euclidean and supremum norms on pi types. The estimators under comparison are strictly linear (β^=Ky\hat\beta = Kyβ^​=Ky, no affine offset), exactly as in the source; §4.5's affine extension (its Problem 6) is out of scope.

Selected references

  • David G. Luenberger, Optimization by Vector Space Methods, John Wiley & Sons, 1969. Chapter 4, pp. 78–102. ISBN 0-471-55359-X.
  • A. C. Aitken, On least squares and linear combination of observations, Proc. Roy. Soc. Edinburgh 55 (1935), 42–48 (the weighted-least-squares form of Gauss–Markov).
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Functional AnalysisOperations ResearchOptimization·Captain: Shuze Chen

Vector Space Methods I: Minimum Norm Problems in Hilbert SpaceTextbook

Motivation

Luenberger's Optimization by Vector Space Methods (Wiley, 1969) organizes a large part of optimization theory around a single geometric idea: minimum norm problems in inner product spaces, solved by orthogonal projection. Chapter 3 is the technical heart of that program. Its projection theorem and normal equations underlie least-squares data fitting, Fourier approximation, minimum-energy control, and the whole statistical estimation theory of Chapter 4 — which Missions II and III of this series formalize on top of the present one.

Setting

Throughout, spaces are real. A pre-Hilbert space is a real vector space XXX with an inner product ⟨⋅,⋅⟩\langle\cdot,\cdot\rangle⟨⋅,⋅⟩ inducing the norm ∥x∥=⟨x,x⟩1/2\|x\| = \langle x,x\rangle^{1/2}∥x∥=⟨x,x⟩1/2; a Hilbert space HHH is a complete pre-Hilbert space. Vectors x,yx, yx,y are orthogonal when ⟨x,y⟩=0\langle x, y\rangle = 0⟨x,y⟩=0; for a subset SSS, the orthogonal complement S⊥S^\perpS⊥ is the set of vectors orthogonal to every element of SSS. Given y1,…,yn∈Hy_1,\dots,y_n \in Hy1​,…,yn​∈H, their Gram matrix is G(y1,…,yn)ij=⟨yi,yj⟩G(y_1,\dots,y_n)_{ij} = \langle y_i, y_j\rangleG(y1​,…,yn​)ij​=⟨yi​,yj​⟩ and its determinant g(y1,…,yn)g(y_1,\dots,y_n)g(y1​,…,yn​) is the Gram determinant. A linear variety is a translate x+Mx + Mx+M of a subspace MMM.

Formalization targets

The goal is §3.10 Theorem 2, the dual approximation problem: for linearly independent y1,…,yn∈Hy_1,\dots,y_n \in Hy1​,…,yn​∈H and constants c1,…,cnc_1,\dots,c_nc1​,…,cn​, among all x∈Hx \in Hx∈H satisfying the constraints

⟨x,yi⟩=ci,i=1,…,n,\langle x, y_i\rangle = c_i, \qquad i = 1,\dots,n,⟨x,yi​⟩=ci​,i=1,…,n,

there is a unique vector of minimum norm, and it has the form

x0=∑i=1nβi yi,where∑j=1nβj⟨yj,yi⟩=ci.x_0 = \sum_{i=1}^n \beta_i\, y_i, \qquad \text{where} \qquad \sum_{j=1}^n \beta_j \langle y_j, y_i\rangle = c_i .x0​=i=1∑n​βi​yi​,wherej=1∑n​βj​⟨yj​,yi​⟩=ci​.

The milestone list follows the chapter's own development: the projection theorem in its pre-Hilbert form (§3.3 Theorem 1) and classical form (§3.3 Theorem 2), the orthogonal decomposition H=M⊕M⊥H = M \oplus M^\perpH=M⊕M⊥ with M⊥⊥=MM^{\perp\perp} = MM⊥⊥=M (§3.4 Theorem 1), the normal equations and Gram matrices (§3.6), the Gram determinant formula δ2=g(y1,…,yn,x)/g(y1,…,yn)\delta^2 = g(y_1,\dots,y_n,x)/g(y_1,\dots,y_n)δ2=g(y1​,…,yn​,x)/g(y1​,…,yn​) for the minimum distance (§3.6 Theorem 1), best approximation by Fourier sums over orthonormal families (§3.7, §3.9), minimum norm over a linear variety (§3.10 Theorem 1), and the extension from subspaces to closed convex sets with its variational inequality characterization (§3.12 Theorem 1).

Significance

The dual approximation theorem converts an infinite-dimensional constrained minimum norm problem into an n×nn \times nn×n linear system — the book's model example of finite reduction, applied there to minimum-energy control of a motor (§3.11) and, in Chapter 4, to every linear estimation problem: least squares, Gauss–Markov, and recursive (Kalman) estimation are all instances of these results in a Hilbert space of random variables.

All results here are classical and proved in the source; the mission's product is a faithful machine-checked development with reusable statements. Mathlib already contains close relatives of several milestones (orthogonal projection onto complete subspaces, Submodule.orthogonal), so part of the work is connecting the book's formulations to that library; the Gram determinant distance formula and the dual approximation theorem itself have no direct Mathlib counterpart.

Difficulty

The individual milestones are standard Hilbert space theory. The care is in the statements, not tricks: the pre-Hilbert version of the projection theorem asserts uniqueness and the orthogonality characterization without existence, while existence requires completeness and closedness — conflating the two versions produces unprovable or vacuous statements. The Gram determinant formula requires the (n+1)×(n+1)(n+1) \times (n+1)(n+1)×(n+1) Gram matrix of the extended family (y1,…,yn,x)(y_1,\dots,y_n,x)(y1​,…,yn​,x), where index bookkeeping (Fin.snoc) is easy to get wrong. In §3.12 the variational inequality ⟨x−k0,k−k0⟩≤0\langle x - k_0, k - k_0\rangle \le 0⟨x−k0​,k−k0​⟩≤0 replaces the equality characterization valid for subspaces; the inequality direction is a known trap.

Formalization scope

The development commits to: real scalars (the book allows complex; this series does not), an abstract space H : Type with [NormedAddCommGroup H] [InnerProductSpace ℝ H] and [CompleteSpace H] exactly where the source assumes a Hilbert space; subspaces as Submodule ℝ H with explicit IsClosed hypotheses; finite families as Fin n → H; Gram matrices as Matrix (Fin n) (Fin n) ℝ via Matrix.of; minimum distances as infima (⨅) over coerced submodules. Best approximation statements are phrased as explicit inequalities ‖x - m₀‖ ≤ ‖x - m‖ rather than through any projection operator, so they are usable without choosing Mathlib's orthogonalProjection API. Statements deliberately carry no more hypotheses than the source: §3.3 Theorem 1 and the normal equations hold in any real inner product space; completeness appears only where existence is claimed.

Proofs are expected to lean on Mathlib's inner product space library; contributions of reusable bridging lemmas (e.g. between ⨅-formulations and orthogonalProjection) are welcome as child lemmas via proof sketches.

Selected references

  • David G. Luenberger, Optimization by Vector Space Methods, John Wiley & Sons, 1969. Chapter 3, pp. 46–77. ISBN 0-471-55359-X.
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Erdős Problem 146: Failure of the 2-Degenerate Extremal BoundResearch Paper

A graph HHH is rrr-degenerate if every nonempty subgraph of HHH has a vertex of degree at most rrr. Erdős conjectured — this is Erdős problem #146 — that every fixed bipartite rrr-degenerate graph HHH satisfies

ex(n,H)=O ⁣(n2−1/r).\mathrm{ex}(n, H) = O\!\left(n^{2-1/r}\right).ex(n,H)=O(n2−1/r).

The conjecture was known in several cases: when one bipartition class has maximum degree at most rrr, for rrr-degenerate blow-ups of trees, and, for r=2r = 2r=2, for grids and certain critical 2-degenerate graphs. The best general bound was the weaker ex(n,H)=O(n2−1/(4r))\mathrm{ex}(n,H) = O(n^{2-1/(4r)})ex(n,H)=O(n2−1/(4r)) of Alon, Krivelevich and Sudakov.

This mission carries a complete Lean 4 formalisation refuting it at r=2r = 2r=2.

Theorem. There exist a fixed connected bipartite 2-degenerate graph HHH and constants c,ε>0c, \varepsilon > 0c,ε>0 such that

ex(n,H) ≥ c n3/2+ε\mathrm{ex}(n, H) \ \ge\ c\,n^{3/2 + \varepsilon}ex(n,H) ≥ cn3/2+ε

for all sufficiently large nnn. Since the conjectured bound at r=2r = 2r=2 is O(n3/2)O(n^{3/2})O(n3/2), the excess is polynomial rather than constant, so the conjecture fails outright. A related conjecture of Erdős (problem #113) asserts that a bipartite graph is 2-degenerate if and only if ex(n,H)=O(n3/2)\mathrm{ex}(n,H) = O(n^{3/2})ex(n,H)=O(n3/2); Janzer had already disproved the reverse implication, and this result refutes the forward one.

The construction. The counterexample HHH is built in layers: starting from a layer V0V_0V0​ of size L0L_0L0​, each subsequent layer is Vi=(Vi−12)V_i = \binom{V_{i-1}}{2}Vi​=(2Vi−1​​), and every vertex {a,b}∈Vi\{a,b\} \in V_i{a,b}∈Vi​ is joined to its two parents a,b∈Vi−1a, b \in V_{i-1}a,b∈Vi−1​. The result is connected, bipartite and 2-degenerate by construction, and is related to the complete degenerate graphs of Grzesik, Janzer and Nagy.

The lower bound comes from a sampled Hamming-ball graph. With U={0,1}mU = \{0,1\}^mU={0,1}m, two disjoint copies UL,URU_L, U_RUL​,UR​ are joined whenever their Hamming distance is at most k=⌊τm⌋k = \lfloor \tau m\rfloork=⌊τm⌋, and each vertex is retained independently with probability p=2−βmp = 2^{-\beta m}p=2−βm. The two parameters are governed by the thresholds

A(τ)=κ+τlog⁡23,C(τ)=2h(τ)−1,A(\tau) = \kappa + \tau\log_2 3, \qquad C(\tau) = 2h(\tau) - 1,A(τ)=κ+τlog2​3,C(τ)=2h(τ)−1,

and the construction needs a sampling exponent with A(τ)<β<C(τ)A(\tau) < \beta < C(\tau)A(τ)<β<C(τ). The lower threshold controls exclusion of the layered graph; the upper one controls whether the sampled host has more than n3/2n^{3/2}n3/2 edges.

Exclusion runs on a conditional-entropy functional E(u,z)=1m∑jH(Zj∣Xj,Yj)E(u,z) = \frac{1}{m}\sum_j H(Z_j \mid X_j, Y_j)E(u,z)=m1​∑j​H(Zj​∣Xj​,Yj​) over parent and child arrays. An array of conditional entropy EEE has at most 2mME+O(mlog⁡2M)2^{mME + O(m\log_2 M)}2mME+O(mlog2​M) realisations, while requiring its M=(L2)M = \binom{L}{2}M=(2L​) children to survive sampling costs 2−βmM2^{-\beta mM}2−βmM — which dominates the 2mL2^{mL}2mL possible parent arrays whenever E<βE < \betaE<β. An embedding of HHH would therefore have to raise a bounded entropy potential by a fixed amount at each layer, which is impossible after enough layers. A second-moment argument shows the sampled graph still has Ω(n3/2+ε)\Omega(n^{3/2+\varepsilon})Ω(n3/2+ε) edges, and padding extends the construction to every sufficiently large order.

The material is transplanted from the Lean 4 formalisation accompanying OpenAI's Ten Advances in Mathematics and Theoretical Computer Science (Chapter 10, "Counterexamples to the Compactness and Degeneracy Conjectures for Extremal Numbers", Sections 1.2 and 5–8), and re-verified in this environment: every node is proved from [propext, Classical.choice, Quot.sound] alone, and each staged statement's elaborated type was checked to be identical to the original declaration's. The mission is offered as a curated, closed campaign whose definitions and lemmas — binary entropy and the pair kernel, the layered construction, the Hamming-ball host and its retention measure — are reusable foundations for further work in extremal graph theory.

This is the companion result to Erdős problem #180, the Erdős–Simonovits compactness conjecture, which is formalised in the same source chapter and published as a separate mission.

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Erdős Problem 180: the Erdős–Simonovits Compactness ConjectureResearch Paper

Erdős and Simonovits conjectured that forbidding a finite family of graphs cannot reduce the extremal number by more than a constant factor compared with forbidding one of its members: for every finite nonempty family F\mathcal{F}F whose members all contain a cycle, there should be some F∈FF \in \mathcal{F}F∈F and C>0C>0C>0 with ex(n,F)≤C ex(n,F)\mathrm{ex}(n,F) \le C\,\mathrm{ex}(n,\mathcal{F})ex(n,F)≤Cex(n,F) for all large nnn. The cycle hypothesis is essential — the folklore family {K1,2,2K2}\{K_{1,2}, 2K_2\}{K1,2​,2K2​} already defeats the original formulation — and the corrected conjecture is Erdős problem #180.

This mission carries a complete Lean 4 formalisation refuting it, and refuting it quantitatively: there is a finite family F\mathcal{F}F of connected bipartite graphs, each containing a cycle, with

ex(n,F)=O ⁣(n4/3−1/48)whileex(n,F)=Ω ⁣(n4/3)  (F∈F).\mathrm{ex}(n,\mathcal{F}) = O\!\left(n^{4/3-1/48}\right) \qquad\text{while}\qquad \mathrm{ex}(n,F) = \Omega\!\left(n^{4/3}\right) \ \ (F \in \mathcal{F}).ex(n,F)=O(n4/3−1/48)whileex(n,F)=Ω(n4/3)  (F∈F).

The two bounds are separated by a polynomial factor n1/48n^{1/48}n1/48, so no member can dominate the family up to any constant. The family is F={C4,C6}∪J∪K\mathcal{F} = \{C_4, C_6\} \cup \mathcal{J} \cup \mathcal{K}F={C4​,C6​}∪J∪K, where J\mathcal{J}J and K\mathcal{K}K are the admissible quotients of two properly 222-coloured templates built from the subdivisions of K3,2K_{3,2}K3,2​ and K3,3K_{3,3}K3,3​. The upper bound comes from counting short paths in an F\mathcal{F}F-free graph: excluding J\mathcal{J}J bounds the number of vertices that fail to be centres of a subdivided K3,3K_{3,3}K3,3​, and excluding K\mathcal{K}K forces those vertices to form a vertex cover. The lower bound comes from incidence graphs of symplectic generalized quadrangles W(q)W(q)W(q), with the characteristic of the underlying field chosen to suit the forbidden member — even qqq for J\mathcal{J}J, odd qqq for K\mathcal{K}K — which is exactly the freedom a family bound does not have.

The material is transplanted from the Lean 4 formalisation accompanying OpenAI's Ten Advances in Mathematics and Theoretical Computer Science (Chapter 10, "Counterexamples to the Compactness and Degeneracy Conjectures for Extremal Numbers"), re-verified in this environment. Every node is proved; the mission is offered as a curated, closed campaign whose definitions and lemmas are reusable foundations for further work in extremal graph theory.

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Erdős Problem 183: Multicolour Triangle Ramsey NumbersResearch Paper

How fast do multicolour Ramsey numbers grow? Write RkR_kRk​ for the least nnn such that every colouring of the edges of KnK_nKn​ with kkk colours contains a monochromatic triangle. The classical bounds, essentially unimproved for decades, place RkR_kRk​ between ckc^kck and e⋅k!e\cdot k!e⋅k!, and Erdős asked repeatedly whether the truth is closer to the exponential lower end — his Problem 183 asks whether Rk1/k→∞R_k^{1/k}\to\inftyRk1/k​→∞, i.e. whether the growth is genuinely superexponential.

This mission carries a complete Lean 4 formalisation resolving that question in the affirmative, with an explicit bound: Rk≥(16e38 k1/3/log⁡k)kR_k \ge \left(\tfrac{1}{6e^{38}}\,k^{1/3}/\log k\right)^{k}Rk​≥(6e381​k1/3/logk)k for all sufficiently large kkk, from which Rk1/k→∞R_k^{1/k}\to\inftyRk1/k​→∞ follows, together with the matching two-sided estimate log⁡Rk=Θ(klog⁡k)\log R_k = \Theta(k\log k)logRk​=Θ(klogk) pinning the sharp coefficients. The argument is constructive: it builds triangle-free colourings by a recursive palette construction whose colour count grows fast enough to beat every exponential.

The material is transplanted from the Lean 4 formalisation accompanying OpenAI's Ten Advances in Mathematics and Theoretical Computer Science, re-verified in this environment. Every node is proved — the mission is offered as a curated, closed campaign whose milestones map the attack path and whose lemmas are reusable foundations for further work on multicolour Ramsey theory.

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CombinatoricsNumber TheoryTheoretical Computer Science·Captain: ShouqiaoWang

Erdős Problem 788: Exponent One-Half and Explicit BoundsResearch Paper

Erdős Problem 788 asks how large a set can always be retained when prescribed distinct pair-sums are forbidden. This mission formalizes the repository’s strengthened version of Theorem 1.1: an explicit lower bound valid for every n≥3n\ge 3n≥3, an eventual quantitative upper bound, the conclusion f(n)=n1/2+o(1)f(n)=n^{1/2+o(1)}f(n)=n1/2+o(1), and the exact affirmative answer to the original upper-bound question.

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Number Theory·Captain: Community (Bot)

The Twin Prime ConjectureOpen Problem

Among the most enduring mysteries in number theory is whether the primes keep producing twins — pairs like (11, 13) or (17, 19) that differ by exactly two — no matter how far out one looks. The general form was set down by Alphonse de Polignac in 1849, and the first deep theorem came from Viggo Brun in 1915, who proved that the reciprocals of the twin primes converge to a finite value, now called Brun's constant; in doing so he invented modern sieve theory and showed that twins must thin out even if there are infinitely many. Hardy and Littlewood went further, conjecturing a precise density of about 2C₂·x/(ln x)² for the count of twins below x. For nearly a century the infinitude itself stood untouched, until Yitang Zhang's stunning announcement on 17 April 2013 that some gap below 70 million recurs infinitely often — the first finite bound ever proved. A Polymath collaboration led by Terence Tao, together with James Maynard's independent multidimensional sieve, soon drove that bound down to 246, where it still stands. Closing the gap all the way to 2 — the twin prime conjecture itself — remains open. This mission states it cleanly: the set of primes p for which p + 2 is also prime is infinite.

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The abc ConjectureOpen Problem

Formulated in 1985 by Joseph Oesterlé and David Masser as an arithmetic distillation of Szpiro's conjecture on elliptic curves, the abc conjecture makes a deceptively simple claim about coprime triples with a + b = c: the three numbers cannot all be built from many repeated small primes at once, so c can only rarely exceed rad(abc)^(1+ε). Dorian Goldfeld called it 'the most important unsolved problem in Diophantine analysis,' and for good reason — a single proof would cascade through number theory, delivering Fermat's Last Theorem for all large exponents almost for free, along with Roth's theorem, the Mordell–Faltings theorem, the Fermat–Catalan conjecture, infinitely many non-Wieferich primes, and all but finitely many counterexamples to Beal's conjecture. Since 2012 Shinichi Mochizuki has claimed a proof via inter-universal Teichmüller theory, published in 2021, but the community has not accepted it: in 2018 Peter Scholze and Jakob Stix identified a gap they regarded as fatal. A precise formal statement gives everyone a shared, machine-checkable target around which to organize verified progress.

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Theoretical Computer Science·Captain: intro_user0735

Schönhage's Bound: omega < 2.55Research Paper

Prove Schönhage's 1981 bound that the matrix-multiplication exponent satisfies omega < 51/20, via the tau theorem and the asymptotic sum inequality.

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