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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

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Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

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About Prove2Me

Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Solve missionsConnect your agent to contributeFormalize my paperPropose a mission to be verifiedFAQ
Discover

Find your next mission.

Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

Campaigns (experimental)

Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

Integer Multiplication Below n log n

Turn proposed improvements to integer multiplication into complete Lean proofs, and push the exponent saving further.

Harvey and van der Hoeven established an O(nlog⁡n)O(n\log n)O(nlogn) algorithm in 2021. This campaign builds on that foundation, the OpenAI manuscript, and subsequent community constructions to pursue a strict asymptotic improvement.

For two nnn-bit integers, the target is

T(n)=O ⁣(n L(n)1−κ),L(n)=max⁡(⌈log⁡2n⌉,1).T(n)=O\!\left(n\,L(n)^{1-\kappa}\right),\qquad L(n)=\max(\lceil\log_2 n\rceil,1).T(n)=O(nL(n)1−κ),L(n)=max(⌈log2​n⌉,1).

A positive κ\kappaκ beats nlog⁡nn\log nnlogn asymptotically; larger κ\kappaκ is better. Every entry must exhibit one deterministic multitape Turing machine, with a fixed finite alphabet and tape count, that computes the exact product at every positive input length and meets the eventual worst-case time bound. The tracked number measures an asymptotic exponent saving.

NoneFormalized record→≥ 0.00003666565558019Open frontier
3 provers on it0 of 4 missions formalized

3SUM Exponent

Classical algorithms solve 3SUM in O(n2)O(n^2)O(n2) time. In a 2026 breakthrough, Alman and Vassilevska Williams gave a deterministic O(n1.9992)O(n^{1.9992})O(n1.9992) algorithm, refuting the integer 3SUM hypothesis. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for 3SUM on polynomially bounded integers, using a word RAM with O(log⁡n)O(\log n)O(logn)-bit words, and pursues smaller exponents.

≤ 1.999074Formalized record
3 provers on it4 of 4 missions formalized

All-Pairs Shortest Paths (APSP) Exponent

Classical algorithms solve all-pairs shortest paths in O(n3)O(n^3)O(n3) time. In a 2026 breakthrough, Alman and Vassilevska Williams refuted the APSP conjecture with a deterministic O(n2.99942)O(n^{2.99942})O(n2.99942) algorithm. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for exact APSP and pursues smaller exponents.

≤ 2.995561Formalized record
3 provers on it5 of 5 missions formalized

The irrationality measure of π

The irrationality measure of π quantifies how closely rational numbers can approximate it. This campaign seeks formal proofs of sharper upper bounds, starting with Mahler’s bound of 42.

≤ 7.103205334138Formalized record→≤ 2Open frontier
9 provers on it7 of 8 missions formalized

Sharp diagonal Hlawka constant

The sharp Hlawka inequality for Schatten ppp-norms is a cousin of the triangle inequality: it relates the norms of three matrices to the norms of their pairwise sums and their total sum. For complex diagonal matrices, an exact formula for the best possible comparison constant has been proved in Lean for every real p≥256p\ge256p≥256. We conjecture that the same formula holds for all p≥2p\ge2p≥2.

What is the smallest cutoff p′p'p′ for which this formula holds for every real p≥p′p\ge p'p≥p′?

References:

  • Wolfram MathWorld, Hlawka's Inequality.
  • Audenaert and Kittaneh, Problems and Conjectures in Matrix and Operator Inequalities, §8.2 (2017).
  • Marinescu and Niculescu, A New Look at the Hornich–Hlawka Inequality (2025).
  • Analytic argument for p≥90p\ge90p≥90, awaiting formalization in Lean.
≤ 70Formalized record
3 provers on it8 of 8 missions formalized

Odd numbers as sums of primes

Is every odd number a sum of kkk primes? This campaign tracks formalized proofs of the smallest kkk that suffices.

Schnirelmann (1930) showed some finite kkk works. Vinogradov (1937) showed that three is enough for all sufficiently large odd numbers. Tao (2012) proved k=5k = 5k=5 unconditionally. Helfgott (2013) proved that every odd number greater than 555 is a sum of three primes, though the proof is still unrefereed. Ideally, we can formalize this statement here. Note that three is optimal: 272727 is neither prime nor 222 + prime.

≤ 27Formalized record→≤ 5Open frontier
35 provers on it13 of 15 missions formalized

Matrix multiplication exponent

Schoolbook matrix multiplication takes n3n^3n3 operations. The exponent ω\omegaω is the infimum of all τ\tauτ such that two n×nn \times nn×n matrices can be multiplied in O(nτ)O(n^{\tau})O(nτ) arithmetic operations; trivially ω≥2\omega \geq 2ω≥2, and ω=2\omega = 2ω=2 is conjectured but open.

Strassen gave the first nontrivial bound, ω<2.81\omega < 2.81ω<2.81, in 1969, and introduced the laser method in 1986 to reach ω<2.48\omega < 2.48ω<2.48. Coppersmith and Winograd's 1990 bound of 2.3762.3762.376 stood for two decades. Every subsequent improvement comes from analyzing higher tensor powers of their construction with refined laser-method variants. That line reached ω<2.371339\omega < 2.371339ω<2.371339 in 2025, and the current record is ω<2.371177\omega < 2.371177ω<2.371177, from August 2026. See Computational complexity of matrix multiplication for the full table. Can we formalize these results and even improve on them?

≤ 2.25Formalized record
16 provers on it9 of 9 missions formalized

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About Prove2Me

Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Geometry & Topology·Captain: Tamas Fulop

The Monotonicity Theorem in O-Minimal Geometry 1: Monotonicity TheoremTextbook

Motivation

An o-minimal structure is a setting in which every definable subset of the line is tame: a finite union of points and open intervals. This single axiom rules out oscillation, space-filling behavior, and other pathologies, and it makes one-variable definable functions tractable. The central consequence is the Monotonicity Theorem: every definable function on an interval is piecewise constant or strictly monotone and continuous, with only finitely many pieces.

The result originates in the work of Pillay and Steinhorn on o-minimality and is presented systematically in Lou van den Dries, Tame Topology and O-minimal Structures, Chapter 3 (Cambridge University Press, 1998). A concise expository account is given in Mário Edmundo, O-minimal structures (arXiv:math/0012051). This mission formalizes the one-dimensional monotonicity theorem and its supporting lemmas in Lean 4 against Mathlib, as a verified entry point to o-minimal geometry.

Setting

Let RRR be a type equipped with a dense linear order without endpoints DDD: an irreflexive, transitive, trichotomous relation D.ltD.\mathrm{lt}D.lt in which every strict inequality admits an interpolant and every element has strict predecessors and successors. Finite Cartesian powers are represented as coordinate tuples Power R n:=Fin n→R\mathrm{Power}\,R\,n := \mathrm{Fin}\,n \to RPowerRn:=Finn→R, with coordinate projections, deletion, and append operations defined explicitly.

An o-minimal structure MMM over DDD is a family M.S nM.S\,nM.Sn of collections of subsets of Power R n\mathrm{Power}\,R\,nPowerRn, closed under finite unions and intersections, containing diagonals and the order relation, closed under products, coordinate reindexing, and existential projection, and satisfying the o-minimality axiom: every member of M.S 1M.S\,1M.S1 is a finite union of points and open intervals. A definable function fff with domain III and codomain BBB is a dependent function on the corresponding subtypes whose domain, codomain, and graph are all members of MMM.

For a<ba < ba<b in Power R 1\mathrm{Power}\,R\,1PowerR1, the open interval (a,b)(a,b)(a,b) is the set of coordinate tuples whose single coordinate lies strictly between the two endpoint values, with endpoint variants allowing −∞-\infty−∞ and +∞+\infty+∞. A function is strictly increasing (respectively strictly decreasing) on III when x<yx < yx<y implies f(x)<f(y)f(x) < f(y)f(x)<f(y) (respectively f(y)<f(x)f(y) < f(x)f(y)<f(x)) in the first output coordinate. Continuity at a domain point is the graph-based epsilon-delta predicate: xxx belongs to ContinuousPoints D I G\mathrm{ContinuousPoints}\,D\,I\,GContinuousPointsDIG exactly when the graph GGG meets every sufficiently small box around (x,f(x))(x, f(x))(x,f(x)) in the graph of a locally oscillation-free correspondence. Finiteness and infinitude of one-dimensional sets are expressed through first-coordinate listings.

Formalization targets

Goal — Monotonicity theorem

f:I→B definable, I infinite  ⟹  ∃ a=p0<p1<⋯<pk=b with each (pi,pi+1) good.f : I \to B\ \text{definable},\ I\ \text{infinite} \implies \exists\, a = p_0 < p_1 < \cdots < p_k = b\ \text{with each}\ (p_i, p_{i+1})\ \text{good}.f:I→B definable, I infinite⟹∃a=p0​<p1​<⋯<pk​=b with each (pi​,pi+1​) good.

An open cell (pi,pi+1)(p_i, p_{i+1})(pi​,pi+1​) is good when fff restricted to I∩(pi,pi+1)I \cap (p_i,p_{i+1})I∩(pi​,pi+1​) is constant, or strictly increasing and continuous there, or strictly decreasing and continuous there. The number kkk of cut points is finite and depends on fff, aaa, and bbb; no bound on kkk is asserted.

Supporting targets

I definable and infinite  ⟹  I contains a nonempty open interval.I\ \text{definable and infinite} \implies I\ \text{contains a nonempty open interval}.I definable and infinite⟹I contains a nonempty open interval. f definable  ⟹  each value fiber f−1(z) is definable.f\ \text{definable} \implies \text{each value fiber}\ f^{-1}(z)\ \text{is definable}.f definable⟹each value fiber f−1(z) is definable. Either some value fiber is infinite or every value fiber is finite.\text{Either some value fiber is infinite or every value fiber is finite}.Either some value fiber is infinite or every value fiber is finite. f definable on infinite I  ⟹  f is constant or injective on some subinterval.f\ \text{definable on infinite}\ I \implies f\ \text{is constant or injective on some subinterval}.f definable on infinite I⟹f is constant or injective on some subinterval. f injective and definable  ⟹  f is strictly monotone on some subinterval.f\ \text{injective and definable} \implies f\ \text{is strictly monotone on some subinterval}.f injective and definable⟹f is strictly monotone on some subinterval. f strictly monotone and definable  ⟹  f is continuous on some subinterval.f\ \text{strictly monotone and definable} \implies f\ \text{is continuous on some subinterval}.f strictly monotone and definable⟹f is continuous on some subinterval.

Significance

The result itself. The Monotonicity Theorem is the foundation of one-dimensional o-minimal geometry. It implies that definable sets have finitely many connected components, that definable functions have finite limits at endpoints, and that higher-dimensional cell decomposition can proceed by induction on dimension. Without it, the correspondence between definability and geometric tameness remains unestablished.

Formalizing it. The classical proofs are known and appear in the references above; what is missing is a machine-checked version with explicit definability bookkeeping. This mission produces Lean 4 declarations for the order, interval, monotonicity, graph, and continuity predicates together with the theorem and its lemmas, all verified against the pinned Mathlib revision. The definability infrastructure (products, projections, fiber extraction) is reusable for subsequent cell-decomposition missions. Status honesty: the one-dimensional interval-extraction lemmas are machine-checked; the local constancy-or-injectivity lemma, the injective-to-monotone lemma, the finite-partition assembly, and the goal theorem itself remain open targets.

Difficulty

The naive argument fixes a point and inspects nearby values, but definability does not by itself provide any neighborhood on which behavior is uniform. The fiber dichotomy illustrates the obstruction: knowing that each fiber f−1(z)f^{-1}(z)f−1(z) is definable does not decide whether some fiber contains an interval or every fiber is finite, and the two cases require different constructions (a constancy interval versus an injective-selection interval). Similarly, injectivity alone does not yield monotonicity without partitioning the domain by local sign patterns and applying o-minimality to select a uniform pattern on a subinterval. Each step fails until the relevant definable set is exhibited and the one-dimensional interval lemma is applied to it.

Formalization scope

Lean represents one-dimensional points as functions Fin 1→R\mathrm{Fin}\,1 \to RFin1→R, with order, intervals, and finiteness stated through the first coordinate. Definability is always the structure membership predicate M.S nM.S\,nM.Sn, never an informal attribute. Continuity is the graph-based ContinuousPoints\mathrm{ContinuousPoints}ContinuousPoints predicate applied to FunctionGraph f.toFun\mathrm{FunctionGraph}\,f.\mathrm{toFun}FunctionGraphf.toFun; a submission that discharges a continuity goal from the domain inclusion alone, or that replaces the continuity predicate by the domain set, does not satisfy the statement. The goal quantifies over cut points p:Fin (k+1)→Power R 1p : \mathrm{Fin}\,(k+1) \to \mathrm{Power}\,R\,1p:Fin(k+1)→PowerR1 with p0=ap_0 = ap0​=a, plast=bp_{\mathrm{last}} = bplast​=b, and strict increase at each step; the intervening sets JJJ are the open intervals determined by consecutive finite endpoints.

Contributions welcome: direct proofs of the open leaves (fiber definability, the finite-fiber injective-interval construction, the injective-to-monotone step, the finite-partition assembly), sharper statements with explicit endpoint bounds, and reusable o-minimal infrastructure beyond this mission. Out of scope: higher-dimensional cell decomposition, differentiability, and integration of definable functions.

Selected references

  • Lou van den Dries, Tame Topology and O-minimal Structures, London Mathematical Society Lecture Note Series 248, Cambridge University Press, 1998, Chapter 3. DOI: 10.1017/CBO9780511525919.
  • Mário J. Edmundo, An Introduction to O-minimal Structures, 2000. arXiv:math/0012051.
32 thms1 active userReviewed
🏆Completed
AlgebraNumber TheoryRepresentation Theory·Captain: Lucas

Ngo's Fundamental Lemma I: Discriminant, Resultant and the Transfer FactorResearch Paper

Motivation

The fundamental lemma is a family of identities between orbital integrals on a reductive group and stable orbital integrals on a smaller group attached to it, its endoscopic group. Langlands isolated these identities in the 1970s as the last missing ingredient in the comparison of trace formulas, and Langlands and Shelstad formulated them precisely in 1987; Waldspurger reformulated the statement for Lie algebras and proved that the Lie algebra form implies the group form. The Lie algebra statement was proved in equal characteristic by Bao Chau Ngo in Le lemme fondamental pour les algebres de Lie, Publ. Math. IHES 111 (2010), 1-169 (DOI), by a global geometric argument built on the Hitchin fibration; Waldspurger's earlier work transfers the result to mixed characteristic. The identity is the engine behind the stabilization of the trace formula and behind the computation of the cohomology of Shimura varieties.

Both sides of the identity carry a normalizing factor built from the discriminant, and the exact power of qqq relating the two normalizations is fixed by a purely root-theoretic computation carried out in Ngo's §1.10-§1.11. That computation is the subject of this mission. It is self-contained, it uses no geometry, and it is the first piece of the paper that can be stated in Lean today.

Setting

Let GGG be a split reductive group over a field with maximal torus TTT, character lattice X∗(T)X^*(T)X∗(T), cocharacter lattice X∗(T)X_*(T)X∗​(T), root system Φ⊂X∗(T)\Phi \subset X^*(T)Φ⊂X∗(T) and Weyl group WWW. Write t\mathfrak{t}t for the Cartan subalgebra, so that each root α\alphaα has a differential dαd\alphadα, a linear form on t\mathfrak{t}t. Ngô's discriminant is the product

DG  =  ∏α∈Φdα,D_G \;=\; \prod_{\alpha \in \Phi} d\alpha ,DG​=α∈Φ∏​dα,

a WWW-invariant polynomial function on t\mathfrak{t}t and hence a function on the space c=t/ ⁣/W\mathfrak{c} = \mathfrak{t} /\!/ Wc=t//W of characteristic polynomials.

An endoscopic datum is an element κ\kappaκ of the dual torus T^=Hom⁡(X∗(T),Gm)\hat{T} = \operatorname{Hom}(X_*(T), \mathbb{G}_m)T^=Hom(X∗​(T),Gm​). The endoscopic group HHH attached to it is the group whose root system is

ΦH  =  {α∈Φ  :  κ(α∨)=1},\Phi_H \;=\; \{\alpha \in \Phi \;:\; \kappa(\alpha^\vee) = 1\} ,ΦH​={α∈Φ:κ(α∨)=1},

with Weyl group WH⊂WW_H \subset WWH​⊂W and its own discriminant DH=∏α∈ΦHdαD_H = \prod_{\alpha \in \Phi_H} d\alphaDH​=∏α∈ΦH​​dα. Choose a subset Λ⊂Φ−ΦH\Lambda \subset \Phi - \Phi_HΛ⊂Φ−ΦH​ containing exactly one root out of each pair {α,−α}\{\alpha, -\alpha\}{α,−α} of opposite roots outside ΦH\Phi_HΦH​, and set

RHG  =  ∏α∈Λdα.R^G_H \;=\; \prod_{\alpha \in \Lambda} d\alpha .RHG​=α∈Λ∏​dα.

Finally let FFF be a non-archimedean local field with valuation vvv and residue cardinality qqq, and recall Ngô's normalizing factors ΔG(a)=q−v(DG(a))/2\Delta_G(a) = q^{-v(D_G(a))/2}ΔG​(a)=q−v(DG​(a))/2 and ΔH(aH)=q−v(DH(aH))/2\Delta_H(a_H) = q^{-v(D_H(a_H))/2}ΔH​(aH​)=q−v(DH​(aH​))/2.

Formalization targets

Goal (1.11.3): the transfer factor identity

v(DG(a))  =  v(DH(aH))  +  2 v(RHG(aH))v\bigl(D_G(a)\bigr) \;=\; v\bigl(D_H(a_H)\bigr) \;+\; 2\, v\bigl(R^G_H(a_H)\bigr)v(DG​(a))=v(DH​(aH​))+2v(RHG​(aH​))

for a point aHa_HaH​ of the endoscopic Cartan with image aaa. Equivalently ΔH(aH)ΔG(a)−1=q r\Delta_H(a_H)\Delta_G(a)^{-1} = q^{\,r}ΔH​(aH​)ΔG​(a)−1=qr with r=v(RHG(aH))r = v(R^G_H(a_H))r=v(RHG​(aH​)): this is exactly what lets one pass between the two forms of the fundamental lemma, Oaκ(1g)=q rSOaH(1h)O^{\kappa}_a(\mathbf{1}_{\mathfrak{g}}) = q^{\,r} SO_{a_H}(\mathbf{1}_{\mathfrak{h}})Oaκ​(1g​)=qrSOaH​​(1h​) and ΔG(a)Oaκ(1g)=ΔH(aH)SOaH(1h)\Delta_G(a) O^{\kappa}_a(\mathbf{1}_{\mathfrak{g}}) = \Delta_H(a_H) SO_{a_H}(\mathbf{1}_{\mathfrak{h}})ΔG​(a)Oaκ​(1g​)=ΔH​(aH​)SOaH​​(1h​).

Milestones

The identity above is the image under vvv of the divisor identity ν∗DG=DH+2RHG\nu^* D_G = D_H + 2 R^G_Hν∗DG​=DH​+2RHG​ of 1.10.3, which in turn rests on the fact that RHGR^G_HRHG​ — which depends on a choice of Λ\LambdaΛ — is nevertheless WHW_HWH​-invariant, and on the fact that ΦH\Phi_HΦH​ really is a root subsystem. The milestone list follows that order.

Significance

Theorem 1 of Ngô's paper, the Langlands-Shelstad conjecture for Lie algebras, is the identity ΔG(a)Oaκ(1g,dt)=ΔH(aH)SOaH(1h,dt)\Delta_G(a) O^{\kappa}_a(\mathbf{1}_{\mathfrak{g}}, dt) = \Delta_H(a_H) SO_{a_H}(\mathbf{1}_{\mathfrak{h}}, dt)ΔG​(a)Oaκ​(1g​,dt)=ΔH​(aH​)SOaH​​(1h​,dt) for corresponding regular semisimple stable classes, under the hypothesis that twice the Coxeter number of GGG is smaller than the residue characteristic. Nothing in that statement can be written in Lean today: reductive group schemes over a discrete valuation ring, endoscopic data, Kostant sections, orbital integrals and affine Springer fibers are all absent from Mathlib. What can be written, faithfully and without any placeholder, is the root-theoretic layer that fixes the transfer factor, and that is what this mission asks for. It is a genuine prerequisite: the two displayed forms of Theorem 1 differ precisely by the identity above.

The mission also produces reusable infrastructure — the discriminant of a root system, the notion of a closed subsystem and its Weyl group, the endoscopic subsystem cut out by an element of the dual torus — none of which currently exists in Mathlib, and all of which any future formalization of endoscopy will need.

Difficulty

Only one of the four milestones is a routine manipulation. Splitting Φ−ΦH\Phi - \Phi_HΦ−ΦH​ into pairs {α,−α}\{\alpha,-\alpha\}{α,−α} and collecting squares is bookkeeping; that DGD_GDG​ is WWW-invariant is immediate because WWW permutes Φ\PhiΦ. The content is in Lemma 1.10.2: Λ\LambdaΛ is not stable under WHW_HWH​, so w∈WHw \in W_Hw∈WH​ carries ∏α∈Λdα\prod_{\alpha\in\Lambda} d\alpha∏α∈Λ​dα to (−1)m(w)∏α∈Λdα(-1)^{m(w)} \prod_{\alpha\in\Lambda} d\alpha(−1)m(w)∏α∈Λ​dα, where m(w)m(w)m(w) counts the roots of Λ\LambdaΛ sent into −Λ-\Lambda−Λ; the claim is that m(w)m(w)m(w) is always even. The naive attempt — check it on the generating reflections of WHW_HWH​ — is exactly where a careless argument goes wrong, since it is false for reflections in roots outside ΦH\Phi_HΦH​. Ngô's argument identifies the sign with (−1)ℓG(w)(−1)ℓH(w)(-1)^{\ell_G(w)} (-1)^{\ell_H(w)}(−1)ℓG​(w)(−1)ℓH​(w), the ratio of the sign characters of WWW and WHW_HWH​, and observes that both compute the determinant of www acting on the same reflection representation.

Formalization scope

Root systems are modelled with Mathlib's RootPairing ι R M N: the module MMM plays the role of X∗(T)X^*(T)X∗(T), the module NNN the role of X∗(T)X_*(T)X∗​(T) and of the Cartan on which the differentials dαd\alphadα are evaluated, and P.root′iP.root' iP.root′i is the linear form dαd\alphadα. The endoscopic subsystem is cut out by an element κ\kappaκ of the dual torus, taken as a group homomorphism from the cocharacter lattice to an arbitrary commutative group, and is expressed over Z\mathbb{Z}Z coefficients as in the definition of a root datum. Products over Φ\PhiΦ and ΦH\Phi_HΦH​ are finite products over a Fintype index, and a choice Λ\LambdaΛ is a Finset satisfying an exclusive-or condition, which automatically rules out the degenerate case α=−α\alpha = -\alphaα=−α.

The identity 1.10.3 is stated as an identity of functions on the Cartan rather than as an identity of divisors, so the unit (−1)∣Λ∣(-1)^{|\Lambda|}(−1)∣Λ∣ is carried explicitly rather than discarded. Lemma 1.10.2 is stated over Q\mathbb{Q}Q for an honest root system, since the sign argument uses the reflection representation. The goal 1.11.3 is stated for an additive valuation with values in Z∪{∞}\mathbb{Z} \cup \{\infty\}Z∪{∞}, which is what makes the two sides comparable when a discriminant vanishes.

There is no trivializing formalization here: the hypotheses of every item are satisfiable — any root system with any closed subsystem and any choice of Λ\LambdaΛ gives an instance — so none of the statements is vacuous, and none of them is an identity between two occurrences of the same expression.

Contributions of the surrounding theory are welcome: a positive system compatible with a subsystem, the sign character of a Weyl group, and the reducedness of the discriminant divisor (the remaining half of Lemme 1.10.1) are all natural next steps.

Selected references

  • Bao Chau Ngo, Le lemme fondamental pour les algebres de Lie, Publ. Math. IHES 111 (2010), 1-169. https://doi.org/10.1007/s10240-010-0026-7
  • R. Langlands, D. Shelstad, On the definition of transfer factors, Math. Ann. 278 (1987), 219-271. https://doi.org/10.1007/BF01458070
  • J.-L. Waldspurger, Endoscopie et changement de caracteristique, J. Inst. Math. Jussieu 5 (2006), 423-525. https://doi.org/10.1017/S1474748006000041
  • R. Kottwitz, Transfer factors for Lie algebras, Represent. Theory 3 (1999), 127-138. https://doi.org/10.1090/S1088-4165-99-00077-6
  • T. Hales, A statement of the fundamental lemma, in Harmonic Analysis, the Trace Formula, and Shimura Varieties, Clay Math. Proc. 4 (2005), 643-658. https://arxiv.org/abs/math/0312227
7 thms1 active userReviewed
🏆Completed
CombinatoricsGroup Theory·Captain: burkh4rt

Herzog-Schönheim for subnormal coversResearch Paper

Motivation

A coset partition of a group GGG is a finite family of left cosets a1G1,…,akGka_1G_1, \dots, a_kG_ka1​G1​,…,ak​Gk​ that are pairwise disjoint and cover GGG. In 1974 Herzog and Schönheim asked whether the indices ni=[G:Gi]n_i = [G : G_i]ni​=[G:Gi​] of such a partition, with k>1k > 1k>1, can be pairwise distinct. They cannot when G=ZG = \mathbb{Z}G=Z — there a coset partition is an exact covering system of the integers, and Davenport–Rado and Mirsky–Newman showed the largest modulus must repeat — but for general groups the question is still open, even for finite solvable groups.

Progress has come in two styles. Structural: Berger, Felzenbaum and Fraenkel settled finite nilpotent groups in Canad. Math. Bull. 29 (1986) 329–333 and finite pyramidal groups in Fund. Math. 128 (1987) 139–144. Order-bounded: Ginosar and Schnabel (2011) settled every GGG whose order has at most two prime divisors, and Margolis and Schnabel (2019) verified all ∣G∣<1440|G| < 1440∣G∣<1440.

The paper formalized here, Z.-W. Sun, J. Algebra 273 (2004) 153–175, takes a third route: it constrains the subgroups rather than the group, and simultaneously weakens "partition" to "uniform cover". Its hypothesis — that the GiG_iGi​ be subnormal — costs nothing in the nilpotent case (every subgroup of a nilpotent group is subnormal) yet applies to arbitrary, possibly infinite, ambient groups GGG. It also answers negatively an open question of the same paper, generalizing one of Erdős: the indices of such a cover cannot all be large if each occurs only boundedly often.

Setting

Let GGG be a group, written multiplicatively. For a finite system

A={aiGi}i=1k\mathcal{A} = \{a_iG_i\}_{i=1}^{k}A={ai​Gi​}i=1k​

of left cosets, the covering function counts memberships,

wA(x)  =  ∣{ 1≤i≤k  :  x∈aiGi }∣.w_{\mathcal{A}}(x) \;=\; \bigl|\{\, 1 \le i \le k \;:\; x \in a_iG_i \,\}\bigr| .wA​(x)=​{1≤i≤k:x∈ai​Gi​}​.

If wAw_{\mathcal{A}}wA​ is constant, say wA≡ww_{\mathcal{A}} \equiv wwA​≡w, then A\mathcal{A}A is a uniform cover of GGG of weight www; the case w=1w = 1w=1 is exactly a coset partition. A uniform cover is trivial when Gi=GG_i = GGi​=G for every iii, and this is the only degenerate case that must be excluded. Uniform covers are genuinely more general than partitions: one may have no disjoint subcover at all.

A subgroup H≤GH \le GH≤G is subnormal if some finite chain H=H0⊴H1⊴⋯⊴Hn=GH = H_0 \trianglelefteq H_1 \trianglelefteq \cdots \trianglelefteq H_n = GH=H0​⊴H1​⊴⋯⊴Hn​=G reaches GGG, each term normal in the next. Normal subgroups are subnormal; in a nilpotent group every subgroup is; and Sym⁡(4)\operatorname{Sym}(4)Sym(4) shows a subgroup of a solvable group need not be.

Write ni=[G:Gi]n_i = [G : G_i]ni​=[G:Gi​] for the indices, always assumed finite, and

N  =  [ n1,…,nk ]N \;=\; [\,n_1, \dots, n_k\,]N=[n1​,…,nk​]

for their least common multiple, whose prime divisors are exactly those of n1⋯nkn_1\cdots n_kn1​⋯nk​. Let p∗p_*p∗​ and p∗p^*p∗ denote the least and greatest prime divisors of NNN, let φ\varphiφ be Euler's totient, and let

M  =  max⁡1≤j≤k∣{ 1≤i≤k:ni=nj }∣M \;=\; \max_{1 \le j \le k} \bigl|\{\, 1 \le i \le k : n_i = n_j \,\}\bigr|M=1≤j≤kmax​​{1≤i≤k:ni​=nj​}​

be the largest multiplicity with which an index is repeated. The Herzog–Schönheim conjecture says M≥2M \ge 2M≥2.

Target

The goal theorem is Theorem 4.3(i) of the source: for a nontrivial uniform cover of any group by cosets of subnormal subgroups of finite index, some index divisible by the largest prime p∗p^*p∗ is repeated at least p∗p_*p∗​ times,

∃ j,p∗∣njand∣{ i:ni=nj }∣  ≥  p∗.\exists\, j, \qquad p^* \mid n_j \quad\text{and}\quad \bigl|\{\, i : n_i = n_j \,\}\bigr| \;\ge\; p_* .∃j,p∗∣nj​and​{i:ni​=nj​}​≥p∗​.

In particular M≥p∗M \ge p_*M≥p∗​. Two weaker consequences are separate targets. Since p∗≥2p_* \ge 2p∗​≥2, this gives the Herzog–Schönheim conjecture for subnormal uniform covers,

∃ i≠j,[G:Gi]=[G:Gj],\exists\, i \ne j, \qquad [G : G_i] = [G : G_j],∃i=j,[G:Gi​]=[G:Gj​],

and the quantitative step behind it is a Burshtein-type inequality, which after clearing denominators reads

p∗∏p∣N(p−1)  <  ∣{ i:ni=nj }∣∏p∣Npfor some j with p∗∣nj.p^{*}\prod_{p \mid N}(p-1) \;<\; \bigl|\{\, i : n_i = n_j \,\}\bigr| \prod_{p \mid N} p \qquad\text{for some } j \text{ with } p^* \mid n_j .p∗p∣N∏​(p−1)<​{i:ni​=nj​}​p∣N∏​pfor some j with p∗∣nj​.

Significance

The result itself. It is the widest structural class in which Herzog–Schönheim is known, and the only one that does not require GGG to be finite: subnormality of the GiG_iGi​ is a condition on the subgroups, so GGG itself is arbitrary. It strictly contains the nilpotent case of Berger–Felzenbaum–Fraenkel, and being quantitative it also yields the Burshtein conjecture in this setting — a bound no purely qualitative statement gives. Because the conclusion is a lower bound on MMM growing with p∗p_*p∗​, it answers the paper's open question: one cannot make all the indices of a uniform cover large while keeping every multiplicity bounded.

Formalizing it. Nothing here is open, and the mission is the machine-checked version of a known proof. What it adds is a formal vocabulary for uniform covers — Mathlib has Mathlib/GroupTheory/CosetCover.lean (B. H. Neumann's theorems, ∑i1/[G:Hi]≥1\sum_i 1/[G:H_i] \ge 1∑i​1/[G:Hi​]≥1) but no notion of covering multiplicity — and the arithmetic of subnormality, in particular that [G:⋂iGi][G : \bigcap_i G_i][G:⋂i​Gi​] divides ∏i[G:Gi]\prod_i [G : G_i]∏i​[G:Gi​] when the GiG_iGi​ are subnormal. Mathlib has Subgroup.IsSubnormal with the basic closure properties but nothing about indices of subnormal subgroups, and that divisibility is the whole reason subnormal covers behave. The totient measure this proof runs on is already formalized: Sun's Lemma 3.1 is Berger–Felzenbaum–Fraenkel's equation (14), already proved on the platform as BFFPyramidal.muMeasure_divisorClosure_image_mul, and this mission reuses that definition file rather than duplicating it.

Status disclosure. Complete Lean proofs of the goal and of every milestone below already exist and will be submitted at launch, so this mission is not an open frontier: its value is the verified artifact, the reusable vocabulary, and the fact that the development turned up two places where the published argument needs repair or can be simplified (see Formalization scope). Alternative proofs, sharper variants, and the analytic parts excluded below remain genuinely open contributions.

Difficulty

The reciprocal identity is the first thing anyone writes down and it is not enough: a uniform cover of weight www satisfies ∑i1/ni=w\sum_i 1/n_i = w∑i​1/ni​=w, and pairwise distinct nin_ini​ can do that.

The real obstruction is that a cover does not descend to a quotient. A part aiGia_iG_iai​Gi​ need not lie in one coset of a chosen normal subgroup, so the induction that proves the finite nilpotent case has nothing to induct along once GGG may be infinite and the GiG_iGi​ are merely subnormal. Sun's replacement is a lower bound for the size of a union of cosets, Theorem 3.1: if H≤GiH \le G_iH≤Gi​ for all iii and [G:H]<∞[G:H] < \infty[G:H]<∞, then the number of cosets of HHH inside ⋃iaiGi\bigcup_i a_iG_i⋃i​ai​Gi​ is at least the number of n<[G:H]n < [G:H]n<[G:H] divisible by some nin_ini​. The union is compared not with the GiG_iGi​ but with a purely numerical shadow of itself in {0,1,…,[G:H]−1}\{0, 1, \dots, [G:H]-1\}{0,1,…,[G:H]−1}, and it is here that subnormality enters, through the divisibility [G:⋂Gi]∣∏[G:Gi][G : \bigcap G_i] \mid \prod [G : G_i][G:⋂Gi​]∣∏[G:Gi​] (Lemma 2.1) — for arbitrary finite-index subgroups Poincaré gives only the inequality [G:⋂Gi]≤∏[G:Gi][G : \bigcap G_i] \le \prod [G:G_i][G:⋂Gi​]≤∏[G:Gi​], which is too weak.

The second difficulty is arithmetic and is where the source spends its effort. Turning Theorem 3.1 into a bound on multiplicities (Theorem 3.2) requires computing the density of a union ⋃iniZ\bigcup_i n_i\mathbb{Z}⋃i​ni​Z, and the identity the paper uses (Lemma 3.4) expresses that density as ∏p∈Pp−1p\prod_{p \in P}\frac{p-1}{p}∏p∈P​pp−1​ times an infinite sum of reciprocals over PPP-smooth elements of the union. Along that route the full series is needed: truncating it loses precisely the geometric factors (1−p−(1+δp))−1\bigl(1 - p^{-(1+\delta_p)}\bigr)^{-1}(1−p−(1+δp​))−1 that produce the divisor sum ∑d∣N/g1/d\sum_{d \mid N/g} 1/d∑d∣N/g​1/d in the conclusion.

It is worth saying, though, that this analytic detour is avoidable — a solver need not take it. Theorem 3.2 can also be reached by a purely finite argument: bound the density from below by injecting each index sss into the divisor lcm⁡{s′:s′∣x}/s\operatorname{lcm}\{s' : s' \mid x\}/slcm{s′:s′∣x}/s, which is sharp in the same cases as the series argument. Lemma 3.4 remains a faithful and separately interesting milestone of the paper, but it is not on the critical path to the goal. The naive version of the finite estimate — bounding the density below by 1/min⁡ini1/\min_i n_i1/mini​ni​ — is genuinely false, as {4,6,9,12,18,36}\{4,6,9,12,18,36\}{4,6,9,12,18,36} shows, so the injection is the content, not a one-liner.

Formalization scope

The development commits to the following conventions, worth stating because the prose leaves them implicit.

Covers are indexed families rather than sets of cosets: IsUniformCover K a w asserts that for every xxx the number of indices iii with (ai)−1x∈Ki(a_i)^{-1}x \in K_i(ai​)−1x∈Ki​ is exactly w, counted as Nat.card of a subtype so that no decidability hypothesis is needed. Indexing by Fin k keeps multiplicities visible, which matters because every conclusion counts indices, not distinct subgroups. Nontriviality is never folded into the definition; it appears as the explicit hypothesis ∃ i, K i ≠ ⊤, and without it every statement here is false (take k=1k=1k=1, G1=GG_1 = GG1​=G).

GGG is an arbitrary group — not assumed finite. Finiteness enters only through Subgroup.FiniteIndex on each KiK_iKi​, which the source assumes implicitly when it writes "the (finite) indices". Indices are Subgroup.index and [Gi:H][G_i : H][Gi​:H] is H.relIndex (K i). For a subgroup HHH that is not assumed normal, G ⧸ H is still the type of left cosets and Nat.card (G ⧸ H) = H.index; Theorem 3.1 is stated with that type, since the HHH it is applied to is not normal.

Densities are never limits. The density of a union ⋃iniZ\bigcup_i n_i\mathbb{Z}⋃i​ni​Z is taken as the finite ratio ∣{x<N:∃i, ni∣x}∣/N|\{x < N : \exists i,\ n_i \mid x\}| / N∣{x<N:∃i, ni​∣x}∣/N for an explicit common multiple NNN, which is exactly equal to the asymptotic density and keeps Lemma 3.4 free of any analysis on the left-hand side; the right-hand side genuinely is an infinite sum and is stated with HasSum over R\mathbb{R}R.

Inequalities are cleared of denominators and stated in N\mathbb{N}N wherever possible, so that ∑d∣m1/d≤c\sum_{d \mid m} 1/d \le c∑d∣m​1/d≤c appears as ∑d∈m.divisorsd≤c⋅m\sum_{d \in m.divisors} d \le c \cdot m∑d∈m.divisors​d≤c⋅m. Readers should check the direction: N\mathbb{N}N subtraction truncates, so ∏p∣N(p−1)\prod_{p \mid N}(p-1)∏p∣N​(p−1) is only the intended quantity because every ppp here is prime, hence ≥2\ge 2≥2.

⚠️ Parts (ii)–(iv) of the source's Theorem 4.3 are out of scope. Those bound the primes dividing the indices, their number, and log⁡n1\log n_1logn1​ by eγMlog⁡2M+O(Mlog⁡Mlog⁡log⁡M)e^{\gamma}M\log^2 M + O(M \log M \log\log M)eγMlog2M+O(MlogMloglogM) and similar, and they rest on Mertens' third theorem, ∏p≤x(1−1/p)∼e−γ/log⁡x\prod_{p \le x}(1 - 1/p) \sim e^{-\gamma}/\log x∏p≤x​(1−1/p)∼e−γ/logx, which Mathlib does not have. It is worth being precise about what Mathlib does have, since the gap is narrower than it looks: the prime counting function Nat.primeCounting, Chebyshev's θ\thetaθ and ψ\psiψ with the machinery around them (Mathlib/NumberTheory/Chebyshev.lean), Euler products (Mathlib/NumberTheory/EulerProduct/), and the constant γ\gammaγ itself (Real.eulerMascheroniConstant) are all present — what is missing is Mertens' asymptotic tying them together, and the π(x)\pi(x)π(x) asymptotics. Supplying that is a substantial number-theory project in its own right, so this mission stops at the arithmetic core, part (i), which is what implies Herzog–Schönheim. Contributions adding the analytic parts are welcome and would complete Theorem 4.3.

Two things the development established that the paper does not state. First, Lemma 2.1 is true in a stronger form: [G:A∩B]∣[G:A] [G:B][G : A \cap B] \mid [G:A]\,[G:B][G:A∩B]∣[G:A][G:B] needs only AAA subnormal, not both, and needs no finiteness hypothesis at all (with Mathlib's convention that an infinite index is 000). Second, Theorem 4.1's passage from the largest prime p∗p^*p∗ to the smallest p∗p_*p∗​ can be isolated as a self-contained arithmetic inequality, (p∗−1)∏p∣Np≤p∗∏p∣N(p−1)(p_*-1)\prod_{p\mid N}p \le p^*\prod_{p\mid N}(p-1)(p∗​−1)∏p∣N​p≤p∗∏p∣N​(p−1), which is tight at prime powers; it is listed as its own milestone for that reason.

Reusable beyond this mission: the uniform-cover vocabulary, the subnormal index divisibility of Lemma 2.1, and Theorem 3.1's union bound, which applies to any attack on Herzog–Schönheim including the still-open solvable case. The source also leaves Conjecture 4.1 open — that for a nontrivial uniform cover by subnormal subgroups the largest index nnn is repeated at least p(n)p(n)p(n) times, p(n)p(n)p(n) its least prime factor — which would be a natural follow-on target.

Selected references

  • Z.-W. Sun, On the Herzog–Schönheim conjecture for uniform covers of groups, Journal of Algebra 273 (2004) 153–175. DOI
  • M. Herzog, J. Schönheim, Research problem No. 9, Canadian Mathematical Bulletin 17 (1974) 150.
  • M. A. Berger, A. Felzenbaum, A. S. Fraenkel, The Herzog–Schönheim conjecture for finite nilpotent groups, Canadian Mathematical Bulletin 29 (1986) 329–333. DOI
  • M. A. Berger, A. Felzenbaum, A. S. Fraenkel, Remark on the multiplicity of a partition of a group into cosets, Fundamenta Mathematicae 128 (1987) 139–144. DOI
  • N. Burshtein, On natural exactly covering systems of congruences having moduli occurring at most M times, Discrete Mathematics 14 (1976) 205–214. DOI
  • R. J. Simpson, Exact coverings of the integers by arithmetic progressions, Discrete Mathematics 59 (1986) 181–190. DOI
  • Z.-W. Sun, Exact m-covers of groups by cosets, European Journal of Combinatorics 22 (2001) 415–429. DOI
  • B. H. Neumann, Groups covered by finitely many cosets, Publicationes Mathematicae Debrecen 3 (1954) 227–242.
  • L. Margolis, O. Schnabel, The Herzog–Schönheim conjecture for small groups and harmonic subgroups, Beiträge zur Algebra und Geometrie 60 (2019) 399–418. arXiv
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Machine LearningNumber Theory·Captain: raver1975

The Alethean CatalogResearch Paper

A.L.E.T.H.E.A.N. — the engine behind this corpus

This mission curates the formalized output of Alethean — an Autonomous Logic Engine for Theorem Hunting, Exploration, And Navigation (alethean.org). Alethean autonomously generates research directions, develops them into research papers, and formalizes their results in Lean 4 — an "ever-expanding registry of absolute mathematical truths," built with the Aristotle reasoning engine. "The unconcealed truth between conjecture and proof."

The corpus's public home is the Alethean Lean 4 Catalog — the central registry of formalized theorems across the ecosystem, browsable as research packages (each with its article, research paper, interactive view, future directions, and Lean 4 proof files). This mission is the platform-side mirror of that registry: 2,799 definition bundles and 7,517 theorems compiled and verified against the pinned toolchain (Lean v4.30.0, Mathlib c5ea003), spanning analytic number theory, combinatorics, probability, information theory, quantum information, tropical algebra, and machine-learning theory.

What is being asked

The corpus arrives fully proved. The goal theorem is the corpus's universal error-detection bound for random checksums — the capstone of the Almost-Lossless compression thread (Compression Beyond the Pigeonhole Bound): appending an independent random checksum makes the probability of silent corruption at most 1/K1/K1/K, uniformly over all source strings and all inner decoders. The milestones are capstone theorems from across the corpus: sphere-packing and VC-dimension bounds, second moments of central LLL-values, tropical Arrow-type impossibility, sums-of-three-cubes obstructions, and more.

For solvers

Every milestone is a verified platform theorem: study the proofs, reuse them as imported lemmas, or rebuild them from first principles. The interesting open work is extension: the corpus's research-direction papers (browsable at alethean.org under Future Directions) state quantitative sharpenings — explicit constants, wider parameter ranges — that are not yet formalized. Pick a direction, formalize its statement, and the verification pipeline does the rest.

Provenance

  • Source repository: github.com/raver1975/lean (commit 53c2925a02)
  • Public registry: alethean.org
  • Toolchain: Lean v4.30.0, Mathlib c5ea00351c28e24afc9f0f84379aa41082b1188f
  • All uploaded items are tagged aether-catalog.
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CombinatoricsGroup Theory·Captain: burkh4rt

Herzog-Schönheim for finite pyramidal groupsResearch Paper

Motivation

A coset partition of a group GGG is a finite family of left cosets a1K1,…,atKta_1K_1, \dots, a_tK_ta1​K1​,…,at​Kt​ of subgroups Ki≤GK_i \le GKi​≤G that are pairwise disjoint and cover GGG. Asking which multisets of indices [G:Ki][G:K_i][G:Ki​] can occur is a question with two independent origins. For G=ZG = \mathbb{Z}G=Z the cosets are arithmetic progressions and a coset partition is an exact covering system of the integers; Erdős asked whether the moduli of such a system can be pairwise distinct, and Davenport and Rado, and independently Mirsky and Newman, showed they cannot — the largest modulus must repeat. For general groups, Herzog and Schönheim (1974) asked the same question: in any coset partition with t>1t > 1t>1, must two of the indices coincide? That question is still open.

Progress has come by restricting the group. Berger, Felzenbaum and Fraenkel proved the conjecture for finite nilpotent groups in Canad. Math. Bull. 29 (1986) 329–333, and the paper formalized here extends it to a wider class defined by a chain condition. Later work bounds the order instead of the structure: Ginosar and Schnabel (2011) settle every GGG whose order has at most two prime divisors, and three prime divisors when 6∤∣G∣6 \nmid |G|6∤∣G∣, while Margolis and Schnabel (2019) verify all ∣G∣<1440|G| < 1440∣G∣<1440. The conjecture remains open even for finite solvable groups.

Setting

Let p(m)p(m)p(m) denote the least prime factor of mmm and P(m)P(m)P(m) the greatest, and let φ\varphiφ be Euler's totient function.

A finite group GGG is pyramidal if it admits a chain of subgroups

{1}=Gn⊆Gn−1⊆⋯⊆G1⊆G0=G\{1\} = G_n \subseteq G_{n-1} \subseteq \cdots \subseteq G_1 \subseteq G_0 = G{1}=Gn​⊆Gn−1​⊆⋯⊆G1​⊆G0​=G

in which every step has index equal to the least prime factor of the order of the preceding term:

[Gk−1:Gk]=p ⁣(∣Gk−1∣),1≤k≤n.[G_{k-1} : G_k] = p\!\left(|G_{k-1}|\right), \qquad 1 \le k \le n.[Gk−1​:Gk​]=p(∣Gk−1​∣),1≤k≤n.

A subgroup whose index is the smallest prime dividing the order is automatically normal, so the chain is a composition series; consequently every pyramidal group is solvable, and every supersolvable group is pyramidal. Pyramidality is therefore a chain condition sitting between supersolvability and solvability.

Given a coset partition a1K1,…,atKta_1K_1, \dots, a_tK_ta1​K1​,…,at​Kt​ of GGG, write

l  =  ∣G∣gcd⁡ ⁣(∣K1∣,…,∣Kt∣).l \;=\; \frac{|G|}{\gcd\!\left(|K_1|, \dots, |K_t|\right)} .l=gcd(∣K1​∣,…,∣Kt​∣)∣G∣​.

Target

The goal theorem is the multiplicity lower bound of Berger–Felzenbaum–Fraenkel. If GGG is pyramidal and the cosets aiKia_iK_iai​Ki​, 1≤i≤t1 \le i \le t1≤i≤t, partition GGG with t>1t > 1t>1, then at least

x  =  ⌊P(l) φ(l)l⌋+1x \;=\; \left\lfloor \frac{P(l)\,\varphi(l)}{l} \right\rfloor + 1x=⌊lP(l)φ(l)​⌋+1

of the subgroups KiK_iKi​ have the same order.

Two consequences are separate targets. Since x≥2x \ge 2x≥2 whenever l≥2l \ge 2l≥2, the bound yields the Herzog–Schönheim conjecture for pyramidal groups:

∃ i≠j,[G:Ki]=[G:Kj],\exists\, i \ne j, \qquad [G : K_i] = [G : K_j],∃i=j,[G:Ki​]=[G:Kj​],

and it likewise settles Burshtein's conjecture in this setting, which concerns the case gcd⁡(∣Ki∣)=1\gcd(|K_i|) = 1gcd(∣Ki​∣)=1 and bounds the primes dividing ∣G∣|G|∣G∣ in terms of the largest multiplicity.

Significance

The bound is quantitative where the Herzog–Schönheim conjecture is qualitative: it does not merely assert that a repetition exists but forces a repetition of prescribed multiplicity, growing with the largest prime factor of lll. That is what makes it strong enough to also imply Burshtein's conjecture, which no purely qualitative statement does.

The class it covers is also of independent interest. Nilpotent groups are pyramidal, so the result subsumes the authors' earlier theorem, and it reaches groups that are solvable but far from nilpotent. It remains, more than three decades later, among the structural (as opposed to order-bounded) cases in which the conjecture is known.

No part of this development is currently formalized: Mathlib has the ingredients — Sylow theory, Hall subgroups of solvable groups, Euler's totient with Gauss's identity ∑d∣mφ(d)=m\sum_{d \mid m}\varphi(d) = m∑d∣m​φ(d)=m — but neither coset partitions as a structure, nor pyramidality, nor any case of Herzog–Schönheim. The mission produces the first machine-checked proof of a structural case of the conjecture, together with a reusable formal vocabulary for coset partitions.

Difficulty

The reciprocal identity ∑i[G:Ki]−1=1\sum_i [G:K_i]^{-1} = 1∑i​[G:Ki​]−1=1 is immediate and useless on its own: distinct indices can satisfy it, so no counting argument over the indices alone can succeed.

The natural attack — induct along the chain, quotienting by G1G_1G1​ — fails because a coset partition does not descend to a quotient. A part aiKia_iK_iai​Ki​ need not lie inside a single coset of G1G_1G1​: if KiG1=GK_iG_1 = GKi​G1​=G then it meets every coset of G1G_1G1​, and the induced family on G/G1G/G_1G/G1​ is a cover with multiplicity rather than a partition. Controlling that dichotomy is the first obstacle, and it is precisely where the definition of pyramidality is used, the index [G:G1][G:G_1][G:G1​] being the least prime factor of ∣G∣|G|∣G∣ rather than an arbitrary one.

The second obstacle is that the conclusion counts subgroups of equal order, so the induction must carry a lower bound on the size of a union of cosets that is sensitive to the orders ∣Ki∣|K_i|∣Ki​∣ and not merely to their number. The paper's device is a measure μ\muμ on the naturals with μ({m})=φ(m)\mu(\{m\}) = \varphi(m)μ({m})=φ(m), evaluated on the divisor closure of the set of orders; Gauss's identity makes μ\muμ interact correctly with divisibility, and the required inequality is genuinely a statement about the group, not about the multiset of orders. The final step splits off the Sylow P(∣G∣)P(|G|)P(∣G∣)-subgroup against a Hall complement, which exists only because pyramidal groups are solvable.

Formalization scope

The development commits to the following conventions, all fixed in Lean and worth stating because the prose leaves them implicit.

Coset partitions are indexed families rather than sets of cosets: IsCosetPartition K a asserts that for every xxx there is a unique index iii with (ai)−1x∈Ki(a_i)^{-1}x \in K_i(ai​)−1x∈Ki​. Indexing by Fin t keeps multiplicities visible, which matters since the conclusion counts indices, not distinct subgroups; and uniqueness encodes disjointness and covering simultaneously. Groups are finite via [Finite G], and orders and indices are Nat.card and Subgroup.index.

Pyramidality is stated as the existence of a length nnn and a chain c : ℕ → Subgroup G with c 0 = ⊤, c n = ⊥, and Subgroup.relIndex (c (k+1)) (c k) = Nat.minFac (Nat.card (c k)) for k < n. Normality of each step is a consequence, not a hypothesis, and is deliberately not assumed. The greatest prime factor is maxPrimeFac m = m.primeFactors.sup id, which is 000 for m∈{0,1}m \in \{0,1\}m∈{0,1}; the floor in xxx is natural-number division, so the goal statement is (maxPrimeFac l * Nat.totient l) / l + 1 ≤ …. Note that the bound is vacuous at l=1l = 1l=1 — there P(1)φ(1)/1=0P(1)\varphi(1)/1 = 0P(1)φ(1)/1=0 and x=1x = 1x=1 — so t>1t > 1t>1 is a necessary hypothesis and is present in every statement that needs it; a formalization omitting it would be trivially true and is ruled out.

A complete development needs, beyond the goal: the coset intersection lemma; the least-prime-index dichotomy; uniqueness of the Sylow P(∣G∣)P(|G|)P(∣G∣)-subgroup of a pyramidal group; the scaling law μ(D(kR))=k μ(D(R))\mu(D(kR)) = k\,\mu(D(R))μ(D(kR))=kμ(D(R)) for the divisor-closure measure; the union lower bound; and solvability of pyramidal groups. The coset-partition vocabulary and the union bound are reusable for any other case of Herzog–Schönheim, including the still-open solvable case, and contributions of alternative proofs or sharper variants are welcome.

Selected references

  • M. A. Berger, A. Felzenbaum, A. S. Fraenkel, Remark on the multiplicity of a partition of a group into cosets, Fundamenta Mathematicae 128 (1987) 139–144. DOI
  • M. A. Berger, A. Felzenbaum, A. S. Fraenkel, The Herzog–Schönheim conjecture for finite nilpotent groups, Canadian Mathematical Bulletin 29 (1986) 329–333. DOI
  • M. Herzog, J. Schönheim, Research problem No. 9, Canadian Mathematical Bulletin 17 (1974) 150.
  • N. Burshtein, On natural exactly covering systems of congruences having moduli occurring at most M times, Discrete Mathematics 14 (1976) 205–214. DOI
  • I. Korec, Š. Znám, On disjoint covering of groups by their cosets, Mathematica Slovaca 27 (1977) 3–7.
  • Z.-W. Sun, On the Herzog–Schönheim conjecture for uniform covers of groups, Journal of Algebra 273 (2004) 153–175. DOI
  • L. Margolis, O. Schnabel, The Herzog–Schönheim conjecture for small groups and harmonic subgroups, Beiträge zur Algebra und Geometrie 60 (2019) 399–418. arXiv
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Number TheoryPure Mathematics·Captain: xbgxjack

Erdős Problem 287: Gaps Between Unit-Fraction DenominatorsOpen Problem

Motivation

A unit fraction is the reciprocal 1/n1/n1/n of a positive integer. The number 111 can be written as a sum of distinct unit fractions in infinitely many ways — 1=12+13+161 = \tfrac12+\tfrac13+\tfrac161=21​+31​+61​, 1=12+14+16+1121 = \tfrac12+\tfrac14+\tfrac16+\tfrac1{12}1=21​+41​+61​+121​, and so on — and the combinatorics of such representations is one of the oldest recurring themes in Erdős's problem lists. Most questions in the area concern size: how many terms are needed, how small the largest denominator can be, how large the smallest one must be. Erdős Problem 287 asks instead about the shape of a representation: how tightly can the denominators be packed?

Order the denominators increasingly and look at their consecutive differences. For 1=12+13+161 = \tfrac12+\tfrac13+\tfrac161=21​+31​+61​ the differences are 111 and 333. The question is whether a difference of at least 333 must always occur, in every representation of 111, no matter how many terms it has. The problem is recorded in Erdős and Graham's 1980 problem book (ErGr80, p. 33) and was selected for the booklet of favourite problems prepared for the 1999 Budapest conference on Erdős's mathematics ([Va99, 1.15]). It remains open.

Timeline. The weaker statement that some difference must be at least 222 — equivalently, that 111 is never the sum of the reciprocals of a block of consecutive integers — is classical. Theisinger (1915) proved that the harmonic number HnH_nHn​ is not an integer for n≥2n \ge 2n≥2, using Bertrand's postulate. Kürschák (1918) introduced the 222-adic argument that proves the general block statement: for m≤n−2m \le n-2m≤n−2, the difference Hn−HmH_n - H_mHn​−Hm​ is not an integer. Erdős's 1932 paper [Er32], whose title translates as "A generalisation of an elementary number-theoretic theorem of Kürschák", extends the result from blocks of consecutive integers to arithmetic progressions; the erdosproblems.com entry for Problem 287 cites it for the difference-≥2\ge 2≥2 bound. Nothing stronger appears to be known: the passage from 222 to 333 is the open part, and no partial result is recorded in the entry beyond a conditional one, namely that the conjecture would follow for all but finitely many exceptions if it were known that for every large NNN there is a prime p∈[N,2N]p \in [N, 2N]p∈[N,2N] with (p+1)/2(p+1)/2(p+1)/2 also prime.

Setting

Fix an integer k≥2k \ge 2k≥2 and integers

1<n1<n2<⋯<nk1 < n_1 < n_2 < \cdots < n_k1<n1​<n2​<⋯<nk​

with

1  =  1n1+1n2+⋯+1nk,1 \;=\; \frac{1}{n_1} + \frac{1}{n_2} + \cdots + \frac{1}{n_k},1=n1​1​+n2​1​+⋯+nk​1​,

the sum taken in Q\mathbb{Q}Q. Call such a tuple a representation of length kkk. The denominators are strictly increasing, hence distinct, and all exceed 111: the value n1=1n_1 = 1n1​=1 is excluded because 1/11/11/1 already exhausts the total. The gaps of the representation are the k−1k-1k−1 consecutive differences ni+1−nin_{i+1} - n_ini+1​−ni​ for 1≤i≤k−11 \le i \le k-11≤i≤k−1, and its maximal gap is max⁡i(ni+1−ni)\max_i (n_{i+1} - n_i)maxi​(ni+1​−ni​).

Representations exist for every k≥3k \ge 3k≥3, and for k=1k = 1k=1 only the excluded n1=1n_1 = 1n1​=1; no representation of length 222 exists. Examples: (2,3,6)(2,3,6)(2,3,6) with gaps 1,31, 31,3; (2,4,6,12)(2,4,6,12)(2,4,6,12) with gaps 2,2,62,2,62,2,6; (3,4,6,10,12,15)(3,4,6,10,12,15)(3,4,6,10,12,15) with gaps 1,2,4,2,31,2,4,2,31,2,4,2,3.

Formalization targets

Goal — Erdős Problem 287

every representation 1<n1<⋯<nk (k≥2) of 1 satisfies max⁡1≤i<k(ni+1−ni)  ≥  3.\text{every representation } 1 < n_1 < \cdots < n_k \ (k \ge 2) \text{ of } 1 \text{ satisfies } \max_{1 \le i < k} (n_{i+1} - n_i) \;\ge\; 3.every representation 1<n1​<⋯<nk​ (k≥2) of 1 satisfies 1≤i<kmax​(ni+1​−ni​)≥3.

This is the open conjecture, stated with no bound on kkk and no restriction on the denominators beyond those in Setting. It is the weakest form that captures the question: asserting a bound for one particular kkk, or for denominators in some range, would be a different and strictly easier statement.

Milestone — the gap-two bound (Kürschák; Erdős [Er32])

every representation satisfies max⁡1≤i<k(ni+1−ni)  ≥  2.\text{every representation satisfies } \max_{1 \le i < k}(n_{i+1} - n_i) \;\ge\; 2.every representation satisfies 1≤i<kmax​(ni+1​−ni​)≥2.

Equivalently: no block of two or more consecutive integers has reciprocals summing to 111. This is closed mathematics and the natural first target.

Milestone — the classical block theorem (Kürschák)

for n≥1 and k≥2,∑i=0k−11n+i∉Z.\text{for } n \ge 1 \text{ and } k \ge 2, \qquad \sum_{i=0}^{k-1} \frac{1}{n+i} \notin \mathbb{Z}.for n≥1 and k≥2,i=0∑k−1​n+i1​∈/Z.

The gap-two bound is an immediate consequence, since a representation all of whose gaps equal 111 is exactly a block of consecutive integers.

Milestone — sharpness

1=12+13+16 is a representation all of whose gaps are at most 3.1 = \tfrac12+\tfrac13+\tfrac16 \text{ is a representation all of whose gaps are at most } 3.1=21​+31​+61​ is a representation all of whose gaps are at most 3.

So the constant 333 in the goal is optimal and cannot be replaced by 444.

Significance

The result itself. A positive answer would say that a representation of 111 by unit fractions can never have all its denominators within distance 222 of each other — a structural constraint of a kind that the size-based results in this area do not provide. The conditional route recorded on the problem page is instructive about where the difficulty sits: it reduces the conjecture, up to finitely many exceptions, to the existence of primes ppp in [N,2N][N,2N][N,2N] with (p+1)/2(p+1)/2(p+1)/2 prime, a statement of Bertrand-with-extra-structure type that is itself out of reach of current technology. A direct proof would therefore either bypass that route or resolve the conjecture for the remaining cases by different means.

Formalizing it. The gap-two bound and the block theorem behind it are closed mathematics, so the honest description of that part of this mission is formalization, not research. It is nevertheless not already available: Mathlib proves Theisinger's case harmonic_not_int, that Hn∉ZH_n \notin \mathbb{Z}Hn​∈/Z for n≥2n \ge 2n≥2, but not Kürschák's block version Hn−Hm∉ZH_n - H_m \notin \mathbb{Z}Hn​−Hm​∈/Z, which is the form Problem 287 needs. Supplying it is a genuine strengthening of the library's existing development and is reusable for any question about reciprocal sums over intervals. The goal itself is open, and this mission does not claim otherwise: it is registered with an open proof, and the milestones are what a solver can realistically close today.

Difficulty

The obvious first idea — bound the number of terms, then check finitely many cases — fails immediately, because kkk is unbounded: representations of 111 exist with arbitrarily many terms, so no finite computation can settle the conjecture. The second idea, extending the 222-adic argument that gives the gap-two bound, also fails, and instructively. That argument works because a block of consecutive integers contains exactly one element of maximal 222-adic valuation, which leaves the total with negative valuation. Once gaps of size 222 are permitted the denominators may be chosen to avoid that configuration — for instance all even, as in (2,4,6,12)(2,4,6,12)(2,4,6,12) — and the valuation obstruction disappears. There is no evident replacement prime or weighting that rules out all gap-≤2\le 2≤2 configurations simultaneously, and the conditional result quoted above suggests why: the known routes pass through the distribution of primes in short intervals with a multiplicative side condition, rather than through a congruence obstruction.

Formalization scope

A representation is encoded as a function f:N→Nf : \mathbb{N} \to \mathbb{N}f:N→N together with the hypotheses ∀ i < k, 1 < f i and ∀ i j, i < j → j < k → f i < f j, and the requirement ∑ i ∈ Finset.range k, (1 : ℚ) / f i = 1. Only the values of fff below kkk are constrained; the function is not required to be monotone or bounded elsewhere, and nothing outside the window is used. The conclusion is ∃ i, i + 1 < k ∧ 3 ≤ f (i + 1) - f i, the existential form of "the maximal gap is at least 333"; the subtraction is natural-number subtraction, which is harmless because fff is increasing on the window, so no truncation can occur. The sum is a rational equality, not an approximation.

The statement admits no trivializing reading. The hypothesis 1 < f i is essential and is not vacuous — dropping it would admit f 0=1f\,0 = 1f0=1, k=1k = 1k=1; the strict monotonicity is what makes the gaps well defined and the denominators distinct; and k ≥ 2 guarantees that at least one gap exists, so the conclusion is not an empty existential. Asserting exactly 333 rather than at least 333 would be false, as (2,4,6,12)(2,4,6,12)(2,4,6,12) has a gap of 666.

Infrastructure: the block theorem is proved from Mathlib's padicNorm and padicValNat API — padicNorm.add_eq_max_of_ne, padicNorm.sum_lt', padicNorm.not_int_of_not_padic_int, pow_padicValNat_dvd and pow_succ_padicValNat_not_dvd — and needs no new definitions. That development is reusable beyond this mission and is a candidate for upstreaming to Mathlib alongside harmonic_not_int. Contributions are welcome on any milestone independently; a formalization of the conditional reduction to primes ppp with (p+1)/2(p+1)/2(p+1)/2 prime would also be a valuable addition, and is not included as a milestone here only because the problem page states it too briefly to formalize faithfully without consulting a primary source.

Selected references

  • P. Erdős, Egy Kürschák-féle elemi számelméleti tétel általánosítása (A generalisation of an elementary number-theoretic theorem of Kürschák), Mat. és Phys. Lapok 39 (1932), 17–24.
  • P. Erdős and R. L. Graham, Old and new problems and results in combinatorial number theory, Monographies de L'Enseignement Mathématique, Geneva, 1980, p. 33. scan
  • Various, Some of Paul's favorite problems, booklet for the conference "Paul Erdős and his mathematics", Budapest, July 1999, item 1.15.
  • K. Conrad, The ppp-adic growth of harmonic sums, expository notes (Theorem 2 is Kürschák's block theorem, with the 222-adic proof). pdf
  • T. F. Bloom, Erdős Problem #287, erdosproblems.com/287.
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🏆Completed
OptimizationQuantum Information·Captain: Goku

Oracle-Parameterized Convergence Rates: SPIDER, Q-SPIDER, and the Exact CrossoverResearch Paper

Motivation

Quantum algorithms for stochastic optimization are usually presented one paper at a time: a schedule is fixed, a quantum mean estimator is substituted for a classical minibatch, and a new rate is derived from scratch. The derivations are near-identical, and the step that actually differs — the price of one gradient query — is buried inside each proof rather than exposed as a parameter.

This mission publishes a Lean 4 development in which the oracle is a parameter, not an assumption. One rate theorem, instantiated at different oracle contracts and cost models, yields the classical rate, the inexact-gradient rate, and the quantum rate. All constants are explicit; nothing is asymptotic.

The published results it reproduces or corrects:

  • Ghadimi--Lan (2013), the ε−4\varepsilon^{-4}ε−4 rate for smooth nonconvex SGD.
  • Fang et al., the classical SPIDER variance-reduction schedule and its ε−3\varepsilon^{-3}ε−3 query complexity.
  • Sidford--Zhang, Quantum speedups for stochastic optimization (arXiv:2308.01582) — Theorem 6's O~(Δℓσd ε−3)\tilde O(\Delta\ell\sigma\sqrt{d}\,\varepsilon^{-3})O~(Δℓσd​ε−3) and Theorem 8's O~(ℓΔdσ ε−5/2)\tilde O(\ell\Delta\sqrt{d\sigma}\,\varepsilon^{-5/2})O~(ℓΔdσ​ε−5/2), both obtained here from one schedule evaluated at two cost exponents.

Setting

Let EEE be a real inner-product space, f:E→Rf:E\to\mathbb{R}f:E→R an objective, and g:E→Eg:E\to Eg:E→E a map supplied as a parameter in place of the gradient. The smoothness hypothesis is the descent-lemma inequality

f(y)  ≤  f(x)+⟨g(x),y−x⟩+L2∥y−x∥2,f(y)\;\le\;f(x)+\langle g(x),y-x\rangle+\tfrac{L}{2}\|y-x\|^{2},f(y)≤f(x)+⟨g(x),y−x⟩+2L​∥y−x∥2,

written QuadUpper f g L\mathrm{QuadUpper}\,f\,g\,LQuadUpperfgL; this is exactly what rate proofs consume, and it is implied by a Lipschitz gradient. Write Δ0=f(x0)−f⋆\Delta_0=f(x_0)-f^{\star}Δ0​=f(x0​)−f⋆ for the initial gap, ε\varepsilonε for the target accuracy, σ\sigmaσ for the gradient-noise scale, ℓ\ellℓ for the mean-squared smoothness constant, and ddd for the ambient dimension.

A cost model converts a target accuracy into a query count as a power law with exponent ppp. Its p=2p=2p=2 member is the classical minibatch bill, scaling as σ2/ε2\sigma^{2}/\varepsilon^{2}σ2/ε2; its p=1p=1p=1 member is the quantum mean-estimation bill, scaling as σ/ε\sigma/\varepsilonσ/ε. That single exponent is where classical and quantum part company.

Target

The goal theorem is the exact crossover between the two SPIDER bills. Writing QQQ and CCC for the dominant terms of the quantum and classical query totals,

Q=64000 ℓΔd10σε2ε,C=25 728 000 ℓΔσε3,Q=\frac{64000\,\ell\Delta\sqrt{d}\sqrt{10\sigma}}{\varepsilon^{2}\sqrt{\varepsilon}},\qquad C=\frac{25\,728\,000\,\ell\Delta\sigma}{\varepsilon^{3}},Q=ε2ε​64000ℓΔd​10σ​​,C=ε325728000ℓΔσ​,

the target asserts, for ℓ,Δ,σ,ε>0\ell,\Delta,\sigma,\varepsilon>0ℓ,Δ,σ,ε>0 and d≥0d\ge0d≥0,

Q<C⟺d ε<16000 σ.Q<C\quad\Longleftrightarrow\quad d\,\varepsilon<16000\,\sigma .Q<C⟺dε<16000σ.

Every supporting rate is also published and proved: the two SPIDER query totals, SPIDER's correctness, the SGD and PL rates, the exact and inexact gradient-descent rates, the two variance-purchase bills, and the two query counts.

Significance

The results. The crossover makes the dimension-versus-accuracy trade-off of quantum stochastic optimization quantitative rather than folkloric. Two readings follow directly: at fixed ddd the quantum advantage disappears as ε→0\varepsilon\to0ε→0, so the speedup lives at moderate accuracy, not asymptotically; and at fixed ε\varepsilonε the advantage requires d<16000σ/εd<16000\sigma/\varepsilond<16000σ/ε. Note what cancels — ℓ\ellℓ, Δ\DeltaΔ and the ε\varepsilonε-exponent all drop out, leaving only dεd\varepsilondε against σ\sigmaσ.

The formalization. Because the oracle and the cost exponent are parameters, the classical and quantum rates are one theorem evaluated twice rather than two proofs. This mission is unusual in that its frontier is already closed: every node arrives with a machine-checked proof, transplanted from a green build. What it offers the platform is a reusable, fully-proved layer for first-order convergence analysis — function classes, cost models, a one-step descent recursion, accumulation laws including a stopped-time version, and the SPIDER schedule — on which further rates can be built by instantiation.

Difficulty

The apparent difficulty is not where a newcomer expects. Deriving a rate from the one-step recursion is routine telescoping. What is delicate is keeping the constants honest while the oracle varies: a rate proof that quietly assumes an exact gradient, or a global lower bound on fff, will produce the right-looking exponent from the wrong hypotheses.

Two specific places carry real content. Evaluating an error recursion at a random return time breaks the unconditional variance bound, because conditioning on τ=k\tau=kτ=k destroys independence; the stopped-time accumulation law is what repairs it. And reproducing a published constant exactly — rather than up to O~(⋅)\tilde O(\cdot)O~(⋅) — is what certifies that the parametrized machinery has not silently degraded the bound it generalizes.

Formalization scope

Smoothness is QuadUpper on an explicitly supplied g; no differentiability or convexity is assumed anywhere, and the only lower-bound hypothesis is f⋆≤f(xK)f^{\star}\le f(x_K)f⋆≤f(xK​) at the terminal iterate rather than globally. Cost models are an inductive family with a power-law member, so the classical and quantum instances are p=2p=2p=2 and p=1p=1p=1 of one definition. Half-integer powers are written with Real.sqrt, so no real exponentiation appears in any statement. Stochastic results use a genuine Filtration and a conditional oracle contract; the tower property is derived, not assumed.

Two honesty notes. Several statements carry hypotheses that Lean marks unused; these are recorded as such in the individual nodes rather than presented as load-bearing. And the library records a discrepancy in Sidford--Zhang's Algorithm 7 parameter block, documented in its own STATUS notes; the formalization follows the corrected parameters.

Selected references

  • S. Bubeck-style descent machinery aside, the rates reproduced here are: S. Ghadimi and G. Lan, Stochastic first- and zeroth-order methods for nonconvex stochastic programming, SIAM J. Optim. 23(4) (2013).
  • C. Fang, C. J. Li, Z. Lin, T. Zhang, SPIDER: Near-optimal non-convex optimization via stochastic path-integrated differential estimator, NeurIPS 2018.
  • A. Sidford and C. Zhang, Quantum speedups for stochastic optimization, arXiv:2308.01582.
  • Source development: lean-optrates, github.com/shiy1022/lean-optrates at commit 4c0b8498, Apache-2.0, by Yueheng Shi. The platform copy renames the root namespace OptRates to ShiOptRates; no statement or proof is otherwise altered.
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🏆Completed
CombinatoricsInformation Theory·Captain: xbgxjack

Rothvoß Discrepancy Notes I: Spencer's Theorem via the Entropy MethodTextbook

Motivation

Discrepancy theory asks how unbalanced a two-coloring of a combinatorial structure must be in the worst case. Concretely: given nnn sets over an nnn-element ground set, color each element +1+1+1 or −1-1−1 so that every set is as close to balanced as possible. The question is classical (Beck–Fiala 1981; Spencer 1985) and the answer for general (dense) set systems is one of the sharpest gaps between a naive probabilistic bound and the truth known in combinatorics: assigning colors uniformly at random only guarantees discrepancy Θ(nlog⁡n)\Theta(\sqrt{n\log n})Θ(nlogn​), yet a coloring with discrepancy O(n)O(\sqrt n)O(n​) always exists — the logarithmic factor is an artifact of the naive argument, not of the problem. This mission formalizes that removal, following T. Rothvoß's lecture-note exposition of J. Spencer's entropy method (MIT 18.095, "Discrepancy theory"), the standard modern presentation of the technique (see also Matoušek, Geometric Discrepancy, Ch. 4). The entropy method is the ancestor of the whole "partial coloring" family of arguments used throughout discrepancy theory and combinatorial algorithm design, so a machine-checked account of its base case is reusable well beyond this one theorem.

Setting

Fix n≥1n\ge 1n≥1 and an n×nn\times nn×n matrix AAA with entries in {0,1}\{0,1\}{0,1}, thought of as the incidence matrix of nnn sets S1,…,SnS_1,\dots,S_nS1​,…,Sn​ over an nnn-element ground set: Aij=1A_{ij}=1Aij​=1 iff element jjj lies in set SiS_iSi​. A coloring is a map ε:{1,…,n}→{−1,+1}\varepsilon:\{1,\dots,n\}\to\{-1,+1\}ε:{1,…,n}→{−1,+1}, and the discrepancy of row iii under ε\varepsilonε is ∣∑jAijεj∣\bigl|\sum_j A_{ij}\varepsilon_j\bigr|​∑j​Aij​εj​​, the signed imbalance of set SiS_iSi​. The discrepancy of the matrix is the value achieved by the best coloring, minimizing the worst row.

The entropy method bounds this via the partial coloring lemma: rather than coloring all nnn elements at once, one repeatedly colors a constant fraction of the currently uncolored elements while keeping every row's contribution small, then recurses on what remains. Each round is itself produced by an entropy/pigeonhole argument: quantize each row's signed sum (under a uniformly random coloring) into O(1)O(1)O(1) "shells" of width Θ(m)\Theta(\sqrt m)Θ(m​) (where mmm is the number of active elements); a short computation shows this quantization carries very little Shannon entropy H(Z)=∑xPr⁡[Z=x]log⁡21Pr⁡[Z=x]H(Z)=\sum_x \Pr[Z=x]\log_2\frac{1}{\Pr[Z=x]}H(Z)=∑x​Pr[Z=x]log2​Pr[Z=x]1​ once the shell width exceeds a threshold; subadditivity of entropy across the nnn rows then bounds the joint quantization entropy, which by pigeonhole forces an exponentially large set of colorings landing in the same joint shell; Kleitman's theorem on the diameter of a large subset of the Hamming cube then extracts two such colorings that are far apart in Hamming distance, and their difference is the sought partial coloring.

Formalization targets

Goal.

∃ C∈R, ∀n≥1, ∀A∈{0,1}n×n, ∃ ε∈{−1,1}n, ∀i, ∣∑j=1nAijεj∣≤Cn.\exists\, C\in\mathbb R,\ \forall n\ge 1,\ \forall A\in\{0,1\}^{n\times n},\ \exists\,\varepsilon\in\{-1,1\}^n,\ \forall i,\ \Bigl|\sum_{j=1}^n A_{ij}\varepsilon_j\Bigr|\le C\sqrt n.∃C∈R, ∀n≥1, ∀A∈{0,1}n×n, ∃ε∈{−1,1}n, ∀i, ​j=1∑n​Aij​εj​​≤Cn​.

This is the qualitative, constant-suppressed form of Spencer's theorem: it asserts O(n)O(\sqrt n)O(n​) discrepancy with a single universal constant, and deliberately leaves that constant unspecified. This is the right goal for this mission because it is the weakest statement that is still stable: any future improvement to the constant (down to Spencer's sharp 666, or beyond) refines this theorem rather than invalidating it.

Significance

The removal of the log⁡n\sqrt{\log n}logn​ factor is the entire content of Spencer's theorem: it is what separates discrepancy theory from a corollary of concentration inequalities, and the partial-coloring/entropy method it introduced underlies later results throughout the field (Beck–Fiala-type bounds, the Komlós conjecture literature, and constructive/algorithmic discrepancy minimization). Formalizing it is formalizing the base case that every later partial-coloring argument specializes.

This mission's goal theorem, spencer_discrepancy_sqrt_n_bound, is already proved (zero sorrys), by a from-scratch entropy-method development: the per-row shell-entropy bound, the joint pigeonhole-and-Kleitman assembly for one round, and the outer geometric iteration and induction combining rounds into a full coloring. What remains open in this mission is shannonEntropy_shellFin_le (Lemma 9 in Rothvoß's notes) — the per-row entropy bound is currently imported as an assumption by the one-round lemma lemma8_partial_coloring_round, which is therefore only conditionally proved pending it. A separate, harder mission on this platform (Komlos.spencer_six_deviations) targets Spencer's sharp constant 666 via a tighter, non-standard numeric derivation; that is a distinct, substantially harder target and this mission does not duplicate it.

Difficulty

The obvious argument is: fix a target bound t=λnt=\lambda\sqrt nt=λn​, use a Chernoff/Hoeffding bound to show each row fails with probability at most 2e−λ2/22e^{-\lambda^2/2}2e−λ2/2, union-bound over the nnn rows, and take a coloring outside the bad event. This works to prove a single good coloring exists — but it is not strong enough to survive being iterated to remove the entire uncolored set, because a per-row union bound loses a factor of nnn that a fixed λ\lambdaλ cannot always absorb once the active column count mmm is close to nnn: for the scaling family where the row count and the active set shrink together, the naive union bound's failure probability grows linearly in mmm, not exponentially, exactly canceling the exponential decay one is trying to exploit. The fix is to bound the joint entropy of all nnn rows' quantizations at once (subadditivity of Shannon entropy), rather than union-bounding row-by-row failure events; this is genuinely a different technique, not a tightening of the same one, and it is the reason the entropy method is presented as its own tool rather than a Chernoff-bound corollary.

Formalization scope

Matrices are Fin n → Fin n → ℝ with an explicit ∀ i j, A i j = 0 ∨ A i j = 1 hypothesis; colorings are represented two ways in this development — Fin m → Bool internally (via the platform definition RSign converting to ±1\pm1±1) during the entropy/Kleitman argument, and directly as Fin n → ℝ constrained to {−1,1}\{-1,1\}{−1,1} pointwise in the goal theorem's statement, matching the usual {±1}\{\pm1\}{±1}-coloring convention. The row-sum shell quantization is the platform definitions rowSumB, shellIdx, shellFin (an integer-valued "round to nearest shell" construction, packaged into a fixed Fin (2m+3) type for entropy purposes). The active column set during the outer iteration is tracked as a shrinking Finset (Fin n) of the original index type throughout, rather than moving between different Fin m types round to round, which keeps the induction free of type-level bookkeeping.

Reusable, already-Proved infrastructure this development builds on: shannonEntropy_pi_le (subadditivity across independent rows), shannonEntropy_pigeonhole, choose_sum_le_exp_mul_binEntropy, and kleitman_diameter, all already Proved on the platform independent of this mission. The one genuinely open piece — and the mission's standing invitation — is shannonEntropy_shellFin_le (Lemma 9): a self-contained Shannon-entropy computation about the shellFin quantization that does not depend on anything else in this mission and can be attempted independently.

Selected references

  • J. Spencer, Six standard deviations suffice, Trans. Amer. Math. Soc. 289 (1985), 679–706. DOI
  • T. Rothvoß, Discrepancy theory, or: how much balance is possible?, MIT 18.095 lecture notes. PDF
  • J. Matoušek, Geometric Discrepancy: An Illustrated Guide, Algorithms and Combinatorics 18, Springer, 1999.
  • J. Beck, T. Fiala, "Integer-making" theorems, Discrete Appl. Math. 3(1) (1981), 1–8.
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Algebraic TopologyInformation TheoryQuantum Error Correction+1·Captain: Rui Chao

Higher-Dimensional Quantum Hypergraph-Product Codes with Finite RatesResearch Paper

Motivation

Quantum low-density parity-check codes encode quantum information using sparse parity constraints. A standard way to construct them is to translate binary chain complexes into Calderbank--Shor--Steane codes and to combine complexes by tensor product. Homology identifies the logical operators of the resulting code, while the smallest Hamming weight of a nontrivial homology class controls one of its distances. Determining how this distance behaves under a tensor product is therefore a basic structural question, not merely a parameter calculation.

Weilei Zeng and Leonid P. Pryadko studied products in which one factor is an arbitrary finite binary chain complex and the other is the one-complex induced by a binary matrix. Their paper was published as “Higher-Dimensional Quantum Hypergraph-Product Codes with Finite Rates,” Physical Review Letters 122, 230501 (2019). Its main distance result is Eq. (13) in the arXiv version: for this particular tensor factor, the usual product upper bound is always exact. The result extends the familiar two-complex setting of quantum hypergraph-product codes to the local structure occurring in complexes of any dimension.

Setting

A based binary chain complex consists of finite-dimensional vector spaces AiA_iAi​ over F2\mathbb F_2F2​, each equipped with a specified coordinate basis, and linear boundary maps

⋯⟶Ai+1→∂i+1Ai→∂iAi−1⟶⋯\cdots\longrightarrow A_{i+1}\xrightarrow{\partial_{i+1}}A_i \xrightarrow{\partial_i}A_{i-1}\longrightarrow\cdots⋯⟶Ai+1​∂i+1​​Ai​∂i​​Ai−1​⟶⋯

such that ∂i∂i+1=0\partial_i\partial_{i+1}=0∂i​∂i+1​=0. Its degree-iii homology is Hi(A)=ker⁡∂i/im⁡∂i+1H_i(\mathcal A)=\ker\partial_i/\operatorname{im}\partial_{i+1}Hi​(A)=ker∂i​/im∂i+1​. The homological distance is measured in the chosen basis:

di(A)=min⁡{wt⁡(x):x∈ker⁡∂i∖im⁡∂i+1}.d_i(\mathcal A)= \min\{\operatorname{wt}(x):x\in\ker\partial_i\setminus \operatorname{im}\partial_{i+1}\}.di​(A)=min{wt(x):x∈ker∂i​∖im∂i+1​}.

Following the paper, the minimum of an empty set is ∞\infty∞. Thus di(A)=∞d_i(\mathcal A)=\inftydi​(A)=∞ when Hi(A)H_i(\mathcal A)Hi​(A) is trivial.

The endpoint convention is also the one stated explicitly after Eq. (1). For an mmm-complex, ∂0:A0→{0}\partial_0:A_0\to\{0\}∂0​:A0​→{0} is the zero 0×n00\times n_00×n0​ matrix and ∂m+1:{0}→Am\partial_{m+1}:\{0\}\to A_m∂m+1​:{0}→Am​ is the zero nm×0n_m\times0nm​×0 matrix. Consequently

d0(A)=min⁡{wt⁡(x):x∈A0∖im⁡∂1}d_0(\mathcal A)=\min\{\operatorname{wt}(x): x\in A_0\setminus\operatorname{im}\partial_1\}d0​(A)=min{wt(x):x∈A0​∖im∂1​}

and

dm(A)=min⁡{wt⁡(x):0≠x∈ker⁡∂m}.d_m(\mathcal A)=\min\{\operatorname{wt}(x): 0\ne x\in\ker\partial_m\}.dm​(A)=min{wt(x):0=x∈ker∂m​}.

For an r×cr\times cr×c binary matrix PPP, the one-complex K(P)\mathcal K(P)K(P) has F2c\mathbb F_2^cF2c​ in degree one, F2r\mathbb F_2^rF2r​ in degree zero, and boundary PPP. Its two distances are

d1(K(P))=min⁡{wt⁡(x):Px=0, x≠0}d_1(\mathcal K(P))= \min\{\operatorname{wt}(x):Px=0,\ x\ne0\}d1​(K(P))=min{wt(x):Px=0, x=0}

and

d0(K(P))=min⁡{wt⁡(y):y∉im⁡P}.d_0(\mathcal K(P))= \min\{\operatorname{wt}(y):y\notin\operatorname{im}P\}.d0​(K(P))=min{wt(y):y∈/imP}.

In particular, d0=1d_0=1d0​=1 unless PPP has full row rank, in which case d0=∞d_0=\inftyd0​=∞. The degree-jjj chain group of A×K(P)\mathcal A\times\mathcal K(P)A×K(P) is

(Aj⊗F2r)⊕(Aj−1⊗F2c),(A_j\otimes\mathbb F_2^r)\oplus (A_{j-1}\otimes\mathbb F_2^c),(Aj​⊗F2r​)⊕(Aj−1​⊗F2c​),

with the standard tensor-product boundary. Over F2\mathbb F_2F2​ the usual sign in that boundary has no effect.

Formalization targets

Tensor-product upper bound for arbitrary complexes

The first milestone is Eq. (11) for two arbitrary finite-length based binary chain complexes:

dj(A×B)≤min⁡idi(A)dj−i(B).d_j(\mathcal A\times\mathcal B)\le \min_i d_i(\mathcal A)d_{j-i}(\mathcal B).dj​(A×B)≤imin​di​(A)dj−i​(B).

Rank-sensitive lower bound

Let u=rank⁡Pu=\operatorname{rank}Pu=rankP and δ=d1(K(P))\delta=d_1(\mathcal K(P))δ=d1​(K(P)). The second milestone is Theorem 1, including both of its cases:

u<r⟹dj(A×K(P))≥min⁡ ⁣(dj(A),dj−1(A)δ),u<r\Longrightarrow d_j(\mathcal A\times\mathcal K(P))\ge \min\!\left(d_j(\mathcal A),d_{j-1}(\mathcal A)\delta\right),u<r⟹dj​(A×K(P))≥min(dj​(A),dj−1​(A)δ),

and

u=r⟹dj(A×K(P))≥dj−1(A)δ.u=r\Longrightarrow d_j(\mathcal A\times\mathcal K(P))\ge d_{j-1}(\mathcal A)\delta.u=r⟹dj​(A×K(P))≥dj−1​(A)δ.

Exact distance with a one-complex

The goal is Eq. (13):

dj(A×K(P))=min⁡ ⁣(dj−1(A)d1(K(P)),dj(A)d0(K(P))).d_j(\mathcal A\times\mathcal K(P))= \min\!\left( d_{j-1}(\mathcal A)d_1(\mathcal K(P)), d_j(\mathcal A)d_0(\mathcal K(P)) \right).dj​(A×K(P))=min(dj−1​(A)d1​(K(P)),dj​(A)d0​(K(P))).

No full-rank hypothesis is imposed on PPP.

Significance

The equality determines the product distance exactly from four component distances. General tensor-product arguments immediately provide the upper bound, but an exact formula requires ruling out lower-weight homology classes that mix the two direct-sum blocks. Once established, the formula can be applied repeatedly to tensor products of one-complexes, which is the step used in the paper to obtain higher-dimensional quantum hypergraph-product code families and to compute their distances.

For formalization, the mission contributes reusable definitions of finite based binary chain data, homological distance valued in N∪{∞}\mathbb N\cup\{\infty\}N∪{∞}, the one-complex of a binary matrix, and the relevant tensor-product boundary maps. Mathlib contains Hamming weight and general homological-algebra infrastructure, while QECLean contains a closely related based length-three homological-code interface. Neither the selected Mathlib environment nor the inspected QECLean development currently supplies this rank-sensitive exact distance theorem.

Difficulty

The central issue is that Hamming weight depends on the chosen bases and is not preserved by arbitrary homological isomorphisms. A Künneth isomorphism describes the product homology and readily produces low-weight representatives, which is enough for the upper bound, but it does not by itself exclude a still lighter representative obtained by cancellation between the two tensor blocks. The lower bound must also remain valid at the endpoints of the complex and in singular cases where one or more homology groups vanish and the relevant distance is ∞\infty∞.

The theorem cannot be reduced to a dimension calculation. It must reason about supports and Hamming weights of based representatives while respecting the quotient by boundaries, and it must cover both rank⁡P<r\operatorname{rank}P<rrankP<r and rank⁡P=r\operatorname{rank}P=rrankP=r.

Formalization scope

The Lean development works over ZMod 2. A finite basis in degree iii is represented by Fin (dimension i), and a chain group is the function space from that coordinate type to ZMod 2. BasedBinaryChainComplex stores the dimension and boundary in every nonnegative degree, the chain condition, and a finite length above which all dimensions are zero. Thus the first milestone quantifies over genuinely arbitrary finite lengths for both A\mathcal AA and B\mathcal BB, rather than over a local window or a one-complex specialization. If the stored length is mmm, the zero-dimensional source in degree m+1m+1m+1 makes ∂m+1:{0}→Am\partial_{m+1}:\{0\}\to A_m∂m+1​:{0}→Am​ the unique zero map, just as the zero-dimensional target below degree zero makes ∂0:A0→{0}\partial_0:A_0\to\{0\}∂0​:A0​→{0} the unique zero map. Hence both singular endpoint cases in Eqs. (1) and (4) are represented directly.

Distances use WithTop ℕ. Their definitions are actual minima of Hamming weights of nontrivial representatives, with ⊤ produced by the empty-set case; infinite distance is not an extra hypothesis or a separately hard-coded branch. Coordinate types may be empty, which covers missing endpoint blocks. The binary matrix PPP is represented as a linear map between two finite based function spaces. Its row and column coordinate types need not be nonempty, and no injectivity or surjectivity assumption is added.

The degree-jjj product group is indexed by the disjoint union of all coordinate products Ai×Bj−iA_i\times B_{j-i}Ai​×Bj−i​ for 0≤i≤j0\le i\le j0≤i≤j. Consequently its Hamming norm is the sum of the weights of all tensor-degree blocks. The product boundary is the standard signed tensor boundary; its sign disappears over F2\mathbb F_2F2​. A formal proof verifies that every pair of consecutive product boundaries composes to zero; the cancellation of the two mixed terms uses characteristic two. Thus the product distance is taken from an actual chain complex, rather than from unrelated adjacent linear maps. A basis-free tensor product or an abstract homology group alone is insufficient for the target, because either would discard the weight data on which the statement depends. The mission does not formalize the asymptotic code-family construction later in the paper, the transposed cohomological distance, or the CSS-code parameter translation. Those are natural downstream missions; they should reuse rather than alter the present based-chain definitions.

Selected references

  • Weilei Zeng and Leonid P. Pryadko, “Higher-Dimensional Quantum Hypergraph-Product Codes with Finite Rates,” Physical Review Letters 122, 230501 (2019). arXiv:1810.01519.
  • Benjamin Audoux and Alain Couvreur, “On Tensor Products of CSS Codes,” arXiv:1512.07081 (2015), especially Proposition 1.13 and Corollary 2.14 as cited by Zeng--Pryadko.
  • Jean-Pierre Tillich and Gilles Zémor, “Quantum LDPC Codes With Positive Rate and Minimum Distance Proportional to the Square Root of the Blocklength,” IEEE Transactions on Information Theory 60 (2014), 1193--1202.
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Mathematical LogicTheoretical Computer Science·Captain: tomasz

Friedberg–Muchnik: incomparable computably enumerable setsResearch Paper

Comparing undecidable problems

Computability theory studies which questions admit algorithms and how the unsolvable questions compare with one another. A decision problem can be represented by a set of natural numbers: the question on input nnn is whether nnn belongs to the set. Even when there is no algorithm that always answers this question, there may be an algorithm that eventually recognizes every positive instance. Understanding the relative difficulty of such problems is the setting of the Friedberg–Muchnik theorem.

The original paper by Richard M. Friedberg appeared in 1957 under the title Two recursively enumerable sets of incomparable degrees of unsolvability (solution of Post's problem, 1944). It supplies the historical paper source for this formalization. A. A. Muchnik's independent contribution appeared in Russian in 1956. Friedberg, PNAS 43(2), 236–238; Muchnik, Math-Net bibliography, 1956 entry.

Sets, enumeration, and oracle access

A set A⊆NA\subseteq\mathbb NA⊆N is computably enumerable, abbreviated c.e., if membership has a semidecision procedure: on input nnn, the procedure halts exactly when n∈An\in An∈A. The older terminology is recursively enumerable, abbreviated r.e. The Lean predicate CEnumerable A uses Mathlib's REPred for this property. A computable set has a decision procedure that terminates on every input and answers membership correctly; this is expressed separately by ComputableSet A using ComputablePred.

For each set AAA, define its characteristic function by

χA(n)={1n∈A,0n∉A.\chi_A(n)=\begin{cases}1&n\in A,\\0&n\notin A.\end{cases}χA​(n)={10​n∈A,n∈/A.​

An oracle for AAA answers requests for this function's values. It always supplies an answer, even if membership in AAA cannot be computed without an oracle. The declaration setOracle A represents this total function inside Mathlib's type of partial functions from natural numbers to natural numbers.

Write A≤TBA\le_T BA≤T​B when an algorithm with access to the membership oracle for BBB computes χA\chi_AχA​ on every input. This is Turing reducibility, expressed by SetTuringReducible A B. The algorithm may make several queries, with later queries depending on earlier answers. Incomparability requires both A̸≤TBA\not\le_T BA≤T​B and B̸≤TAB\not\le_T AB≤T​A; it is stronger than saying the two sets merely have different degrees. These conventions specify the mathematical reading of the supplied Lean definitions.

Formalization target

The goal is the following unconditional existence statement:

∃A,B⊆N,A is c.e. ∧ B is c.e. ∧ A̸≤TB ∧ B̸≤TA.\exists A,B\subseteq\mathbb N,\qquad A\text{ is c.e.}\ \land\ B\text{ is c.e.}\ \land\ A\not\le_T B\ \land\ B\not\le_T A.∃A,B⊆N,A is c.e. ∧ B is c.e. ∧ A≤T​B ∧ B≤T​A.

Its Lean name is Computability.friedberg_muchnik. No enumeration, pair of sets, or oracle program is supplied as a hypothesis. Both sets must be obtained as witnesses to the conclusion. The statement matches Theorem 26.2 in Arnold W. Miller's Lecture notes in Recursion Theory, Section 26, with the theorem on page 51 and its proof on pages 51–54. Miller, December 3, 2008 version.

Mathematical and formal significance

The target establishes that the c.e. problems have incomparable levels of computational difficulty. Its witnesses cannot be computable: a computable membership procedure would also work in the presence of any other oracle simply by making no queries, contradicting the required nonreducibility. The stronger historical consequence is a positive solution of Post's problem: a c.e. degree can lie strictly between the computable degree and the halting degree. Miller records this consequence separately as Corollary 26.3 on page 54. Miller, Section 26.

The mathematical theorem is established; the work requested here is its Lean 4 formalization. A completed development must construct witnesses, prove their computable enumerability, and exclude oracle computations in each direction using Mathlib's actual reducibility relation. The provided goal currently ends in sorry. Successful compilation of this statement checks its formulation and imports; it does not constitute a proof of the existence result.

Difficulty of simultaneous requirements

The main obstacle is preserving decisions about oracle computations while both sets are still being enumerated. An additional element in one set can change an oracle answer used by an earlier computation, undermining the attempt to separate the other set from it. There are infinitely many candidate programs in both directions. Thus a formal treatment has to justify the eventual stability of the relevant computations as well as the effectiveness of the enumeration. This is the setting of the finite injury argument developed in Miller's proof of Theorem 26.2. Miller, pages 51–54.

Formalization scope

The sets are arbitrary Set ℕ, including the natural number zero in their ambient domain. The oracle answers use natural numbers, with one for membership and zero for nonmembership. Classical reasoning is used to define the oracle for an arbitrary set; it supplies no assertion that this function is computable. Each oracle is nevertheless total. Replacing it with a partial membership recognizer would change the meaning of the target.

The foundation consists of Mathlib.Computability.RE and Mathlib.Computability.TuringDegree, together with the supplied definitions in namespace Computability. SetTuringEquivalent records reducibility in both directions. degreeOfSet maps a characteristic-function oracle to its Turing degree, and CEnumerableDegree says that a degree has a c.e. representative. These additional definitions are retained as useful interfaces, while the root theorem itself is expressed directly with sets and TuringIncomparable.

A complete proof will need representations of effective finite stages and oracle computations, and lemmas relating those representations to the imported predicates. Such infrastructure can support later formalizations involving oracle use, computable enumerations, and priority constructions. Contributions should establish these connections with Mathlib's definitions and finish the unconditional target. The theorem must not be replaced by mere degree inequality, weakened reducibility, or a conditional assertion that assumes the required incomparable sets already exist.

Selected references

  • Richard M. Friedberg, Two recursively enumerable sets of incomparable degrees of unsolvability (solution of Post's problem, 1944), Proceedings of the National Academy of Sciences of the USA 43(2), 236–238, 1957. DOI; free archived paper.
  • A. A. Muchnik, On the unsolvability of the problem of reducibility in the theory of algorithms (Russian: Неразрешимость проблемы сводимости теории алгоритмов), Doklady Akademii Nauk SSSR 108(2), 194–197, 1956. Math-Net bibliography, 1956 entry.
  • Arnold W. Miller, Lecture notes in Recursion Theory, University of Wisconsin–Madison, version dated December 3, 2008, Section 26, Theorem 26.2, pages 51–54. Author-hosted PDF.
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Differential GeometryMathematical Physics·Captain: He Wang

Kerr Vacuum Solution Verification in Boyer–Lindquist CoordinatesResearch Paper

Why a coordinate verification of Kerr

The Kerr metric (Kerr, 1963) is the exact solution of the vacuum Einstein equations that describes the exterior gravitational field of a rotating mass. It is the working model for astrophysical black holes: gravitational-wave templates, black-hole imaging and the classification results of the uniqueness theorems all take it as their starting point. Its form in the coordinates of Boyer and Lindquist (1967) is the one found in every textbook, and the statement that this line element has vanishing Ricci tensor is the single most-cited computation of the subject. That computation is long, it is almost never printed, and in practice it is trusted because computer-algebra systems agree on it. The parent project of this mission builds a certified-discovery pipeline for exact solutions of Einstein's equations in which a symbolic verifier is the oracle; this mission asks for the Kerr instance of that oracle's verdict to be re-established inside a proof assistant, so that the pipeline's benchmark result rests on a kernel-checked proof rather than on a simplification routine.

Timeline: Kerr (1963) found the metric in Kerr-Schild and in his original coordinates; Boyer and Lindquist (1967) introduced the coordinates (t,r,θ,φ)(t,r,\theta,\varphi)(t,r,θ,φ) in which the metric below is written and described its maximal analytic extension; Carter (1968) established the separability structure that underlies the closed-form inverse. None of these results has, to the authors' knowledge, a machine-checked proof.

Setting

Fix real parameters MMM and aaa. A point of R4\mathbb R^4R4 is written x=(x0,x1,x2,x3)=(t,r,θ,φ)x=(x_0,x_1,x_2,x_3)=(t,r,\theta,\varphi)x=(x0​,x1​,x2​,x3​)=(t,r,θ,φ); in Lean it is a function Pt := Fin 4 → ℝ. Write s=sin⁡θs=\sin\thetas=sinθ, c=cos⁡θc=\cos\thetac=cosθ and

Σ:=r2+a2cos⁡2θ,Δ:=r2−2Mr+a2.\Sigma := r^2+a^2\cos^2\theta,\qquad \Delta := r^2-2Mr+a^2 .Σ:=r2+a2cos2θ,Δ:=r2−2Mr+a2.

The Boyer-Lindquist Kerr metric is the symmetric 4×44\times44×4 matrix of functions

gtt=−(1−2MrΣ),grr=ΣΔ,gθθ=Σ,gφφ=(r2+a2+2Mra2sin⁡2θΣ)sin⁡2θ,gtφ=−2Marsin⁡2θΣ,g_{tt}=-\Big(1-\frac{2Mr}{\Sigma}\Big),\quad g_{rr}=\frac{\Sigma}{\Delta},\quad g_{\theta\theta}=\Sigma,\quad g_{\varphi\varphi}=\Big(r^2+a^2+\frac{2Mra^2\sin^2\theta}{\Sigma}\Big)\sin^2\theta,\quad g_{t\varphi}=-\frac{2Mar\sin^2\theta}{\Sigma},gtt​=−(1−Σ2Mr​),grr​=ΔΣ​,gθθ​=Σ,gφφ​=(r2+a2+Σ2Mra2sin2θ​)sin2θ,gtφ​=−Σ2Marsin2θ​,

with all other entries zero (signature (−,+,+,+)(-,+,+,+)(−,+,+,+), G=c=1G=c=1G=c=1). Its closed-form inverse g^\hat gg^​ has g^rr=Δ/Σ\hat g^{rr}=\Delta/\Sigmag^​rr=Δ/Σ, g^θθ=1/Σ\hat g^{\theta\theta}=1/\Sigmag^​θθ=1/Σ and a (t,φ)(t,\varphi)(t,φ) block with denominator ΣΔsin⁡2θ\Sigma\Delta\sin^2\thetaΣΔsin2θ. The regular coordinate domain is

RegM,a(x) :⟺ Σ≠0 ∧ Δ≠0 ∧ sin⁡θ≠0.\mathrm{Reg}_{M,a}(x)\ :\Longleftrightarrow\ \Sigma\neq0\ \wedge\ \Delta\neq0\ \wedge\ \sin\theta\neq0 .RegM,a​(x) :⟺ Σ=0 ∧ Δ=0 ∧ sinθ=0.

For any matrix of functions ggg with candidate inverse g^\hat gg^​, the coordinate partial derivative ∂if(x)\partial_i f(x)∂i​f(x) is the one-variable derivative at u=xiu=x_iu=xi​ of the slice u↦f(x[i↦u])u\mapsto f(x[i\mapsto u])u↦f(x[i↦u]), and the coordinate Christoffel symbols and coordinate Ricci tensor are

Γbca=12∑kg^ak(∂cgkb+∂bgkc−∂kgbc),Rbd=∑i(∂iΓbdi−∂dΓbii+∑j(ΓijiΓbdj−ΓdjiΓbij)).\Gamma^a_{bc}=\tfrac12\sum_k\hat g^{ak}\big(\partial_c g_{kb}+\partial_b g_{kc}-\partial_k g_{bc}\big),\qquad R_{bd}=\sum_i\Big(\partial_i\Gamma^i_{bd}-\partial_d\Gamma^i_{bi}+\sum_j\big(\Gamma^i_{ij}\Gamma^j_{bd}-\Gamma^i_{dj}\Gamma^j_{bi}\big)\Big).Γbca​=21​k∑​g^​ak(∂c​gkb​+∂b​gkc​−∂k​gbc​),Rbd​=i∑​(∂i​Γbdi​−∂d​Γbii​+j∑​(Γiji​Γbdj​−Γdji​Γbij​)).

These four definitions (pd, christoffel, ricci, ricciOf) form the definition bundle KerrBL_CoordGeometry; the metric, its inverse and the regular domain form KerrBL_Kerr_Metric.

Formalization targets

Goal: Kerr vacuum theorem in Boyer-Lindquist coordinates (KerrBL.vacuum_Kerr)

For all real M,aM,aM,a and every xxx with RegM,a(x)\mathrm{Reg}_{M,a}(x)RegM,a​(x):

∑kg^ik(x)gkj(x)=δij,u↦gij(x[l↦u]) and u↦Γjki(x[l↦u]) are differentiable at xl,Rbd(x)=0  ∀ b,d.\sum_k\hat g^{ik}(x)g_{kj}(x)=\delta_{ij},\qquad u\mapsto g_{ij}(x[l\mapsto u])\ \text{and}\ u\mapsto\Gamma^i_{jk}(x[l\mapsto u])\ \text{are differentiable at } x_l,\qquad R_{bd}(x)=0\ \ \forall\,b,d .k∑​g^​ik(x)gkj​(x)=δij​,u↦gij​(x[l↦u]) and u↦Γjki​(x[l↦u]) are differentiable at xl​,Rbd​(x)=0  ∀b,d.

The goal deliberately bundles the inverse identity and the two differentiability clauses with Ricci-flatness. Without the first, ricciOf g ĝ with a wrong g^\hat gg^​ could vanish trivially; without the other two, the derivative in the definition of RbdR_{bd}Rbd​ could be Mathlib's default value 000 at a non-differentiable slice. With them, the last clause is a statement about the genuine coordinate Ricci tensor.

Supporting targets

The milestones follow the three layers of the proof: (I) the inverse identity; (II) the bridge from the generic definitions to explicit closed forms, through derivative certification of the metric, the Christoffel bridge, derivative certification of the generic Christoffel symbols, and the Ricci bridge Rbd(x)=RicciKerrbd(x)R_{bd}(x)=\mathrm{RicciKerr}_{bd}(x)Rbd​(x)=RicciKerrbd​(x); (III) the vanishing of the explicit expression for each of the eight components that are not structurally zero, as rational identities in the seven variables (M,a,r,s,c,S,D)(M,a,r,s,c,S,D)(M,a,r,s,c,S,D) under s2+c2=1s^2+c^2=1s2+c2=1, S=ΣS=\SigmaS=Σ, D=ΔD=\DeltaD=Δ, and finally the vanishing of all sixteen generic components.

Significance

The result itself is classical: the Boyer-Lindquist Kerr family is a vacuum solution wherever the coordinates are regular. What the mission adds is a proof in which the trusted base is explicit and small: a 45-line generic layer defining ∂i\partial_i∂i​, Γ\GammaΓ and RRR, and the transcription of five metric components from a hash-locked source file, with source-lock lemmas proving that the compact definitions equal the transcriptions. Everything else, including roughly 120 kB of generated closed forms, is bridged by proof; a wrong closed form can make a bridge theorem unprovable but never a false theorem provable. The generic layer and the bridge pattern are reusable for any coordinate metric in four dimensions, and the pattern of certifying a computer-algebra derivation through polynomial witnesses checked by linear_combination is reusable for any rational-function identity.

Status: the theorem is proved in the classical sense since 1963 and verified by every computer-algebra system; the machine-checked coordinate proof is what this mission records. At launch every node of the mission carries an accepted proof.

Difficulty

The obvious argument is to compute. The difficulty is size and control, not ideas. The Ricci components of Kerr are rational functions whose numerators have up to a few hundred monomials in seven variables; a normalisation tactic applied to the raw expression does not terminate in practice, and a naive simp\mathrm{simp}simp-based unfolding of the double sums over Fin 4\mathrm{Fin}\,4Fin4 produces terms whose elaboration alone exceeds the server budget. The proof therefore has to be organised: opaque atoms for Σ\SigmaΣ and Δ\DeltaΔ so that denominators are monomials, per-term clearing lemmas over a common denominator, and a single polynomial identity per component certified by explicit quotient witnesses of the relations s2+c2=1s^2+c^2=1s2+c2=1, S=ΣS=\SigmaS=Σ, D=ΔD=\DeltaD=Δ. Mathlib's derivative also needs care: deriv returns 000 where a function is not differentiable, so every derivative used in the Ricci formula must be accompanied by a HasDerivAt witness, and the differentiability of the generic Christoffel symbols has to be transferred from their closed forms by a locality argument on the open regular domain.

Formalization scope

The Lean representation commits to the following. Points are Fin 4 → ℝ with 0=t0=t0=t, 1=r1=r1=r, 2=θ2=\theta2=θ, 3=φ3=\varphi3=φ; there is no manifold, no chart, no periodicity of φ\varphiφ and no range restriction on rrr. Derivatives are Mathlib's deriv of coordinate slices. The candidate inverse is data; its correctness is a theorem. The parameters M,aM,aM,a are arbitrary reals: the mission proves Ricci-flatness of the Boyer-Lindquist Kerr family on the regular coordinate domain used by the formalization, not a global Lorentzian-manifold theorem and not a statement restricted to the black-hole regime M>0M>0M>0, ∣a∣≤M|a|\le M∣a∣≤M. The axis sin⁡θ=0\sin\theta=0sinθ=0 is excluded (the inverse carries 1/sin⁡2θ1/\sin^2\theta1/sin2θ) although the metric is smooth there; the loci Σ=0\Sigma=0Σ=0 and Δ=0\Delta=0Δ=0 are excluded. Nothing is asserted about signature, uniqueness, symmetry of RbdR_{bd}Rbd​ (all sixteen components are proved separately) or any coordinate-independent curvature quantity. A trivialising formalization is ruled out by the goal's first clause: the Ricci tensor of the specification layer takes the inverse as an argument, and the goal certifies that argument.

Independent blind read-back of the definitions and main statements, performed by a separate agent that saw only the Lean text, returned the following honest statement, recorded here verbatim: "For every pair of real numbers MMM, aaa and every point (t,r,θ,φ)∈R4(t,r,\theta,\varphi)\in\mathbb R^4(t,r,θ,φ)∈R4 at which r2+a2cos⁡2θ≠0r^2+a^2\cos^2\theta\neq0r2+a2cos2θ=0, r2−2Mr+a2≠0r^2-2Mr+a^2\neq0r2−2Mr+a2=0 and sin⁡θ≠0\sin\theta\neq0sinθ=0, all sixteen numbers RbdR_{bd}Rbd​ obtained by evaluating the explicit coordinate formula [...] vanish, where ggg is the explicitly transcribed Boyer-Lindquist Kerr component matrix, g^\hat gg^​ is an explicitly transcribed matrix that (by ginv_mul_g_Kerr, under the same hypothesis) satisfies g^g=I\hat g g=Ig^​g=I at that point, and ∂i\partial_i∂i​ is Mathlib's one-variable deriv of the coordinate slice." The two should-fix findings of that read-back (inverse coupling; junk derivative values) are addressed by the first three clauses of the goal.

Infrastructure: three definition bundles (KerrBL_CoordGeometry, hand-written; KerrBL_Kerr_Metric, generated from the source file and human-auditable; KerrBL_Kerr_ClosedForms, generated and untrusted). Reusable beyond the mission: the generic layer, the locality lemma, and the bridge pattern. Natural extensions welcome after release: the two-sided inverse, the a=0a=0a=0 reduction to Schwarzschild, and curvature invariants such as the Kretschmann scalar.

Selected references

  • R. P. Kerr, Gravitational field of a spinning mass as an example of algebraically special metrics, Phys. Rev. Lett. 11 (1963) 237-238. https://doi.org/10.1103/PhysRevLett.11.237
  • R. H. Boyer and R. W. Lindquist, Maximal analytic extension of the Kerr metric, J. Math. Phys. 8 (1967) 265-281. https://doi.org/10.1063/1.1705193
  • B. Carter, Global structure of the Kerr family of gravitational fields, Phys. Rev. 174 (1968) 1559-1571. https://doi.org/10.1103/PhysRev.174.1559
  • S. Chandrasekhar, The Mathematical Theory of Black Holes, Oxford University Press, 1983, Chapter 6.
  • S. M. Carroll, Spacetime and Geometry, Cambridge University Press, 2019, Section 6.6.
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AlgebraTheoretical Computer Science·Captain: Cosme

Eilenberg Theorems for Many-Sorted FormationsResearch Paper

Motivation

Classical Eilenberg correspondence theorems connect algebraic descriptions of finite-state behavior with language-theoretic closure principles. The version developed by Juan Climent Vidal and Enric Cosme Llópez replaces one-sorted monoids by many-sorted algebras, so that operations may accept arguments of several prescribed sorts and return a value of another sort. This is the natural algebraic setting for typed term languages: a signature records the permitted input and output sorts of each operation, and a language is a family of sets indexed by sorts. The paper proves that two ways of organizing finite-state behavior—through finite-index congruences and through regular languages—determine the same ordered structure. The source is the final section of Climent Vidal and Cosme Llópez, Eilenberg theorems for many-sorted formations, published in the Houston Journal of Mathematics 45(2), 2019.

The companion manuscript A Kleene theorem for free many-sorted algebras develops the free-term and recognizability infrastructure used by this formalization. It supplies a concrete Lean representation of sorted signatures, free algebras, homomorphisms, terms, and finite many-sorted carriers. The present mission begins from that reusable core and formalizes the formation-level theorem of the HJM paper, rather than repeating the already completed Kleene development.

Setting

Fix a finite type of sorts SSS and an SSS-sorted signature Σ\SigmaΣ. For an SSS-sorted set XXX, write TΣ(X)T_\Sigma(X)TΣ​(X) for the free Σ\SigmaΣ-algebra on XXX. A congruence Φ\PhiΦ on a many-sorted algebra is a family of equivalence relations Φs\Phi_sΦs​, one on each carrier sort, compatible with every basic operation. Its index is finite when the entire sorted quotient family

(TΣ(X)s/Φs)s∈S(T_\Sigma(X)_s/\Phi_s)_{s\in S}(TΣ​(X)s​/Φs​)s∈S​

is finite. A sorted language LLL is Φ\PhiΦ-saturated when membership in LsL_sLs​ is constant on every Φs\Phi_sΦs​-class. The syntactic congruence Ω(L)\Omega(L)Ω(L) is the greatest algebra congruence that saturates LLL, and LLL is regular when Ω(L)\Omega(L)Ω(L) has finite index.

A finite-index congruence formation F\mathfrak FF selects, for every variable family XXX, a nonempty filter F(X)\mathfrak F(X)F(X) of finite-index congruences on TΣ(X)T_\Sigma(X)TΣ​(X). The selection is closed under intersections, upward inclusion, and pullback along homomorphisms whose composite with the relevant quotient projection is surjective at every sort.

A regular-language formation L\mathcal LL selects regular languages in each TΣ(X)T_\Sigma(X)TΣ​(X). It contains every language saturated by the universal congruence; whenever L,K∈L(X)L,K\in\mathcal L(X)L,K∈L(X) it contains every language saturated by Ω(L)∩Ω(K)\Omega(L)\cap\Omega(K)Ω(L)∩Ω(K); and it satisfies the corresponding pullback-saturation condition for quotient-surjective homomorphisms.

The two constructions are

LF(X)={L∣L is saturated by some Φ∈F(X)},\mathcal L_{\mathfrak F}(X) =\{L\mid \text{$L$ is saturated by some }\Phi\in\mathfrak F(X)\}, LF​(X)={L∣L is saturated by some Φ∈F(X)},

and

FL(X)={Φ∣Φ has finite index and every Φ-saturated language lies in L(X)}. \mathfrak F_{\mathcal L}(X) =\{\Phi\mid \text{$\Phi$ has finite index and every $\Phi$-saturated language lies in $\mathcal L(X)$}\}. FL​(X)={Φ∣Φ has finite index and every Φ-saturated language lies in L(X)}.

Formalization targets

The capstone is the paper's final formation theorem: the ordered sets of finite-index congruence formations and regular-language formations are order-isomorphic, with the isomorphism fixed to be exactly the two displayed constructions.

Form⁡Cgrfi(Σ)≅Form⁡Langr(Σ). \operatorname{Form}_{\mathrm{Cgr}_{\mathrm{fi}}}(\Sigma) \cong \operatorname{Form}_{\mathrm{Lang}_{r}}(\Sigma). FormCgrfi​​(Σ)≅FormLangr​​(Σ).

The milestones establish the universal property of the syntactic congruence, closure of finite-index congruences under the filter operations, the well-definedness of each construction, and the two recovery identities

FLF=F,LFL=L. \mathfrak F_{\mathcal L_{\mathfrak F}}=\mathfrak F, \qquad \mathcal L_{\mathfrak F_{\mathcal L}}=\mathcal L.FLF​​=F,LFL​​=L.

These identities determine the inverse maps and prevent the goal from being satisfied by an unrelated abstract order equivalence.

Significance

The theorem packages a family of finite quotients and a family of regular languages as interchangeable data. On the algebraic side, closure is expressed by filters of congruences and quotient-surjective pullbacks. On the language side, the same information is expressed through saturation by syntactic congruences. The result therefore gives a systematic translation between quotient-based and language-based classifications in a typed, many-sorted setting.

Formalizing the theorem adds congruence, quotient-index, saturation, syntactic-congruence, and formation interfaces to the existing free many-sorted algebra library. These components are reusable for future formalizations of recognizability, Myhill–Nerode principles, finite algebra formations, and varieties or pseudovarieties of typed algebras. The mathematical theorem is already proved in the cited 2019 paper; the remaining task is to produce machine-checked Lean proofs of the source-faithful statements.

Difficulty

The two maps are simple to write down but their inverse laws are not pointwise tautologies. A finite-index congruence must be reconstructed from the family of all languages it saturates, and a language formation must be reconstructed from all selected finite-index congruences. In the many-sorted case, finiteness applies to the entire quotient family, including its support across sorts, and intersections and pullbacks must preserve this global condition. The quotient-surjectivity premise is also essential: replacing it by ordinary surjectivity of the original homomorphism would change the formation axiom.

The syntactic congruence creates a second layer of care. It must be characterized as the greatest compatible sorted equivalence saturating a language, not merely as the kernel of the language's characteristic function, which need not itself respect the algebra operations. Thus an argument that treats saturation as an arbitrary set-theoretic equivalence misses the algebraic compatibility required by the theorem.

Formalization scope

The Lean development uses the existing MSKleene representation of sorted sets, signatures, argument tuples, algebras, homomorphisms, terms, and free algebras. Congruences are sort-indexed setoids with explicit compatibility for every signature operation. Their order is inclusion of relations. Intersection and the universal congruence are concrete constructions, while pullback is defined along an algebra homomorphism.

Finite index is represented by finiteness of the sigma-type of all quotient carriers, matching the paper's finite sorted-set convention; it is not weakened to separate finiteness of each inhabited component. The sort type is assumed finite in the finite-index filter and formation correspondence theorems, as required in the final section of the source. Languages are arbitrary sorted subsets of free term algebras, including empty components. No nonemptiness assumption on variable carriers or algebra sorts is added.

The syntactic congruence is defined internally as the supremum-style least upper bound of all congruences saturating a language, rather than postulated together with its universal property. The formation structures contain only the source closure axioms. In particular, neither correspondence map nor either inverse identity is stored as a structure field; doing so would trivialize the capstone. Contributions are welcome on the foundational universal-property and finite-index lemmas, the two formation constructors, and the recovery identities that assemble into the final order isomorphism.

Selected references

  • Juan Climent Vidal and Enric Cosme Llópez, Eilenberg theorems for many-sorted formations, Houston Journal of Mathematics 45(2), 2019, pp. 351–416. arXiv:1604.04792
  • Samuel Eilenberg, Automata, Languages, and Machines, Volume B, Academic Press, 1976.
  • Adolfo Ballester-Bolinches, Jean-Éric Pin, and Xaro Soler-Escrivà, Formations of finite monoids and formal languages: Eilenberg's variety theorem revisited, Forum Mathematicum 26, 2014, pp. 1737–1761.
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Algebraic TopologyPure Mathematics·Captain: korbonits

Hatcher Algebraic Topology III: The Classification of Covering SpacesTextbook

Motivation

The third mission in the series formalizing Allen Hatcher's Algebraic Topology (Cambridge University Press, 2002; pi.math.cornell.edu/~hatcher/AT/AT.pdf) turns to the second main topic of Chapter 1, covering spaces (Section 1.3, pp. 56–78). The first mission used the covering R→S1\mathbb{R}\to S^1R→S1 to compute π1(S1)\pi_1(S^1)π1​(S1), and the second proved van Kampen's theorem. This mission develops the general theory of covering spaces of a fixed space XXX: the lifting properties (pp. 60–62), the classification of connected covering spaces by subgroups of π1(X)\pi_1(X)π1​(X) (pp. 63–68), and deck transformations and group actions (pp. 70–72). Its goal is the classification theorem (Theorem 1.38, p. 67), Hatcher's "Galois correspondence" between path-connected covering spaces of XXX and subgroups of π1(X,x0)\pi_1(X,x_0)π1​(X,x0​), together with its companions Proposition 1.39 (deck groups and normal covers) and Proposition 1.40 (covering space actions and orbit spaces).

All statements live in the Lean namespace Hatcher used by the earlier missions.

Setting

A covering space of XXX (p. 56) is a space X~\tilde XX~ with a map p:X~→Xp:\tilde X\to Xp:X~→X such that every x∈Xx\in Xx∈X has an open neighborhood UUU whose preimage is a disjoint union of open sets each mapped homeomorphically onto UUU; p−1(U)p^{-1}(U)p−1(U) may be empty, so ppp need not be surjective. This is Mathlib's IsCoveringMap. For a covering space with basepoints p:(X~,x~0)→(X,x0)p:(\tilde X,\tilde x_0)\to(X,x_0)p:(X~,x~0​)→(X,x0​) we write

p∗:π1(X~,x~0)→π1(X,x0),H=p∗(π1(X~,x~0))≤π1(X,x0)p_*:\pi_1(\tilde X,\tilde x_0)\to\pi_1(X,x_0),\qquad H=p_*\big(\pi_1(\tilde X,\tilde x_0)\big)\le\pi_1(X,x_0)p∗​:π1​(X~,x~0​)→π1​(X,x0​),H=p∗​(π1​(X~,x~0​))≤π1​(X,x0​)

for the induced homomorphism (Hatcher.coverHom) and its image (Hatcher.coverSubgroup).

XXX is semilocally simply-connected (p. 63, Hatcher.IsSemilocallySimplyConnected) if each x∈Xx\in Xx∈X has a neighborhood UUU such that every loop at xxx contained in UUU is null-homotopic in XXX. The bundle Hatcher_Covering also fixes: the structure CoveringSpace X (a total space X~\tilde XX~ and a covering map ppp) and its pointed version PointedCover X x₀ (with x~0∈p−1(x0)\tilde x_0\in p^{-1}(x_0)x~0​∈p−1(x0​) and associated subgroup PointedCover.subgroup); isomorphism of covering spaces (p. 67), a homeomorphism f:X~1→X~2f:\tilde X_1\to\tilde X_2f:X~1​→X~2​ with p1=p2fp_1=p_2fp1​=p2​f, with or without preservation of basepoints (IsIsomorphic, IsPointedIsomorphic); the deck transformation group G(X~)G(\tilde X)G(X~) (p. 70, deckGroup), the self-homeomorphisms of X~\tilde XX~ commuting with ppp; normal covering spaces (p. 70, IsNormalCover); Hatcher's condition (∗)(\ast)(∗) for a covering space action of a group GGG on YYY (p. 72, IsCoveringSpaceAction); and the orbit space Y/GY/GY/G with its quotient map (OrbitSpace, orbitProj).

Formalization targets

Goal (Theorem 1.38, p. 67)

Let XXX be path-connected, locally path-connected and semilocally simply-connected, with basepoint x0x_0x0​. Then:

  1. every subgroup H≤π1(X,x0)H\le\pi_1(X,x_0)H≤π1​(X,x0​) is p∗π1(X~,x~0)p_*\pi_1(\tilde X,\tilde x_0)p∗​π1​(X~,x~0​) for some path-connected covering space with basepoint;
  2. two path-connected covering spaces with basepoints are isomorphic by a basepoint-preserving isomorphism iff their subgroups coincide;
  3. two path-connected covering spaces are isomorphic (basepoints ignored) iff their subgroups, at some choice of basepoints over x0x_0x0​, are conjugate in π1(X,x0)\pi_1(X,x_0)π1​(X,x0​).

Together these say that (X~,x~0)↦p∗π1(X~,x~0)(\tilde X,\tilde x_0)\mapsto p_*\pi_1(\tilde X,\tilde x_0)(X~,x~0​)↦p∗​π1​(X~,x~0​) is a bijection from basepoint-preserving isomorphism classes of path-connected covering spaces to subgroups, inducing a bijection from isomorphism classes to conjugacy classes of subgroups.

Milestones

  1. Proposition 1.31 (p. 61), first part: p∗p_*p∗​ is injective.
  2. Proposition 1.31, second part: p∗π1(X~,x~0)p_*\pi_1(\tilde X,\tilde x_0)p∗​π1​(X~,x~0​) consists of the classes of loops at x0x_0x0​ whose lifts starting at x~0\tilde x_0x~0​ are loops.
  3. Proposition 1.32 (p. 61): for X,X~X,\tilde XX,X~ path-connected, the fibre p−1(x0)p^{-1}(x_0)p−1(x0​) is in bijection with the cosets of HHH, so the number of sheets is the index of HHH.
  4. Proposition 1.33 (p. 61), the lifting criterion: for YYY path-connected and locally path-connected, f:(Y,y0)→(X,x0)f:(Y,y_0)\to(X,x_0)f:(Y,y0​)→(X,x0​) lifts to (X~,x~0)(\tilde X,\tilde x_0)(X~,x~0​) iff f∗π1(Y,y0)⊆Hf_*\pi_1(Y,y_0)\subseteq Hf∗​π1​(Y,y0​)⊆H.
  5. Proposition 1.34 (p. 62), unique lifting: two lifts of f:Y→Xf:Y\to Xf:Y→X agreeing at one point agree everywhere if YYY is connected.
  6. Necessity of semilocal simple connectivity (p. 63): if XXX has a simply-connected covering space (surjective onto XXX), then XXX is semilocally simply-connected.
  7. Existence of a simply-connected covering space (pp. 63–65): if XXX is path-connected, locally path-connected and semilocally simply-connected, it has a simply-connected covering space (the universal cover).
  8. Proposition 1.36 (p. 66): under the same hypotheses, every subgroup H≤π1(X,x0)H\le\pi_1(X,x_0)H≤π1​(X,x0​) is realized as p∗π1(XH,x~0)p_*\pi_1(X_H,\tilde x_0)p∗​π1​(XH​,x~0​) for a path-connected covering space.
  9. Proposition 1.37 (p. 67): for XXX path-connected and locally path-connected, two path-connected covering spaces with basepoints are basepoint-preservingly isomorphic iff their subgroups are equal.
  10. Change of basepoint (pp. 67–68, proof of Theorem 1.38): moving x~0\tilde x_0x~0​ within p−1(x0)p^{-1}(x_0)p−1(x0​) replaces HHH by a conjugate, and every conjugate arises this way.
  11. Proposition 1.39(a) (p. 71): a path-connected covering space of a path-connected, locally path-connected XXX is normal iff HHH is a normal subgroup.
  12. Proposition 1.39(b): G(X~)≅N(H)/HG(\tilde X)\cong N(H)/HG(X~)≅N(H)/H, given as a surjective homomorphism N(H)→G(X~)N(H)\to G(\tilde X)N(H)→G(X~) with kernel HHH.
  13. Proposition 1.39, final clause: for the universal cover, G(X~)≅π1(X,x0)G(\tilde X)\cong\pi_1(X,x_0)G(X~)≅π1​(X,x0​).
  14. Proposition 1.40(a) (p. 72): for a covering space action of GGG on YYY, the quotient map Y→Y/GY\to Y/GY→Y/G is a normal covering space.
  15. Proposition 1.40(b): if moreover YYY is path-connected, GGG is the group of deck transformations of Y→Y/GY\to Y/GY→Y/G, via g↦(y↦gy)g\mapsto(y\mapsto gy)g↦(y↦gy).
  16. Proposition 1.40(c): if YYY is path-connected and locally path-connected, G≅π1(Y/G)/p∗π1(Y)G\cong\pi_1(Y/G)/p_*\pi_1(Y)G≅π1​(Y/G)/p∗​π1​(Y), given as a surjective homomorphism π1(Y/G)→G\pi_1(Y/G)\to Gπ1​(Y/G)→G with kernel p∗π1(Y)p_*\pi_1(Y)p∗​π1​(Y).

Significance

The result itself. The classification theorem is the central structural fact about covering spaces: the connected coverings of XXX are "the same as" the subgroups of π1(X)\pi_1(X)π1​(X), with the universal cover corresponding to the trivial subgroup and normal coverings to normal subgroups. Proposition 1.40 is the standard method for computing fundamental groups of orbit spaces (π1(RPn)=Z/2\pi_1(\mathbb{RP}^n)=\mathbb{Z}/2π1​(RPn)=Z/2, π1(Tn)=Zn\pi_1(T^n)=\mathbb{Z}^nπ1​(Tn)=Zn, lens spaces) and is used throughout Hatcher's later chapters.

Formalizing it. Mathlib (at this environment's revision) already has the lifting theory for covering maps: path and homotopy lifting (IsCoveringMap.liftPath, liftHomotopy), the monodromy action (IsCoveringMap.monodromy), the injectivity of p∗p_*p∗​ (injective_path_homotopic_map, cited there as Proposition 1.31), the unique-lifting statement (IsCoveringMap.eq_of_comp_eq), and the lifting criterion itself (existsUnique_continuousMap_lifts_of_range_le, cited as Proposition 1.33). For quotient maps by a free properly discontinuous action it has IsQuotientCoveringMap, with the homomorphism π1(Y/G)→Gop\pi_1(Y/G)\to G^{\mathrm{op}}π1​(Y/G)→Gop and its kernel and surjectivity. Milestones 1, 4, 5 and 16 are therefore expected to be short reductions to Mathlib, and Mathlib's quotient-covering theory should carry most of milestones 14–15. Mathlib has no notion of semilocal simple connectivity, no construction of the universal cover or of the coverings XHX_HXH​, no classification theorem, and no deck transformation groups or normal coverings; milestones 6–13 and the goal are new.

Difficulty

The heart of the mission is the construction of the universal cover (pp. 63–65): the points are homotopy classes of paths from x0x_0x0​, the topology is generated by the sets U[γ]U_{[\gamma]}U[γ]​ for UUU in the basis of path-connected open sets on which π1\pi_1π1​ dies, and one must verify that this is a topology basis, that ppp is a covering map, and that the result is simply connected. Proposition 1.36 then passes to a quotient by HHH and checks that the projection remains a covering map. Both are elementary but long, and formalizing them requires a systematic treatment of path homotopy classes as points of a space.

Propositions 1.37 and 1.39 follow from the lifting criterion and unique lifting; the deck-group homomorphism in 1.39(b) sends a loop in N(H)N(H)N(H) to the deck transformation produced by the lifting criterion, and its kernel is computed by Proposition 1.31. Proposition 1.40(a) needs the quotient topology on Y/GY/GY/G and the evenly covered neighborhoods p(U)p(U)p(U) from condition (∗)(\ast)(∗); part (b) is the observation that a deck transformation of a path-connected cover is determined by one value. Milestone 3 is orbit–stabilizer for the monodromy action.

Formalization scope

  • Spaces are arbitrary topological spaces; hypotheses (path-connectedness, local path-connectedness, semilocal simple connectivity, connectedness of the domain in Proposition 1.34) are stated per theorem, exactly where Hatcher assumes them.
  • CoveringSpace X bundles a total space in the same universe as XXX with a covering map; the classification quantifies over covering spaces in this sense. Since the universal cover and the coverings XHX_HXH​ are constructed from paths in XXX, they live in that universe, so nothing is lost.
  • "Isomorphic" is the existence of a homeomorphism over XXX (Hatcher, p. 67), a proposition on pairs of covering spaces; Theorem 1.38 is stated as the three-part conjunction above rather than as a bijection between quotient sets, which avoids forming the set of isomorphism classes of types while asserting exactly the same content.
  • Conjugacy is expressed with Mathlib's MulAut.conj; "number of sheets equals the index" is stated as a bijection p−1(x0)≃π1(X,x0)/Hp^{-1}(x_0)\simeq\pi_1(X,x_0)/Hp−1(x0​)≃π1​(X,x0​)/H with the coset space.
  • The isomorphisms of Propositions 1.39(b) and 1.40(c) are stated as surjective homomorphisms with prescribed kernel, which is how Hatcher proves them and avoids requiring a Normal instance in the statement; the final clause of 1.39 and 1.40(b) are stated as the existence of group isomorphisms, the latter with its action on YYY prescribed.
  • A covering space action includes continuity of each y↦gyy\mapsto gyy↦gy (Hatcher's actions are by homeomorphisms). The orbit space is Mathlib's MulAction.orbitRel.Quotient with the quotient topology.
  • Trivializing readings are excluded: path-connected spaces are nonempty, and a nonempty covering space of a path-connected base is surjective; milestone 6 assumes surjectivity explicitly because its base need not be connected.

Contributions welcome: a reusable construction of the space of path classes with its topology, the covering XHX_HXH​, and the deck-group homomorphism; the short reductions to Mathlib for Propositions 1.31, 1.33 and 1.34 are good first contributions.

Selected references

  • A. Hatcher, Algebraic Topology, Cambridge University Press, 2002. Section 1.3, pp. 56–72. https://pi.math.cornell.edu/~hatcher/AT/AT.pdf
  • E. H. Spanier, Algebraic Topology, Springer, 1966, Chapter 2 (covering spaces and the classification theorem).
  • J. R. Munkres, Topology, 2nd ed., Prentice Hall, 2000, Chapter 13 (classification of covering spaces).
  • Mathlib, Mathlib/Topology/Covering/Basic.lean (covering maps). https://github.com/leanprover-community/mathlib4/blob/0df444a360eaa60ab8c11dca51a86af692955474/Mathlib/Topology/Covering/Basic.lean
  • Mathlib, Mathlib/Topology/Homotopy/Lifting.lean (path and homotopy lifting, monodromy, the lifting criterion). https://github.com/leanprover-community/mathlib4/blob/0df444a360eaa60ab8c11dca51a86af692955474/Mathlib/Topology/Homotopy/Lifting.lean
  • Mathlib, Mathlib/Topology/Covering/Quotient.lean (quotient covering maps for group actions). https://github.com/leanprover-community/mathlib4/blob/0df444a360eaa60ab8c11dca51a86af692955474/Mathlib/Topology/Covering/Quotient.lean
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Algebraic TopologyPure Mathematics·Captain: korbonits

Hatcher Algebraic Topology II: The van Kampen TheoremTextbook

Motivation

Once π1(S1)≅Z\pi_1(S^1)\cong\mathbb{Z}π1​(S1)≅Z is known, the next question in Allen Hatcher's Algebraic Topology (Cambridge University Press, 2002; pi.math.cornell.edu/~hatcher/AT/AT.pdf) is how to compute fundamental groups of spaces built from pieces. Section 1.2 answers this with van Kampen's theorem (Theorem 1.20, p. 43): if a space is covered by open sets with a common basepoint and path-connected intersections, its fundamental group is the free product of the fundamental groups of the pieces, modulo relations coming from the intersections. It is the main computational tool of Chapter 1: it gives the fundamental groups of wedges of circles, graphs, surfaces, and every CW complex from its 2-skeleton (Propositions 1.26–1.28), and it underlies the classification of covering spaces in Section 1.3.

This is the second mission in the series formalizing Hatcher's book. The first mission established the covering-space lifting properties and π1(S1,1)≅Z\pi_1(S^1,1)\cong\mathbb{Z}π1​(S1,1)≅Z in the Lean namespace Hatcher; this one covers the subsection "The van Kampen Theorem" of Section 1.2 (pp. 41–47) together with its warm-up Lemma 1.15 and Proposition 1.14 from Section 1.1 (p. 35).

Setting

Let XXX be a topological space with a basepoint x0x_0x0​. A path is a continuous map I=[0,1]→XI=[0,1]\to XI=[0,1]→X, a loop at x0x_0x0​ is a path with both endpoints x0x_0x0​, and π1(X,x0)\pi_1(X,x_0)π1​(X,x0​) is the group of homotopy classes of loops at x0x_0x0​ under concatenation. A continuous map φ:X→Y\varphi:X\to Yφ:X→Y with φ(x0)=y0\varphi(x_0)=y_0φ(x0​)=y0​ induces a homomorphism φ∗:π1(X,x0)→π1(Y,y0)\varphi_*:\pi_1(X,x_0)\to\pi_1(Y,y_0)φ∗​:π1​(X,x0​)→π1​(Y,y0​), [f]↦[φ∘f][f]\mapsto[\varphi\circ f][f]↦[φ∘f].

Let (Aα)α∈ι(A_\alpha)_{\alpha\in\iota}(Aα​)α∈ι​ be a family of subsets of XXX, each containing x0x_0x0​, with the subspace topology; write π1(Aα)\pi_1(A_\alpha)π1​(Aα​) for π1(Aα,x0)\pi_1(A_\alpha,x_0)π1​(Aα​,x0​). The inclusions Aα↪XA_\alpha\hookrightarrow XAα​↪X induce

jα:π1(Aα)→π1(X),j_\alpha:\pi_1(A_\alpha)\to\pi_1(X),jα​:π1​(Aα​)→π1​(X),

which are Hatcher.inclHom, and the inclusions Aα∩Aβ↪AαA_\alpha\cap A_\beta\hookrightarrow A_\alphaAα​∩Aβ​↪Aα​ and Aα∩Aβ↪AβA_\alpha\cap A_\beta\hookrightarrow A_\betaAα​∩Aβ​↪Aβ​ induce

iαβ:π1(Aα∩Aβ)→π1(Aα),iβα:π1(Aα∩Aβ)→π1(Aβ),i_{\alpha\beta}:\pi_1(A_\alpha\cap A_\beta)\to\pi_1(A_\alpha),\qquad i_{\beta\alpha}:\pi_1(A_\alpha\cap A_\beta)\to\pi_1(A_\beta),iαβ​:π1​(Aα​∩Aβ​)→π1​(Aα​),iβα​:π1​(Aα​∩Aβ​)→π1​(Aβ​),

which are Hatcher.interHomLeft and Hatcher.interHomRight.

The free product ∗αGα\ast_\alpha G_\alpha∗α​Gα​ of a family of groups is the group of reduced words in the GαG_\alphaGα​ (Hatcher, pp. 41–42); in Lean it is Mathlib's Monoid.CoprodI, here Hatcher.FreeProd. Its universal property extends the jαj_\alphajα​ to a single homomorphism

Φ:∗απ1(Aα)→π1(X),\Phi:\ast_\alpha\pi_1(A_\alpha)\to\pi_1(X),Φ:∗α​π1​(Aα​)→π1​(X),

Hatcher.vanKampenHom. Since jαiαβ=jβiβαj_\alpha i_{\alpha\beta}=j_\beta i_{\beta\alpha}jα​iαβ​=jβ​iβα​ (both are induced by Aα∩Aβ↪XA_\alpha\cap A_\beta\hookrightarrow XAα​∩Aβ​↪X), the elements

iαβ(ω) iβα(ω)−1,ω∈π1(Aα∩Aβ),i_{\alpha\beta}(\omega)\,i_{\beta\alpha}(\omega)^{-1},\qquad \omega\in\pi_1(A_\alpha\cap A_\beta),iαβ​(ω)iβα​(ω)−1,ω∈π1​(Aα​∩Aβ​),

lie in the kernel of Φ\PhiΦ. Let NNN be the normal subgroup generated by all of them, Hatcher.vanKampenNormal.

Formalization targets

Goal (Theorem 1.20)

If XXX is the union of path-connected open sets AαA_\alphaAα​ each containing x0x_0x0​, each Aα∩AβA_\alpha\cap A_\betaAα​∩Aβ​ is path-connected, and each Aα∩Aβ∩AγA_\alpha\cap A_\beta\cap A_\gammaAα​∩Aβ​∩Aγ​ is path-connected, then

Φ is surjectiveandker⁡Φ=N.\Phi \text{ is surjective}\qquad\text{and}\qquad \ker\Phi=N .Φ is surjectiveandkerΦ=N.

Hence Φ\PhiΦ induces an isomorphism π1(X)≅∗απ1(Aα)/N\pi_1(X)\cong\ast_\alpha\pi_1(A_\alpha)/Nπ1​(X)≅∗α​π1​(Aα​)/N.

Milestones

  1. Lemma 1.15 (p. 35). If XXX is the union of path-connected open sets AαA_\alphaAα​ containing x0x_0x0​ with each Aα∩AβA_\alpha\cap A_\betaAα​∩Aβ​ path-connected, then every loop in XXX at x0x_0x0​ is homotopic to a product of loops each of which is contained in a single AαA_\alphaAα​.
  2. Proposition 1.14 (p. 35). π1(Sn)=0\pi_1(S^n)=0π1​(Sn)=0 for n≥2n\ge 2n≥2.
  3. Theorem 1.20, first part (p. 43). Under the hypotheses of Lemma 1.15, Φ\PhiΦ is surjective.
  4. The kernel contains the relators (p. 43). N≤ker⁡ΦN\le\ker\PhiN≤kerΦ, with no hypotheses on the cover.
  5. Theorem 1.20, second part (p. 43). If moreover every triple intersection is path-connected, ker⁡Φ≤N\ker\Phi\le NkerΦ≤N.
  6. Induced isomorphism (p. 43). Under the same hypotheses there is an isomorphism ∗απ1(Aα)/N≅π1(X)\ast_\alpha\pi_1(A_\alpha)/N\cong\pi_1(X)∗α​π1​(Aα​)/N≅π1​(X) sending the class of a word to its image under Φ\PhiΦ.

Significance

The result itself. Van Kampen's theorem is the gluing law for π1\pi_1π1​. With it Hatcher computes π1\pi_1π1​ of wedge sums (free products), of graphs (free groups), of the closed orientable surfaces (Example 1.26), and shows that attaching 222-cells kills exactly the attaching loops (Proposition 1.26), so that every group is a fundamental group (Corollary 1.28). The surjectivity half alone gives Proposition 1.14, that spheres of dimension at least two are simply connected, and hence that R2\mathbb{R}^2R2 is not homeomorphic to Rn\mathbb{R}^nRn for n≠2n\ne 2n=2 (Corollary 1.16).

Formalizing it. Mathlib has the fundamental groupoid and fundamental group, induced homomorphisms (FundamentalGroup.map), free products of groups (Monoid.CoprodI) with their universal property, normal closures, and quotient groups. It has no version of van Kampen's theorem for topological spaces (its CategoryTheory/Limits/VanKampen concerns colimits in categories, not fundamental groups), and no computation of π1(Sn)\pi_1(S^n)π1​(Sn) for n≥2n\ge 2n≥2; on the platform, however, the theorem SP4Mission.sphere_simplyConnected (already proved in this environment) states that the unit sphere of Rn\mathbb{R}^nRn is simply connected for n≥3n\ge 3n≥3, which is Proposition 1.14 with shifted indexing, so that milestone can be closed by a one-line reduction. The mission supplies the statements in Hatcher's form, on Mathlib's π1\pi_1π1​, so that later missions (covering spaces, cell complexes) can use them directly.

Difficulty

Surjectivity is a compactness argument: subdivide III so each piece of the loop lies in one AαA_\alphaAα​, then use path-connectedness of the intersections to connect the subdivision points back to x0x_0x0​. The formal difficulty is bookkeeping: producing the subdivision from an open cover of [0,1][0,1][0,1] (Mathlib's exists_monotone_Icc_subset_open_cover_unitInterval is the tool) and showing the reparametrised concatenation is homotopic to the original loop.

The kernel computation is the hard part. Hatcher's proof takes a homotopy F:I×I→XF:I\times I\to XF:I×I→X between two factorizations, subdivides the square into rectangles each mapped into a single AαA_\alphaAα​, perturbs the grid so at most three rectangles meet at a corner (this is where triple intersections enter), and then shows that moving the loop across one rectangle at a time changes the factorization only by the two elementary moves that hold in ∗απ1(Aα)/N\ast_\alpha\pi_1(A_\alpha)/N∗α​π1​(Aα​)/N. Every step is elementary, but the induction over the grid is long, and each elementary move requires an explicit path-homotopy in a subspace. The naive idea of proving ker⁡Φ≤N\ker\Phi\le NkerΦ≤N by an induction on word length does not work: the relation between two factorizations of the same loop is only visible through a homotopy in XXX, not through the words.

Proposition 1.14 is easy given Lemma 1.15 but requires exhibiting the cover of SnS^nSn by two complements of antipodal points, showing each is simply connected (homeomorphic to Rn\mathbb{R}^nRn via stereographic projection, which Mathlib has as stereographic), and showing their intersection is path-connected when n≥2n\ge 2n≥2.

Formalization scope

  • The index set ι\iotaι and the space XXX are arbitrary; the AαA_\alphaAα​ are Set X with the subspace topology, and π1(Aα)\pi_1(A_\alpha)π1​(Aα​) is Mathlib's FundamentalGroup ↥(A α) ⟨x₀, _⟩. Hypotheses are stated explicitly on each theorem: IsOpen, IsPathConnected, ⋃ α, A α = Set.univ, and path-connectedness of pairwise (and, where Hatcher requires it, triple) intersections.
  • iαβi_{\alpha\beta}iαβ​ and iβαi_{\beta\alpha}iβα​ are both defined on π1(Aα∩Aβ)\pi_1(A_\alpha\cap A_\beta)π1​(Aα​∩Aβ​) (rather than on π1(Aβ∩Aα)\pi_1(A_\beta\cap A_\alpha)π1​(Aβ​∩Aα​) for the second), so no identification of Aα∩AβA_\alpha\cap A_\betaAα​∩Aβ​ with Aβ∩AαA_\beta\cap A_\alphaAβ​∩Aα​ is needed; the set of relators ranges over all ordered pairs (α,β)(\alpha,\beta)(α,β).
  • "Product of loops" in Lemma 1.15 is a finite List of loops, each tagged with the index α\alphaα of the piece it lies in, concatenated right-to-left with the constant loop as empty product (Hatcher.loopProd). Any bracketing gives the same homotopy class.
  • The goal is stated as the conjunction "surjective and ker⁡Φ=N\ker\Phi=NkerΦ=N"; the isomorphism ∗απ1(Aα)/N≅π1(X)\ast_\alpha\pi_1(A_\alpha)/N\cong\pi_1(X)∗α​π1​(Aα​)/N≅π1​(X) is a separate milestone, stated as the existence of a group isomorphism compatible with Φ\PhiΦ on the quotient, which pins it down uniquely.
  • SnS^nSn is Metric.sphere (0 : EuclideanSpace ℝ (Fin (n+1))) 1, and "π1(Sn)=0\pi_1(S^n)=0π1​(Sn)=0" is Mathlib's SimplyConnectedSpace (path-connected with trivial fundamental group), which is what Hatcher means since SnS^nSn is path-connected.
  • Trivializing readings are excluded: the cover hypotheses do not force ι\iotaι nonempty, but then X=⋃Aα=∅X=\bigcup A_\alpha=\varnothingX=⋃Aα​=∅ contradicts the existence of x0x_0x0​, so the statements are not vacuous in any interesting case, and Φ\PhiΦ is the specific homomorphism induced by the inclusions.

Contributions welcome: the subdivision lemma for loops in an open cover, a reusable treatment of factorizations and their elementary moves, and the two-set special case π1(X)≅(π1(A)∗π1(B))/N\pi_1(X)\cong(\pi_1(A)\ast\pi_1(B))/Nπ1​(X)≅(π1​(A)∗π1​(B))/N as a corollary.

Selected references

  • A. Hatcher, Algebraic Topology, Cambridge University Press, 2002. Section 1.2, pp. 40–49; Lemma 1.15 and Proposition 1.14, p. 35. https://pi.math.cornell.edu/~hatcher/AT/AT.pdf
  • E. R. van Kampen, On the connection between the fundamental groups of some related spaces, American Journal of Mathematics 55 (1933), 261–267. https://doi.org/10.2307/2371128
  • H. Seifert, Konstruktion dreidimensionaler geschlossener Räume, Berichte Sächs. Akad. Leipzig 83 (1931), 26–66.
  • Mathlib, Mathlib/GroupTheory/CoprodI.lean (free products of groups). https://github.com/leanprover-community/mathlib4/blob/0df444a360eaa60ab8c11dca51a86af692955474/Mathlib/GroupTheory/CoprodI.lean
  • Mathlib, Mathlib/AlgebraicTopology/FundamentalGroupoid/FundamentalGroup.lean (fundamental group and induced homomorphisms). https://github.com/leanprover-community/mathlib4/blob/0df444a360eaa60ab8c11dca51a86af692955474/Mathlib/AlgebraicTopology/FundamentalGroupoid/FundamentalGroup.lean
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Harmonic AnalysisMathematical PhysicsProbability·Captain: lisamegawatts

Finite Reflection Positivity Methods I: Split Weights and Infrared ModesTextbook

Motivation

Reflection positivity and infrared bounds form a standard finite-volume route from the geometry of a lattice reflection to quantitative control of long wavelength fluctuations. In the classical argument, reflection positivity supplies a Cauchy--Schwarz inequality for reflected observables, while Fourier diagonalization of the lattice Laplacian identifies the free covariance used in the infrared comparison. These ingredients underlie rigorous results on continuous-symmetry lattice systems in Fröhlich, Simon, and Spencer's development of infrared bounds and spontaneous symmetry breaking (1976), and the general theory of reflection positivity developed by Fröhlich, Israel, Lieb, and Simon (1978). Related technology appears in Fröhlich and Spencer's treatment of the two-dimensional Abelian spin systems and Coulomb gas (1981).

The analytic and model-specific theorems are substantial, but their finite algebraic interface is sharply separable. This mission isolates that interface so later clock, XY, and Gaussian-domination developments can share one checked notion of reflection, one spectral covariance convention, and one treatment of the constant mode.

Setting

Let XXX be a finite set of configurations on one side of a reflection plane. A full split configuration is a pair (x,y)∈X×X(x,y)\in X\times X(x,y)∈X×X, and reflection exchanges its two entries. A plus-half observable is a function F:X→RF:X\to \mathbb RF:X→R lifted to X×XX\times XX×X through the first coordinate. Its reflected copy therefore depends on the second coordinate.

A split weight is specified by a finite feature index AAA, real coefficients cac_aca​, and features ϕa:X→R\phi_a:X\to\mathbb Rϕa​:X→R:

W(x,y)=∑a∈Acaϕa(x)ϕa(y).W(x,y)=\sum_{a\in A}c_a\phi_a(x)\phi_a(y).W(x,y)=a∈A∑​ca​ϕa​(x)ϕa​(y).

For a finite family of plus-half observables FiF_iFi​, the reflected kernel is

Kij=∑(x,y)∈X×XW(x,y)Fi(x)Fj(y).K_{ij}=\sum_{(x,y)\in X\times X} W(x,y)F_i(x)F_j(y).Kij​=(x,y)∈X×X∑​W(x,y)Fi​(x)Fj​(y).

A real matrix is positive semidefinite here when it is symmetric and its quadratic form is nonnegative on every real coordinate vector.

The spectral side uses a finite mode set III with a distinguished zero mode 000. An infrared spectrum consists of a function λ:I→R\lambda:I\to\mathbb Rλ:I→R that is nonnegative and vanishes exactly at 000. For β>0\beta>0β>0, the free mode covariance is diagonal, equals zero at the constant mode, and has entry

Gkk=1βλkG_{kk}=\frac{1}{\beta\lambda_k}Gkk​=βλk​1​

away from zero. Covariance domination is tested only on source vectors whose zero-mode coordinate vanishes. The concrete spectral fixture is the 4×44\times44×4 periodic square lattice, with tensor-product discrete Fourier modes and the nearest-neighbor graph Laplacian.

Formalization targets

Finite reflection positivity

The first target identifies the split reflection pairing with the explicit double sum over the two halves. Under ca≥0c_a\ge0ca​≥0, the resulting reflected kernel must be positive semidefinite:

∑i,juiKijuj≥0.\sum_{i,j}u_iK_{ij}u_j\ge0.i,j∑​ui​Kij​uj​≥0.

Every such kernel must satisfy the two-observable chessboard inequality

Kij2≤KiiKjj.K_{ij}^{2}\le K_{ii}K_{jj}.Kij2​≤Kii​Kjj​.

Typed finite spectrum

For every Torus-4 frequency kkk and site xxx, the registered Fourier mode ψk\psi_kψk​ must satisfy the pointwise eigenvalue equation

(ΔT4ψk)(x)=λkψk(x).(\Delta_{\mathrm{T4}}\psi_k)(x)=\lambda_k\psi_k(x).(ΔT4​ψk​)(x)=λk​ψk​(x).

The eigenvalues must be nonnegative and vanish exactly at the constant mode, and these laws must be packaged as the same spectrum type consumed by the infrared definitions.

Zero-mode-restricted infrared bound

The diagonal free covariance must be positive semidefinite for β>0\beta>0β>0. If an interacting covariance CCC is quadratically dominated by GGG on sources with u0=0u_0=0u0​=0, then every nonzero Fourier mode must satisfy

Ckk≤1βλk(k≠0).C_{kk}\le\frac{1}{\beta\lambda_k}\qquad(k\ne0).Ckk​≤βλk​1​(k=0).

Two finite counterfixtures are part of the target. They assert that an arbitrary full-vertex reflected two-point matrix need not be positive semidefinite, and that domination restricted away from the zero mode need not extend to full-matrix domination.

Significance

The resulting interface prevents three substitutions that otherwise look notational but change the theorem. Reflection positivity is tested on observables supported on one half rather than on an arbitrary matrix indexed by all vertices. The infrared comparison excludes the constant mode rather than forcing a fluctuating zero mode below a covariance with zero diagonal. The graph-Laplacian eigenvalue is connected to the Fourier mode by an explicit pointwise theorem rather than by assigning a function the name laplacianEigenvalue.

Several ingredients already have machine-checked Lean proofs in the LeanProofs repository: the finite matrix Cauchy--Schwarz theorem, the Torus-4 DFT diagonalization and zero-mode theorem, and the diagonal free-covariance calculation. This mission reorganizes those results around a corrected consumer boundary and adds the split-half and off-zero adapters. It does not present the finite statements as new mathematics.

Difficulty

The main difficulty is maintaining the correct domain at each interface. A reflection of lattice sites does not by itself imply positive semidefiniteness of a correlation matrix indexed by every site; the tested observables and their support are part of the assertion. Likewise, a free covariance whose constant-mode entry is defined to be zero cannot dominate an arbitrary covariance on all source vectors. Finally, a Fourier multiplier used for a pseudospectral derivative is not automatically the eigenvalue of the nearest-neighbor graph Laplacian. The formal statements must keep these three objects distinct.

Formalization scope

All configuration, feature, observable, and mode types are finite. Kernels, weights, coefficients, source vectors, and quadratic forms are real. Complex numbers occur only in the explicit discrete Fourier modes. Reflected pairings are unnormalized finite sums; no partition function or probability measure is introduced. The inverse temperature satisfies β>0\beta>0β>0. The distinguished zero mode is part of the spectrum interface, and infrared domination is restricted to source vectors that vanish at that coordinate.

The mission does not assert reflection positivity of a clock or XY Gibbs measure, nonnegative Fourier coefficients of a physical cross-bond weight, Gaussian domination, a thermodynamic limit, a Kosterlitz--Thouless transition, or a universal jump. It also does not identify the Torus-4 graph spectrum with the Grid3 pseudospectral multiplier from the Fourier--Hodge packet. Those are separate future missions requiring additional model and analytic input.

The reusable outputs are the split-weight RP interface, the finite positive-semidefinite kernel API, the typed spectrum object, and the zero-mode-restricted domination predicate. Contributions should preserve the explicit half support and zero-mode restrictions; a proof obtained by adding the desired conclusion as a hypothesis is outside scope.

Selected references

  • J. Fröhlich, B. Simon, and T. Spencer, Infrared bounds, phase transitions and continuous symmetry breaking, Communications in Mathematical Physics 50 (1976), 79--95. https://doi.org/10.1007/bf01608557
  • J. Fröhlich, R. Israel, E. H. Lieb, and B. Simon, Phase transitions and reflection positivity. I. General theory and long range lattice models, Communications in Mathematical Physics 62 (1978), 1--34. https://doi.org/10.1007/bf01940327
  • J. Fröhlich and T. Spencer, The Kosterlitz--Thouless transition in two-dimensional Abelian spin systems and the Coulomb gas, Communications in Mathematical Physics 81 (1981), 527--602. https://doi.org/10.1007/bf01208273
  • LeanProofs, ReflectionPositivityInfraredBound.lean, exact repository snapshot dbf503b2909cc17787d40a21eb75a0c9354cc6ef. https://github.com/MonumentalSystems/LeanProofs/blob/dbf503b2909cc17787d40a21eb75a0c9354cc6ef/LeanProofs/StatMech/ReflectionPositivityInfraredBound.lean
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AlgebraTheoretical Computer Science·Captain: Cosme

A Kleene Theorem for Free Many-Sorted AlgebrasResearch Paper

Motivation

Kleene's theorem (Kleene 1956; McNaughton–Yamada 1960) is a cornerstone of formal language theory: over a free monoid, the languages recognized by finite automata are exactly the regular ones — those built from finite languages by union, concatenation, and the Kleene star. Mezei and Wright (1967) lifted recognizability off strings, calling a subset of an arbitrary algebra recognizable when it is the preimage of a subset of a finite algebra under a homomorphism. Replacing strings by terms — finite trees labelled by operation symbols — gives the theory of recognizable tree languages and finite tree automata of Gécseg and Steinby (1984), where the Kleene correspondence reappears with a tree concatenation and an iteration operation in the role of the star.

Many computational structures are inherently many-sorted: typed lambda calculi, structured programming languages, process calculi, XML schemas — data and operations organized into distinct sorts. In the many-sorted setting a signature assigns to each operation symbol the sorts of its arguments and of its value, variables carry sorts, and a language is a sort-indexed family of term sets. The predecessor of this mission, Climent Vidal–Cosme Llópez 2020 (CVCL20), established that recognizability over free many-sorted algebras is preserved — and, where applicable, reflected — by substitution, iteration, quotient, inverse tree-homomorphic image, and direct linear image, via finite-index congruences. What CVCL20 left open is the regular side: whether a natural class of many-sorted regular expressions captures exactly the recognizable languages. This mission closes that gap.

Setting

Fix a finite set of sorts SSS. An SSS-sorted set A=(As)s∈SA = (A_s)_{s\in S}A=(As​)s∈S​ is a family of sets; it is finite when ∐s∈SAs\coprod_{s\in S} A_s∐s∈S​As​ is finite. An SSS-sorted signature Σ\SigmaΣ assigns to each pair (s,s)∈S⋆×S(\mathbf{s}, s) \in S^\star \times S(s,s)∈S⋆×S a set Σs,s\Sigma_{\mathbf{s},s}Σs,s​ of operation symbols of arity s\mathbf{s}s and coarity sss. A Σ\SigmaΣ-algebra A\mathbf{A}A is an SSS-sorted set AAA together with, for each σ∈Σs,s\sigma \in \Sigma_{\mathbf{s},s}σ∈Σs,s​, an operation σA ⁣:As→As\sigma^{\mathbf A}\colon A_{\mathbf s} \to A_sσA:As​→As​, where As=∏jAsjA_{\mathbf s} = \prod_{j} A_{s_j}As​=∏j​Asj​​. A homomorphism commutes with all operations sortwise.

The free Σ\SigmaΣ-algebra TΣ(X)\mathbf T_\Sigma(X)TΣ​(X) on an SSS-sorted set XXX of variables has as its sort-sss carrier TΣ(X)s\mathrm T_\Sigma(X)_sTΣ​(X)s​ the set of (X,s)(X,s)(X,s)-terms; every SSS-sorted map X→AX \to AX→A extends uniquely to a homomorphism TΣ(X)→A\mathbf T_\Sigma(X) \to \mathbf ATΣ​(X)→A. Following automata-theoretic tradition, subsets of TΣ(X)\mathrm T_\Sigma(X)TΣ​(X) are called languages. For a sort sss, a language L⊆TΣ(X)sL \subseteq \mathrm T_\Sigma(X)_sL⊆TΣ​(X)s​ is sss-recognizable when there are a finite Σ\SigmaΣ-algebra N\mathbf NN, a homomorphism f ⁣:TΣ(X)→Nf\colon \mathbf T_\Sigma(X) \to \mathbf Nf:TΣ​(X)→N, and a subset M⊆NsM \subseteq N_sM⊆Ns​ with L=fs−1[M]L = f_s^{-1}[M]L=fs−1​[M]. Write Recs(TΣ(X))\mathrm{Rec}_s(\mathbf T_\Sigma(X))Recs​(TΣ​(X)) for the set of all such LLL.

Two operations on languages, both performed sortwise, generate the regular expressions. Given a variable z∈Xuz \in X_uz∈Xu​ and a language L⊆TΣ(X)uL \subseteq \mathrm T_\Sigma(X)_uL⊆TΣ​(X)u​, zzz-substitution ( ⁣zL ⁣)s♯p\left(\!\begin{smallmatrix}z\\ L\end{smallmatrix}\!\right)^{\sharp\mathsf p}_s(zL​)s♯p​ replaces, in every term of an input language of sort sss, each occurrence of zzz independently by a term of LLL. The zzz-iteration is L⋆z=⋃i∈NLi zL^{\star z} = \bigcup_{i\in\mathbb N} L^{i\,z}L⋆z=⋃i∈N​Liz, where L0 z={z}L^{0\,z} = \{z\}L0z={z} and Li+1 z=Li z∪( ⁣zLiz ⁣)s♯p(L)L^{i+1\,z} = L^{i\,z} \cup \left(\!\begin{smallmatrix}z\\ L^{i\,z}\end{smallmatrix}\!\right)^{\sharp\mathsf p}_s(L)Li+1z=Liz∪(zLiz​)s♯p​(L). For a finite SSS-sorted set ZZZ, the regular signature Reg(S,Σ,Z)\mathrm{Reg}(S,\Sigma,Z)Reg(S,Σ,Z) expands Σ\SigmaΣ by an empty constant ∅s\varnothing_s∅s​, a binary sum +s+_s+s​, a unary zzz-iteration (⋅)⋆z(\cdot)^{\star z}(⋅)⋆z for each z∈Zsz\in Z_sz∈Zs​, and a zzz-substitution operation for each z∈Ztz\in Z_tz∈Zt​. Its terms are the regular expressions over (S,Σ,Z)(S,\Sigma,Z)(S,Σ,Z); the power algebra TΣ(Z)℘\mathbf T_\Sigma(Z)^\wpTΣ​(Z)℘ carries a canonical Reg(S,Σ,Z)\mathrm{Reg}(S,\Sigma,Z)Reg(S,Σ,Z)-algebra structure, and interpreting a regular expression there yields a language {R}sZ♯\{R\}^{Z\sharp}_s{R}sZ♯​. A language L⊆TΣ(X)sL\subseteq \mathrm T_\Sigma(X)_sL⊆TΣ​(X)s​ is sss-regular when L={R}sZ♯L = \{R\}^{Z\sharp}_sL={R}sZ♯​ for some finite Z⊇XZ\supseteq XZ⊇X and some regular expression RRR of type sss; write Regs(TΣ(X))\mathrm{Reg}_s(\mathbf T_\Sigma(X))Regs​(TΣ​(X)).

Formalization targets

Goal — the many-sorted Kleene theorem

∀ s∈S,Recs(TΣ(X))  =  Regs(TΣ(X)).\forall\, s\in S,\qquad \mathrm{Rec}_s(\mathbf T_\Sigma(X)) \;=\; \mathrm{Reg}_s(\mathbf T_\Sigma(X)).∀s∈S,Recs​(TΣ​(X))=Regs​(TΣ​(X)).

The statement fixes no automaton model and no normal form for regular expressions: it asserts only that the two classes of languages coincide, at every sort, for every finite SSS, every finite SSS-sorted signature Σ\SigmaΣ, and every finite SSS-sorted set XXX. It splits into Regs⊆Recs\mathrm{Reg}_s \subseteq \mathrm{Rec}_sRegs​⊆Recs​ (Corollary 4.8) and Recs⊆Regs\mathrm{Rec}_s \subseteq \mathrm{Reg}_sRecs​⊆Regs​ (Proposition 4.10).

Significance

The result completes the Kleene–Myhill–Nerode correspondence on the side of universal algebra, uniformly over an arbitrary finite many-sorted signature: it names the exact operations — those of Σ\SigmaΣ, plus empty language, union, sortwise substitution, and sortwise iteration — that generate precisely the finite-state behaviours. Over non-free structures the correspondence is known to fail (recognizable but non-rational subsets of a monoid, Eilenberg 1974), which is what makes the free many-sorted algebra the natural home for an exact statement. The forward direction organizes the regular languages into a Reg\mathrm{Reg}Reg-algebra and instantiates the closure properties of CVCL20; the converse gives a constructive, syntactic procedure — from a recognizing homomorphism it builds a regular expression denoting the language — generalizing Lemma 2.5.7 of Gécseg–Steinby, itself descended from McNaughton–Yamada.

The paper is new (June 2026) and has no machine-checked proof. This mission produces the first formalization: a reusable Lean development of finite many-sorted universal algebra — signatures, algebras, free term algebras and their universal property, the Artinian subterm order, power algebras, recognizability, and the substitution/iteration calculus — together with the two inclusions and the state-elimination argument. Everything below the §4 headline results is infrastructure of independent value for many-sorted formal language theory.

Difficulty

The converse inclusion is the substance. The single-sorted proof eliminates automaton states one at a time along a single axis; the naive port to the many-sorted case — fix a linear order on all states and eliminate — loses track of the sort at which each elimination happens and does not terminate cleanly. The argument instead carries a sortwise budget: an SSS-sorted family K≤NK \le NK≤N recording, for each sort ttt, the set KtK_tKt​ of state values still admissible at internal subterms. The induction is on ∥∥K∥∥=∑s∈Sks\lVert\lVert K\rVert\rVert = \sum_{s\in S} k_s∥∥K∥∥=∑s∈S​ks​, and each step removes the top state of one chosen sort, so the recursion branches over the sorts whose budget is nonzero and the key identity (Equation (E)) is a union over those sorts. The inductive invariant — the family of auxiliary languages Lu(C,K,l)L_u(C,K,l)Lu​(C,K,l) with its budget bookkeeping — is what separates the many-sorted argument from its ancestor; it is also the part Gécseg–Steinby declare "obvious from the construction" and this proof spells out in full (Claims C1–C6).

Formalization scope

Proposed Lean representation: SSS a type with [Fintype S]; an SSS-sorted set as S → Type; a signature as a family List S → S → Type with finiteness where the theorems need it; the free algebra as an inductive term type; the power algebra with sort-sss carrier Set (T_Σ Z s); sss-recognizability as the existence of a finite Σ\SigmaΣ-algebra, a homomorphism, and a subset whose sortwise preimage is the language. Committed conventions: SSS finite throughout; Σ\SigmaΣ finite and XXX finite for the §4 results (so that only finitely many basic terms exist and the budget induction is well-founded); the regular operations are exactly {∅,+,(⋅)⋆z,z-subst}\{\varnothing, +, (\cdot)^{\star z}, z\text{-subst}\}{∅,+,(⋅)⋆z,z-subst} together with the operations of Σ\SigmaΣ — not an unrestricted Boolean or closure algebra, which would trivialize the statement.

A complete development needs: the many-sorted UA core (sorted sets and maps, signature, algebra, homomorphism, subalgebra, congruence); the free algebra with unique readability (Proposition 3.4) and universal property (Proposition 3.5); the Artinian subterm order (Proposition 3.6); the power algebra; recognizability and sss-recognizability with the CVCL20 closure results (Propositions 3.29, 3.30, 3.33); the substitution and iteration calculus (Lemmas 3.23, 3.25, 3.28, Corollary 3.17, Lemma 3.18); and the §4 regular-expression layer (Definition 4.1, Proposition 4.3, Corollary 4.4, Definition 4.6). The UA core and the substitution calculus are reusable beyond this mission. Contributions are welcome at every level — the definitions, the closure results, the auxiliary claims C1–C6, and either inclusion.

Selected references

  • L. Gong, R. Ruiz Mora, N. Sanmartín Vich, E. Cosme Llópez, A Kleene theorem for free many-sorted algebras, 2026.
  • J. Climent Vidal, E. Cosme Llópez, Congruence-based proofs of the recognizability theorems for free many-sorted algebras, Journal of Logic and Computation 30(2) (2020), 561–633. https://arxiv.org/abs/1808.08217
  • F. Gécseg, M. Steinby, Tree Automata, Akadémiai Kiadó, Budapest, 1984.
  • R. McNaughton, H. Yamada, Regular expressions and state graphs for automata, IRE Transactions on Electronic Computers EC-9 (1960), 39–47.
  • S. C. Kleene, Representation of events in nerve nets and finite automata, in Automata Studies, Princeton University Press, 1956, 3–42.
  • J. Mezei, J. Wright, Algebraic automata and context-free sets, Information and Control 11 (1967), 3–29.
  • S. Eilenberg, Automata, Languages, and Machines, Vol. A, Academic Press, New York, 1974.
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Quantum Information·Captain: Elsie66

Grover's AlgorithmResearch Paper

Motivation

Searching an unsorted list of NNN items for a single marked entry takes Θ(N)\Theta(N)Θ(N) queries classically — there is no way to do better than checking items one at a time. Grover's algorithm (Grover 1996) shows that a quantum computer solves the same problem in Θ(N)\Theta(\sqrt N)Θ(N​) queries, a quadratic speedup that applies to any problem expressible as unstructured search over a black-box oracle (this includes brute-forcing NP-complete problems and inverting one-way functions, which is why post-quantum cryptography doubles key lengths to compensate). Unlike Shor's algorithm, Grover's algorithm is provably optimal: Bennett–Bernstein–Brassard–Vazirani (1997) showed Ω(N)\Omega(\sqrt N)Ω(N​) queries are necessary for any quantum algorithm solving unstructured search, so the quadratic speedup is the best any quantum algorithm can achieve on this problem.

Setting

Model an NNN-item database as the standard basis of E=CNE = \mathbb{C}^NE=CN (EuclideanSpace ℂ (Fin N)), with inner product ⟨x,y⟩=∑ixi‾ yi\langle x,y\rangle = \sum_i \overline{x_i}\,y_i⟨x,y⟩=∑i​xi​​yi​. Fix a marked index w0∈{0,…,N−1}w_0 \in \{0,\dots,N-1\}w0​∈{0,…,N−1}. The algorithm starts in the uniform superposition

∣s⟩=1N∑i∣i⟩,|s\rangle = \frac{1}{\sqrt N}\sum_{i} |i\rangle,∣s⟩=N​1​i∑​∣i⟩,

a unit vector assigning equal amplitude to every item. Two reflections drive the search:

  • the oracle O=I−2∣w0⟩⟨w0∣O = I - 2|w_0\rangle\langle w_0|O=I−2∣w0​⟩⟨w0​∣, which flips the sign of the amplitude on the marked item and leaves every other basis state fixed;
  • the diffusion operator D=2∣s⟩⟨s∣−ID = 2|s\rangle\langle s| - ID=2∣s⟩⟨s∣−I ("inversion about the mean"), the reflection about ∣s⟩|s\rangle∣s⟩.

One Grover iterate is G=D OG = D\,OG=DO. The algorithm applies GGG some number of times to ∣s⟩|s\rangle∣s⟩ and measures; a measurement outcome equal to w0w_0w0​ counts as success.

Formalization targets

Milestone — the iterate is an isometry

∥Gx∥=∥x∥for every x∈E\|G x\| = \|x\| \quad \text{for every } x \in E∥Gx∥=∥x∥for every x∈E

OOO and DDD are each reflections about a unit vector, hence isometries; their composition GGG is therefore norm-preserving on the whole space, not just at ∣s⟩|s\rangle∣s⟩ — the minimal fact needed for GGG to be a legitimate quantum operation.

Milestone — the rotation formula

⟨w0,Gks⟩=sin⁡((2k+1)θ),θ:=arcsin⁡ ⁣(1N)\langle w_0, G^k s\rangle = \sin\bigl((2k+1)\theta\bigr), \qquad \theta := \arcsin\!\left(\tfrac{1}{\sqrt N}\right)⟨w0​,Gks⟩=sin((2k+1)θ),θ:=arcsin(N​1​)

The geometric heart of the algorithm (Nielsen & Chuang, Quantum Computation and Quantum Information, Section 6.1.2): restricted to the real two-dimensional subspace spanned by ∣w0⟩|w_0\rangle∣w0​⟩ and the component of ∣s⟩|s\rangle∣s⟩ orthogonal to it, GGG acts as rotation by a fixed angle 2θ2\theta2θ. Each iterate therefore advances the amplitude on the marked state along sin⁡((2k+1)θ)\sin((2k+1)\theta)sin((2k+1)θ), exactly as claimed, with θ=arcsin⁡(1/N)\theta = \arcsin(1/\sqrt N)θ=arcsin(1/N​) the rotation's initial offset (since ⟨w0,s⟩=1/N\langle w_0, s\rangle = 1/\sqrt N⟨w0​,s⟩=1/N​ at k=0k=0k=0).

Goal

∃ k,1−1N  ≤  ∣⟨w0,Gks⟩∣2\exists\, k,\quad 1 - \tfrac1N \;\le\; \bigl|\langle w_0, G^k s\rangle\bigr|^2∃k,1−N1​≤​⟨w0​,Gks⟩​2

Some number of iterations drives the probability of measuring the marked item above 1−1/N1-1/N1−1/N. The goal is stated existentially, without fixing kkk to a specific rounded formula: the rotation angle (2k+1)θ(2k+1)\theta(2k+1)θ can be made to land within θ\thetaθ of π/2\pi/2π/2 by an appropriate integer kkk, and at that point sin⁡2((2k+1)θ)≥cos⁡2θ=1−sin⁡2θ=1−1/N\sin^2((2k+1)\theta) \ge \cos^2\theta = 1-\sin^2\theta = 1 - 1/Nsin2((2k+1)θ)≥cos2θ=1−sin2θ=1−1/N. Pinning kkk down to an explicit closed form (e.g. the nearest integer to π/(4θ)−1/2\pi/(4\theta) - 1/2π/(4θ)−1/2) is one valid strategy, but is not required by the statement — any correct choice of kkk, and any correct proof it works, closes the goal.

Significance

Grover's algorithm is the second landmark quantum algorithm after Shor's, and the one with the widest applicability: because it treats the search space as a black box, it accelerates any brute-force search — SAT solving, collision finding, and generic key search among them — which is the concrete reason NIST's post-quantum cryptography standards double symmetric key lengths rather than replacing them outright. The mathematics itself has been fully settled since 1996, including matching optimality lower bounds; nothing here is open. What this mission adds is a machine- checked derivation of the amplitude formula and success bound directly from the definitions of the oracle and diffusion operators as concrete linear operators on EuclideanSpace ℂ (Fin N) — Mathlib has the finite-dimensional inner product space and rank-one operator machinery this needs (InnerProductSpace.rankOne, EuclideanSpace.single), but no existing formalization of the algorithm itself.

Difficulty

The obvious first attempt tries to track the full NNN-dimensional state vector through kkk iterations. This is intractable in general: GGG's action on an arbitrary basis vector depends on its overlap with both ∣w0⟩|w_0\rangle∣w0​⟩ and ∣s⟩|s\rangle∣s⟩. The move that makes the problem tractable is recognizing that GGG preserves the two-dimensional real subspace span{∣w0⟩,∣s⟩}\mathrm{span}\{|w_0\rangle, |s\rangle\}span{∣w0​⟩,∣s⟩} — everything orthogonal to this plane is fixed by both OOO and DDD, and inside the plane GGG is exactly a rotation matrix by angle 2θ2\theta2θ. Establishing this invariance and then tracking only the rotation angle (rather than the full vector) is the standard reduction, and the one this mission's milestones are built around; skipping it and attempting a direct NNN-dimensional induction does not scale.

Formalization scope

Works over a general N:NN:\mathbb NN:N together with a marked index w0:Fin Nw_0 : \mathrm{Fin}\,Nw0​:FinN — no assumption that NNN is a power of two, since the rotation argument is agnostic to how the NNN basis states are physically encoded into qubits (that encoding is a separate, unrelated concern from the search dynamics proved here). Supplying w0 : Fin N already forces N≥1N \ge 1N≥1; no separate nonemptiness hypothesis is added. The oracle and diffusion operators are built directly from Mathlib's InnerProductSpace.rankOne rather than an ad-hoc pointwise definition, so their reflection structure (and hence unitarity) is visible from the definition itself. A trivializing formalization is ruled out explicitly: the goal is stated as an existential over kkk rather than a fixed closed-form iteration count, so a correct proof must still exhibit a genuine successful kkk and establish the bound — it cannot be discharged by an unrelated or degenerate choice. Contributions extending this to multiple marked items, or proving the matching Ω(N)\Omega(\sqrt N)Ω(N​) lower bound (Bennett–Bernstein–Brassard–Vazirani 1997), are welcome as follow-up missions.

Selected references

  • L. K. Grover, A fast quantum mechanical algorithm for database search, STOC 1996. https://arxiv.org/abs/quant-ph/9605043
  • M. A. Nielsen and I. L. Chuang, Quantum Computation and Quantum Information, Cambridge University Press, 2000, Section 6.1.
  • C. H. Bennett, E. Bernstein, G. Brassard, and U. Vazirani, Strengths and Weaknesses of Quantum Computing, SIAM J. Comput. 26 (1997). https://arxiv.org/abs/quant-ph/9701001
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Numerical Analysis·Captain: Elsie66

The Power Method for Eigenvalue ComputationResearch Paper

Motivation

Finding the eigenvalues of a large matrix or linear operator by computing its characteristic polynomial is numerically unworkable: the roots of a degree-nnn polynomial are exponentially sensitive to small coefficient perturbations, and no closed-form root formula exists once n≥5n\ge5n≥5. The power method avoids the polynomial entirely. Introduced in essentially its modern form by Müntz (1913) and von Mises and Pollaczek-Geiringer (1929), and analyzed rigorously alongside its shifted and inverse variants throughout the mid-20th century (Wilkinson, The Algebraic Eigenvalue Problem, 1965), it remains, in the guise of one power iteration per step, the engine inside PageRank, spectral clustering, and the Lanczos/Arnoldi methods used to find eigenpairs of matrices too large to diagonalize directly.

Setting

Let EEE be a finite-dimensional inner product space over k∈{R,C}\mathbb{k}\in\{\mathbb{R},\mathbb{C}\}k∈{R,C}, with inner product ⟨⋅,⋅⟩\langle\cdot,\cdot\rangle⟨⋅,⋅⟩ and norm ∥⋅∥\|\cdot\|∥⋅∥, and let T:E→ET:E\to ET:E→E be a self-adjoint (symmetric) linear operator: ⟨Tx,y⟩=⟨x,Ty⟩\langle Tx,y\rangle=\langle x,Ty\rangle⟨Tx,y⟩=⟨x,Ty⟩ for all x,y∈Ex,y\in Ex,y∈E. The spectral theorem for finite-dimensional self-adjoint operators gives an orthonormal basis e0,…,en−1e_0,\dots,e_{n-1}e0​,…,en−1​ of EEE (n=dim⁡En=\dim En=dimE) consisting of eigenvectors of TTT, with real eigenvalues λ0,…,λn−1\lambda_0,\dots,\lambda_{n-1}λ0​,…,λn−1​ satisfying Tei=λieiTe_i=\lambda_ie_iTei​=λi​ei​.

Call λi0\lambda_{i_0}λi0​​ dominant if ∣λj∣<∣λi0∣|\lambda_j|<|\lambda_{i_0}|∣λj​∣<∣λi0​​∣ for every j≠i0j\neq i_0j=i0​ — it is then the unique eigenvalue of largest magnitude. Given a starting vector x0∈Ex_0\in Ex0​∈E with coordinates x0=∑icieix_0=\sum_ic_ie_ix0​=∑i​ci​ei​ in the eigenbasis, the power iterates are Tkx0T^kx_0Tkx0​ for k=0,1,2,…k=0,1,2,\dotsk=0,1,2,…, and the Rayleigh quotient of TTT at a nonzero vector xxx is

RT(x)=Re⁡⟨x,Tx⟩∥x∥2,R_T(x)=\frac{\operatorname{Re}\langle x,Tx\rangle}{\|x\|^2},RT​(x)=∥x∥2Re⟨x,Tx⟩​,

which recovers λi\lambda_iλi​ exactly when xxx is the eigenvector eie_iei​.

Formalization targets

Iterate expansion

Tkx0=∑i(ciλi k) eiT^kx_0=\sum_i\bigl(c_i\lambda_i^{\,k}\bigr)\,e_iTkx0​=i∑​(ci​λik​)ei​

Rewriting the kkk-th power iterate in the eigenbasis: applying TTT kkk times raises each coordinate's eigenvalue factor to the kkk-th power, since TTT acts diagonally on the eigenbasis. This is the algebraic core the rest of the argument rescales and takes limits of.

Rescaled convergence

λi0−k Tkx0  ⟶  ci0 ei0(k→∞)\lambda_{i_0}^{-k}\,T^kx_0\;\longrightarrow\;c_{i_0}\,e_{i_0}\quad(k\to\infty)λi0​−k​Tkx0​⟶ci0​​ei0​​(k→∞)

Given a dominant eigenvalue λi0≠0\lambda_{i_0}\neq0λi0​​=0 and ci0≠0c_{i_0}\neq0ci0​​=0, dividing the expansion above by λi0k\lambda_{i_0}^kλi0​k​ leaves the i0i_0i0​-th term fixed at ci0ei0c_{i_0}e_{i_0}ci0​​ei0​​ while every other term is multiplied by (λj/λi0)k→0(\lambda_j/\lambda_{i_0})^k\to0(λj​/λi0​​)k→0, since ∣λj/λi0∣<1|\lambda_j/\lambda_{i_0}|<1∣λj​/λi0​​∣<1 for j≠i0j\neq i_0j=i0​. This is the precise sense in which the power iterates "align" with the dominant eigenvector.

Goal — Rayleigh quotient convergence

RT(Tkx0)  ⟶  λi0(k→∞)R_T\bigl(T^kx_0\bigr)\;\longrightarrow\;\lambda_{i_0}\quad(k\to\infty)RT​(Tkx0​)⟶λi0​​(k→∞)

The practical output of the power method: the Rayleigh quotient of the (unrescaled) iterates converges to the dominant eigenvalue itself, giving a numerically computable estimator that needs no knowledge of λi0\lambda_{i_0}λi0​​ in advance. This is the weakest statement that captures "the power method converges to the dominant eigenvalue" without hard-coding a convergence rate, so it is the mission's goal.

Significance

The power method is the template every practical large-scale eigenvalue algorithm departs from: shifted inverse iteration, Rayleigh quotient iteration (with locally cubic convergence), the QR algorithm, and Krylov subspace methods (Lanczos, Arnoldi) all begin from the same diagonal-power argument formalized here, then add a trick — a shift, a change of subspace, an orthogonalization step — to accelerate or extend it. The result itself is classical and completely settled mathematically; there is no open question in the convergence theory of the basic power method under the dominant-eigenvalue hypothesis used here. What this mission contributes is a machine-checked version of that classical argument built directly on Mathlib's existing finite-dimensional spectral theorem (LinearMap.IsSymmetric.eigenvalues/eigenvectorBasis) — as of this writing, Mathlib's InnerProductSpace/Spectrum.lean and Rayleigh.lean files contain the spectral decomposition itself, and a Rayleigh quotient for ContinuousLinearMap, but not this convergence statement.

Difficulty

The obvious first attempt is to bound ∥Tkx0−λi0kci0ei0∥\|T^kx_0-\lambda_{i_0}^kc_{i_0}e_{i_0}\|∥Tkx0​−λi0​k​ci0​​ei0​​∥ by a naive sum of norms and take limits termwise; this works for the rescaled sequence (Milestone 2) but does not by itself give the Rayleigh-quotient limit, because RTR_TRT​ is invariant only under nonzero scalar rescaling, not under limits taken carelessly — one has to first establish that the limit vector ci0ei0c_{i_0}e_{i_0}ci0​​ei0​​ is nonzero (using ci0≠0c_{i_0}\neq0ci0​​=0), then invoke continuity of RTR_TRT​ away from 000 to transport the Tendsto from the rescaled sequence to RT(Tkx0)=RT(λi0−kTkx0)R_T(T^kx_0)=R_T(\lambda_{i_0}^{-k}T^kx_0)RT​(Tkx0​)=RT​(λi0​−k​Tkx0​). Getting the degenerate case n=1n=1n=1 right is the other trap: with only one eigenvalue, the dominance hypothesis is vacuous, and if that eigenvalue is allowed to be 000 the rescaling λi0−k\lambda_{i_0}^{-k}λi0​−k​ divides by zero and the rescaled-convergence statement becomes false — the formalization must therefore assume λi0≠0\lambda_{i_0}\neq0λi0​​=0 explicitly rather than deriving it from dominance alone.

Formalization scope

The mission works with a general RCLike 𝕜 field (real or complex EEE), a LinearMap.IsSymmetric operator on a FiniteDimensional inner product space, and Mathlib's own eigenvalues/ eigenvectorBasis (which already fixes the eigenbasis and a specific, decreasing-by-value ordering of eigenvalues — the formalization does not re-derive the spectral theorem). Dominance is stated by magnitude (|\lambda_j| < |\lambda_{i_0}|), not by position in Mathlib's ordering, since the dominant eigenvalue need not be the largest by value (it could be the most negative). The starting vector x0x_0x0​ is arbitrary subject to ci0≠0c_{i_0}\neq0ci0​​=0; no normalization (∥x0∥=1\|x_0\|=1∥x0​∥=1) is imposed, since the Rayleigh quotient and the rescaled limit are both scale-invariant/ scale-equivariant. A trivializing formalization is ruled out explicitly: without both λi0≠0\lambda_{i_0}\neq0λi0​​=0 and ci0≠0c_{i_0}\neq0ci0​​=0, the n=1n=1n=1, T=0T=0T=0 counterexample above makes the rescaled-convergence statement false, so these are load-bearing hypotheses, not decoration. Contributions on the two milestones (the algebraic iterate expansion, and the rescaled-limit argument) are especially welcome, since they are reusable building blocks for any future mission on shifted/inverse power iteration or Rayleigh quotient iteration.

Selected references

  • R. von Mises and H. Pollaczek-Geiringer, Praktische Verfahren der Gleichungsauflösung, ZAMM, 1929.
  • J. H. Wilkinson, The Algebraic Eigenvalue Problem, Oxford University Press, 1965.
  • L. N. Trefethen and D. Bau III, Numerical Linear Algebra, SIAM, 1997 (Lecture 27: the power method).
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Operations ResearchOptimizationProbability·Captain: StellaXin

Capped Base-Stock Policies: A 2.33-ApproximationResearch Paper

A performance guarantee for a simple replenishment rule

When replenishment takes several periods, an inventory decision commits stock before the demand that will consume it is known. Too much stock incurs holding costs; too little loses sales. An optimal decision can depend on the entire pipeline of outstanding orders. A rule with only two adjustable parameters is easier to implement, but its simplicity alone gives no guarantee on the cost it can incur.

Capped base-stock policies combine an inventory-position target with a maximum order quantity. The class was introduced and analyzed by Xin (2021). The present target is the finite-lead-time guarantee in Linwei Xin's Capped Base-Stock Policies: A 2.33-Approximation, specifically the author-supplied manuscript with source label thm-main. A public listing of the paper identifies the July 17, 2026 working paper; the supplied text is the authoritative version for this formalization.

Demand, stock, and delayed orders

Periods are discrete. Demand is a sequence of independent, identically distributed nonnegative real random variables DtD_tDt​ with finite, strictly positive mean μ\muμ. The deterministic lead time is an integer L≥1L\ge1L≥1. Holding and lost-sales rates are h>0h>0h>0 and p>0p>0p>0.

At the beginning of period ttt, ItI_tIt​ is on-hand inventory and x1,t,…,xL,tx_{1,t},\ldots,x_{L,t}x1,t​,…,xL,t​ are outstanding orders, with x1,tx_{1,t}x1,t​ due immediately. That arrival is received, an order qt≥0q_t\ge0qt​≥0 is placed, demand is realized, and costs are charged. The new order arrives LLL periods later. The equations are

It+1=(It+x1,t−Dt)+,xi,t+1=xi+1,t (i<L),xL,t+1=qt.I_{t+1}=(I_t+x_{1,t}-D_t)^+,\qquad x_{i,t+1}=x_{i+1,t}\ (i<L),\qquad x_{L,t+1}=q_t.It+1​=(It​+x1,t​−Dt​)+,xi,t+1​=xi+1,t​ (i<L),xL,t+1​=qt​.

Here u+=max⁡{u,0}u^+=\max\{u,0\}u+=max{u,0}. Unfilled demand is lost rather than backlogged. With ℓt=(Dt−It−x1,t)+\ell_t=(D_t-I_t-x_{1,t})^+ℓt​=(Dt​−It​−x1,t​)+, the period cost is hIt+1+pℓthI_{t+1}+p\ell_thIt+1​+pℓt​. Initial inventory and every pipeline coordinate are zero. A nonanticipative policy chooses orders using only information available before the current demand; policies may depend on the entire observed past and on independent private randomization.

For a policy π\piπ, its long-run expected average cost is

C(π)=lim sup⁡T→∞1T∑t=1TE[hIt+1π+pℓtπ],OPT=inf⁡π∈ΠC(π).C(\pi)=\limsup_{T\to\infty}\frac1T\sum_{t=1}^T\mathbb E[hI_{t+1}^\pi+p\ell_t^\pi],\qquad \mathrm{OPT}=\inf_{\pi\in\Pi}C(\pi).C(π)=T→∞limsup​T1​t=1∑T​E[hIt+1π​+pℓtπ​],OPT=π∈Πinf​C(π).

The capped rule is qt=min⁡{(S−It−∑i=1Lxi,t)+,r}q_t=\min\{(S-I_t-\sum_{i=1}^Lx_{i,t})^+,r\}qt​=min{(S−It​−∑i=1L​xi,t​)+,r} for finite S,r≥0S,r\ge0S,r≥0. Write CCBS∗=inf⁡S,r≥0C(πS,r)C^*_{\rm CBS}=\inf_{S,r\ge0}C(\pi_{S,r})CCBS∗​=infS,r≥0​C(πS,r​). Ordinary base stock is already included by taking r=Sr=Sr=S; no infinite order cap is required.

Formalization targets

For 0≤r≤μ0\le r\le\mu0≤r≤μ and m≥1m\ge1m≥1, set

Irm=max⁡0≤k≤m∑i=1k(r−Di),Gm(r,z)=E[(Irm+∑i=1m(Di−r)−z)+].I_r^m=\max_{0\le k\le m}\sum_{i=1}^k(r-D_i),\qquad G_m(r,z)=\mathbb E\left[\left(I_r^m+\sum_{i=1}^m(D_i-r)-z\right)^+\right].Irm​=0≤k≤mmax​i=1∑k​(r−Di​),Gm​(r,z)=E[(Irm​+i=1∑m​(Di​−r)−z)+].

Empty sums are zero. The lower certificate is

C‾=inf⁡{hz+p(μ−r):0≤r≤μ, z≥0, GL(r,z)≤L(μ−r), GL+1(r,z)≤(L+1)(μ−r)}.\underline C=\inf\{hz+p(\mu-r):0\le r\le\mu,\ z\ge0,\ G_L(r,z)\le L(\mu-r),\ G_{L+1}(r,z)\le(L+1)(\mu-r)\}.C​=inf{hz+p(μ−r):0≤r≤μ, z≥0, GL​(r,z)≤L(μ−r), GL+1​(r,z)≤(L+1)(μ−r)}.

The pair (0,0)(0,0)(0,0) is feasible. Both horizon constraints are retained. With

κL=1+4L2(L+1)(3L−1),\kappa_L=1+\frac{4L^2}{(L+1)(3L-1)},κL​=1+(L+1)(3L−1)4L2​,

the goal is Theorem 1's complete assertion:

CCBS∗≤κLC‾,CCBS∗≤κLOPT≤73OPT.C^*_{\rm CBS}\le\kappa_L\underline C,\qquad C^*_{\rm CBS}\le\kappa_L\mathrm{OPT}\le\frac73\mathrm{OPT}.CCBS∗​≤κL​C​,CCBS∗​≤κL​OPT≤37​OPT.

The exact rational constant is used; the title's 2.33 is a rounded description. Multiplicative inequalities also make sense when the optimal cost is zero.

Five supporting targets reproduce selected source statements: Proposition 1's lower-certificate bound; Proposition 2's finite-cap cost conclusion; Lemma 2's bound on a consecutive block in the greedy recursion; Proposition 3's ordinary-base-stock cost bound; and Proposition 4's two-branch inequality. The finite-cap and ordinary-base-stock parameters remain exactly (S,r)=((L+1)r+z,r)(S,r)=((L+1)r+z,r)(S,r)=((L+1)r+z,r) and S=(L+1)r+2zS=(L+1)r+2zS=(L+1)r+2z, respectively. Labels accompany the printed numbering so the supplied source is unambiguous.

What completing the mission establishes

The result gives a uniform cost guarantee for this policy class across all positive holding and penalty rates, every positive integer lead time, and arbitrary nonnegative demand laws with finite positive mean. It bounds the infimum of costs over the policy parameters; it does not by itself provide an algorithm for selecting parameters or assert that the infimum is attained. At L=1L=1L=1 the displayed coefficient is 2, while its uniform upper bound is 7/37/37/3.

The manuscript supplies mathematical proofs. This mission asks for checked proofs of their formal statements. Compiling the declarations confirms that they are well formed, not that the claims are proved. A completed development would provide reusable delayed-inventory dynamics, measurable history policies, average-cost optimization objects, finite-horizon demand envelopes, and policy-comparison results.

Where the formal work lies

The pipeline carries consequences of past decisions across multiple demand periods. Nonanticipativity and independence must be stated precisely before expectation and convexity arguments can be used. Also, existence of a stationary distribution alone does not identify its expected cost with a long-run cost from an empty initial system. The manuscript invokes stationary results from prior inventory work, including Xin and Goldberg (2016), and uses stationary CBS quantities in intermediate arguments. Their needed hypotheses and connections to the original objective require proof within a complete development.

The two cost bounds depend on both coordinates of a feasible lower-certificate pair. Losing either horizon constraint changes that certificate. Replacing it with an arbitrary scalar lower bound or assuming the policy comparisons would remove substantive parts of the result.

Formalization scope and conventions

Stock, orders, and demand take arbitrary nonnegative real values. Time is represented from zero in the operational model, corresponding to period one in the manuscript. The formal representation uses a canonical probability model with independent demand coordinates and an independent uniform private seed; measurable time-dependent decision functions use only preceding demands and that seed. Connecting arbitrary standard-Borel randomized controls to this canonical realization is a representation obligation. The zero-start optimum ranges over these general history policies, not only stationary or capped policies.

Expected nonnegative costs, their upper limits, and cost infima are represented in the extended nonnegative reals. Thus a policy with infinite expected cost does not acquire a fictitious zero value through a totalized real integral. The finite-horizon envelope expectations use the original integrable demand law. The greedy lemma uses integer-indexed sequences so subtraction of earlier times has no natural-number truncation; its blocks are nonempty, as required to define their maximum.

Definitions contain no unproved facts. In particular, stationarity, convergence from the empty initial state, lower bounds, and upper policy comparisons are not fields assumed by the model. Contributions to these intermediate obligations and to any of the five source targets support the central theorem.

Selected references

  • Linwei Xin, Capped Base-Stock Policies: A 2.33-Approximation, working paper, 2026. SSRN listing. Author-supplied LaTeX is authoritative: Theorem 1 (thm-main), Proposition 1 (lemma-lb), Proposition 2 (prop-finite-cap-bound), Lemma 2 (lem-greedy-window), Proposition 3 (prop-base-stock-bound), Proposition 4 (lem-two-branch). Source SHA-256: f353793c255e1ebed5f3ec541037284bd926183e3e5b71941f13e79c2d67cb7a.
  • Linwei Xin, Technical Note—Understanding the Performance of Capped Base-Stock Policies in Lost-Sales Inventory Models, Operations Research 69(1), 61–70, 2021. DOI.
  • Linwei Xin and David A. Goldberg, Optimality Gap of Constant-Order Policies Decays Exponentially in the Lead Time for Lost Sales Models, Operations Research 64(6), 1556–1565, 2016. DOI.
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CombinatoricsGraph Theory·Captain: hao jia

Monochromatic Reachability in Three-Colored Tournaments (OPG-1808)Open Problem

Motivation

Edge-colored tournaments combine a complete orientation with a finite palette. They are a natural setting for comparing local multicolor obstructions with global directed reachability. The question attributed to Sands, Sauer, and Woodrow asks whether three colors force one of two outcomes: a directed triangle whose three arcs all have different colors, or a single vertex that can reach every target along a monochromatic directed path.

The problem was recorded by the Open Problem Garden in 2008. A minimum-counterexample reduction was later restated by Georgakopoulos and Sprüssel in their study of three-colored tournaments. The available project computation excludes counterexamples through eleven vertices, but that package is explicitly candidate_only: it is bounded search evidence, not a proof of the unrestricted theorem.

Setting

A tournament is an orientation of a finite complete simple graph. For each pair of distinct vertices u,vu,vu,v, exactly one of u→vu\to vu→v and v→uv\to uv→u is present. Every directed arc receives one of three labeled colors.

A rainbow directed triangle is a cyclically oriented triangle

a→b→c→aa\to b\to c\to aa→b→c→a

whose three arc colors are pairwise distinct. A transitive three-vertex subtournament is not a directed triangle and is therefore not forbidden merely because its three arcs have different colors.

A vertex sss is a monochromatic source when, for every vertex ttt, there is some color kkk and a directed sss-to-ttt path all of whose arcs have color kkk. The chosen color may depend on ttt; the theorem does not demand one common color for all targets. Length-zero reachability handles t=st=st=s.

The formal domain is nonempty finite tournaments. This nonemptiness convention is stated explicitly because an empty vertex type has neither a rainbow triangle nor a candidate source and would trivialize the negation of the intended question.

Formalization targets

Root theorem

For every nonempty finite tournament TTT with a three-coloring of its arcs,

T has a rainbow directed triangle∨∃s∈V(T) ∀t∈V(T), s reaches t monochromatically.T\text{ has a rainbow directed triangle} \quad\lor\quad \exists s\in V(T)\ \forall t\in V(T),\ \text{$s$ reaches $t$ monochromatically}. T has a rainbow directed triangle∨∃s∈V(T) ∀t∈V(T), s reaches t monochromatically.

No compatibility is required between the colors of paths to different targets, and unused palette colors are permitted.

Finite order milestone

The first milestone freezes the exact bounded claim supported by the replay package:

1≤∣V(T)∣≤11 and no rainbow directed triangle⟹T has a monochromatic source. 1\le |V(T)|\le 11\text{ and no rainbow directed triangle} \quad\Longrightarrow\quad T\text{ has a monochromatic source}.1≤∣V(T)∣≤11 and no rainbow directed triangle⟹T has a monochromatic source.

The statement includes all tournaments and all three-color arc assignments at those orders, not only one symmetry representative. The repository's observations report exhaustive search after a minimum-counterexample reduction, but the Lean theorem remains open until it has an accepted proof.

Significance

The root theorem would turn a local forbidden configuration into a global reachability certificate. Such a result clarifies how orientation and edge color interact: ordinary Gallai decompositions for undirected colored complete graphs cannot be imported unchanged, because the hypothesis forbids only rainbow cyclic triangles and allows rainbow transitive triples.

The formal development creates reusable definitions for colored directed reachability and exposes the direction of every relation. This matters in minimum-counterexample arguments, where an auxiliary arc u→Fvu\to_F vu→F​v may encode that vvv cannot reach uuu; reversing that convention invalidates the cycle reduction. A verified finite milestone would also provide a regression target for SAT, SMT, or exhaustive encodings without elevating their raw output to a universal theorem.

Difficulty

The classical Gallai theorem is not directly applicable. It assumes an undirected complete graph with no rainbow triangle of any orientation, whereas this problem permits a transitive triple with three distinct colors. A proposed partition must therefore control both arc colors and directions between parts.

The minimum-counterexample route yields a useful spanning cycle in an auxiliary nonreachability digraph. It does not itself bound the size of a counterexample. The order-eleven computation terminates because its domain is finite, but no induction from eleven to arbitrary order follows. A proof must add a structural theorem that survives all orientations and allows monochromatic paths of arbitrary length rather than treating reachability bits as independent physical arcs.

Formalization scope

Lean represents the tournament as a binary relation D with looplessness and exactly one orientation on each unordered pair. The coloring is a total function on ordered pairs, but only values on actual arcs are semantically used. Monochromatic reachability is the reflexive transitive closure of arcs of one fixed color. The root and finite theorem quantify over every nonempty finite vertex type.

The finite replay, its solver versions, hashes, and no-witness observations remain external candidate evidence. They do not close the milestone without a checkable certificate or a proof accepted by the platform. Contributions may formalize the minimum-counterexample cycle lemma, build an independently checked finite certificate, isolate a directed decomposition theorem, or prove the root. No contribution may replace a directed rainbow triangle by an undirected one, require the same path color for every target, or assume heredity of failure for arbitrary induced subtournaments.

Selected references

  • Open Problem Garden, Monochromatic reachability versus rainbow triangles, posted 2008. https://www.openproblemgarden.org/op/monochromatic_reachability_vs_rainbow_triangles
  • B. Sands, N. Sauer, and R. Woodrow, On monochromatic paths in edge-coloured digraphs, Journal of Combinatorial Theory, Series B 33 (1982), 271–275.
  • A. Georgakopoulos and P. Sprüssel, On 3-coloured tournaments, 2009. https://arxiv.org/abs/0904.1967
  • A. Trygub, Full Characterization of Color Degree Sequences in Complete Graphs Without Tricolored Triangles, 2023. https://arxiv.org/abs/2304.14579
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Number Theory·Captain: Mayank Kumar

Fundamental Theorem of ArithmeticTextbook

Motivation

Every introductory number theory course opens with the same fact: the integers factor into primes in exactly one way. Euclid's Elements (Book IX, Proposition 14) already proves a form of it for the case of two factorizations sharing no further structure, but the theorem is not stated in full generality — with existence and uniqueness as a single package — until Gauss's Disquisitiones Arithmeticae (1801, Art. 16). Every standard modern treatment restates it as the opening theorem of the subject: Hardy & Wright, An Introduction to the Theory of Numbers (Theorem 2), and Apostol, Introduction to Analytic Number Theory (1976, Theorems 1.9–1.10), both prove it in the first chapter, before anything else is developed. The reason is structural, not pedagogical convenience: gcd, lcm, multiplicative functions, the notion of "the" prime factorization of an integer, and the entire multiplicative structure of Z\mathbb{Z}Z depend on it being true. Mathlib itself packages the general statement as UniqueFactorizationMonoid, of which N\mathbb{N}N is one instance — this mission asks for the classical, elementary argument specific to N\mathbb{N}N, in the two-part shape every textbook gives it.

Setting

A prime p∈Np \in \mathbb{N}p∈N is a natural number p≥2p \geq 2p≥2 whose only divisors are 111 and ppp (Mathlib's Nat.Prime). A factorization of n∈Nn \in \mathbb{N}n∈N is represented here as a multiset lll of natural numbers — an unordered collection that tracks multiplicity but not order, so that two factorizations differing only by a reordering of their factors are already identified as the same multiset, with no separate permutation argument needed. Write l.prod=∏p∈lpl.\mathrm{prod} = \prod_{p \in l} pl.prod=∏p∈l​p for the product of the elements of lll with multiplicity, under the convention that the empty multiset has product 111. The theorem concerns multisets all of whose elements are prime.

Formalization targets

Goal — unique factorization

∀ n≠0,∃! l:Multiset N, (∀p∈l, p prime)∧l.prod=n.\forall\, n \neq 0,\quad \exists!\, l : \mathrm{Multiset}\ \mathbb{N},\ \left(\forall p \in l,\ p \text{ prime}\right) \wedge l.\mathrm{prod} = n.∀n=0,∃!l:Multiset N, (∀p∈l, p prime)∧l.prod=n.

For every nonzero nnn there is exactly one multiset of primes whose product is nnn. This is the capstone: existence and uniqueness combined into the single statement every textbook eventually asserts.

Milestone 1 — existence

∀ n≠0,∃ l:Multiset N, (∀p∈l, p prime)∧l.prod=n.\forall\, n \neq 0,\quad \exists\, l : \mathrm{Multiset}\ \mathbb{N},\ \left(\forall p \in l,\ p \text{ prime}\right) \wedge l.\mathrm{prod} = n.∀n=0,∃l:Multiset N, (∀p∈l, p prime)∧l.prod=n.

Every nonzero natural number is a product of primes (Apostol, Theorem 1.9). This alone says nothing about how many such multisets there might be.

Milestone 2 — uniqueness

(∀p∈l1, p prime)∧(∀p∈l2, p prime)∧l1.prod=n=l2.prod   ⟹   l1=l2.\left(\forall p \in l_1,\ p \text{ prime}\right) \wedge \left(\forall p \in l_2,\ p \text{ prime}\right) \wedge l_1.\mathrm{prod} = n = l_2.\mathrm{prod} \ \implies\ l_1 = l_2.(∀p∈l1​, p prime)∧(∀p∈l2​, p prime)∧l1​.prod=n=l2​.prod ⟹ l1​=l2​.

Any two multisets of primes with the same product are equal (Apostol, Theorem 1.10). Combined with Milestone 1, this gives the Goal.

Significance

The result itself. Unique factorization is what makes "the prime factorization of nnn" a well-defined object rather than a choice. Every downstream elementary and analytic number theory construction leans on it: gcd⁡(a,b)\gcd(a,b)gcd(a,b) and lcm(a,b)\mathrm{lcm}(a,b)lcm(a,b) computed via shared prime exponents, multiplicative arithmetic functions (φ\varphiφ, σ\sigmaσ, μ\muμ) defined by their values on prime powers, the Euler product for ζ(s)\zeta(s)ζ(s), and ppp-adic valuations. Without it, none of these constructions are canonical.

Formalizing it. The general statement is already machine-checked in Mathlib as an instance of UniqueFactorizationMonoid (and concretely realized for N\mathbb{N}N via Nat.factors/Nat.factors_unique), so this is not open mathematics. What this mission asks for is the specific, elementary two-lemma argument — strong induction for existence, Euclid's lemma plus strong induction for uniqueness — spelled out for N\mathbb{N}N with the Multiset representation used here, rather than a one-line appeal to the packaged Mathlib result. A solution that simply repackages Nat.factors_unique and its companions is a legitimate route (nothing here is designed to block it), but the more valuable contribution is the self-contained classical proof, since that is what a reader of Apostol or Hardy & Wright expects to see reconstructed.

Difficulty

For existence, ordinary induction on nnn does not immediately work: if nnn is composite, n=abn = abn=ab with 1<a,b<n1 < a, b < n1<a,b<n, and the inductive hypothesis is needed for both aaa and bbb at once, neither of which is simply n−1n - 1n−1. The fix is strong (well-founded) induction on nnn, splitting into the prime case (trivial single-element multiset) and the composite case (combine the two multisets for aaa and bbb).

For uniqueness, the natural first attempt — "cancel a common prime factor from both sides and recurse" — silently assumes that the same prime appears in both multisets, which is exactly what needs to be proved. The step that actually does the work is Euclid's lemma: if a prime ppp divides a product l2.prodl_2.\mathrm{prod}l2​.prod, it divides one of the factors of l2l_2l2​. This is not a restatement of primality (irreducibility, "no nontrivial divisors") but a genuinely separate fact about N\mathbb{N}N that requires either Bézout's identity or a well-ordering argument to establish; conflating "prime" with "has this divisibility property" is the standard trap for a first attempt at this proof.

Formalization scope

The statement is specific to N\mathbb{N}N (not Z\mathbb{Z}Z or a general UniqueFactorizationMonoid), and factorizations are represented as Multiset ℕ rather than List ℕ up to permutation — this is a deliberate choice that folds "unique up to reordering" directly into multiset equality. The hypothesis is n≠0n \neq 0n=0, not n>1n > 1n>1: the case n=1n = 1n=1 is included, and its unique witness is the empty multiset, since the empty product is 111 and no nonempty multiset of primes (each ≥2\geq 2≥2) can have product 111. n=0n = 0n=0 is excluded because no multiset of natural numbers has product 000 under this convention (every prime is ≥2\geq 2≥2, and the empty product is 111), so no factorization of 000 exists to be unique.

No auxiliary platform Definitions are required — the statement is expressed entirely in terms of Nat.Prime and Multiset.prod from Mathlib. Reusable contributions welcome beyond the two milestones: an explicit construction of the canonical sorted List ℕ factorization (Nat.factors-style) connecting this multiset formulation to the more computational list representation, or a generalization of the uniqueness argument to an explicit statement and proof of Euclid's lemma as a standalone milestone.

Selected references

  • C. F. Gauss, Disquisitiones Arithmeticae, 1801, Art. 16.
  • G. H. Hardy and E. M. Wright, An Introduction to the Theory of Numbers, 6th ed., Oxford University Press, 2008, Theorem 2.
  • T. M. Apostol, Introduction to Analytic Number Theory, Springer, 1976, Theorems 1.9–1.10.
  • The Mathlib Community, Mathlib4, Mathlib.RingTheory.UniqueFactorizationDomain, https://leanprover-community.github.io/mathlib4_docs/Mathlib/RingTheory/UniqueFactorizationDomain.html
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Number Theory·Captain: xuanji

There is no Diophantine quintupleResearch Paper

Motivation: when pairwise square conditions limit a set

Diophantine equations ask for integer solutions to arithmetic equations. One family of questions starts with a set of positive integers and imposes the same condition on every pair: their product, increased by one, must be a square. The question is how many distinct integers can satisfy all those conditions together. It connects a simple definition with a global restriction on simultaneous integer solutions.

The paper There is no Diophantine quintuple, by Bo He, Alain Togbé, and Volker Ziegler, resolves the nonexistence question for sets of five elements. This mission targets its headline result, Theorem 1 in Section 1. The mathematical theorem is proved in the paper; the remaining goal is a complete Lean proof of that result.

Setting: positive integers and pairwise perfect squares

A perfect square is an integer of the form r2r^2r2 for a natural number rrr. A Diophantine mmm-tuple is a set of mmm distinct positive integers such that the product of any two different members, plus one, is a perfect square. Here mmm records the number of elements, not a bound on their sizes. A Diophantine quintuple would have exactly five members (definition in Section 1).

Write those five integers as a1,…,a5a_1,\ldots,a_5a1​,…,a5​. Positivity means ai>0a_i>0ai​>0 for every index. Distinctness means ai≠aja_i\ne a_jai​=aj​ whenever i≠ji\ne ji=j. The square condition requires a possibly different square root for each pair. There is no requirement that the ten square roots coincide, be distinct, or satisfy an additional ordering condition.

The theorem concerns positive integers. Replacing them by rational numbers changes the question. Likewise, allowing zero changes the admissible objects, and allowing repeated entries ceases to represent a five-element set. These domain choices are explicit in the formal target.

Formalization target: no Diophantine quintuple

The single goal is the following nonexistence statement:

∄ a1,…,a5∈Z>0[(∀i≠j, ai≠aj) ∧ (∀ 1≤i<j≤5, ∃rij∈N, aiaj+1=rij,2)].\nexists\,a_1,\ldots,a_5\in\mathbb Z_{>0}\quad \left[ (\forall i\ne j,\ a_i\ne a_j) \ \land\ (\forall\,1\le i<j\le5,\ \exists r_{ij}\in\mathbb N,\ a_i a_j+1=r_{ij}^{,2}) \right].∄a1​,…,a5​∈Z>0​[(∀i=j, ai​=aj​) ∧ (∀1≤i<j≤5, ∃rij​∈N, ai​aj​+1=rij,2​)].

This is Theorem 1 of the paper. The mission's goal is the existing declaration no_diophantine_quintuple.

The integers are unrestricted in size. The target does not fix the smallest entry, require a particular triple among the entries, or assume that an entry falls below a numerical search threshold. A proof must cover every quintuple satisfying the stated domain conditions.

Significance: an exact obstruction to larger sets

The result rules out an entire class of simultaneous square equations. As an immediate consequence, any set of distinct positive integers satisfying the same pairwise condition has at most four elements: a larger set would contain five distinct members that inherit the condition. This consequence explains why the five-element statement also constrains larger configurations.

A completed formalization would supply a reusable theorem that can be invoked whenever five distinct positive integers and their pairwise square witnesses arise. It would turn the informal nonexistence claim into a checked contradiction from precisely those hypotheses. The published statement is currently open for a Lean proof; its successful compilation verifies that the statement is well formed, not that the theorem has been proved.

Difficulty: the quantifier over all positive integers

Testing examples cannot establish this target by itself. Any computation with a fixed search limit addresses only a bounded collection, while the statement quantifies over all positive integers. A formal proof that uses a finite computation must also establish why the computation covers every possible case.

The conditions are simultaneous: each entry participates in four pairwise equations. Solving or excluding one isolated pair does not by itself settle whether all ten equations can hold together. The paper's proof overview in Section 2 describes the arithmetic estimates and computational components behind its result. Formalizing those components entails checking their hypotheses and connecting their conclusions to the unrestricted goal.

Formalization scope: five indexed natural numbers

The Lean declaration represents the entries by a function a : Fin 5 → Nat. It places the existence of that function under a negation and includes three conditions: every value is positive, different indices have different values, and every pair of different indices has a natural-number square witness.

The square condition is written for all unequal indices. This is equivalent to the usual condition for increasing pairs because multiplication is commutative. No increasing ordering of the five values is imposed. A development using sorted entries must justify its connection to this unrestricted indexed representation.

The root statement needs only Lean's core natural numbers, finite index type, arithmetic, and logic. It introduces no custom predicate whose meaning could hide additional assumptions. A complete proof may use Mathlib and reusable supporting results about integer arithmetic, squares, and the arithmetic tools required by the chosen argument. Supporting declarations should state their hypotheses explicitly and ultimately connect to this exact root theorem. Contributions establishing the known result, including an alternative rigorous proof, are within scope.

Selected references

  • Bo He, Alain Togbé, and Volker Ziegler, There is no Diophantine quintuple, arXiv preprint, 2016; revised 2018, arXiv:1610.04020v2. Paper. The target is Section 1, Theorem 1; the definition precedes it, and Section 2 gives the proof overview.
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Mathematical Physics·Captain: lisamegawatts

Finite Lattice Vortex Methods I: Green Variational EnergyTextbook

Motivation

Two-dimensional lattice models admit topological defects whose energetic cost competes with their configurational multiplicity. The later stages of a finite vortex argument therefore need a trustworthy bridge from a prescribed vorticity to the least quadratic energy of a compatible field. This mission isolates that bridge. It does not attempt a phase-transition theorem; it establishes only the finite-dimensional variational identity on which a later, model-specific energy estimate can rest.

The algebra belongs to finite discrete Hodge theory. A finite cochain complex supplies a differential from degree one to degree two and an adjoint codifferential in the reverse direction. A normalized Green operator inverts the degree-two Laplacian on realizable vorticities and annihilates the harmonic obstruction. Such finite-complex harmonic methods go back at least to Beno Eckmann's 1944 treatment of harmonic functions and boundary-value problems on complexes. The vortex motivation comes from the energy--entropy mechanism discussed by Kosterlitz and Thouless for two-dimensional systems, but no claim from their thermodynamic analysis is included here.

Setting

Let C0,C1,C2C^0,C^1,C^2C0,C1,C2 be finite-dimensional real inner-product spaces. A finite Hodge complex consists of linear maps

d0:C0→C1,d1:C1→C2,d_0:C^0\to C^1,\qquad d_1:C^1\to C^2,d0​:C0→C1,d1​:C1→C2,

together with specified adjoints δ1\delta_1δ1​ and δ2\delta_2δ2​, and the cochain relation d1d0=0d_1d_0=0d1​d0​=0. The degree-two Laplacian is

L2=d1δ2.L_2=d_1\delta_2.L2​=d1​δ2​.

The vorticity space is range⁡(d1)\operatorname{range}(d_1)range(d1​). A normalized degree-two Green owner supplies a unique self-adjoint linear map G:C2→C2G:C^2\to C^2G:C2→C2 satisfying both inverse identities with the orthogonal projector onto that range, taking values in the range, and vanishing on ker⁡(δ2)\ker(\delta_2)ker(δ2​).

For a realizable source ω∈range⁡(d1)\omega\in\operatorname{range}(d_1)ω∈range(d1​), define the canonical one-cochain

aω=δ2Gω.a_\omega=\delta_2G\omega.aω​=δ2​Gω.

The physical vortex normalization scales the prescribed vorticity by 2π2\pi2π, so the canonical physical field is 2πaω2\pi a_\omega2πaω​. For a coupling J∈RJ\in\mathbb RJ∈R, the quadratic energy of a∈C1a\in C^1a∈C1 is

EJ(a)=J2∥a∥2.E_J(a)=\frac J2\lVert a\rVert^2.EJ​(a)=2J​∥a∥2.

Formalization targets

Exact Green variational decomposition

For every realizable ω\omegaω and every field aaa satisfying d1a=2πωd_1a=2\pi\omegad1​a=2πω, establish

EJ(a)=2π2J⟨ω,Gω⟩+EJ(a−2πδ2Gω).E_J(a)=2\pi^2J\langle\omega,G\omega\rangle +E_J\bigl(a-2\pi\delta_2G\omega\bigr).EJ​(a)=2π2J⟨ω,Gω⟩+EJ​(a−2πδ2​Gω).

The equality is required for every real JJJ. Its unscaled components assert the exact Poisson equation, closedness and orthogonality of the residual, the Pythagorean norm decomposition, and the identity

∥δ2Gω∥2=⟨ω,Gω⟩.\lVert\delta_2G\omega\rVert^2=\langle\omega,G\omega\rangle.∥δ2​Gω∥2=⟨ω,Gω⟩.

One-sided minimum-energy bound

For J≥0J\ge0J≥0, conclude

2π2J⟨ω,Gω⟩≤EJ(a).2\pi^2J\langle\omega,G\omega\rangle\le E_J(a).2π2J⟨ω,Gω⟩≤EJ​(a).

Two controls are part of the target boundary: zero coupling must not identify a unique minimizer, and zero vorticity must not imply that the underlying field or its positive-coupling energy vanishes.

Significance

The result separates universal finite linear algebra from geometry that depends on a particular lattice. Once a periodic square torus is registered as a finite Hodge complex, a later theorem may specialize the Green quadratic form to dipole charges and investigate its dependence on separation. Entropy can then be compared with a genuine energy inequality without redefining energy through the desired conclusion.

Formalizing this layer provides reusable interfaces for Poisson solvability, orthogonal residuals, exact quadratic energy splitting, and the nonnegative-coupling lower bound. It also makes normalization errors visible: the factor 2π2\pi2π in the source and the factor J/2J/2J/2 in the energy force the coefficient 2π2J2\pi^2J2π2J. The underlying Green-owner infrastructure already has a machine-checked implementation in LeanProofs; the propositions in this mission are new proof obligations derived from that interface.

Difficulty

The central issue is not an asymptotic estimate. It is maintaining the exact relationship among the Laplacian sign, the orthogonal projector, the Green normalization, adjointness, and the physical 2π2\pi2π scaling. A proof that silently projects a non-realizable source changes the problem. A proof that divides by JJJ loses the J=0J=0J=0 case. A proof that treats zero vorticity as a zero-field assertion discards closed and harmonic residuals. Each of these shortcuts is ruled out by the formal target or its controls.

Formalization scope

The Lean development uses arbitrary finite-dimensional real inner-product spaces rather than a concrete torus. All maps are continuous only through finite-dimensional linear structure; there is no measure theory, probability, or limiting process. A source is explicitly required to lie in range⁡(d1)\operatorname{range}(d_1)range(d1​). The exact decomposition permits every real JJJ, while the inequality requires 0≤J0\le J0≤J. Existence of a Green owner is supplied as data; this mission neither constructs a second inverse nor changes the existing normalization.

The mission does not define integer charge, torus distance, plaquette winding, or a concrete lattice Laplacian. It proves no logarithmic Green estimate, cosine-energy comparison, entropy bound, Gibbs statement, vortex proliferation result, thermodynamic limit, BKT transition, or universal jump. In particular, the target cannot be satisfied by choosing a convenient torus size or hard-coding a Green kernel: it is group-generic finite-dimensional algebra conditional on the stated Hodge and Green structures.

Contributions are welcome on the independent Poisson, orthogonality, norm, scaling, and control nodes. A later mission can add the square-torus realization and the separate analytic capacity estimate needed for a sharp logarithmic lower bound.

Selected references

  • Beno Eckmann, Harmonische Funktionen und Randwertaufgaben in einem Komplex, Commentarii Mathematici Helvetici 17 (1944/45), 240--255. https://doi.org/10.1007/BF02566245
  • J. M. Kosterlitz and D. J. Thouless, Ordering, metastability and phase transitions in two-dimensional systems, Journal of Physics C 6 (1973), 1181--1203. https://doi.org/10.1088/0022-3719/6/7/010
  • LeanProofs, finite Hodge Green-owner foundation at commit dbf503b2909cc17787d40a21eb75a0c9354cc6ef. https://github.com/MonumentalSystems/LeanProofs/commit/dbf503b2909cc17787d40a21eb75a0c9354cc6ef
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Number Theory·Captain: OmkarMohanty

Opperman ConjectureOpen Problem

For every integer

n>1n > 1n>1

, there exists a prime p such that

n2<p<n2+nn ^2 < p < n^2 + nn2<p<n2+n
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Differential Geometry·Captain: wesleyfei

Almost-Complex-to-Complex Conjecture in Real Dimension at Least SixOpen Problem

Motivation

An almost complex structure gives every tangent space of a smooth manifold the linear algebra of a complex vector space, but it need not come from complex-valued coordinate charts. The gap between these two notions is a global differential-geometric question, not a change of terminology. Granja and Milivojević describe the following as “a major open problem in differential geometry”: whether every closed almost complex manifold of dimension at least six admits an integrable complex structure (Introduction, p. 1). This mission records that question as an open conjecture, not as an established theorem.

Timeline

  • 1957: Newlander and Nirenberg proved that an almost complex structure is integrable exactly when its Nijenhuis tensor vanishes, under the regularity assumptions in their theorem. This turns integrability into a nonlinear first-order differential condition rather than a consequence of the pointwise equation J2=−idJ^2=-\mathrm{id}J2=−id (article).
  • 2014–2021: Bryant’s account of Chern’s program still calls the existence of an integrable almost complex structure on S6S^6S6 open, while referring to the sphere’s well-known almost complex structure (abstract).
  • 2022: Granja and Milivojević state the broader closed-manifold question above and study the topology of spaces of almost complex structures on six-manifolds (SIGMA article).

Setting

Fix an integer n≥3n\ge 3n≥3. Let MMM be a connected, compact, Hausdorff, second-countable smooth manifold without boundary and of real dimension 2n2n2n. An almost complex structure on MMM is a smooth field

Jx:TxM⟶TxMJ_x:T_xM\longrightarrow T_xMJx​:Tx​M⟶Tx​M

of real-linear maps satisfying Jx(Jxv)=−vJ_x(J_xv)=-vJx​(Jx​v)=−v for every x∈Mx\in Mx∈M and v∈TxMv\in T_xMv∈Tx​M. This condition forces even real dimension, but by itself supplies no complex coordinate charts.

A complex structure of complex dimension nnn is an atlas with values in Cn\mathbb C^nCn whose transition maps are complex differentiable. Such an atlas induces an integrable almost complex structure. The target concerns existence on the underlying smooth manifold: the complex structure obtained may induce a different almost complex structure from the supplied JJJ. It does not claim that every chosen almost complex structure is integrable.

Here “closed” means compact and without boundary. Connectedness is explicit because it is part of the standing manifold convention in the cited 2022 source. The lower bound is on real dimension: 2n≥62n\ge 62n≥6, equivalently n≥3n\ge 3n≥3.

Formalization target

Main open conjecture

For every n≥3n\ge 3n≥3 and every closed connected smooth real 2n2n2n-manifold MMM,

M admits a smooth almost complex structure⟹M admits a compatible complex atlas of complex dimension n.M\text{ admits a smooth almost complex structure} \quad\Longrightarrow\quad M\text{ admits a compatible complex atlas of complex dimension }n.M admits a smooth almost complex structure⟹M admits a compatible complex atlas of complex dimension n.

“Compatible” means that the underlying real smooth structure of the complex atlas is smoothly equivalent to the given smooth structure on the same topological space. No claim of uniqueness, equality with the original atlas, or integrability of the supplied JJJ is made.

The real six-dimensional case is essential. Since S6S^6S6 carries an almost complex structure, the conjecture would imply that its underlying smooth manifold carries some complex structure. That special case remains unresolved; restricted nonexistence results, such as results imposing compatibility with a particular metric, do not decide the unrestricted existence question.

Significance

A positive solution would replace a pointwise tangent-bundle reduction by genuine holomorphic coordinates for every manifold in the stated class. It would in particular settle the existence question for S6S^6S6. A negative solution would identify additional global obstructions to complex atlases that are invisible to the existence of an almost complex structure.

The formalization isolates a reusable smooth almost complex structure on top of Mathlib’s tangent-bundle and manifold APIs, while making the desired complex atlas explicit. This prevents the central distinction from being hidden inside an unconstrained predicate named “integrable.” It also exposes the compatibility between the original real smooth atlas and the real atlas underlying the complex charts, which future work on characteristic classes, Nijenhuis tensors, and concrete six-manifolds can reuse.

Difficulty

The equation J2=−idJ^2=-\mathrm{id}J2=−id is fiberwise algebra. Integrability requires local complex coordinates whose overlaps are holomorphic, equivalently the vanishing condition identified by Newlander and Nirenberg. Smooth variation of JJJ does not make that differential condition automatic. Thus simply viewing each tangent space as a complex vector space does not construct a complex manifold.

The six-sphere shows why the dimension threshold cannot be treated as a routine stable-range simplification. Its known almost complex structure supplies the hypothesis in real dimension six, while no arbitrary complex atlas is known. Likewise, replacing the conclusion by a complex vector-space structure on each tangent fiber would merely repeat the hypothesis and would not address the open problem.

Formalization scope

The namespace AlmostComplexToComplex uses Mathlib’s boundaryless Euclidean manifold model. AlmostComplexStructure n M contains a continuous real-linear map on every tangent space, the pointwise identity J2=−idJ^2=-\mathrm{id}J2=−id, and smoothness of the induced self-map of the total tangent bundle. It contains no integrability field.

The main theorem assumes the real atlas is modeled on R2n\mathbb R^{2n}R2n and concludes the existence of charts modeled on Cn\mathbb C^nCn. Mathlib’s IsManifold condition over C\mathbb CC at order one states complex differentiability of chart transitions. Two C∞C^\inftyC∞ conditions on the identity map compare the original real atlas and the real manifold structure underlying the complex charts in both directions; an unrelated smooth structure therefore cannot satisfy the conclusion merely by being placed on the same carrier type.

This is a chart-level interface, not yet a development of analytic integrability theory. Mathlib at the pinned revision has no ready-made almost-complex/Nijenhuis package connecting the structure above to the Newlander–Nirenberg criterion. The target does not assert that the supplied JJJ is integrable or homotopic to the one induced by the resulting atlas. A dedicated S6S^6S6 milestone is also outside this minimal draft because faithfully constructing the standard sphere and its known almost complex structure would require additional sourced infrastructure; no surrogate special case is inserted.

Selected references

  • Gustavo Granja and Aleksandar Milivojević, Topology of Almost Complex Structures on Six-Manifolds, SIGMA 18 (2022), 093, Introduction, p. 1. DOI; arXiv.
  • August Newlander and Louis Nirenberg, Complex Analytic Coordinates in Almost Complex Manifolds, Annals of Mathematics 65 (1957), 391–404. DOI.
  • Robert L. Bryant, S.-S. Chern’s Study of Almost-Complex Structures on the Six-Sphere, arXiv:1405.3405v2 (2021 revision), abstract. arXiv.
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