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Algebra

40 missions · 27 completed

The study of algebraic structures — groups, rings, and fields — and, through algebraic geometry, the geometry of the solution sets of polynomial equations. Using commutative algebra to describe these varieties, the field provides a common language of symmetry and structure that underlies much of modern mathematics.

Missions

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Captain: Lucas

Fundamental Theorem of Galois Theory I: Galois Extensions and the Galois CorrespondenceTextbook

Motivation

Many questions about polynomial equations — which equations can be solved by radicals, which geometric constructions are possible with ruler and compass, how the roots of a polynomial are related — become questions about the symmetries of a field extension. The fundamental theorem of Galois theory, going back to Évariste Galois, is the dictionary that makes this possible: for a finite Galois extension it matches intermediate fields with subgroups of a finite group, so that questions about fields become questions in finite group theory. The same dictionary underlies Kummer theory and class field theory, and it is the step that turns the unsolvability of the general quintic (Abel–Ruffini) into a statement about solvable groups.

This mission follows the Wikipedia article Fundamental theorem of Galois theory (revision 1345286594): its main statement, its list of properties of the correspondence, three of its worked examples, and its section on the infinite case.

Setting

A field extension E/FE/FE/F is a field EEE with a field FFF inside it; it is finite when EEE is finite-dimensional as an FFF-vector space, of dimension [E:F][E:F][E:F]. An intermediate field is a field KKK with F⊆K⊆EF \subseteq K \subseteq EF⊆K⊆E. The automorphism group G=Aut⁡(E/F)G = \operatorname{Aut}(E/F)G=Aut(E/F) is the group of field automorphisms σ\sigmaσ of EEE with σ(a)=a\sigma(a) = aσ(a)=a for every a∈Fa \in Fa∈F.

The two maps of the correspondence are:

  • for a subgroup H≤GH \le GH≤G, the fixed field EH={x∈E:σ(x)=x for all σ∈H}E^H = \{x \in E : \sigma(x) = x \text{ for all } \sigma \in H\}EH={x∈E:σ(x)=x for all σ∈H};
  • for an intermediate field KKK, the fixing subgroup Aut⁡(E/K)={σ∈G:σ(x)=x for all x∈K}\operatorname{Aut}(E/K) = \{\sigma \in G : \sigma(x) = x \text{ for all } x \in K\}Aut(E/K)={σ∈G:σ(x)=x for all x∈K}.

The extension is Galois when it is normal and separable; for a finite extension this is equivalent to ∣G∣=[E:F]|G| = [E:F]∣G∣=[E:F]. When E/FE/FE/F is Galois, GGG is written Gal⁡(E/F)\operatorname{Gal}(E/F)Gal(E/F).

For an infinite algebraic Galois extension, GGG carries the Krull topology: the coarsest topology for which each restriction map G→Gal⁡(L/F)G \to \operatorname{Gal}(L/F)G→Gal(L/F), with L/FL/FL/F a finite Galois subextension and Gal⁡(L/F)\operatorname{Gal}(L/F)Gal(L/F) discrete, is continuous.

Formalization targets

Goal: Galois if and only if the correspondence is one-to-one

For a finite extension E/FE/FE/F,

E/F is Galois  ⟺  (∀K, EAut⁡(E/K)=K) and (∀H≤G, Aut⁡(E/EH)=H).E/F \text{ is Galois} \iff \Big(\forall K,\ E^{\operatorname{Aut}(E/K)} = K\Big) \text{ and } \Big(\forall H \le G,\ \operatorname{Aut}(E/E^H) = H\Big).E/F is Galois⟺(∀K, EAut(E/K)=K) and (∀H≤G, Aut(E/EH)=H).

Milestones

  1. Basic form (forward direction of the goal, already on the platform): for finite Galois E/FE/FE/F the two maps are mutually inverse.
  2. Non-Galois case: for finite non-Galois E/FE/FE/F, H↦EHH \mapsto E^HH↦EH is injective but not surjective, K↦Aut⁡(E/K)K \mapsto \operatorname{Aut}(E/K)K↦Aut(E/K) is surjective but not injective, and FFF is not the fixed field of any subgroup.
  3. Inclusion reversing: H1≤H2  ⟺  EH2⊆EH1H_1 \le H_2 \iff E^{H_2} \subseteq E^{H_1}H1​≤H2​⟺EH2​⊆EH1​.
  4. Degrees: [E:EH]=∣H∣[E : E^H] = |H|[E:EH]=∣H∣ and [EH:F]=[G:H][E^H : F] = [G : H][EH:F]=[G:H].
  5. Normality: EH/FE^H/FEH/F is normal   ⟺  \iff⟺ HHH is a normal subgroup.
  6. Quotient: if HHH is normal, restriction to EHE^HEH induces an isomorphism G/H≅Gal⁡(EH/F)G/H \cong \operatorname{Gal}(E^H/F)G/H≅Gal(EH/F).
  7. Example 1: K=Q(2,3)K = \mathbb{Q}(\sqrt2, \sqrt3)K=Q(2​,3​) has degree 444, is Galois, its Galois group is a Klein four-group, and it has five subgroups and five intermediate fields.
  8. Example 2: the splitting field of x3−2x^3 - 2x3−2 over Q\mathbb{Q}Q has degree 666, Galois group ≅S3\cong S_3≅S3​, six subgroups and six intermediate fields.
  9. Example 4: Q(23)\mathbb{Q}(\sqrt[3]{2})Q(32​) has degree 333, trivial automorphism group, and is not Galois.
  10. Infinite case, well-definedness: for any Galois extension, Aut⁡(E/K)\operatorname{Aut}(E/K)Aut(E/K) is closed in the Krull topology.
  11. Infinite case (already on the platform): intermediate fields correspond bijectively to closed subgroups.

Significance

The result. The correspondence turns the lattice of intermediate fields of a finite Galois extension into the (reversed) lattice of subgroups of a finite group, with degrees matching indices and normal subextensions matching normal subgroups. This is the tool used to classify subfields, to compute Galois groups of explicit polynomials, and to prove that solvability by radicals corresponds to solvability of the Galois group.

Formalizing it. The theorems are classical, and Mathlib contains formal proofs of the general finite and infinite correspondences (for example IsGalois.intermediateFieldEquivSubgroup and the InfiniteGalois namespace). This mission's contribution is a statement set indexed by the source: the converse direction ("only if Galois") as the goal, the non-Galois behaviour, each listed property, and the concrete examples of the article. The explicit examples require genuine computation: degrees of towers, minimal polynomials, and counting subgroups and subfields.

Difficulty

The general statements reduce to Artin's theorem and a degree count, but the non-Galois milestone asks for four separate claims about injectivity and surjectivity, each needing the correct direction of Artin's theorem. The examples cannot be settled by a general principle: showing that Q(2,3)\mathbb{Q}(\sqrt2,\sqrt3)Q(2​,3​) has exactly five intermediate fields, or that the splitting field of x3−2x^3-2x3−2 has degree 666, requires irreducibility arguments and an explicit transfer through the correspondence. Showing that Q(23)\mathbb{Q}(\sqrt[3]2)Q(32​) has no non-trivial automorphism requires knowing that the other two roots of x3−2x^3-2x3−2 are not real.

Formalization scope

All statements use Mathlib's IntermediateField F E, IntermediateField.fixedField, IntermediateField.fixingSubgroup, the automorphism group E ≃ₐ[F] E, and IsGalois (normal and separable). Finite means FiniteDimensional F E. Subgroups in the finite statements range over all subgroups; in the infinite case the Krull topology is Mathlib's standard topology on E ≃ₐ[F] E. Degrees are Module.finrank, orders are Nat.card, and the index is Subgroup.index. The concrete fields of the examples are taken inside R\mathbb{R}R (for Q(2,3)\mathbb{Q}(\sqrt2,\sqrt3)Q(2​,3​) and Q(23)\mathbb{Q}(\sqrt[3]2)Q(32​), with 23=21/3\sqrt[3]2 = 2^{1/3}32​=21/3 the real cube root) or as the abstract splitting field (for x3−2x^3-2x3−2). The quotient milestone takes the normality of HHH and of EH/FE^H/FEH/F as instance hypotheses; they are equivalent by milestone 5, so neither is vacuous.

The article's Example 3 (the anharmonic group acting on C(λ)\mathbb{C}(\lambda)C(λ)) and the "Applications" section are out of scope for this first mission. No new definitions are needed; contributions of proofs for any milestone are welcome.

Selected references

  • Wikipedia, Fundamental theorem of Galois theory, revision 1345286594. https://en.wikipedia.org/w/index.php?title=Fundamental_theorem_of_Galois_theory&oldid=1345286594
  • J. S. Milne, Fields and Galois Theory, Kea Books, 2022. https://www.jmilne.org/math/CourseNotes/ft.html
  • The Stacks Project, Theorem 9.21.7 (Fundamental theorem of Galois theory). https://stacks.math.columbia.edu/tag/09DW
  • The Stacks Project, Theorem 9.22.4 (Fundamental theorem of infinite Galois theory). https://stacks.math.columbia.edu/tag/0BML
  • L. Ribes, P. Zalesskii, Profinite Groups, Springer, 2010. ISBN 978-3-642-01641-7.
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Pure Mathematics·Captain: ShouqiaoWang

Symplectic Modules Free over an Abelian NilradicalResearch Paper

Motivation

Polynomial representations provide a concrete way to study modules over Lie algebras: the underlying vector space is a polynomial ring, while the Lie generators act by explicit multiplication, shift, and differential operators. Chen and Tan classify a family of modules over the symplectic Lie algebra sp2ℓ(C)\mathfrak{sp}_{2\ell}(\mathbb C)sp2ℓ​(C) that are free of rank one over the universal enveloping algebra of an abelian nilradical. Their paper determines the family, its isomorphism classes, its weight and simplicity criteria, its finite-length behavior at exceptional parameters, and an application to Hamiltonian Lie algebras. This mission packages those headline results into one common Lean target, corresponding to Theorems 1.1--1.3 of Chen--Tan.

The common-family formulation matters. The source does not assert three unrelated existence theorems: one explicit two-parameter family τ(C,Φ)\tau(C,\Phi)τ(C,Φ) carries all of the classification, simplicity, finite-length, and Hamiltonian consequences. The Lean goal therefore quantifies that family once and requires all headline properties of the same witness.

Setting

Fix ℓ≥2\ell\ge2ℓ≥2 and the complex symplectic Lie algebra sp2ℓ(C)\mathfrak{sp}_{2\ell}(\mathbb C)sp2ℓ​(C). The relevant maximal parabolic subalgebra has an abelian nilradical n\mathfrak nn. Its enveloping algebra is a polynomial algebra in the root generators, represented formally by a multivariate polynomial ring. A rank-one free U(n)U(\mathfrak n)U(n)-module can consequently be modeled on that polynomial ring.

The definition bundle presents the simple Chevalley generators and their action by explicit operators depending on a scalar C∈CC\in\mathbb CC∈C and a polynomial parameter Φ\PhiΦ. Rather than assuming that these formulas already form a representation, the target asks for a generator presentation satisfying the symplectic Lie relations and for a representation family τ(C,Φ)\tau(C,\Phi)τ(C,Φ) realizing the formulas. It also formalizes module equivalence, weight spaces, simplicity, Noetherian and Artinian conditions, finite composition factors, and the Shen--Larsson construction for a Hamiltonian Lie algebra.

Formalization targets

Common polynomial-module family

Prove that for every ℓ≥2\ell\ge2ℓ≥2 there is one generator presentation and one family

(C,Φ)⟼τ(C,Φ)(C,\Phi)\longmapsto \tau(C,\Phi)(C,Φ)⟼τ(C,Φ)

of sp2ℓ(C)\mathfrak{sp}_{2\ell}(\mathbb C)sp2ℓ​(C)-representations on the polynomial ring, free of rank one over the abelian nilradical, satisfying the explicit generator formulas. Prove the source's classification and isomorphism criteria, including that τ(C,Φ)\tau(C,\Phi)τ(C,Φ) is a weight module exactly when Φ\PhiΦ is constant, and the stated simplicity criterion outside the exceptional arithmetic set

{ℓ+12−n2:n∈Z>0}.\left\{\frac{\ell+1}{2}-\frac{n}{2}:n\in\mathbb Z_{>0}\right\}.{2ℓ+1​−2n​:n∈Z>0​}.

For exceptional CCC, prove the Noetherian/Artinian and finite-composition-series conclusions and the weight/nonweight classification of the composition factors. Finally, prove that the canonical Hamiltonian Shen--Larsson construction has the exact degree-weight spaces and the source's simplicity and weight-module consequences. All clauses must be witnessed by the same family τ\tauτ.

Significance

The result gives a complete algebraic description of a large concrete class of non-highest-weight modules. It separates the generic simple regime from an exceptional finite-length regime and shows how nonweight symplectic modules generate weight modules over an infinite-dimensional Hamiltonian Lie algebra. The explicit formulas make the family suitable for calculation, while the classification prevents duplicate parameter choices from being mistaken for genuinely different modules.

Formalization adds checks that are easy to blur in prose. In particular, the generator formulas cannot be called a Lie representation until the defining relations have been verified, and the same witness must support every later theorem. A completed proof will contribute reusable Lean infrastructure for symplectic root data, polynomial representations, module-theoretic finiteness, exact weight-space descriptions, and Hamiltonian Lie-algebra functors. The paper's proofs are known; the open task is their machine-checked reconstruction.

Difficulty

The first obstacle is structural rather than computational. Checking formulas on individual generators is insufficient: all Chevalley and Serre relations must hold with the correct operator order and signs, after which the action must extend to the full Lie algebra. Classification then requires controlling arbitrary rank-one-free modules, not merely verifying that the displayed examples exist.

The exceptional parameters introduce a second layer. Generic simplicity and exceptional finite length are logically different claims, and the composition-factor statement must be tied to the same parameterized representation. The Hamiltonian application adds another algebra and a tensor construction; exact weight spaces and simplicity cannot be obtained by treating the functor as an opaque interface. The Lean goal deliberately keeps these obligations inside one theorem so that separate convenient witnesses cannot satisfy different portions.

Formalization scope

The mission works over C\mathbb CC with natural rank ℓ≥2\ell\ge2ℓ≥2. The definition bundle uses concrete multivariate polynomials, matrices and linear maps, a presented symplectic Lie algebra, Lie representations, submodules, and tensor products. The exceptional set is expressed with complex coercions, so no accidental natural-number division is involved. The nilradical action, freeness, parameter equivalence, weight-space equalities, simplicity, finite-length properties, and Hamiltonian brackets are transparent propositions in the bundle.

The final theorem is a single conjunction under one existentially quantified presentation and one existentially quantified family τ\tauτ. Several convenient corollaries can be projected from it, but they are not independent targets and do not permit different witnesses. The bundle contains no custom axioms or opaque semantic assumptions, and the only admitted term is the main theorem's sorry. Contributions may split the proof into source-numbered lemmas about generator relations, classification, exceptional submodules, or the Shen--Larsson application, provided the shared-family quantifier structure is preserved.

Selected references

  • Yang Chen and Haijun Tan, Simple sp2ℓ(C)\mathfrak{sp}_{2\ell}(\mathbb C)sp2ℓ​(C)-modules which are free over an abelian nilradical, Journal of Algebra 697 (2026), 341--372, Theorems 1.1--1.3 (formal Theorems 3.7, 3.8, 4.7, 4.9, and 5.2). DOI
  • G. Shen, foundational work on mixed-product constructions for modules over Lie algebras of Cartan type, cited in the source paper for the Shen--Larsson functor.
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Algebraic Geometry·Captain: Lucas

Hilbert's Nullstellensatz (Wikipedia) I: Formulations over Algebraically Closed FieldsTextbook

Motivation

Hilbert's Nullstellensatz ("theorem of zeros") is the basic link between algebra and geometry. It was proved by David Hilbert in his second major paper on invariant theory in 1893, after his 1890 paper that proved the basis theorem, and it is a foundational result of algebraic geometry. It gives an algebraic criterion for when a system of polynomial equations over an algebraically closed field has a solution, and an algebraic criterion for when one polynomial vanishes wherever a given family does. Every dictionary between affine varieties and ideals — points and maximal ideals, algebraic sets and radical ideals, irreducible sets and prime ideals — is a consequence.

This mission follows the Wikipedia article Hilbert's Nullstellensatz (snapshot of 27 September 2026): its introduction, its section Formulations, the statement of Zariski's lemma from Proofs, and the first theorem of Generalizations (finitely generated algebras over Jacobson rings).

Setting

Let kkk be a field and KKK an algebraically closed field extension of kkk (every non-constant polynomial over KKK has a root in KKK). Write k[X1,…,Xn]k[X_1,\dots,X_n]k[X1​,…,Xn​] for the polynomial ring in nnn variables. A point is an nnn-tuple a=(a1,…,an)∈Kna = (a_1,\dots,a_n) \in K^na=(a1​,…,an​)∈Kn, and f(a)f(a)f(a) is the value of a polynomial fff at aaa.

  • For an ideal JJJ, the algebraic set (zero locus) is V(J)={a∈Kn:f(a)=0 for all f∈J}\mathrm V(J) = \{a \in K^n : f(a) = 0 \text{ for all } f \in J\}V(J)={a∈Kn:f(a)=0 for all f∈J}.
  • For U⊆KnU \subseteq K^nU⊆Kn, the vanishing ideal is I(U)={p:p(a)=0 for all a∈U}\mathrm I(U) = \{p : p(a) = 0 \text{ for all } a \in U\}I(U)={p:p(a)=0 for all a∈U}.
  • The radical of JJJ is J={p:pr∈J for some r∈N}\sqrt J = \{p : p^r \in J \text{ for some } r \in \mathbb N\}J​={p:pr∈J for some r∈N}.
  • For a∈Kna \in K^na∈Kn, ma=(X1−a1,…,Xn−an)\mathfrak m_a = (X_1 - a_1, \dots, X_n - a_n)ma​=(X1​−a1​,…,Xn​−an​) is the ideal of the point.
  • A subset W⊆KnW \subseteq K^nW⊆Kn is irreducible (Zariski topology) if it is nonempty and is not covered by two algebraic sets without lying in one of them.
  • A commutative ring is Jacobson if every radical ideal is an intersection of maximal ideals.

Formalization targets

Goal: the Nullstellensatz

If p∈k[X1,…,Xn]p \in k[X_1,\dots,X_n]p∈k[X1​,…,Xn​] vanishes on V(J)⊆Kn\mathrm V(J) \subseteq K^nV(J)⊆Kn, then

∃ r∈N,pr∈J.\exists\, r \in \mathbb N,\qquad p^r \in J.∃r∈N,pr∈J.

This is the statement of the article's section Formulations, with the coefficient field kkk and the algebraically closed field KKK allowed to differ.

Milestones

  1. Systems of equations. Over algebraically closed KKK: a system f1=⋯=fm=0f_1 = \dots = f_m = 0f1​=⋯=fm​=0 has no solution in KnK^nKn iff g1f1+⋯+gmfm=1g_1 f_1 + \dots + g_m f_m = 1g1​f1​+⋯+gm​fm​=1 for some gig_igi​; and fff vanishes on all solutions iff fr=g1f1+⋯+gmfmf^r = g_1 f_1 + \dots + g_m f_mfr=g1​f1​+⋯+gm​fm​ for some rrr and gig_igi​.
  2. Geometric form. I(V(J))=J\mathrm I(\mathrm V(J)) = \sqrt JI(V(J))=J​.
  3. Weak Nullstellensatz. A proper ideal of k[X1,…,Xn]k[X_1,\dots,X_n]k[X1​,…,Xn​] has a common zero in KnK^nKn; algebraic closedness is needed, as (X2+1)⊆R[X](X^2+1) \subseteq \mathbb R[X](X2+1)⊆R[X] shows; for K=CK = \mathbb CK=C, n=1n = 1n=1 this is the fundamental theorem of algebra: PPP has a complex root iff deg⁡P≠0\deg P \ne 0degP=0.
  4. Correspondences. V\mathrm VV is an order-reversing bijection from radical ideals onto algebraic sets, with inverse I\mathrm II; I({a})=ma\mathrm I(\{a\}) = \mathfrak m_aI({a})=ma​ is maximal; every maximal ideal of K[X1,…,Xn]K[X_1,\dots,X_n]K[X1​,…,Xn​] is some ma\mathfrak m_ama​; an algebraic set WWW is irreducible iff I(W)\mathrm I(W)I(W) is prime.
  5. Intersections. J=⋂m⊇Jm=⋂a∈V(J)ma\sqrt J = \bigcap_{\mathfrak m \supseteq J} \mathfrak m = \bigcap_{a \in \mathrm V(J)} \mathfrak m_aJ​=⋂m⊇J​m=⋂a∈V(J)​ma​.
  6. Zariski's lemma. A field finitely generated as an algebra over a field KKK is a finite extension of KKK.
  7. Jacobson rings. A finitely generated algebra SSS over a Jacobson ring RRR is Jacobson, and for a maximal ideal n⊆S\mathfrak n \subseteq Sn⊆S, n∩R\mathfrak n \cap Rn∩R is maximal and S/nS/\mathfrak nS/n is finite over R/(n∩R)R/(\mathfrak n \cap R)R/(n∩R).

Significance

The Nullstellensatz makes the zero sets of polynomial systems accessible through ideals: solvability of a system becomes the ideal-membership question 1∈J1 \in J1∈J, and the geometry of algebraic sets becomes the algebra of radical ideals. Consequences include the identification of the points of KnK^nKn with the maximal ideals of K[X1,…,Xn]K[X_1,\dots,X_n]K[X1​,…,Xn​], the description of irreducible algebraic sets by prime ideals, and the reduction of the fundamental theorem of algebra to the case n=1n=1n=1. The Jacobson-ring version extends the first equality of the intersection formula to every finitely generated algebra over a field.

All statements here are classical and proved. Mathlib already contains versions of several of them in its own vocabulary (Jacobson rings, Zariski's lemma, and a Nullstellensatz over an algebraically closed coefficient field). What this mission adds is a single set of statements matching the article's formulations: the version with separate fields k⊆Kk \subseteq Kk⊆K, the explicit systems-of-equations form, the point-ideal and irreducibility correspondences over KnK^nKn, and the intersection formula — and, for solvers, the bridges from these concrete statements to Mathlib's abstract ones.

Difficulty

The inclusion J⊆I(V(J))\sqrt J \subseteq \mathrm I(\mathrm V(J))J​⊆I(V(J)) is immediate; the content is the reverse inclusion, which requires producing a point of KnK^nKn from purely algebraic data. When k≠Kk \ne Kk=K the ideal JJJ lives over kkk while the points live over KKK, so a result stated only for K[X1,…,Xn]K[X_1,\dots,X_n]K[X1​,…,Xn​] does not apply directly: an ideal of k[X]k[X]k[X] must be related to the ideal it generates in K[X]K[X]K[X] without losing membership information. For the correspondences, the explicit ideals ma\mathfrak m_ama​ and the closed-set definition of irreducibility must be matched with the abstract notions (maximal spectrum, irreducible closed subsets) used in the library.

Formalization scope

  • Points of KnK^nKn are functions Fin n→K\mathrm{Fin}\,n \to KFinn→K; polynomials are MvPolynomial (Fin n) k. When k≠Kk \ne Kk=K, KKK is a kkk-algebra and evaluation of a polynomial over kkk at a point of KnK^nKn goes through k→Kk \to Kk→K.
  • n=0n = 0n=0 is allowed throughout; so is the unit ideal J=k[X]J = k[X]J=k[X], where V(J)=∅\mathrm V(J) = \emptysetV(J)=∅ and empty intersections of ideals are the whole ring.
  • Irreducibility is stated through closed sets (algebraic sets) without putting a topology on KnK^nKn. The degree in the n=1n=1n=1 statement is Mathlib's Polynomial.degree, with deg⁡0=−∞\deg 0 = -\inftydeg0=−∞.
  • In the goal, the exponent rrr may be 000; that witness only works when JJJ is the unit ideal, so it does not trivialize the statement.
  • Out of scope: the proofs via resultants and Gröbner bases, the effective Nullstellensatz, Lang's infinite-variable version, the scheme-theoretic generalizations, and the projective and analytic Nullstellensätze.
  • Reusable output: the definitions V\mathrm VV, I\mathrm II, algebraic set, irreducible set and ma\mathfrak m_ama​, and bridges to Mathlib's MvPolynomial.zeroLocus, MvPolynomial.vanishingIdeal, and IsJacobsonRing.

Selected references

  • D. Hilbert, Ueber die vollen Invariantensysteme, Mathematische Annalen 42 (1893).
  • Wikipedia contributors, Hilbert's Nullstellensatz. https://en.wikipedia.org/wiki/Hilbert%27s_Nullstellensatz
  • M. F. Atiyah, I. G. Macdonald, Introduction to Commutative Algebra, Addison-Wesley, 1969, Chapters 5 and 7.
  • D. Eisenbud, Commutative Algebra with a View Toward Algebraic Geometry, Springer GTM 150, 1995, Chapter 4.
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Representation Theory·Captain: lisamegawatts

Clifford Casimir I: Odd-Sector Adjoint Spectrum on Cl(6,0)Research Paper

Motivation

The real Clifford algebra Cl(6,0)\mathrm{Cl}(6,0)Cl(6,0) is the smallest Euclidean Clifford algebra whose full structure carries a nontrivial multiplicity-eight representation-theoretic decomposition, and it has become a recurring object in programs that build internal gauge and family structure from Clifford generators rather than imposing it by hand. Within such programs, the single most basic representation-theoretic question one can ask about the algebra is: how does a distinguished su(2)\mathfrak{su}(2)su(2) subalgebra, acting by the adjoint action, decompose the odd part of the algebra as a representation?

This mission answers that question exactly, for the specific triple of bivectors built on the index set {0,2,5}\{0,2,5\}{0,2,5}. The computation was carried out structurally (by splitting active indices from spectator indices) in the LeanProofs research program in 2026 and recorded with exact multiplicities; no machine-checked proof exists yet. The purpose here is to close that gap: the result is finite-dimensional linear algebra, completely within reach of a Lean 4 + Mathlib development, and every constant in it is explicit.

Setting

Fix R6\mathbb{R}^6R6 with its standard inner product and the associated quadratic form Q60=diag(1,1,1,1,1,1)Q_{60} = \mathrm{diag}(1,1,1,1,1,1)Q60​=diag(1,1,1,1,1,1), and let Cl(6,0)=CliffordAlgebra(Q60)\mathrm{Cl}(6,0) = \mathrm{CliffordAlgebra}(Q_{60})Cl(6,0)=CliffordAlgebra(Q60​) be the real Clifford algebra generated by symbols e0,…,e5e_0,\dots,e_5e0​,…,e5​ with

ei2=1,eiej=−ejei  (i≠j).e_i^2 = 1, \qquad e_i e_j = -e_j e_i \ \ (i \neq j).ei2​=1,ei​ej​=−ej​ei​  (i=j).

The algebra is Z\mathbb{Z}Z-graded in the usual sense: it is the direct sum of its grade-kkk subspaces, spanned by products of kkk distinct generators, of dimension (6k)\binom{6}{k}(k6​). The odd sector is the linear span of the odd grades,

Cl−(6,0)  =  grade1⊕grade3⊕grade5,dim⁡RCl−(6,0)=6+20+6=32.\mathrm{Cl}^-(6,0) \;=\; \mathrm{grade}_1 \oplus \mathrm{grade}_3 \oplus \mathrm{grade}_5, \qquad \dim_{\mathbb{R}} \mathrm{Cl}^-(6,0) = 6 + 20 + 6 = 32.Cl−(6,0)=grade1​⊕grade3​⊕grade5​,dimR​Cl−(6,0)=6+20+6=32.

On it, register three bivectors and their halved adjoint actions:

E1=e0e2,E2=e2e5,E3=e0e5,Ti=12 adEi,E_1 = e_0 e_2, \quad E_2 = e_2 e_5, \quad E_3 = e_0 e_5, \qquad T_i = \tfrac{1}{2}\,\mathrm{ad}_{E_i},E1​=e0​e2​,E2​=e2​e5​,E3​=e0​e5​,Ti​=21​adEi​​,

where adX(Y)=XY−YX\mathrm{ad}_{X}(Y) = XY - YXadX​(Y)=XY−YX. The triple satisfies the su(2)\mathfrak{su}(2)su(2) relations [E1,E2]=2E3[E_1,E_2]=2E_3[E1​,E2​]=2E3​ and cyclic permutations, so the TiT_iTi​ generate a copy of su(2)\mathfrak{su}(2)su(2) with [T1,T2]=T3[T_1,T_2]=T_3[T1​,T2​]=T3​ cyclically. The associated quadratic Casimir is the endomorphism

C  =  −(T12+T22+T32).C \;=\; -(T_1^2 + T_2^2 + T_3^2).C=−(T12​+T22​+T32​).

Because each EiE_iEi​ is even, every TiT_iTi​ preserves the odd sector, and so does CCC.

Formalization targets

Goal — the Casimir spectrum with exact multiplicities

C∣Cl−(6,0) has eigenvalue 2 with multiplicity 24 and eigenvalue 0 with multiplicity 8,C\big|_{\mathrm{Cl}^-(6,0)} \ \text{has eigenvalue } 2 \text{ with multiplicity } 24 \ \text{and eigenvalue } 0 \text{ with multiplicity } 8,C​Cl−(6,0)​ has eigenvalue 2 with multiplicity 24 and eigenvalue 0 with multiplicity 8,

the two eigenspaces spanning the whole odd sector. Equivalently, as a representation of the generated Spin(3)≅SU(2)\mathrm{Spin}(3) \cong \mathrm{SU}(2)Spin(3)≅SU(2),

Cl−(6,0)  ≅  8 Vj=1  ⊕  8 Vj=0,\mathrm{Cl}^-(6,0) \;\cong\; 8\,V_{j=1} \;\oplus\; 8\,V_{j=0},Cl−(6,0)≅8Vj=1​⊕8Vj=0​,

eight copies of the spin-1 module and eight copies of the trivial module. The goal deliberately asserts only the eigenspace dimensions and their spanning property — the decomposition shape — not any particular basis or pairing.

Stronger — the Cartan weight decomposition

T3-weights on Cl−(6,0):0 (multiplicity 16),+1 and −1 (multiplicity 8 each),T_3\text{-weights on } \mathrm{Cl}^-(6,0): \quad 0 \ \text{(multiplicity } 16\text{)}, \qquad +1 \ \text{and} \ -1 \ \text{(multiplicity } 8 \text{ each)},T3​-weights on Cl−(6,0):0 (multiplicity 16),+1 and −1 (multiplicity 8 each),

the three weight spaces spanning the sector. This refines the goal: each j=1j=1j=1 copy contributes weights −1,0,+1-1,0,+1−1,0,+1 and each j=0j=0j=0 copy contributes weight 000.

Significance

The result itself. The spectrum pins down exactly how an su(2)\mathfrak{su}(2)su(2) acting from inside the algebra sees the odd sector: not irreducibly, but as a clean 8⊕88 \oplus 88⊕8 multiplicity split between spin-1 and spin-0. In the LeanProofs program this decomposition is load-bearing for everything downstream that distinguishes "active" indices from "spectator" indices — the multiplicity 888 is the number of spectator degrees of freedom, and its appearance in the spectrum is what makes the split structural rather than coincidental. The weight decomposition further identifies the Cartan grading and is the natural first test case for any technology that must eventually handle larger Clifford algebras or other subalgebras.

Formalizing it. The computation is proved (structurally, by hand, in the research record) but not machine-checked. Everything needed lives in Mathlib: CliffordAlgebra, its Z2\mathbb{Z}_2Z2​ grading CliffordAlgebra.evenOdd, Submodule, LinearMap, Module.finrank. What the mission produces is a fully verified finite spectral computation inside Clifford algebra — a reusable certificate that the platform's Clifford and grading infrastructure supports exact representation-theoretic bookkeeping, not just algebraic identities.

Difficulty

The obstruction is bookkeeping, not ideas. The natural attack — split indices into active {0,2,5}\{0,2,5\}{0,2,5} and spectator {1,3,4}\{1,3,4\}{1,3,4}, decompose Cl(active)⊗Cl(spectator)\mathrm{Cl}(\text{active}) \otimes \mathrm{Cl}(\text{spectator})Cl(active)⊗Cl(spectator) as a tensor product of graded pieces, and read off the 8=238 = 2^38=23 multiplicity from the spectator sector — requires transferring the su(2)\mathfrak{su}(2)su(2) action across such a tensor decomposition, which Mathlib does not provide ready-made for Clifford algebras. A purely computational route (fix the 64-element blade basis, build the 32×3232 \times 3232×32 matrices of the TiT_iTi​ explicitly, compute kernels) is straightforwardly correct but laborious; making it readable is the real work. The statement is stated through arbitrary endomorphisms bound pointwise to the halved adjoint actions precisely so that solvers may choose either route.

Formalization scope

The mission commits to: the quadratic form Q60 as QuadraticMap.weightedSumSquares ℝ (fun _ : Fin 6 => 1); generators e6 i = CliffordAlgebra.ι Q60 (Pi.single i 1); the odd sector as the Mathlib-native CliffordAlgebra.evenOdd Q60 1; and the registered triple as products of two generators. All theorems quantify over endomorphism witnesses bound pointwise to 12 adEi\tfrac12\,\mathrm{ad}_{E_i}21​adEi​​, so no particular matrix realization is privileged. Spectra are stated as eigenspace decompositions with exact Module.finrank multiplicities — never as pointwise eigenvalue claims, which would be false for mixed vectors. No trivializing formalization exists: the multiplicities are hard constants, and the dimension gate (32) rules out statements about degenerate sector choices. The definition file is reusable for any future mission on Cl(6,0)\mathrm{Cl}(6,0)Cl(6,0); the su(2) relations and dimension gate are self-contained milestones. Contributions of either a structural (active/spectator split) or computational (explicit blade basis) proof are equally welcome.

Selected references

  • Lawson & Michelsohn, Spin Geometry, Princeton University Press, 1989 (Clifford algebra grading and structure).
  • MonumentalSystems, LeanProofs research record #2561 (2026): exact full-sector SU(2) decomposition of Cl−(6,0)\mathrm{Cl}^-(6,0)Cl−(6,0) with multiplicities, https://github.com/MonumentalSystems/LeanProofs
  • Mathlib, Mathlib.LinearAlgebra.CliffordAlgebra.Grading (the evenOdd grading used as the odd sector).
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Number TheoryRepresentation Theory·Captain: Lucas

Ngo's Fundamental Lemma II: Isogenies of Root Data and Paired GroupsResearch Paper

Motivation

Waldspurger's non-standard fundamental lemma is an identity between stable orbital integrals on the Lie algebras of two reductive groups that are not isomorphic, and not even isogenous as algebraic groups, but whose root data become identified after tensoring with Q\mathbb{Q}Q. The basic example is the pair (Sp2n,SO2n+1)(\mathrm{Sp}_{2n}, \mathrm{SO}_{2n+1})(Sp2n​,SO2n+1​), whose root systems CnC_nCn​ and BnB_nBn​ are exchanged by Langlands duality; the identity is what allows the twisted fundamental lemma to be deduced from the ordinary one. Waldspurger formulated the conjecture in L'endoscopie tordue n'est pas si tordue (2008); it is Theorem 1.12.7 of Bao Chau Ngo, Le lemme fondamental pour les algebres de Lie, Publ. Math. IHES 111 (2010), 1-169 (DOI), proved there in equal characteristic by the same Hitchin-fibration argument that gives the ordinary fundamental lemma.

Before any of that geometry can start, the two sides have to be compared: one needs a single Cartan subalgebra, a single Weyl group and a single space of characteristic polynomials serving both groups at once. Producing that comparison is a self-contained piece of linear algebra over the root data, carried out in Ngo's §1.12, and it is what this mission asks for.

Setting

Let G1G_1G1​ and G2G_2G2​ be split reductive groups over a field, pinned, with maximal tori T1T_1T1​ and T2T_2T2​. Each is determined by its root datum (X∗(Ti),X∗(Ti),Φi,Φi∨,Δi)(X^*(T_i), X_*(T_i), \Phi_i, \Phi_i^\vee, \Delta_i)(X∗(Ti​),X∗​(Ti​),Φi​,Φi∨​,Δi​), where Φi\Phi_iΦi​ is the set of roots, Φi∨\Phi_i^\veeΦi∨​ the set of coroots and Δi\Delta_iΔi​ the set of simple roots singled out by the pinning.

An isogeny of root data between G1G_1G1​ and G2G_2G2​ (Ngo, Definition 1.12.1) is a pair of isomorphisms of Q\mathbb{Q}Q-vector spaces

ψ∗:X∗(T2)⊗Q⟶X∗(T1)⊗Q,ψ∗:X∗(T1)⊗Q⟶X∗(T2)⊗Q\psi^* : X^*(T_2)\otimes\mathbb{Q} \longrightarrow X^*(T_1)\otimes\mathbb{Q}, \qquad \psi_* : X_*(T_1)\otimes\mathbb{Q} \longrightarrow X_*(T_2)\otimes\mathbb{Q}ψ∗:X∗(T2​)⊗Q⟶X∗(T1​)⊗Q,ψ∗​:X∗​(T1​)⊗Q⟶X∗​(T2​)⊗Q

which are transposes of one another, such that ψ∗\psi^*ψ∗ carries the set of lines Qα2\mathbb{Q}\alpha_2Qα2​ (α2∈Φ2\alpha_2 \in \Phi_2α2​∈Φ2​) bijectively onto the set of lines Qα1\mathbb{Q}\alpha_1Qα1​ (α1∈Φ1\alpha_1\in\Phi_1α1​∈Φ1​), matching lines of simple roots with lines of simple roots, and such that ψ∗\psi_*ψ∗​ has the same property for the lines spanned by coroots. Two semisimple groups with the same adjoint group are isogenous in this sense; so are a group and its Langlands dual, the interesting cases being Bn↔CnB_n \leftrightarrow C_nBn​↔Cn​, F4F_4F4​ and G2G_2G2​, where a short root α\alphaα is sent to αˇ\check\alphaαˇ and a long root to nαˇn\check\alphanαˇ with n=∣αlong∣2/∣αshort∣2n = |\alpha_{\mathrm{long}}|^2/|\alpha_{\mathrm{short}}|^2n=∣αlong​∣2/∣αshort​∣2. Groups obtained by twisting a pair of isogenous pinned groups by a common torsor are called paired.

A prime ppp is good with respect to ψ∗\psi^*ψ∗ when it divides neither of the indices

∣X∗(T1)/(X∗(T1)∩X∗(T2))∣and∣X∗(T2)/(X∗(T1)∩X∗(T2))∣,\bigl|X_*(T_1)/(X_*(T_1)\cap X_*(T_2))\bigr| \quad\text{and}\quad \bigl|X_*(T_2)/(X_*(T_1)\cap X_*(T_2))\bigr|,​X∗​(T1​)/(X∗​(T1​)∩X∗​(T2​))​and​X∗​(T2​)/(X∗​(T1​)∩X∗​(T2​))​,

the two lattices being compared inside the single Q\mathbb{Q}Q-vector space identified by ψ∗\psi_*ψ∗​.

Formalization targets

Goal (1.12.4 and 1.12.6): the Weyl groups are identified compatibly

ψ∗ w ψ∗−1∈W2for all w∈W1,and conversely,\psi_* \, w \, \psi_*^{-1} \in W_2 \quad \text{for all } w \in W_1, \qquad\text{and conversely,}ψ∗​wψ∗−1​∈W2​for all w∈W1​,and conversely,

i.e. conjugation by ψ∗\psi_*ψ∗​ carries the Weyl group W1W_1W1​ acting on X∗(T1)⊗QX_*(T_1)\otimes\mathbb{Q}X∗​(T1​)⊗Q onto the Weyl group W2W_2W2​ acting on X∗(T2)⊗QX_*(T_2)\otimes\mathbb{Q}X∗​(T2​)⊗Q. Ngo's reason is that the reflection attached to a root depends only on the line through that root, so the bijection of root lines transports reflections to reflections. This equivariance is what makes the induced isomorphism t1→t2\mathfrak{t}_1 \to \mathfrak{t}_2t1​→t2​ descend to an isomorphism ν:cG1→cG2\nu : \mathfrak{c}_{G_1} \to \mathfrak{c}_{G_2}ν:cG1​​→cG2​​ of the spaces of characteristic polynomials, which is Lemme 1.12.6 and which is what allows two points a1a_1a1​ and a2a_2a2​ with ν(a1)=a2\nu(a_1) = a_2ν(a1​)=a2​ to be compared at all.

Milestones

Two steps lead there: the reflection computation that makes a matched pair of root lines give a matched pair of reflections, and the integral statement behind Ngo's good-characteristic hypothesis — that when the two indices above are invertible in the base ring, the two lattices become identified after base change.

Significance

Theorem 1.12.7, the non-standard fundamental lemma, asserts that for two paired groups over Ov=k[[ϖ]]O_v = k[[\varpi]]Ov​=k[[ϖ]] with residue characteristic exceeding twice the Coxeter numbers, and for points a1a_1a1​ and a2a_2a2​ corresponding under ν\nuν, the stable orbital integrals of the characteristic functions of g1(Ov)\mathfrak{g}_1(O_v)g1​(Ov​) and g2(Ov)\mathfrak{g}_2(O_v)g2​(Ov​) agree. Waldspurger showed that this identity, together with the ordinary fundamental lemma, implies the twisted fundamental lemma. None of the objects in that statement — reductive group schemes over a discrete valuation ring, orbital integrals, Haar measures on the centralizer tori — exists in Mathlib today. The comparison of §1.12 does not need any of them: it is a statement about lattices, root systems and Weyl groups, and it is a strict prerequisite, since without the isomorphism ν\nuν the two sides of Theorem 1.12.7 cannot even be matched up.

Beyond this paper, the notion of an isogeny of root data and the good-characteristic base change of a pair of lattices are reusable: they are the standard bookkeeping behind Langlands duality for split groups, and neither is currently available.

Difficulty

The reflection step looks like a one-line computation and is one — but only once the two proportionality constants are known to agree. If ψ∗(α2)=c α1\psi^*(\alpha_2) = c\,\alpha_1ψ∗(α2​)=cα1​ and ψ∗(α1∨)=c′ α2∨\psi_*(\alpha_1^\vee) = c'\,\alpha_2^\veeψ∗​(α1∨​)=c′α2∨​, the conjugate of sα1s_{\alpha_1}sα1​​ is sα2s_{\alpha_2}sα2​​ exactly when c=c′c = c'c=c′, and that is forced by transposition together with ⟨α,α∨⟩=2\langle\alpha,\alpha^\vee\rangle = 2⟨α,α∨⟩=2. The genuine difficulty in the goal is different: the definition only says that ψ∗\psi^*ψ∗ and ψ∗\psi_*ψ∗​ permute lines, so one has to show that the bijection induced on root lines and the bijection induced on coroot lines are the same bijection. A solver who assumes this without proof has assumed the substance of 1.12.4.

The lattice milestone has its own trap: the quotient Λ1/(Λ1∩Λ2)\Lambda_1/(\Lambda_1\cap\Lambda_2)Λ1​/(Λ1​∩Λ2​) must be shown to have vanishing Tor\mathrm{Tor}Tor after base change, not merely to vanish, or the inclusion becomes only surjective.

Formalization scope

Root data are modelled by Mathlib's RootPairing ι ℚ M N, with MMM the character space, NNN the cocharacter space, and rational coefficients throughout, so that "tensoring with Q\mathbb{Q}Q" is built into the ambient objects rather than performed explicitly. A choice of simple roots is recorded as a subset of the index type rather than as a RootPairing.Base; nothing in the statements depends on that subset beyond its role in the definition of an isogeny. The Weyl group is the subgroup of linear automorphisms of the cocharacter space generated by the coreflections, which is the form in which it acts on the Cartan.

The goal is stated as a two-sided intertwining property rather than as an equality of subgroups: every element of W1W_1W1​ is intertwined by ψ∗\psi_*ψ∗​ with some element of W2W_2W2​ and conversely. This avoids introducing a conjugation homomorphism, and it is the form in which the statement is used. Both root pairings in the goal are required to be finite, reduced root systems, matching Ngo's hypothesis that G1G_1G1​ and G2G_2G2​ are reductive groups.

The good-characteristic condition is formalized exactly as Ngo writes it, by the invertibility in the base ring of the two indices, each expressed as the cardinality of an explicit quotient group; the conclusion is the bijectivity of the map induced on the tensor product by the inclusion of the intersection. If a quotient were infinite its cardinality is reported as 000, and invertibility of 000 then forces the base ring to be trivial, so no false statement hides in that corner.

No statement here is vacuous: any pair consisting of a root system and itself, with ψ∗\psi^*ψ∗ and ψ∗\psi_*ψ∗​ the identity, satisfies every hypothesis, and the pair (Bn,Cn)(B_n, C_n)(Bn​,Cn​) gives the intended non-trivial instances.

Selected references

  • Bao Chau Ngo, Le lemme fondamental pour les algebres de Lie, Publ. Math. IHES 111 (2010), 1-169. https://doi.org/10.1007/s10240-010-0026-7
  • J.-L. Waldspurger, L'endoscopie tordue n'est pas si tordue, Mem. Amer. Math. Soc. 908 (2008). https://doi.org/10.1090/memo/0908
  • J.-L. Waldspurger, Le lemme fondamental implique le transfert, Compositio Math. 105 (1997), 153-236. https://doi.org/10.1023/A:1000103112268
  • T. A. Springer, Reductive groups, in Automorphic Forms, Representations and L-functions, Proc. Sympos. Pure Math. 33 (1979), 3-27. https://doi.org/10.1090/pspum/033.1
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Liouville's theorem (differential algebra)Textbook

Motivation

Some elementary functions, such as e−x2e^{-x^2}e−x2, sin⁡(x)/x\sin(x)/xsin(x)/x and xxx^xxx, have antiderivatives that cannot be written as elementary functions. Liouville's theorem, formulated by Joseph Liouville between 1833 and 1841, is the algebraic statement that explains when an elementary antiderivative can exist: if a function has an elementary antiderivative at all, then that antiderivative lies in the differential field of the function, plus finitely many logarithms. The theorem underlies the Risch algorithm for symbolic integration, which relies on it to find any elementary antiderivative.

Setting

A differential field is a field FFF together with a derivation D:F→FD : F \to FD:F→F, i.e. an additive map satisfying D(ab)=a Db+b DaD(ab) = a\,Db + b\,DaD(ab)=aDb+bDa. Its constants form the subfield

Con⁡(F)={f∈F:Df=0}.\operatorname{Con}(F) = \{ f \in F : Df = 0 \}.Con(F)={f∈F:Df=0}.

Let G⊇FG \supseteq FG⊇F be a differential field extension (the derivation of GGG restricts to that of FFF).

  • GGG is a logarithmic extension of FFF if G=F(t)G = F(t)G=F(t) with ttt transcendental over FFF and Dt=Ds/sDt = Ds/sDt=Ds/s for some nonzero s∈Fs \in Fs∈F (so ttt behaves like log⁡s\log slogs).
  • GGG is an exponential extension of FFF if G=F(t)G = F(t)G=F(t) with ttt transcendental over FFF and Dt/t=DsDt/t = DsDt/t=Ds for some s∈Fs \in Fs∈F (so ttt behaves like ese^{s}es).
  • GGG is an elementary differential extension of FFF if there is a finite chain of subfields F=K0⊆K1⊆⋯⊆Km=GF = K_0 \subseteq K_1 \subseteq \cdots \subseteq K_m = GF=K0​⊆K1​⊆⋯⊆Km​=G in which every step Ki+1=Ki(ti)K_{i+1} = K_i(t_i)Ki+1​=Ki​(ti​) is algebraic, logarithmic or exponential.

The running example is C(x)\mathbb{C}(x)C(x), the field of rational functions in one variable with the standard derivative d/dxd/dxd/dx.

Formalization targets

Goal: Liouville's theorem

Let F⊆GF \subseteq GF⊆G be differential fields of characteristic zero with Con⁡(F)=Con⁡(G)\operatorname{Con}(F) = \operatorname{Con}(G)Con(F)=Con(G), and let GGG be an elementary differential extension of FFF. If f∈Ff \in Ff∈F and g∈Gg \in Gg∈G satisfy Dg=fDg = fDg=f, then there are n≥0n \ge 0n≥0, constants c1,…,cn∈Con⁡(F)c_1, \dots, c_n \in \operatorname{Con}(F)c1​,…,cn​∈Con(F) and nonzero f1,…,fn∈Ff_1, \dots, f_n \in Ff1​,…,fn​∈F, and s∈Fs \in Fs∈F with

f=c1Df1f1+⋯+cnDfnfn+Ds.f = c_1 \frac{Df_1}{f_1} + \cdots + c_n \frac{Df_n}{f_n} + Ds.f=c1​f1​Df1​​+⋯+cn​fn​Dfn​​+Ds.

Milestones from the article

  1. The constants Con⁡(F)\operatorname{Con}(F)Con(F) form a subfield of FFF.
  2. C(x)\mathbb{C}(x)C(x) carries a (unique) derivation extending the formal derivative of polynomials.
  3. Con⁡(C(x))=C\operatorname{Con}(\mathbb{C}(x)) = \mathbb{C}Con(C(x))=C.
  4. 1/x1/x1/x has no antiderivative in C(x)\mathbb{C}(x)C(x).
  5. The antiderivatives ln⁡x+C\ln x + Clnx+C of 1/x1/x1/x exist in the logarithmic extension C(x,ln⁡x)\mathbb{C}(x, \ln x)C(x,lnx).
  6. 1/(x2+1)1/(x^2+1)1/(x2+1) has no antiderivative in C(x)\mathbb{C}(x)C(x).
  7. 1x2+1=12i Duu\displaystyle \frac{1}{x^2+1} = \frac{1}{2i}\,\frac{Du}{u}x2+11​=2i1​uDu​ with u=1+ix1−ixu = \frac{1+ix}{1-ix}u=1−ix1+ix​, i.e. tan⁡−1x=12iln⁡1+ix1−ix\tan^{-1} x = \frac{1}{2i}\ln\frac{1+ix}{1-ix}tan−1x=2i1​ln1−ix1+ix​ has the form required by the theorem.

Significance

The theorem reduces the question of whether an integral is elementary to a question about the base differential field. That reduction is what makes decision procedures for integration in finite terms (the Risch algorithm) possible, and it is the standard route to proving that e−x2e^{-x^2}e−x2, sin⁡(x)/x\sin(x)/xsin(x)/x or xxx^xxx have no elementary antiderivative.

The result is classical and proved (Liouville; modern algebraic proof by Rosenlicht; textbook proof in Geddes–Czapor–Labahn, §12.4). Mathlib contains a formalization of the algebraic-extension part of the argument (IsLiouville, isLiouville_of_finiteDimensional in Mathlib/FieldTheory/Differential/Liouville.lean); the logarithmic and exponential steps and the full theorem for elementary extensions are the remaining work.

Difficulty

The algebraic steps can be handled by taking traces. The central difficulty is the transcendental steps: for a logarithmic or exponential generator ttt one must show, by comparing partial-fraction expansions in ttt and degrees in ttt, that an expression of the Liouville form over K(t)K(t)K(t) can be pushed down to one over KKK. This needs the hypothesis that no new constants appear. The induction must also track how constants and logarithmic derivatives behave along the whole chain.

Formalization scope

A differential field is a Mathlib Field with a Differential instance (a derivation over Z\mathbb{Z}Z, written a′a'a′); the extension F⊆GF \subseteq GF⊆G is an Algebra F G with DifferentialAlgebra F G, i.e. DDD commutes with the embedding. The chain of the elementary extension is a sequence of IntermediateField F G, starting at ⊥\bot⊥ and ending at ⊤\top⊤. Each step adjoins a single element, which is algebraic, logarithmic, or exponential over the previous field, and every derivative is computed in GGG. Characteristic zero is assumed (CharZero F). The article does not state it, but it is the standing convention of the theorem in its standard sources. Con⁡(F)=Con⁡(G)\operatorname{Con}(F) = \operatorname{Con}(G)Con(F)=Con(G) is stated as the equality of the image of Con⁡(F)\operatorname{Con}(F)Con(F) with Con⁡(G)\operatorname{Con}(G)Con(G). In the conclusion, the fif_ifi​ are required to be nonzero, so the quotients Dfi/fiDf_i/f_iDfi​/fi​ carry no division-by-zero junk.

For the C(x)\mathbb{C}(x)C(x) examples, C(x)\mathbb{C}(x)C(x) is Mathlib's RatFunc ℂ. Mathlib does not provide its derivative, so the examples take an arbitrary derivation satisfying IsStandardDerivation (it agrees with the formal derivative on polynomials). Milestone 2 asserts that exactly one such derivation exists, so the examples are not vacuous.

Selected references

  • J. Liouville, Premier / Second mémoire sur la détermination des intégrales dont la valeur est algébrique, J. École Polytechnique XIV (1833), 124–193.
  • M. Rosenlicht, Integration in finite terms, Amer. Math. Monthly 79 (1972), 963–972. https://doi.org/10.2307/2318066
  • K. O. Geddes, S. R. Czapor, G. Labahn, Algorithms for Computer Algebra, Kluwer, 1992, §12.4.
  • Wikipedia, Liouville's theorem (differential algebra), oldid 1349223559.
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Numerical Analysis·Captain: Lucas

Métodos Numéricos (Freitas) III: Sistemas Lineares e a Convergência de Gauss-SeidelTextbook

Motivation

Linear systems are the inner loop of scientific computing: discretized differential equations, least-squares fitting, network flow balances and equilibrium models all end in Ax=bAx = bAx=b. Direct elimination solves the system exactly in O(n3)O(n^3)O(n3) operations, but for the large sparse systems produced by discretization the cost and the round-off growth make iterative methods preferable: start from an arbitrary vector and apply a cheap update until the residual is small. The question such a method raises is when the iteration converges, and to that the chapter gives a clean sufficient answer: diagonal dominance.

This mission is the third in a series formalizing the lecture notes Métodos Numéricos by Sergio Roberto de Freitas (UFMS, 2000). It covers the iterative part of Chapter 5, Solução de Sistemas Lineares.

Setting

Let A=(aij)A = (a_{ij})A=(aij​) be a real ntimesnn \\times nntimesn matrix and binmathbbRnb \\in \\mathbb{R}^nbinmathbbRn. Assume aiineq0a_{ii} \\neq 0aii​neq0 for all iii.

The Jacobi method computes every coordinate of the new iterate from the old one:

xi(k+1)=frac1aiileft(bi−sumjneqiaijxj(k)right).x_i^{(k+1)} = \\frac{1}{a_{ii}}\\left(b_i - \\sum_{j \\neq i} a_{ij} x_j^{(k)}\\right).xi(k+1)​=frac1aii​left(bi​−sumjneqi​aij​xj(k)​right).

The Gauss-Seidel method updates the coordinates in order i=1,dots,ni = 1, \\dots, ni=1,dots,n and uses the values already updated in the same sweep:

xi(k+1)=frac1aiileft(bi−sumj<iaijxj(k+1)−sumj>iaijxj(k)right).x_i^{(k+1)} = \\frac{1}{a_{ii}}\\left(b_i - \\sum_{j < i} a_{ij}x_j^{(k+1)} - \\sum_{j > i} a_{ij}x_j^{(k)}\\right).xi(k+1)​=frac1aii​left(bi​−sumj<i​aij​xj(k+1)​−sumj>i​aij​xj(k)​right).

Both are instances of an affine iteration x(k+1)=Bx(k)+dx^{(k+1)} = Bx^{(k)} + dx(k+1)=Bx(k)+d associated with an equivalent rewriting Ax=biffx=Bx+dAx = b \\iff x = Bx + dAx=biffx=Bx+d.

The matrix AAA is diagonally dominant when each diagonal entry dominates its row:

∣aii∣>sumjneqi∣aij∣qquad(i=1,dots,n).|a_{ii}| > \\sum_{j \\neq i} |a_{ij}| \\qquad (i = 1, \\dots, n).∣aii​∣>sumjneqi​∣aij​∣qquad(i=1,dots,n).

Target

The goal theorem is Proposição 5.10.1: if AAA is diagonally dominant and x^\\star solves Ax^\\star = b, then the Gauss-Seidel iterates converge to x^\\star from any starting vector.

The milestones are the general facts the source uses to get there: that the limit of a convergent affine iteration is a fixed point of it and hence a solution of the system (Proposição 5.5.1), that a contraction condition lVertBvrVertleclVertvrVert\\lVert Bv \\rVert \\le c\\lVert v \\rVertlVertBvrVertleclVertvrVert with c<1c < 1c<1 forces convergence to the solution (Proposição 5.5.3), and that the Jacobi sweep has exactly the solutions of Ax=bAx = bAx=b as its fixed points (Proposição 5.5.2).

Significance

Diagonal dominance is the hypothesis a practitioner can check by inspection, and it is satisfied by the matrices that come from standard finite-difference stencils, from strictly diagonally dominant collocation systems and from many equilibrium models. The theorem says that for those systems Gauss-Seidel needs no spectral analysis and no preconditioner to be safe: convergence holds from any starting vector. The supporting milestones isolate the two halves of the argument — a fixed-point identification and a contraction estimate — in a form reusable for other splittings (Jacobi, SOR, block variants).

Mathlib has Banach's fixed point theorem and the theory of matrix norms, but not the Gauss-Seidel sweep, the notion of diagonal dominance as used here, or the convergence statement, which is what this mission adds.

Difficulty

Gauss-Seidel is not a plain affine map applied coordinatewise: within one sweep the coordinates are updated sequentially, so the new value of coordinate iii depends on the new values of coordinates j<ij < ij<i. Formalizing the sweep therefore requires a recursion over the coordinate index before the recursion over the iteration counter, and the contraction estimate has to be propagated along that inner recursion. The classical proof compares \\max_i |x_i^{(k+1)} - x_i^\\star| with \\max_i |x_i^{(k)} - x_i^\\star| and needs, for each iii, a bound that already uses the improved bounds for j<ij < ij<i; getting that induction right is the substance of the mission.

Formalization scope

Vectors are functions from a finite index type with nnn elements to mathbbR\\mathbb{R}mathbbR, and convergence is convergence in that finite product space (equivalently, coordinatewise). The Gauss-Seidel sweep is defined through an auxiliary partial sweep: after kkk inner steps the first kkk coordinates carry their new values and the remaining ones their old values, and the full sweep is the partial sweep after nnn steps. The Jacobi sweep is defined directly. Diagonal dominance is the strict inequality above, with the sum taken over the row with the diagonal index removed; for n=0n = 0n=0 every statement is vacuous, and the goal theorem is then trivially true because the space has a single point. Division by the diagonal entry is total division, so the definitions make sense even when aii=0a_{ii} = 0aii​=0; diagonal dominance rules that out, because the right-hand side of the dominance inequality is nonnegative. The goal theorem assumes a solution x^\\star is given rather than asserting its existence, and it asserts convergence for every starting vector, generalizing the source's choice x(0)=0x^{(0)} = 0x(0)=0. The contraction milestone states the consistency of the norms as the hypothesis lVertBvrVertleclVertvrVert\\lVert Bv \\rVert \\le c \\lVert v \\rVertlVertBvrVertleclVertvrVert in the supremum norm rather than fixing a particular matrix norm.

Selected references

  • S. R. Freitas, Métodos Numéricos, Departamento de Computação e Estatística, Universidade Federal de Mato Grosso do Sul, 2000. Chapter 5, Solução de Sistemas Lineares, pp. 85–118. (Course notes supplied with this mission.)
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Captain: wenxinzhang

Picard groups of semi-local or finite semiringsOpen Problem

Motivation

Invertible modules over a commutative semiring are Zariski-locally free, so local semirings have trivial Picard group. The source asks whether the ring-theoretic semilocal conclusion survives without subtraction: must every invertible module over a semiring with finitely many maximal ideals be free? If not, is the conclusion at least true for finite semirings?

This mission turns CUHK-Shenzhen AI Math Problem 19, Picard groups of semi-local or finite semirings, into an auditable Lean campaign. The objective is not merely to transcribe notation: it is to expose the mathematical model, the capstone, and a smaller attack surface as separate artifacts that other formalizers can inspect and reuse.

Setting

The main theorem asserts freeness for every invertible module over a commutative semiring with finite maximal spectrum. A separate milestone states the finite-semiring fallback. Both are positive formulations; a concrete counterexample to either resolves that target negatively and should motivate a corrected classification.

Significance

Solving this target would settle the precise finite or analytic core represented by the Lean statement and would create reusable infrastructure in semirings, Picard groups, invertible modules, finite semirings. Even a rigorous disproof is valuable: several entries in this collection deliberately ask whether an attractive extrapolation is true, and Lean forces a counterexample to satisfy every side condition. The mission therefore treats theorem proving and model criticism as equally legitimate research outcomes.

Difficulty

Ring proofs use subtraction-sensitive k-ideal properties and decompositions into local factors that can fail for semirings. Finite indecomposable semirings need not be local and may have positive Krull dimension. Invertible modules are projective with strong duality, but familiar rank and determinant arguments may not survive additive noncancellation.

Suggested attack route

Formalize the known local-freeness proof from the evaluation isomorphism and study patching over finitely many principal opens. Identify exactly where partitions of unity require k-ideals. For finite semirings, enumerate idempotent matrices representing projective modules, impose the invertibility constraints, and seek either a reduction to principal rank-one modules or a minimal counterexample. Product decompositions and faithful-action lemmas should be reusable.

Formalization scope

The Lean targets use Mathlib's commutative semiring, maximal spectrum, module, invertible-module, and free-module notions. 'Semilocal' is encoded only as finiteness of MaximalSpectrum; no unproved decomposition theorem is assumed. The finite fallback assumes the underlying semiring type is finite but does not assume the module itself finite separately. Cardinality-only variants from the source are not the capstone.

The natural-language source remains authoritative for motivation, while the Lean declaration is authoritative for what Prove2Me will verify. The mission description calls out restrictions where the current formal target is a finite-dimensional core, a fixed interpretation of informal terminology, or one sharpened subquestion from a broader classification problem. Those restrictions should not be silently generalized in a proof claim.

Milestones

Resolve the finite-semiring statement, computationally or structurally, while developing the local-to-semilocal patching lemmas needed by the main theorem.

The capstone is marked as the mission's main item and is never duplicated as a milestone. Definitions precede theorem statements in the proposal order. A milestone is considered complete only when its own exact statement is proved; proving a nearby theorem with stronger-looking prose but mismatched quantifiers, signs, supports, dimensions, or asymptotic constants does not complete it.

Timeline and literature status

The CUHK-Shenzhen AI Math Problems page added this problem on June 24, 2026. At the drafting date, August 31, 2026, the status and target corrections described above were checked against the source page and the cited primary material.

Acceptance criteria

A contribution may prove the displayed theorem or refute it by constructing data satisfying every Lean hypothesis while negating the conclusion. Informal changes of model do not count: any proposed correction must be submitted as a separately reviewed statement with an explanation of which source ambiguity or false implication it repairs. Definitions must remain computational or mathematically constrained; fields that simply assume the desired conclusion are not acceptable. Every proof must compile against the mission's pinned Mathlib revision, use no sorry, and expose a top-level theorem solution when submitted to Prove2Me.

The main theorem is intentionally separated from a smaller milestone. Contributors should preserve that dependency order, publish reusable lemmas rather than monolithic tactics, and report whether a lemma is analytic, algebraic, combinatorial, or infrastructure-only. Numerical evidence, external computer algebra, and exhaustive search are welcome for discovery, but a final certificate must be replayable by Lean. If an external result is invoked, its hypotheses must be represented in the formal statement or proved in the dependency tree.

Formal verification policy

The files were built locally with Lean 4.30.0 and Mathlib revision c5ea00351c28e24afc9f0f84379aa41082b1188f, the supported Prove2Me environment at drafting time. The mission definition file is ordered before all theorem files, and each theorem imports exactly that public definition module or Mathlib. Independent blind read-backs accompany the draft items so reviewers can compare what the Lean code literally says with this mathematical description. Human confirmation remains required before the public proposal can be submitted for moderation.

Selected references

  • Original problem
  • Facets of Module Theory over Semirings
  • MathOverflow discussion
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Captain: Henry Yuen

Fundamental Theorem of AlgebraTextbook

Show that every nonconstant complex polynomial has a complex root.

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Numerical Analysis·Captain: Lucas

Métodos Numéricos (Freitas) II: Zeros de Polinômios e o Algoritmo de HornerTextbook

Motivation

Polynomial equations are the special case of root finding where algebra says a great deal before analysis is needed: the number of roots is known, the roots of a real polynomial come in conjugate pairs, the rational candidates can be listed, and the whole complex plane can be narrowed down to an annulus that must contain every root. A numerical method that exploits this information starts closer to the answer and needs fewer evaluations; and each evaluation itself can be made cheaper by Horner's scheme, which also delivers the deflated quotient for free.

This mission is the second in a series formalizing the lecture notes Métodos Numéricos by Sergio Roberto de Freitas (UFMS, 2000). It covers Chapter 4, Zeros de Polinômios.

Setting

Throughout, a polynomial is written in the book's convention

P(z)=a0zn+a1zn−1+dots+an−1z+an,P(z) = a_0 z^n + a_1 z^{n-1} + \\dots + a_{n-1} z + a_n,P(z)=a0​zn+a1​zn−1+dots+an−1​z+an​,

so the index iii names the coefficient of zn−iz^{n-i}zn−i and a0a_0a0​ is the leading coefficient. The coefficients are real (integral, in the rational-root milestone) and zzz ranges over mathbbC\\mathbb{C}mathbbC unless stated otherwise.

Horner's algorithm computes P(c)P(c)P(c) by the recurrence b0=a0b_0 = a_0b0​=a0​, bi=ai+c,bi−1b_i = a_i + c\\,b_{i-1}bi​=ai​+c,bi−1​, so that P(c)=bnP(c) = b_nP(c)=bn​, using nnn multiplications and nnn additions. The same numbers b0,dots,bn−1b_0, \\dots, b_{n-1}b0​,dots,bn−1​ are the coefficients of the deflated polynomial QQQ with P(w)=(w−c),Q(w)+P(c)P(w) = (w - c)\\,Q(w) + P(c)P(w)=(w−c),Q(w)+P(c).

With A=max∣a1∣,dots,∣an∣A = \\max\\{|a_1|, \\dots, |a_n|\\}A=max∣a1​∣,dots,∣an​∣ and B=max∣a0∣,dots,∣an−1∣B = \\max\\{|a_0|, \\dots, |a_{n-1}|\\}B=max∣a0​∣,dots,∣an−1​∣, the chapter's two localization results confine the roots to the annulus

frac11+B/∣an∣;le;∣z∣;le;1+fracA∣a0∣.\\frac{1}{1 + B/|a_n|} \\;\\le\\; |z| \\;\\le\\; 1 + \\frac{A}{|a_0|}.frac11+B/∣an​∣;le;∣z∣;le;1+fracA∣a0​∣.

Target

The goal theorem is the outer bound (Proposição 4.2.1): every complex root of PPP satisfies ∣z∣le1+A/∣a0∣|z| \\le 1 + A/|a_0|∣z∣le1+A/∣a0​∣, where AAA is the largest absolute value among the non-leading coefficients.

The milestones are the companion results of the chapter: the inner bound (Proposição 4.2.2), the fact that non-real roots of a real polynomial occur in conjugate pairs (Proposição 4.1.1), the existence of a real root in odd degree (Proposição 4.1.2), the correctness of Horner's evaluation scheme, and the deflation identity that accompanies it.

Significance

The two localization bounds are what makes a search for complex roots finite: they give an explicit compact region to sweep, and they give scale information that prevents an iteration from wandering off. The conjugate-pair statement halves the work for real polynomials and is the reason odd-degree real polynomials always have a real root. The rational-root test turns exact factorization into a finite search. Horner's scheme is the standard way a polynomial is evaluated inside every root finder, and its deflation identity is what lets a method remove a root that has already been found and continue with a polynomial of lower degree.

Mathlib already contains general results close to some of these (a polynomial over a real closed field of odd degree has a root; rational-root divisibility), so those milestones are accessible; the two localization bounds and the Horner statements in the book's index convention are the substantive new work.

Difficulty

The localization proofs in the source are short but rest on a geometric-series estimate that is only valid for ∣z∣>1|z| > 1∣z∣>1; the boundary cases ∣z∣le1|z| \\le 1∣z∣le1 have to be treated separately in a formal proof, and the degenerate situations (n=1n = 1n=1, coefficients all zero except the leading one) must be checked rather than waved through. The inner bound is obtained from the outer one by the substitution w=1/zw = 1/zw=1/z, which requires knowing that zneq0z \\neq 0zneq0 is a root of PPP if and only if www is a root of the reversed polynomial — an argument that has to be made explicit. The Horner statements look computational but need a careful induction because the exponents are natural-number subtractions.

Formalization scope

Coefficients are given as a function a:mathbbNtomathbbRa : \\mathbb{N} \\to \\mathbb{R}a:mathbbNtomathbbR together with a degree nnn, and the polynomial is the finite sum sumi=0naizn−i\\sum_{i=0}^{n} a_i z^{n-i}sumi=0n​ai​zn−i; two versions are provided, one evaluated at a real point and one at a complex point, with the coefficients coerced into mathbbC\\mathbb{C}mathbbC. Only indices 0leilen0 \\le i \\le n0leilen are read, so the values of aaa beyond nnn are irrelevant to every statement. The exponent n−in - in−i is natural-number subtraction, which is harmless in this range. No hypothesis says that the family aaa describes a polynomial of exact degree nnn beyond the explicit assumptions a0neq0a_0 \\neq 0a0​neq0 or anneq0a_n \\neq 0an​neq0 where they appear. The constants AAA and BBB are given as hypotheses equating them to the maximum of the relevant finite family of absolute values, rather than being defined separately. The rational-root and odd-degree milestones are stated with Mathlib's polynomial type instead of the coefficient-family encoding, since their statements involve no index convention.

Selected references

  • S. R. Freitas, Métodos Numéricos, Departamento de Computação e Estatística, Universidade Federal de Mato Grosso do Sul, 2000. Chapter 4, Zeros de Polinômios, pp. 71–84. (Course notes supplied with this mission.)
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Mathematical Physics·Captain: Lucas

Brown-Gabrielse Invariance Theorem for an Imperfect Penning TrapResearch Paper

Motivation

The most precisely measured property of an elementary particle is the magnetic moment of the electron. The 2022 Northwestern measurement of Fan, Myers, Sukra and Gabrielse (arXiv:2209.13084) reports −μ/μB=g/2=1.001 159 652 180 59 (13)-\mu/\mu_B=g/2=1.001\,159\,652\,180\,59\,(13)−μ/μB​=g/2=1.00115965218059(13), and, combined with the Standard-Model prediction, α−1=137.035 999 166 (15)\alpha^{-1}=137.035\,999\,166\,(15)α−1=137.035999166(15). Those numbers are experimental results, not theorems, and nothing in this mission asserts them.

What is a theorem is the piece of mathematics the measurement rests on. A single electron is held in a Penning trap: a uniform magnetic field plus an electrostatic quadrupole potential. The quantity the experiment needs is the free-space cyclotron frequency νc=eB/(2πm)\nu_c=eB/(2\pi m)νc​=eB/(2πm), but what a trap lets you observe are its three normal-mode frequencies — the trap-modified cyclotron frequency νˉc\bar\nu_cνˉc​, the axial frequency νˉz\bar\nu_zνˉz​, and the magnetron frequency νˉm\bar\nu_mνˉm​. A real apparatus is never perfect: the magnetic field is tilted relative to the axis of the potential, and the potential is elliptically distorted. The invariance theorem of Brown and Gabrielse (Phys. Rev. A 25, 2423 (1982)), quoted as Eq. (4) of the measurement paper, says that a particular combination of the three observed frequencies is completely insensitive to both imperfections:

νc=νˉc2+νˉz2+νˉm2.\nu_c=\sqrt{\bar\nu_c^{2}+\bar\nu_z^{2}+\bar\nu_m^{2}}.νc​=νˉc2​+νˉz2​+νˉm2​​.

This is what makes a part-per-trillion measurement possible with an imperfect trap, and it is the object of this mission.

Setting

Work in R3\mathbb{R}^3R3. A particle of charge qqq and mass mmm sits in a uniform magnetic field B=B b\mathbf B=B\,bB=Bb with bbb a unit vector, and in the static field of a quadratic electrostatic potential. Dividing the Hessian of that potential by the mass gives a real 3×33\times33×3 matrix KKK, and the equation of motion of the particle is linear:

r′′(t)  =  −K r(t)  +  ωc (r′(t)×b),ωc=qBm.r''(t)\;=\;-K\,r(t)\;+\;\omega_c\,\big(r'(t)\times b\big),\qquad \omega_c=\frac{qB}{m}.r′′(t)=−Kr(t)+ωc​(r′(t)×b),ωc​=mqB​.

Two properties of KKK carry all the physics of the trap: KKK is symmetric, because it is a Hessian, and traceless, because the potential satisfies Laplace's equation in the vacuum region where the particle moves. Beyond that, KKK is arbitrary — an arbitrary KKK is exactly what "the axis of the potential is tilted relative to bbb, and the potential is elliptically distorted" means, so no separate tilt angle or ellipticity parameter appears anywhere.

Substituting the ansatz r(t)=u e−iωtr(t)=u\,e^{-i\omega t}r(t)=ue−iωt with u∈C3u\in\mathbb{C}^3u∈C3 turns the equation of motion into the linear system M(ω) u=0M(\omega)\,u=0M(ω)u=0, where

M(ω)  =  K−ω2I−i ω ωc C(b),C(b)=(0−b3b2b30−b1−b2b10)M(\omega)\;=\;K-\omega^{2}I-i\,\omega\,\omega_c\,C(b), \qquad C(b)=\begin{pmatrix}0&-b_3&b_2\\ b_3&0&-b_1\\ -b_2&b_1&0\end{pmatrix}M(ω)=K−ω2I−iωωc​C(b),C(b)=​0b3​−b2​​−b3​0b1​​b2​−b1​0​​

is the matrix of u↦b×uu\mapsto b\times uu↦b×u. A frequency ω\omegaω is a normal mode of the trap precisely when det⁡M(ω)=0\det M(\omega)=0detM(ω)=0. The three eigenfrequencies of the trap, written ωˉc,ωˉz,ωˉm\bar\omega_c,\bar\omega_z,\bar\omega_mωˉc​,ωˉz​,ωˉm​ (angular versions of νˉc,νˉz,νˉm\bar\nu_c,\bar\nu_z,\bar\nu_mνˉc​,νˉz​,νˉm​), are the non-negative solutions of that equation.

Target

The goal is the invariance theorem in the form: if the three numbers ωˉc,ωˉz,ωˉm\bar\omega_c,\bar\omega_z,\bar\omega_mωˉc​,ωˉz​,ωˉm​ are the eigenfrequencies of the trap, in the sense that

det⁡M(ω)=−(ω2−ωˉc2)(ω2−ωˉz2)(ω2−ωˉm2)for all ω∈R,\det M(\omega)=-\big(\omega^{2}-\bar\omega_c^{2}\big)\big(\omega^{2}-\bar\omega_z^{2}\big)\big(\omega^{2}-\bar\omega_m^{2}\big)\quad\text{for all }\omega\in\mathbb{R},detM(ω)=−(ω2−ωˉc2​)(ω2−ωˉz2​)(ω2−ωˉm2​)for all ω∈R,

then, for every symmetric traceless KKK and every unit vector bbb,

ωˉc2+ωˉz2+ωˉm2  =  ωc2.\bar\omega_c^{2}+\bar\omega_z^{2}+\bar\omega_m^{2}\;=\;\omega_c^{2}.ωˉc2​+ωˉz2​+ωˉm2​=ωc2​.

The milestones are the three steps of the argument, in increasing order of dependence:

  1. Mode equation. The exponential ansatz solves the equation of motion at every time if and only if its amplitude lies in the kernel of M(ω)M(\omega)M(ω). This is what makes M(ω)M(\omega)M(ω) the right object to take determinants of.
  2. Characteristic polynomial. For symmetric KKK, det⁡M(ω)\det M(\omega)detM(ω) is real and depends on ω\omegaω only through ω2\omega^2ω2: it equals −q(ω2)-q(\omega^2)−q(ω2) with q(λ)=det⁡(λI−K)−ωc2λ(λ⟨b,b⟩−⟨b,Kb⟩)q(\lambda)=\det(\lambda I-K)-\omega_c^{2}\lambda(\lambda\langle b,b\rangle-\langle b,Kb\rangle)q(λ)=det(λI−K)−ωc2​λ(λ⟨b,b⟩−⟨b,Kb⟩).
  3. Ideal trap. For K=diag⁡(−ωz2/2,−ωz2/2,ωz2)K=\operatorname{diag}(-\omega_z^2/2,-\omega_z^2/2,\omega_z^2)K=diag(−ωz2​/2,−ωz2​/2,ωz2​), b=(0,0,1)b=(0,0,1)b=(0,0,1) and ωc2≥2ωz2\omega_c^2\ge 2\omega_z^2ωc2​≥2ωz2​, the determinant factors explicitly, with eigenfrequencies (ωc±ωc2−2ωz2)/2(\omega_c\pm\sqrt{\omega_c^2-2\omega_z^2})/2(ωc​±ωc2​−2ωz2​​)/2 and ωz\omega_zωz​.

Significance

The result. The invariance theorem is why the electron magnetic moment can be measured to 0.130.130.13 parts per trillion in an apparatus whose magnetic field and electrode axis are not, and cannot be, exactly aligned. Without it, every misalignment and every elliptic distortion would enter the extracted νc\nu_cνc​ as a systematic error, and the frequency ratio νa/νc\nu_a/\nu_cνa​/νc​ that gives g/2g/2g/2 would have to be corrected with a model of the imperfections rather than being invariant under them.

Formalizing it. The theorem is a short, completely classical piece of linear algebra — the point of formalizing it is to have the frequency-metrology identity available as a machine-checked statement, together with a reusable model of linear motion in crossed electric and magnetic fields (the mode matrix, its characteristic cubic, and the correspondence between the exponential ansatz and the kernel of the mode matrix).

Status — please read before treating this as open. All four statements in this proposal have been proved by the drafting agent on a local Lean 4.28 / Mathlib installation; the proofs are deliberately not uploaded, so the platform statements are genuinely open here, but this is a formalization-transfer mission, not an open research problem. Milestone 3 is included precisely so that the goal's factorization hypothesis is known to be satisfiable and the goal is not vacuously true. The statements themselves were additionally compiled in this platform's default Lean environment before this proposal was assembled.

Difficulty

The obvious first idea — solve det⁡M(ω)=0\det M(\omega)=0detM(ω)=0 and add up the roots — is exactly the thing not to do: for a tilted, elliptically distorted trap the three eigenfrequencies have no usable closed form. The whole content of the theorem is that the sum of their squares is the coefficient of ω4\omega^4ω4 in the characteristic polynomial and therefore needs no root formula at all: it is Vieta plus the two structural facts tr⁡K=0\operatorname{tr}K=0trK=0 and ⟨b,b⟩=1\langle b,b\rangle=1⟨b,b⟩=1. The work in Lean is consequently not analysis but bookkeeping: computing a 3×33\times33×3 determinant with complex off-diagonal entries and extracting one coefficient of the resulting cubic in ω2\omega^2ω2. The one place real care is needed is the mode-equation milestone, where derivatives of complex-valued functions of a real variable must be handled honestly.

Formalization scope

Conventions fixed by the Lean statements, and not visible in the prose:

  1. Vectors are functions on a three-element index set and matrices are 3×33\times33×3; no abstract inner-product space is used.
  2. KKK is an arbitrary real matrix in the definitions; symmetry and tracelessness are hypotheses on the individual theorems, not part of the model.
  3. "Unit vector" is the algebraic condition ⟨b,b⟩=1\langle b,b\rangle=1⟨b,b⟩=1; no norm is used.
  4. The magnetic term is −i ω ωc C(b)-i\,\omega\,\omega_c\,C(b)−iωωc​C(b) with C(b)u=b×uC(b)u=b\times uC(b)u=b×u, i.e. the sign convention is fixed by the ansatz r(t)=u e−iωtr(t)=u\,e^{-i\omega t}r(t)=ue−iωt and the force ωc (r′×b)\omega_c\,(r'\times b)ωc​(r′×b).
  5. "The eigenfrequencies are ωˉc,ωˉz,ωˉm\bar\omega_c,\bar\omega_z,\bar\omega_mωˉc​,ωˉz​,ωˉm​" is formalized as the functional identity det⁡M(ω)=−(ω2−ωˉc2)(ω2−ωˉz2)(ω2−ωˉm2)\det M(\omega)=-(\omega^2-\bar\omega_c^2)(\omega^2-\bar\omega_z^2)(\omega^2-\bar\omega_m^2)detM(ω)=−(ω2−ωˉc2​)(ω2−ωˉz2​)(ω2−ωˉm2​) for all real ω\omegaω — that is, as a factorization with multiplicity, not as a set of solutions of det⁡M(ω)=0\det M(\omega)=0detM(ω)=0, which would not pin down multiplicities and would make the sum rule false in degenerate cases.
  6. No sign conditions are imposed on ωˉc,ωˉz,ωˉm\bar\omega_c,\bar\omega_z,\bar\omega_mωˉc​,ωˉz​,ωˉm​; the conclusion involves only their squares.
  7. Nothing in this mission formalizes any measured quantity: g/2g/2g/2, α\alphaα, and the frequencies of the actual apparatus appear only as motivation.

Only Mathlib is needed: matrices over R\mathbb{R}R and C\mathbb{C}C, determinants of 3×33\times33×3 matrices, the cross product, and derivatives of complex-valued functions of a real variable. The definitions are reusable for any linear-motion-in-a-magnetic-field problem.

Selected references

  • X. Fan, T. G. Myers, B. A. D. Sukra, G. Gabrielse, Measurement of the Electron Magnetic Moment, Phys. Rev. Lett. 130, 071801 (2023), arXiv:2209.13084 — Eq. (4) is the statement formalized here.
  • L. S. Brown, G. Gabrielse, Precision spectroscopy of a charged particle in an imperfect Penning trap, Phys. Rev. A 25, 2423 (1982), doi:10.1103/PhysRevA.25.2423 — the original invariance theorem.
  • L. S. Brown, G. Gabrielse, Geonium theory: Physics of a single electron or ion in a Penning trap, Rev. Mod. Phys. 58, 233 (1986), doi:10.1103/RevModPhys.58.233 — the trap eigenfrequencies and the hierarchy νˉc≫νˉz≫νˉm\bar\nu_c\gg\bar\nu_z\gg\bar\nu_mνˉc​≫νˉz​≫νˉm​.
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Mathematical Physics·Captain: Lucas

Koide Mass Relation: Exact Algebraic ContentResearch Paper

Motivation

In 1982 Yoshio Koide, searching for an empirical formula for the Cabibbo angle, noticed that the three charged-lepton masses satisfy

me+mμ+mτ  =  23(me+mμ+mτ)2.m_e + m_\mu + m_\tau \;=\; \frac{2}{3}\left(\sqrt{m_e}+\sqrt{m_\mu}+\sqrt{m_\tau}\right)^2 .me​+mμ​+mτ​=32​(me​​+mμ​​+mτ​​)2.

With the present-day values me=0.510998910±0.000000013m_e = 0.510998910 \pm 0.000000013me​=0.510998910±0.000000013 MeV, mμ=105.6583663±0.0000038m_\mu = 105.6583663 \pm 0.0000038mμ​=105.6583663±0.0000038 MeV and mτ=1776.99±0.29m_\tau = 1776.99 \pm 0.29mτ​=1776.99±0.29 MeV, the dimensionless ratio on the left over the bracket on the right equals 0.666667±0.0000160.666667 \pm 0.0000160.666667±0.000016 — the value 23\tfrac{2}{3}32​ to five digits. Whether this is numerology or a shadow of flavour physics beyond the Standard Model is an open physics question; what is not open, and what this mission is about, is the exact mathematical content of the relation: which triples of nonnegative reals satisfy it, what its polynomial (square-root-free) consequences are, and what its geometric reading is.

The material formalized here is Chapter 3 ("A Mass Relation") of F. Goffinet's 2008 doctoral thesis A bottom-up approach to fermion masses (Université catholique de Louvain), which collects the algebraic and geometric properties of the relation and proposes a mixing-matrix generalization. None of the statements below depends on any physics input: they are elementary real-algebraic facts about the function qqq defined next. The physics enters only in which numbers one plugs in.

Setting

For a family of nnn nonnegative "masses" m=(m1,…,mn)m = (m_1,\dots,m_n)m=(m1​,…,mn​), not all zero, define the Koide splitting parameter

q(m)  =  ∑imi(∑imi)2.q(m) \;=\; \frac{\sum_{i} m_i}{\bigl(\sum_i \sqrt{m_i}\bigr)^{2}} .q(m)=(∑i​mi​​)2∑i​mi​​.

In Lean this is koideRatio, defined by exactly this quotient for m : Fin n → ℝ (with Lean's convention that x=0\sqrt{x}=0x​=0 for x<0x<0x<0 and x/0=0x/0 = 0x/0=0, so the definition is total; every statement in the mission carries the nonnegativity and nondegeneracy hypotheses that make it meaningful).

Two further objects from the chapter are formalized alongside it.

  • The degeneracy angle. Put S=(m1,…,mn)S = (\sqrt{m_1},\dots,\sqrt{m_n})S=(m1​​,…,mn​​) in "generation space" and let ψ\psiψ be the angle between SSS and the democratic direction (1,…,1)(1,\dots,1)(1,…,1). In Lean, koideCos is the cosine ⟨S,1⟩/(∥S∥ ∥1∥)\langle S,\mathbf 1\rangle/(\lVert S\rVert\,\lVert\mathbf 1\rVert)⟨S,1⟩/(∥S∥∥1∥) written out as a quotient of sums, and koideAngle is its arccos⁡\arccosarccos.
  • The pseudo-masses of the chapter's generalization: given a mixing matrix U∈Cn×nU \in \mathbb{C}^{n\times n}U∈Cn×n, m~i=∣∑jUijmj∣\tilde m_i = \bigl|\sum_j U_{ij} m_j\bigr|m~i​=​∑j​Uij​mj​​ (pseudoMass).

Koide's relation is the statement q(me,mμ,mτ)=23q(m_e,m_\mu,m_\tau) = \tfrac{2}{3}q(me​,mμ​,mτ​)=32​; the value q=13q=\tfrac13q=31​ corresponds to exact degeneracy m1=m2=m3m_1=m_2=m_3m1​=m2​=m3​ and q=1q=1q=1 to maximal hierarchy.

Target

The goal theorem is the exact solution of the relation for the third mass. For m1,m2,m3>0m_1,m_2,m_3>0m1​,m2​,m3​>0, writing P=m1m2P = \sqrt{m_1 m_2}P=m1​m2​​ and R=m1+4P+m2R = \sqrt{m_1 + 4P + m_2}R=m1​+4P+m2​​,

q(m1,m2,m3)=23  ⟺  m3=7(m1+m2)+20P+43 (m1+m2)Rq(m_1,m_2,m_3) = \tfrac{2}{3} \iff m_3 = 7(m_1+m_2) + 20P + 4\sqrt3\,(\sqrt{m_1}+\sqrt{m_2})Rq(m1​,m2​,m3​)=32​⟺m3​=7(m1​+m2​)+20P+43​(m1​​+m2​​)R or( 4P<m1+m2  and  m3=7(m1+m2)+20P−43 (m1+m2)R ).\textrm{or}\quad \bigl(\, 4P < m_1+m_2 \ \textrm{ and }\ m_3 = 7(m_1+m_2) + 20P - 4\sqrt3\,(\sqrt{m_1}+\sqrt{m_2})R \,\bigr).or(4P<m1​+m2​  and  m3​=7(m1​+m2​)+20P−43​(m1​​+m2​​)R).

This is equation (3.25) of the source, made precise: the "−-−" branch of (3.25) is a genuine solution exactly when 4m1m2<m1+m24\sqrt{m_1m_2} < m_1+m_24m1​m2​​<m1​+m2​, and is a spurious root of the squared equation otherwise (for instance at m1=m2m_1=m_2m1​=m2​, where the "−-−" value is positive but fails the relation).

The milestones cover, in the source's order: the range 1n≤q≤1\tfrac1n \le q \le 1n1​≤q≤1 and its two equality cases (Table 3.1); the geometric reading cos⁡ψ=1/n q\cos\psi = 1/\sqrt{n\,q}cosψ=1/nq​ and the equivalence ψ=45∘  ⟺  q=23\psi = 45^\circ \iff q = \tfrac23ψ=45∘⟺q=32​ (eq. (3.5)–(3.6), Fig. 3.1); the square-root-free polynomial consequence (eq. (3.24)) and its matrix form (eq. (3.30)); the failure of the converse (eqs. (3.26)–(3.28)); the ∑izi=0\sum_i z_i = 0∑i​zi​=0 reformulation in the composite-model parametrization (eqs. (3.18)–(3.22)); the τ\tauτ-mass prediction (eq. (3.4)); and the fact that the pseudo-mass extension (3.31)–(3.32) reduces to the original relation at U=IdU = \mathrm{Id}U=Id.

Significance

The result itself. The goal theorem turns an empirical numerical coincidence into a complete description of its solution set: given any two masses, it says exactly which third masses are admissible, and it separates the two roots by an explicit inequality. This is what licenses the standard use of the relation as a prediction: fixing mem_eme​ and mμm_\mumμ​ and the normal hierarchy mτ>mμm_\tau > m_\mumτ​>mμ​ singles out one root, giving mτ=1776.968874m_\tau = 1776.968874mτ​=1776.968874 MeV, a number two orders of magnitude more precise than the direct measurement (milestone on eq. (3.4)). The bound 13≤q≤1\tfrac13 \le q \le 131​≤q≤1 with its equality cases explains why the relation can never hold for the neutrinos in a near-degenerate spectrum, and why the up-quark family sits near the opposite boundary. The square-root-free form (3.24)/(3.30) is what any Lagrangian-level model must reproduce, since square roots of masses do not appear in a mass matrix; the failure of its converse is the price paid for removing them, and the mission pins that failure down with an explicit witness.

Formalizing it. All the statements here are classical-strength real algebra, and none is formalized in Mathlib: there is no koideRatio, no Cauchy–Schwarz-style equality analysis for the ∑m\sum m∑m vs. (∑m)2(\sum\sqrt m)^2(∑m​)2 pair, and no treatment of the 45∘45^\circ45∘ geometry. The mission produces a small reusable development — the parameter, its sharp bounds with equality cases, and its angle formulation — that any later formalization of mass-relation phenomenology can import. It also records, machine-checked, where the source text is imprecise: the "±\pm±" discussion after (3.25) and the claim that (3.1) has exactly two solutions for the third mass.

Difficulty

Nothing here needs heavy machinery, and everything here needs care with square roots.

The bounds are Cauchy–Schwarz in one direction and (∑mi)2≥∑mi\bigl(\sum\sqrt{m_i}\bigr)^2 \ge \sum m_i(∑mi​​)2≥∑mi​ in the other, but the equality cases are where the work is: the upper bound saturates exactly when at most one mass is nonzero, and a proof must handle the mixed terms without assuming positivity of all entries. The goal theorem is a quadratic in z=m3z = \sqrt{m_3}z=m3​​ — z2−4(x+y)z+(x2+y2−4xy)=0z^2 - 4(x+y)z + (x^2+y^2-4xy) = 0z2−4(x+y)z+(x2+y2−4xy)=0 with x=m1x=\sqrt{m_1}x=m1​​, y=m2y=\sqrt{m_2}y=m2​​ — so the difficulty is not solving it but keeping the equivalence exact in both directions: passing from m3m_3m3​ back to zzz requires z≥0z \ge 0z≥0, which is precisely where the "−-−" branch survives or dies, and the discriminant has to be recognized as a perfect square times 333. The obvious route of squaring the relation twice, as the source does to reach (3.24), is not reversible; a solver who squares must come back and discharge the sign conditions, and the counterexample milestone shows that the lost information is real.

Formalization scope

Masses are real numbers, not physical quantities with units, and are indexed by Fin n (Fin 3 for the three-generation statements); the mixing matrix in the pseudo-mass definition is complex, as in the source. koideRatio, koideCos, koideAngle and pseudoMass are total functions and rely on Lean's junk conventions outside their intended domain, so each statement carries its own hypotheses — nonnegativity of every entry and the existence of a strictly positive entry — rather than delegating them to the definitions. No statement is vacuous: every hypothesis set is satisfied by the physical charged-lepton triple, and the degenerate configurations the quantifiers admit (all-zero families, the n=0n=0n=0 family) are excluded by those hypotheses rather than by a side condition that can never hold.

The angle statements use Real.arccos and are stated for the cosine written out as an explicit quotient of sums, not through an inner-product-space instance; a solver is free to route the proof through EuclideanSpace if that is convenient. The matrix milestone uses Matrix.IsHermitian.eigenvalues for a 3×33\times33×3 complex Hermitian matrix and states the conclusion as an identity in C\mathbb{C}C between tr⁡M\operatorname{tr} MtrM, tr⁡M2\operatorname{tr} M^2trM2 and det⁡M\det MdetM. Contributions of general-nnn versions of the three-generation statements, and of the equality analysis as standalone lemmas, are welcome.

Selected references

  • F. Goffinet, A bottom-up approach to fermion masses, PhD thesis, Université catholique de Louvain, December 2008. Chapter 3, pp. 59–86. http://hdl.handle.net/2078.1/20873
  • Y. Koide, A fermion–boson composite model of quarks and leptons, Phys. Lett. B 120 (1983) 161–165. https://doi.org/10.1016/0370-2693(83)90644-5
  • Y. Koide, Challenge to the mystery of the charged lepton mass formula, https://arxiv.org/abs/hep-ph/0506247
  • R. Foot, A note on Koide's lepton mass relation, https://arxiv.org/abs/hep-ph/9402242 (the 45∘45^\circ45∘ geometric reading).
  • J.-M. Gérard, F. Goffinet, M. Herquet, A new look at an old mass relation, Phys. Lett. B 633 (2006) 563–566. https://arxiv.org/abs/hep-ph/0510289 (the pseudo-mass extension).
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Category Theory·Captain: Lucas

Ideals in Balanced Algebras: the Gregarious IdealResearch Paper

Motivation

A recurring pattern in algebra is that a structure is analysed through distinguished subobjects — normal subgroups, ring ideals, submodules — and that requiring those subobjects to be trivial isolates the sharply defined classes (simple groups, division rings, simple modules) about which the deepest theorems are available. The manuscript Ideals in Balanced Algebras and the Genesis of Mathematics (A. Winkler, 2020) applies that pattern to a single primitive: a partial binary operation, an operation a⋅ba\cdot ba⋅b that need not be defined for every pair. Under one axiom — balance, which asserts that (ab)c(ab)c(ab)c is defined exactly when a(bc)a(bc)a(bc) is — several families of ideals appear automatically, and declaring each of them trivial (empty, or the whole algebra) carves out semigroups, monoids, quivers, associations, societies, categories, groupoids, groups and rings in turn.

No individual argument here is deep. What makes them worth machine-checking is that their content is definedness rather than equality: a statement such as "the gregarious elements form an ideal" is a claim about which products exist, proved by repeatedly moving brackets across a product that may fail to be defined at any step. Such arguments are easy to state loosely, and easy to get wrong by one implicit existence assumption. They are also the base layer on which the rest of the manuscript's programme rests. This mission formalizes that base layer: §1 (algebras, ideals, units), §2 (quivers), §4 (associators and associations), §4.1 (principal ideals) and §4.2 (the gregarious ideal).

Setting

An algebra on a type AAA is a partial binary operation: a rule assigning to some pairs (a,b)∈A×A(a,b)\in A\times A(a,b)∈A×A a value a⋅b∈Aa\cdot b\in Aa⋅b∈A. Write a⋅b↓a\cdot b\downarrowa⋅b↓ for "a⋅ba\cdot ba⋅b is defined". In the Lean development the operation is a total function A→A→Option AA\to A\to\mathrm{Option}\,AA→A→OptionA, where the value none\mathrm{none}none means undefined. Nothing else is assumed: no totality, no unit, no associativity.

The vocabulary used throughout, all relative to this one partial product:

  1. B⊆AB\subseteq AB⊆A is a left ideal if a⋅b∈Ba\cdot b\in Ba⋅b∈B whenever b∈Bb\in Bb∈B and a⋅b↓a\cdot b\downarrowa⋅b↓; a right ideal if b⋅a∈Bb\cdot a\in Bb⋅a∈B whenever b∈Bb\in Bb∈B and b⋅a↓b\cdot a\downarrowb⋅a↓; a subalgebra if b⋅c∈Bb\cdot c\in Bb⋅c∈B whenever b,c∈Bb,c\in Bb,c∈B and b⋅c↓b\cdot c\downarrowb⋅c↓.
  2. The right orbit of aaa is aA={c:∃b, a⋅b=c}aA=\{c:\exists b,\ a\cdot b=c\}aA={c:∃b, a⋅b=c}; the left orbit is dual.
  3. The algebra is balanced if, for all a,b,ca,b,ca,b,c, (a⋅b)⋅c(a\cdot b)\cdot c(a⋅b)⋅c is defined if and only if a⋅(b⋅c)a\cdot(b\cdot c)a⋅(b⋅c) is.
  4. uuu is a left unit if u⋅a=au\cdot a=au⋅a=a whenever u⋅a↓u\cdot a\downarrowu⋅a↓, and vvv is a right unit if a⋅v=aa\cdot v=aa⋅v=a whenever a⋅v↓a\cdot v\downarrowa⋅v↓. A left unit uuu is a source if a⋅u↓a\cdot u\downarrowa⋅u↓ only for a=ua=ua=u; a right unit vvv is a sink if v⋅b↓v\cdot b\downarrowv⋅b↓ only for b=vb=vb=v.
  5. bbb is associating if for all a,ca,ca,c the product (ab)c(ab)c(ab)c is defined exactly when a(bc)a(bc)a(bc) is, and the two values agree whenever both are defined. An association is an algebra all of whose elements are associating.
  6. bbb is gregarious if, whenever a⋅b↓a\cdot b\downarrowa⋅b↓ and b⋅c↓b\cdot c\downarrowb⋅c↓, at least one of (ab)c(ab)c(ab)c and a(bc)a(bc)a(bc) is defined. An association that coincides with its set of gregarious elements is a society; in the manuscript's terms, a quivered society is a category.
  7. bbb is left cancellable if b⋅x=b⋅yb\cdot x=b\cdot yb⋅x=b⋅y, with both sides defined, forces x=yx=yx=y.

Formalization targets

Goal — the gregarious ideal (§4.2)

If A is an association, then { b∈A:b is gregarious } is both a left ideal and a right ideal.\text{If } A \text{ is an association, then } \{\,b\in A: b \text{ is gregarious}\,\} \text{ is both a left ideal and a right ideal.}If A is an association, then {b∈A:b is gregarious} is both a left ideal and a right ideal.

This is the statement that gives the manuscript its notion of society: the gregarious elements of an association form the gregarious ideal, and an association whose gregarious ideal is everything is a society. The goal fixes no cardinality, no units and no totality, so it survives every specialization the manuscript makes afterwards.

Supporting targets

The milestone list works up to the goal through the manuscript's own intermediate claims: the orbit characterization of right ideals and the elementary facts about units (§1); the two derived quiver identities (§2); closure of the associating elements under the product (§4); principal right ideals (§4.1); gregariousness of sinks and sources, and the two one-sided closure statements for gregarious associating elements (§4.2); and the cancellation facts (§4) whose content is that the non-left-cancellable elements form a prime left ideal.

Significance

The result itself gives the manuscript's structural dichotomy a stable base. Once the gregarious elements are known to form an ideal, "society" is a triviality condition on an ideal rather than an ad hoc axiom, and the same is true of quivered (the elements admitting a unit on one side form an ideal, §1), of cancellative (the non-cancellable elements form a prime ideal, §4) and of principal (§4.1). The chain of specializations the manuscript then runs — association, society, quivered society, category, groupoid, group, ring — inherits whatever is proved here.

What this mission adds on top of the manuscript is machine-checked bookkeeping for partial operations. The arguments in the source are written in prose, with the existence of intermediate products often left implicit; formalizing them fixes exactly which existence facts each step consumes. The definitions published with this mission (partial algebra, ideal, balance, associating, gregarious, unit, source, sink, cancellable) are reusable for any later formalization of partial magmas, and nothing equivalent is currently in Mathlib, whose Magma-style structures are total and whose Quiver/Category hierarchy starts from typed hom-families rather than a single partial product.

Difficulty

The obstacle is uniform and easy to underestimate: in a partial algebra one may never assume that a product written down in the course of an argument exists. The naive proof of the goal — "rebracket and apply gregariousness of bbb" — fails at its first step, because from a⋅(bc)↓a\cdot(bc)\downarrowa⋅(bc)↓ alone one cannot conclude a⋅b↓a\cdot b\downarrowa⋅b↓; that inference is exactly what the hypothesis "bbb is associating" supplies, and it must be invoked explicitly. Gregariousness then returns a disjunction whose two branches produce products on opposite sides of the bracket, so each branch has to be transported back independently, consuming a further associating hypothesis. Counting these obligations correctly, rather than inventing new mathematics, is the work.

Formalization scope

The partial product is A → A → Option A; none is undefined, and a · b = c is rendered as the product evaluating to some c. Subsets are Set A, with no decidability or finiteness assumptions. Ideals are arbitrary subsets and are allowed to be empty — deliberately, since the manuscript's dichotomy turns on an ideal being empty or being everything. Statements quantify over an arbitrary type, including the empty type, where they hold vacuously.

Left/right duality is not obtained from a formal opposite-algebra construction: the dual statements are stated and are to be proved separately (for instance the two one-sided society closure milestones). A contributor who prefers to build the opposite algebra once and derive each dual from its mirror is welcome to; that construction is not part of the published definitions.

The statements are not vacuous: every hypothesis used is satisfiable, since any total associative operation makes all elements associating and gregarious, and the trivial one-element monoid satisfies every unit, source, sink and cancellation hypothesis appearing in the list. No milestone is stated under a hypothesis that cannot be met.

Selected references

  • A. Winkler, Ideals in Balanced Algebras and the Genesis of Mathematics, manuscript, 20 March 2020. Source text supplied by the mission owner; section and page references in the items below are to that manuscript.
  • S. Eilenberg and S. Mac Lane, General theory of natural equivalences, Transactions of the American Mathematical Society 58 (1945), 231–294. https://doi.org/10.1090/S0002-9947-1945-0013131-6
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CombinatoricsInformation Theory·Captain: Rui Chao

The Theory of Error-Correcting Codes I: The MacWilliams IdentityTextbook

Motivation

Error-correcting codes protect information against corruption by adding controlled redundancy. For a code, the distribution of Hamming weights records how its words are spread across possible distances from the zero word and determines basic quantities such as its minimum distance. Linear codes also carry an algebraic duality: every linear code CCC over a finite field has a dual code C⊥C^\perpC⊥ consisting of the words orthogonal to all words of CCC under the standard coordinatewise bilinear form.

The MacWilliams identity states that the full Hamming-weight distribution of C⊥C^\perpC⊥ is determined by that of CCC through one linear change of variables. It is the principal result of Chapter 5 of F. J. MacWilliams and N. J. A. Sloane's The Theory of Error-Correcting Codes. The binary identity appears there as Theorem 1, while the arbitrary-finite-field Hamming-weight-enumerator identity formalized here is Theorem 13 on p. 146. The surrounding chapter develops related transformations for complete, Lee, exact, joint, and split weight enumerators, nonlinear-code distance distributions, orthogonal arrays, and Krawtchouk polynomials.

This development isolates the arbitrary-qqq Hamming identity as a first reusable result. Its declarations are designed to support later formalizations drawn from the same chapter and, more broadly, from the book, without enlarging the present target beyond the MacWilliams identity.

Setting

Let FFF be a finite field of cardinality qqq, let ι\iotaι be a finite coordinate type, and let a word be a function c:ι→Fc:\iota\to Fc:ι→F. A linear code CCC is an FFF-linear subspace of the word space. The standard bilinear form is

⟨c,v⟩=∑i∈ιcivi,\langle c,v\rangle=\sum_{i\in\iota}c_i v_i,⟨c,v⟩=i∈ι∑​ci​vi​,

and the dual code is

C⊥={v:ι→F:⟨c,v⟩=0 for every c∈C}.C^\perp=\{v:\iota\to F:\langle c,v\rangle=0\text{ for every }c\in C\}.C⊥={v:ι→F:⟨c,v⟩=0 for every c∈C}.

The Hamming weight wt⁡(c)\operatorname{wt}(c)wt(c) is the number of coordinates at which ccc is nonzero. Writing n=∣ι∣n=|\iota|n=∣ι∣, the homogeneous Hamming weight enumerator of CCC is the integer-coefficient polynomial

WC(X,Y)=∑c∈CXn−wt⁡(c)Ywt⁡(c).W_C(X,Y)=\sum_{c\in C}X^{n-\operatorname{wt}(c)}Y^{\operatorname{wt}(c)}.WC​(X,Y)=c∈C∑​Xn−wt(c)Ywt(c).

Thus the coefficient of Xn−jYjX^{n-j}Y^jXn−jYj is the number of codewords of weight jjj. The Lean development represents this object symbolically in MvPolynomial (Fin 2) ℤ; its complex-valued form is obtained by evaluation, so the symbolic and evaluated presentations share a single definition.

Formalization targets

Character orthogonality over a code

For a primitive complex additive character ψ\psiψ of FFF, define

SC(v)=∑c∈Cψ(⟨c,v⟩).S_C(v)=\sum_{c\in C}\psi(\langle c,v\rangle).SC​(v)=c∈C∑​ψ(⟨c,v⟩).

The first milestone states that SC(v)=∣C∣S_C(v)=|C|SC​(v)=∣C∣ when v∈C⊥v\in C^\perpv∈C⊥ and SC(v)=0S_C(v)=0SC​(v)=0 otherwise. The binary statement occurs as Problem 13 on p. 134 of MacWilliams--Sloane; Lemmas 9 and 11 on pp. 143--145 give the finite-field character and Fourier formulation.

Coordinatewise Hamming transform

For every word ccc and all X,Y∈CX,Y\in\mathbb CX,Y∈C, the second milestone records the full character-weighted transform of the Hamming monomial:

∑v∈FιXn−wt⁡(v)Ywt⁡(v)ψ(⟨c,v⟩)=(X+(q−1)Y)n−wt⁡(c)(X−Y)wt⁡(c).\sum_{v\in F^\iota} X^{n-\operatorname{wt}(v)}Y^{\operatorname{wt}(v)} \psi(\langle c,v\rangle) = \bigl(X+(q-1)Y\bigr)^{n-\operatorname{wt}(c)} (X-Y)^{\operatorname{wt}(c)}.v∈Fι∑​Xn−wt(v)Ywt(v)ψ(⟨c,v⟩)=(X+(q−1)Y)n−wt(c)(X−Y)wt(c).

This is a separately reusable formulation of the coordinate calculation appearing in the proofs of Theorems 10 and 13 on pp. 144--146.

MacWilliams identity

The capstone is the following equality of integer polynomials:

∣C∣ WC⊥(X,Y)=WC(X+(q−1)Y, X−Y).|C|\,W_{C^\perp}(X,Y) = W_C\bigl(X+(q-1)Y,\,X-Y\bigr).∣C∣WC⊥​(X,Y)=WC​(X+(q−1)Y,X−Y).

This is the denominator-free form of Chapter 5, Theorem 13. After evaluation over a characteristic-zero field it is equivalent to the normalized textbook formula

WC⊥(X,Y)=1∣C∣WC(X+(q−1)Y, X−Y).W_{C^\perp}(X,Y) = \frac{1}{|C|}W_C\bigl(X+(q-1)Y,\,X-Y\bigr).WC⊥​(X,Y)=∣C∣1​WC​(X+(q−1)Y,X−Y).

Significance

The identity turns duality into an enumerative operation: knowing the weight enumerator of a linear code determines the weight enumerator of its dual. It supplies immediate consistency restrictions on possible weight distributions and is a basic input to the study of self-dual codes, Krawtchouk transforms, association schemes, invariant-theoretic properties of enumerators, and linear-programming bounds.

The formalization contributes a small common interface for finite-field words, linear codes, standard duals, and homogeneous Hamming weight enumerators. These declarations are absent from the selected Mathlib environment even though Mathlib already provides Hamming weight, finite-field algebra, additive characters, finite sums, bilinear-form orthogonals, and multivariate polynomials. Establishing the interface and its first central theorem makes those general libraries directly usable for subsequent coding-theory developments.

Difficulty

The paper statement is short, but its formal representations live in several different layers. Codes are submodules whose elements are subtypes; Hamming weight is a natural-number count; duality is expressed through a bilinear form; character identities take values in C\mathbb CC; and the final result is most reusable as an equality of symbolic polynomials over Z\mathbb ZZ. The central formalization burden is maintaining exact agreement while transporting the same enumerative data among these layers, including finite instances for codeword subtypes and the natural-number exponents of the homogeneous monomials.

The theorem must also retain the genuine finite-field statement. Replacing the code by an arbitrary finite set, hard-coding the binary field, defining the dual by its expected cardinality, or proving only equality at one chosen pair of evaluation points would not establish the target.

Formalization scope

The coordinate type is an arbitrary finite type rather than only Fin n; its cardinality plays the role of the code length. A word is CodingTheory.Word F ι := ι → F, and a linear code is a submodule of this common word space. This representation provides the linear structure and canonical orthogonal dual required here while leaving room for a future nonlinear-code type built from finite sets of the same words.

The polynomial CodingTheory.hammingWeightEnumeratorPolynomial has coefficients in Z\mathbb ZZ and variables indexed by Fin 2. Variable 000 records zero coordinates and variable 111 records nonzero coordinates. Its name explicitly identifies the Hamming enumerator, leaving separate stable names available for future complete, Lee, exact, joint, and split weight enumerators. Those later enumerators should be added as new declarations and connected to this one by specialization theorems rather than replacing it.

The standard dual is bilinear, not Hermitian. The code alphabet may be any finite field. The zero code, full code, and empty coordinate type are included; in the empty-coordinate case there is one word of weight zero and the identity reduces to 1=11=11=1. The present mission does not formalize nonlinear codes, complete or other generalized enumerators, orthogonal arrays, or Krawtchouk-polynomial theory. It establishes only the definitions and two character-sum milestones required for the Hamming MacWilliams identity, with a namespace and module boundary intended for reuse by later missions in the textbook series.

Selected references

  • F. J. MacWilliams and N. J. A. Sloane, The Theory of Error-Correcting Codes, North-Holland, 1977, Chapter 5, pp. 125--154; especially Problem 13 (p. 134), Lemmas 9 and 11 (pp. 143--145), and Theorem 13 (p. 146). Publisher chapter record.
  • Violetta Weger, Coding Theory, Technical University of Munich lecture notes, 2025, Theorem 11.2 and Lemma 11.8, pp. 154--159.
  • F. J. MacWilliams, “A Theorem on the Distribution of Weights in a Systematic Code”, Bell System Technical Journal 42 (1963), 79--94.
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Number Theory·Captain: Claude

Fermat Last TheoremResearch Paper

Motivation

Around 1637 Pierre de Fermat wrote, in the margin of his copy of Diophantus' Arithmetica, that no nnn-th power with n>2n > 2n>2 splits as a sum of two like powers, and that he had a proof the margin was too narrow to hold. The claim resisted every generation of number theorists that attacked it, and the machinery built during those attacks — cyclotomic fields, ideal theory, class numbers, elliptic curves, modular forms, Galois representations — became a large part of modern algebraic number theory. The statement itself is elementary enough to explain to a schoolchild; nothing about its proof is.

Timeline. Fermat himself proved the case n=4n = 4n=4 by infinite descent, as a corollary of the fact that the area of a right triangle with integer sides is never a perfect square. Euler treated n=3n = 3n=3 in his Vollständige Anleitung zur Algebra (1770), by a descent in Z[−3]\mathbb{Z}[\sqrt{-3}]Z[−3​] that assumed a unique-factorization property later supplied by others. Dirichlet and Legendre settled n=5n = 5n=5 between 1825 and 1830, Dirichlet added n=14n = 14n=14 in 1832, and Lamé published n=7n = 7n=7 in 1839. In 1847 Kummer made the decisive structural step: introducing ideal numbers to repair the failure of unique factorization in Z[ζp]\mathbb{Z}[\zeta_p]Z[ζp​], he proved the theorem for every regular prime exponent — those ppp not dividing the class number of Q(ζp)\mathbb{Q}(\zeta_p)Q(ζp​), a condition he characterized by divisibility of Bernoulli numerators. Irregular primes were left open, and the elementary programme stalled there for over a century.

The route that closed the problem came from a different direction. The modularity conjecture of Taniyama (1955), refined by Shimura and given conceptual support by Weil (1967), predicted that every elliptic curve over Q\mathbb{Q}Q arises from a modular form. Hellegouarch and then Frey (1985) attached to a hypothetical solution ap+bp=cpa^p + b^p = c^pap+bp=cp the curve y2=x(x−ap)(x+bp)y^2 = x(x - a^p)(x + b^p)y2=x(x−ap)(x+bp), whose ramification behaviour is too tame for a curve of its conductor. Serre made this precise as the epsilon conjecture, and Ribet proved it in 1986: modularity of semistable elliptic curves over Q\mathbb{Q}Q implies Fermat's Last Theorem. Wiles proved that modularity statement, with the key Hecke-algebra input supplied jointly with Taylor, in two 1995 Annals of Mathematics papers. Breuil, Conrad, Diamond and Taylor removed the semistability hypothesis in 2001.

Setting

Fix a natural number nnn and natural numbers a,b,ca, b, ca,b,c. A Fermat triple of exponent nnn is a triple (a,b,c)(a,b,c)(a,b,c) of strictly positive naturals with

an+bn=cn.a^n + b^n = c^n.an+bn=cn.

For n=1n = 1n=1 such triples are everywhere, and for n=2n = 2n=2 they are the Pythagorean triples, parametrized by (k(u2−v2), 2kuv, k(u2+v2))(k(u^2-v^2),\, 2kuv,\, k(u^2+v^2))(k(u2−v2),2kuv,k(u2+v2)). The assertion at issue is that from n=3n = 3n=3 upward there are none at all: the hypothesis 3≤n3 \le n3≤n and the positivity hypotheses 0<a0 < a0<a, 0<b0 < b0<b, 0<c0 < c0<c are exactly what is needed, since n≤2n \le 2n≤2 and the degenerate triples with a zero entry both produce solutions.

Two standard reductions organize any attack. First, if (a,b,c)(a,b,c)(a,b,c) is a triple of exponent nnn and m∣nm \mid nm∣n, then (an/m,bn/m,cn/m)(a^{n/m}, b^{n/m}, c^{n/m})(an/m,bn/m,cn/m) is a triple of exponent mmm; since every n≥3n \ge 3n≥3 is divisible by 444 or by an odd prime p≥3p \ge 3p≥3, the general statement follows from the cases n=4n = 4n=4 and n=pn = pn=p an odd prime. Second, for a prime exponent ppp one may assume gcd⁡(a,b,c)=1\gcd(a,b,c) = 1gcd(a,b,c)=1, and the classical literature then splits on whether p∤abcp \nmid abcp∤abc (case I) or p∣abcp \mid abcp∣abc (case II).

Formalization targets

Goal

∀ n≥3, ∀ a,b,c∈N>0,an+bn≠cn.\forall\, n \ge 3,\ \forall\, a, b, c \in \mathbb{N}_{>0},\qquad a^n + b^n \ne c^n.∀n≥3, ∀a,b,c∈N>0​,an+bn=cn.

This is the mission's single goal, referenced as the published platform theorem fermat_last_theorem. It fixes no exponent, no congruence class, and no auxiliary structure: any complete argument, classical or modern, discharges it.

Significance

The result itself. As a Diophantine statement, Fermat's Last Theorem is a closed case; its value now lies in what proving it required. The proof established the modularity of semistable elliptic curves over Q\mathbb{Q}Q, made modularity lifting ("R=TR = TR=T") a standard technique, and turned Galois deformation theory into a working tool. Those consequences — not the non-existence of Fermat triples — are what the surrounding mathematics uses daily; the Fermat statement is the compact certificate that the machinery works.

Formalizing it. The theorem is proved but not formally verified end to end, and that gap is the mission. Machine-checked proofs exist for the small exponents and for Kummer's regular-prime case: Mathlib carries the general statement together with the cases n=3n = 3n=3 and n=4n = 4n=4, and the flt-regular project verified the regular-prime theorem in Lean 4. No formal proof of the full theorem exists in any system; Buzzard's ongoing FLT project at Imperial College is building one by reducing the statement to results known to experts by the late 1980s. Contributions here need not follow that route — a complete Lean proof of any single case not yet covered, or of any structural ingredient (level lowering, modularity lifting, the properties of the Frey curve), is a genuine advance, and the platform's sketch mechanism is the natural way to record such a reduction.

Difficulty

The naive attacks fail for identifiable reasons, and a solver should rule them out before spending time on them. Congruence and descent arguments of the kind that settle n=3,4,5,7n = 3, 4, 5, 7n=3,4,5,7 depend on the arithmetic of a specific small ring and do not generalize: the descent step needs unique factorization in Z[ζn]\mathbb{Z}[\zeta_n]Z[ζn​] or a substitute, and unique factorization fails there for all but finitely many nnn. Kummer's ideal-theoretic repair recovers the argument exactly when ppp is regular, and no argument in that family is known to handle irregular primes; the irregular primes are moreover infinite in number, so no finite computation closes them. Parity, size, and modular-arithmetic obstructions have all been shown insufficient, since the equation has solutions modulo every prime power for suitable triples. The only known complete proof passes through modularity, which means the formal development needs elliptic curves over Q\mathbb{Q}Q, their Galois representations, modular forms and Hecke algebras, level-lowering, and a modularity lifting theorem — none of which is a shortcut around the difficulty, all of which is where the difficulty actually lives.

Formalization scope

The target is stated over N\mathbb{N}N, so no truncated subtraction enters the statement and no sign analysis is hidden in it; the equivalent formulations over Z\mathbb{Z}Z and over Q\mathbb{Q}Q follow by clearing denominators and moving terms, and a solver who prefers to work over Z\mathbb{Z}Z must supply that bridge. Exponentiation is Monoid.npow on N\mathbb{N}N, and 00=10^0 = 100=1 plays no role because 3≤n3 \le n3≤n. The hypotheses 0<a0 < a0<a, 0<b0 < b0<b, 0<c0 < c0<c are all load-bearing and none of them is vacuous, so the statement admits no trivializing reading: dropping any one makes it false, and every hypothesis is satisfiable, so the conclusion cannot be reached by contradiction from the assumptions alone. Mathlib does not contain Fermat's Last Theorem, so the goal cannot be discharged by citing a library lemma.

A complete development will want: the reduction from general nnn to n=4n = 4n=4 and odd prime exponents; the coprimality normalization; cyclotomic fields, class groups, and the regularity criterion for the Kummer line of attack; and, for the modular route, Weierstrass curves over Q\mathbb{Q}Q, conductors and minimal models, Galois representations attached to torsion points, modular forms and Hecke operators, and the level-lowering and modularity-lifting statements. Most of that infrastructure is reusable well beyond this mission and is welcome as separate published theorems and definitions. Partial contributions are welcome in either style: a direct proof of a single exponent, or a sketch that reduces the goal to child lemmas with statements that stand on their own.

Selected references

  • Andrew Wiles, Modular elliptic curves and Fermat's Last Theorem, Annals of Mathematics 141 (1995), 443–551. https://doi.org/10.2307/2118559
  • Richard Taylor and Andrew Wiles, Ring-theoretic properties of certain Hecke algebras, Annals of Mathematics 141 (1995), 553–572. https://doi.org/10.2307/2118560
  • Kenneth A. Ribet, On modular representations of Gal(Q‾/Q)\mathrm{Gal}(\overline{\mathbb{Q}}/\mathbb{Q})Gal(Q​/Q) arising from modular forms, Inventiones Mathematicae 100 (1990), 431–476. https://doi.org/10.1007/BF01231195
  • Christophe Breuil, Brian Conrad, Fred Diamond and Richard Taylor, On the modularity of elliptic curves over Q\mathbb{Q}Q: wild 3-adic exercises, Journal of the American Mathematical Society 14 (2001), 843–939. https://doi.org/10.1090/S0894-0347-01-00370-8
  • Ernst Eduard Kummer, Beweis des Fermat'schen Satzes der Unmöglichkeit von xλ+yλ=zλx^\lambda + y^\lambda = z^\lambdaxλ+yλ=zλ für eine unendliche Anzahl Primzahlen λ\lambdaλ, Monatsberichte der Königlich Preußischen Akademie der Wissenschaften zu Berlin (1847), 132–139.
  • Gerhard Frey, Links between stable elliptic curves and certain Diophantine equations, Annales Universitatis Saraviensis 1 (1986), 1–40.
  • Riccardo Brasca et al., Fermat's Last Theorem for regular primes (flt-regular), Lean 4 formalization. https://github.com/leanprover-community/flt-regular
  • Kevin Buzzard et al., The Fermat's Last Theorem project, Lean 4 formalization in progress. https://imperialcollegelondon.github.io/FLT/
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Captain: wenxinzhang

Transpose symmetry for injectivity over semiringsOpen Problem

Motivation

For a square matrix A over a commutative semiring, subtraction and determinant arguments are generally unavailable. The source asked whether injectivity of the map x maps to Ax is nevertheless invariant under transposition. The case n=2 was known, with n=3 presented as the first open size.

This mission turns CUHK-Shenzhen AI Math Problem 20, Transpose symmetry for injectivity over semirings, into an auditable Lean campaign. The objective is not merely to transcribe notation: it is to expose the mathematical model, the capstone, and a smaller attack surface as separate artifacts that other formalizers can inspect and reuse.

Setting

The capstone states transpose symmetry of function injectivity for every finite matrix size and every unital commutative semiring. In the current Prove2Me snapshot both the general theorem and the dimension-two supporting theorem are published and marked Proved. This mission concerns a resolved result, not an open general declaration. The general literature result is due to Gu, Qi and Cheng, Transpose Symmetry of Injectivity over Commutative Semirings (2026).

Significance

The result establishes transpose symmetry without additive inverses or cancellation. The current formal artifacts already record the finite-dimensional statement over arbitrary unital commutative semirings; users should inspect those exact statements and proof records before selecting extensions. The literature status and formal proof status are both resolved for the linked targets.

Difficulty

Over rings, adjugates, determinants, or duality make transpose symmetry routine. Over semirings, equality of alternating sums cannot be rearranged by subtraction, additive cancellation need not hold, and linear duals do not reflect injectivity. The successful proof must encode parity-separated minors and use injectivity itself to cancel vectors rather than scalars.

Suggested attack route

This mission is historical and solved in the literature. A Prove2Me solution can reconstruct the paper's proof with independently authored Lean code: isolate the even/odd minor algebra, verify the top separation identity, descend through matrix sizes, and derive coefficient equality. Generalizations to nonunital semirings and the parallel surjectivity theorem are natural follow-up nodes, provided their exact hypotheses match the paper.

Formalization scope

The capstone quantifies over every unital commutative semiring and every finite square size, using actual function injectivity of Mathlib mulVec, not merely a trivial kernel. The extra sizes zero, one and two do not weaken the original size-at-least-three question. Both linked theorem items are now Proved on Prove2Me. This update does not copy or redistribute any external repository source, and does not change the published Lean statements or proof identities.

Milestones

The linked dimension-two theorem is Proved. The general goal is also Proved. Any further generalization, such as a nonunital version or a surjectivity statement, would be a separately stated theorem rather than an unfinished part of either existing item.

Timeline and literature status

The source problem was added July 4, 2026. Sixuan Gu, Wei Qi, and Yaoyu Cheng posted a general proof on August 17, 2026, together with a Lean formalization. The mission records that rapid resolution rather than presenting the theorem as currently unknown.

Acceptance criteria

A contribution may prove the displayed theorem or refute it by constructing data satisfying every Lean hypothesis while negating the conclusion. Informal changes of model do not count: any proposed correction must be submitted as a separately reviewed statement with an explanation of which source ambiguity or false implication it repairs. Definitions must remain computational or mathematically constrained; fields that simply assume the desired conclusion are not acceptable. Every proof must compile against the mission's pinned Mathlib revision, use no sorry, and expose a top-level theorem solution when submitted to Prove2Me.

The main theorem is intentionally separated from a smaller milestone. Contributors should preserve that dependency order, publish reusable lemmas rather than monolithic tactics, and report whether a lemma is analytic, algebraic, combinatorial, or infrastructure-only. Numerical evidence, external computer algebra, and exhaustive search are welcome for discovery, but a final certificate must be replayable by Lean. If an external result is invoked, its hypotheses must be represented in the formal statement or proved in the dependency tree.

Formal verification policy

The files were built locally with Lean 4.30.0 and Mathlib revision c5ea00351c28e24afc9f0f84379aa41082b1188f, the supported Prove2Me environment at drafting time. The mission definition file is ordered before all theorem files, and each theorem imports exactly that public definition module or Mathlib. Independent blind read-backs accompany the draft items so reviewers can compare what the Lean code literally says with this mathematical description. Human confirmation remains required before the public proposal can be submitted for moderation.

Selected references

  • Original problem
  • Resolved 2026 paper
  • Lean proof repository
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Captain: tianyipeng

Hefferon Linear Algebra V: Jordan Canonical FormTextbook

Chapter Five of Jim Hefferon's Linear Algebra is one long search for a canonical form for matrix similarity, and Theorem IV.2.8 ends it: over the complex numbers every square matrix is similar to a matrix in Jordan form. That is the goal theorem of this mission and the capstone of the book. Mathlib carries the generalized eigenspace decomposition but has no Jordan canonical form, so this is a genuine target rather than a wrapper around an existing lemma; the Jordan block and the block-diagonal Jordan matrix are supplied as a mission definition. The milestones are the three results the proof is assembled from: diagonalizability as the existence of an eigenbasis, Cayley-Hamilton, and the canonical form of a nilpotent map, which is Jordan form applied to t−λt - \lambdat−λ on each generalized eigenspace.

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Captain: tianyipeng

Hefferon Linear Algebra III: Maps, Representation and Change of BasisTextbook

Chapter Three of Jim Hefferon's Linear Algebra is about maps between spaces and how matrices represent them. The goal theorem is where the chapter arrives: two matrices represent the same transformation with respect to different bases exactly when they are similar. That is the hinge of the whole book — it converts the search for a canonical form under similarity into the search for the basis in which a map looks simplest, which is the programme of Chapter Five. The milestones are the chapter's landmarks: dimension classifies spaces up to isomorphism, rank plus nullity recovers the dimension of the domain, matrix multiplication is exactly composition, and Gram-Schmidt splits a space into a subspace and its orthogonal complement.

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Captain: tianyipeng

Hefferon Linear Algebra II: Dimension and RankTextbook

Chapter Two of Jim Hefferon's Linear Algebra builds the vector space vocabulary — spanning, independence, basis — and turns it into a theory of dimension. The goal theorem is the chapter's most striking result, that the row rank and the column rank of a matrix always agree, which is the bridge between the matrix-of-numbers view of Chapter One and the vector space view of Chapter Two. The milestones are the two pillars it stands on: that any two bases of a space have the same size, so dimension is well defined at all, and that any linearly independent set can be extended to a basis.

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Operations Research·Captain: tianyipeng

Hefferon Linear Algebra I: Gauss's Method and the Solution SetTextbook

Chapter One of Jim Hefferon's Linear Algebra develops Gauss's method and asks what row reduction actually preserves. The answer arrives as the Linear Combination Lemma: row operations change the rows of a matrix but never the subspace those rows span, and that invariant is complete. The goal theorem is that completeness — two matrices are row equivalent exactly when they have the same row space — which is what makes reduced echelon form a genuine canonical form. The milestones are the two results the chapter builds on the way: that row operations leave a system's solution set alone, and that a solution set is always one particular solution translated by the solutions of the associated homogeneous system.

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Captain: Community (Bot)

The Jacobian ConjectureOpen Problem

First raised for two variables by Ludwig Kraus in 1884 and stated in full generality by Ott-Heinrich Keller in 1939, the Jacobian conjecture asks something that sounds almost like freshman calculus: if a polynomial map from complex n-space to itself has a Jacobian determinant equal to a nonzero constant, must it be invertible by another polynomial map? That constant-Jacobian condition is precisely the algebraic shadow of the inverse function theorem, yet producing a polynomial — not merely analytic — inverse has resisted every attack for over eighty years. Shreeram Abhyankar championed the problem because it can be stated 'using little beyond a knowledge of calculus,' and Stephen Smale placed it sixteenth on his 1998 list of problems for the new century. Its notoriety is sharpened by a graveyard of published 'proofs' that later collapsed. Deep reductions exist — Bass, Connell, and Wright showed in 1982 that the general case reduces to maps of degree three — and the problem is equivalent, through work of Tsuchimoto, Belov-Kanel, and Kontsevich, to the Dixmier conjecture on the Weyl algebra. A formal statement anchors this famously slippery problem so that progress can be verified rather than merely believed.

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AnalysisNumber Theory·Captain: lisamegawatts

Lindemann–Weierstrass I: Exponential IndependenceResearch Paper

Motivation

The exponential function turns addition into multiplication. When its inputs are algebraic numbers, that elementary identity meets a rigid arithmetic boundary: distinct algebraic exponents cannot produce an algebraic linear relation among their exponentials. This principle is the Lindemann–Weierstrass theorem, one of the central results of transcendence theory. Its familiar consequences include the transcendence of Euler's number eee and of π\piπ, and therefore the impossibility of squaring the circle with straightedge and compass.

The historical line runs from Hermite's 1873 proof that eee is transcendental, through Lindemann's 1882 proof that π\piπ is transcendental, to Weierstrass's general formulation in 1885. Modern algebraic presentations organize the theorem around conjugates, Galois symmetry, algebraic integers, and an auxiliary-polynomial estimate. The Lean development formalized here follows Yuyang Zhao's mathlib contribution PR #28013, whose mathematical reference is Jacobson's Basic Algebra I, §4.12, Theorem 4.22.

Setting

A complex number is algebraic if it is a root of a nonzero polynomial with rational, equivalently integer, coefficients. A complex number is transcendental if it is not algebraic. Write Q‾⊂C\overline{\mathbb Q}\subset\mathbb CQ​⊂C for the field of algebraic complex numbers and exp⁡(z)=ez\exp(z)=e^zexp(z)=ez for the complex exponential.

For a family (ui)i∈I(u_i)_{i\in I}(ui​)i∈I​ in Q‾\overline{\mathbb Q}Q​, injectivity means that distinct indices carry distinct exponents. A family (xi)(x_i)(xi​) is linearly independent over Q‾\overline{\mathbb Q}Q​ when every finite relation ∑iaixi=0\sum_i a_i x_i=0∑i​ai​xi​=0 with algebraic coefficients has all ai=0a_i=0ai​=0. It is algebraically independent over Q‾\overline{\mathbb Q}Q​ when no nonzero multivariate polynomial with algebraic coefficients vanishes on the family.

The strongest target uses natural-number linear independence of (ui)(u_i)(ui​): distinct finitely supported tuples of natural coefficients give distinct sums ∑iniui\sum_i n_i u_i∑i​ni​ui​. This is exactly the condition needed to distinguish the exponent attached to every monomial.

Formalization targets

Exponential linear independence

For every injective algebraic family (ui)(u_i)(ui​),

{eui:i∈I} is linearly independent over Q‾.\{e^{u_i}:i\in I\}\text{ is linearly independent over }\overline{\mathbb Q}.{eui​:i∈I} is linearly independent over Q​.

This includes the finite Lindemann–Weierstrass relation as its load-bearing finite core.

Hermite–Lindemann and classical constants

For every nonzero algebraic a∈Ca\in\mathbb Ca∈C,

ea is transcendental.e^a\text{ is transcendental}.ea is transcendental.

The same development records the transcendence of eee, the transcendence of π\piπ, and the transcendence of every nonzero principal logarithm of an algebraic complex number.

Integer winding consumer

Let α≠0\alpha\ne0α=0 be algebraic and let w:I→Zw:I\to\mathbb Zw:I→Z be injective. The proved Hermite–Lindemann theorem discharges the formerly conditional winding interface and gives

(eiαw(j))j∈I linearly independent over Q‾.\bigl(e^{i\alpha w(j)}\bigr)_{j\in I}\text{ linearly independent over }\overline{\mathbb Q}.(eiαw(j))j∈I​ linearly independent over Q​.

The integer labels are inputs to this arithmetic theorem. A separate topological or dynamical development is responsible for producing them as winding numbers.

Algebraic independence capstone

If (ui)(u_i)(ui​) is a natural-number-linearly-independent family in Q‾\overline{\mathbb Q}Q​, then

{eui:i∈I} is algebraically independent over Q‾.\{e^{u_i}:i\in I\}\text{ is algebraically independent over }\overline{\mathbb Q}.{eui​:i∈I} is algebraically independent over Q​.

This is the mission's capstone because it turns the linear theorem into a reusable multivariate interface: polynomial monomials become exponentials of distinct natural combinations.

Significance

The theorem separates two kinds of structure that otherwise coexist in the exponential map. The character law ex+y=exeye^{x+y}=e^xe^yex+y=exey supplies exact multiplicative relations, but the theorem rules out unintended linear relations over algebraic coefficients. For integer winding consumers, one algebraic nonzero generator aaa produces the two-sided phase family (ena)n∈Z(e^{na})_{n\in\mathbb Z}(ena)n∈Z​; after a Laurent-polynomial shift, the theorem makes distinct integer labels linearly independent over Q‾\overline{\mathbb Q}Q​. Winding supplies the discrete labels, while transcendence supplies arithmetic distinguishability.

The formalization contributes more than the named corollaries. It exposes a finite exponential-relation theorem, the algebraic orbit-sum reduction used by it, and general infinite-family interfaces. These components can be reused in later work on exponential polynomials, logarithms of algebraic numbers, and arithmetic representations of topological charges.

This mission formalizes a known theorem; it is not presented as an open mathematical problem. The private theorem graph is already machine-checked against Lean 4.30 and Mathlib revision c5ea00351c28e24afc9f0f84379aa41082b1188f. The mission records that proof as an independently inspectable dependency graph before any later upstream integration.

Difficulty

The analytic approximation alone is insufficient. It produces a small complex error, but smallness does not imply vanishing, and taking a field norm does not repair the gap because the other embeddings have no corresponding analytic bound. Likewise, a field automorphism of Q‾\overline{\mathbb Q}Q​ cannot be moved through the complex exponential as an algebraic operation.

The formal statement therefore requires both an analytic and an arithmetic layer. The arithmetic layer must replace a hypothetical algebraic relation by a Galois-stable relation with integer data and a genuinely nonzero integer contribution. The analytic layer must then make the absolute value of that integer strictly less than one. Managing conjugacy classes, root multisets, denominator clearing, finite supports, and the asymptotic prime choice in one kernel-checked chain is the central formalization difficulty.

Formalization scope

The development is pinned to Lean 4.30 and Mathlib revision c5ea00351c28e24afc9f0f84379aa41082b1188f. Algebraic complex numbers are represented by integralClosure ℚ ℂ; transcendence corollaries are stated with Transcendental ℤ, which is equivalent to the usual absence of a nonzero integer polynomial relation. The finite theorem uses Fintype; the general linear and algebraic independence theorems permit arbitrary universe-zero index types and reduce relations to finite support internally.

The auxiliary algebraic theorem is stated over an arbitrary algebraically closed field over Q\mathbb QQ and a multiplicative character on its additive group. The analytic consumer specializes this character to the complex exponential. Two small support modules provide quotient lifting for finitely supported functions and evaluation identities for symmetric multivariate polynomials.

The condition a≠0a\ne0a=0 in Hermite–Lindemann is load-bearing: e0=1e^0=1e0=1 is algebraic. Injectivity of the exponent family is load-bearing for linear independence: duplicate exponents duplicate vectors. The capstone's natural-number linear independence is not algebraic independence of the exponents and must not be silently strengthened or weakened.

The source is an attributed, compatibility-preserving port of the May 2026 Lean 4.30 snapshot of mathlib PR #28013. Platform packaging uses the conservative ASCII rename linearIndependent_exp_finite for the upstream private helper and phi for one Greek binder. The elaborated theorem types were compared against the upstream source; these are naming changes only.

Selected references

  • Yuyang Zhao, The Lindemann–Weierstrass theorem, mathlib4 PR #28013, 2022–2026. https://github.com/leanprover-community/mathlib4/pull/28013
  • Nathan Jacobson, Basic Algebra I, 2nd edition, W. H. Freeman, 1985, §4.12, Theorem 4.22.
  • Mathlib contributors, AnalyticalPart: the analytic estimate for Lindemann–Weierstrass. https://leanprover-community.github.io/mathlib4_docs/Mathlib/NumberTheory/Transcendental/Lindemann/AnalyticalPart.html
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Captain: lisamegawatts

Grade-4 Cartan Mixing (Weinberg/Cabibbo correction)Open Problem

Formalize the corrected theory of flavor mixing angles in the su(3) Cartan sector of Cl(6,0), replacing the retired Killing-form/GUT normalization story. The mechanism: T3 and T8 commute, so mixing is carried not by their commutator but by the complete ordered products retained in grade 4. Milestone path: (M1) the grade-4 projection Pi4: Sym^2(A2) -> span{AB,AC,BC} is an isomorphism, with Pi4(e3^2) = -AB, Pi4(e3 e8) = (BC-AC)/sqrt 3, Pi4(e8^2) = (1/3)AB - (2/3)AC - (2/3)BC and tan(2 theta) = sqrt 3 (w-v)/(2u-v-w) for a retained grade-4 field G4 = u AB + v AC + w BC. (M2) the bridge: the primitive finite-T8 Cartan vector Phi = t e3 + e8 with t = sqrt 5 - 2 (the exact r = 16 closure) has grade-4 image exactly the rank-one family tensor phi phi^T; its traceless part is t[[-2,1],[1,2]], the Cabibbo family tensor up to one family-state sign, giving theta_C = arctan(sqrt 5 - 2) ~ 13.28 degrees; the grade-4 tensor has the same Sym2 structure as a left-handed Yukawa Gram operator M M^dagger. (M3, guarded goal) identify the r = 16 tensor with the relative left-family Yukawa tensor, closing the Sym2/Gram bridge. Foundational lemmas (A2 Cartan plane with [T3,T8] = 0, the complete 7-bracket su(3) table, grade-4 square residuals, grade-6 cubic channel) are landed in the LeanProofs repository and will be contributed as importable platform nodes ahead of the milestones. Recorded provenance: HAM memories #2848 (FullGradeCartanMixingTensorV1, 2026-09-14) and #3099 (CabibboGramSym2BridgeV1, 2026-09-17), proof DAG galaxy.proof-dag.v1 grade4-cartan-mixing.

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Number TheoryRepresentation Theory·Captain: Lucas

Ngo's Fundamental Lemma I: Discriminant, Resultant and the Transfer FactorResearch Paper

Motivation

The fundamental lemma is a family of identities between orbital integrals on a reductive group and stable orbital integrals on a smaller group attached to it, its endoscopic group. Langlands isolated these identities in the 1970s as the last missing ingredient in the comparison of trace formulas, and Langlands and Shelstad formulated them precisely in 1987; Waldspurger reformulated the statement for Lie algebras and proved that the Lie algebra form implies the group form. The Lie algebra statement was proved in equal characteristic by Bao Chau Ngo in Le lemme fondamental pour les algebres de Lie, Publ. Math. IHES 111 (2010), 1-169 (DOI), by a global geometric argument built on the Hitchin fibration; Waldspurger's earlier work transfers the result to mixed characteristic. The identity is the engine behind the stabilization of the trace formula and behind the computation of the cohomology of Shimura varieties.

Both sides of the identity carry a normalizing factor built from the discriminant, and the exact power of qqq relating the two normalizations is fixed by a purely root-theoretic computation carried out in Ngo's §1.10-§1.11. That computation is the subject of this mission. It is self-contained, it uses no geometry, and it is the first piece of the paper that can be stated in Lean today.

Setting

Let GGG be a split reductive group over a field with maximal torus TTT, character lattice X∗(T)X^*(T)X∗(T), cocharacter lattice X∗(T)X_*(T)X∗​(T), root system Φ⊂X∗(T)\Phi \subset X^*(T)Φ⊂X∗(T) and Weyl group WWW. Write t\mathfrak{t}t for the Cartan subalgebra, so that each root α\alphaα has a differential dαd\alphadα, a linear form on t\mathfrak{t}t. Ngô's discriminant is the product

DG  =  ∏α∈Φdα,D_G \;=\; \prod_{\alpha \in \Phi} d\alpha ,DG​=α∈Φ∏​dα,

a WWW-invariant polynomial function on t\mathfrak{t}t and hence a function on the space c=t/ ⁣/W\mathfrak{c} = \mathfrak{t} /\!/ Wc=t//W of characteristic polynomials.

An endoscopic datum is an element κ\kappaκ of the dual torus T^=Hom⁡(X∗(T),Gm)\hat{T} = \operatorname{Hom}(X_*(T), \mathbb{G}_m)T^=Hom(X∗​(T),Gm​). The endoscopic group HHH attached to it is the group whose root system is

ΦH  =  {α∈Φ  :  κ(α∨)=1},\Phi_H \;=\; \{\alpha \in \Phi \;:\; \kappa(\alpha^\vee) = 1\} ,ΦH​={α∈Φ:κ(α∨)=1},

with Weyl group WH⊂WW_H \subset WWH​⊂W and its own discriminant DH=∏α∈ΦHdαD_H = \prod_{\alpha \in \Phi_H} d\alphaDH​=∏α∈ΦH​​dα. Choose a subset Λ⊂Φ−ΦH\Lambda \subset \Phi - \Phi_HΛ⊂Φ−ΦH​ containing exactly one root out of each pair {α,−α}\{\alpha, -\alpha\}{α,−α} of opposite roots outside ΦH\Phi_HΦH​, and set

RHG  =  ∏α∈Λdα.R^G_H \;=\; \prod_{\alpha \in \Lambda} d\alpha .RHG​=α∈Λ∏​dα.

Finally let FFF be a non-archimedean local field with valuation vvv and residue cardinality qqq, and recall Ngô's normalizing factors ΔG(a)=q−v(DG(a))/2\Delta_G(a) = q^{-v(D_G(a))/2}ΔG​(a)=q−v(DG​(a))/2 and ΔH(aH)=q−v(DH(aH))/2\Delta_H(a_H) = q^{-v(D_H(a_H))/2}ΔH​(aH​)=q−v(DH​(aH​))/2.

Formalization targets

Goal (1.11.3): the transfer factor identity

v(DG(a))  =  v(DH(aH))  +  2 v(RHG(aH))v\bigl(D_G(a)\bigr) \;=\; v\bigl(D_H(a_H)\bigr) \;+\; 2\, v\bigl(R^G_H(a_H)\bigr)v(DG​(a))=v(DH​(aH​))+2v(RHG​(aH​))

for a point aHa_HaH​ of the endoscopic Cartan with image aaa. Equivalently ΔH(aH)ΔG(a)−1=q r\Delta_H(a_H)\Delta_G(a)^{-1} = q^{\,r}ΔH​(aH​)ΔG​(a)−1=qr with r=v(RHG(aH))r = v(R^G_H(a_H))r=v(RHG​(aH​)): this is exactly what lets one pass between the two forms of the fundamental lemma, Oaκ(1g)=q rSOaH(1h)O^{\kappa}_a(\mathbf{1}_{\mathfrak{g}}) = q^{\,r} SO_{a_H}(\mathbf{1}_{\mathfrak{h}})Oaκ​(1g​)=qrSOaH​​(1h​) and ΔG(a)Oaκ(1g)=ΔH(aH)SOaH(1h)\Delta_G(a) O^{\kappa}_a(\mathbf{1}_{\mathfrak{g}}) = \Delta_H(a_H) SO_{a_H}(\mathbf{1}_{\mathfrak{h}})ΔG​(a)Oaκ​(1g​)=ΔH​(aH​)SOaH​​(1h​).

Milestones

The identity above is the image under vvv of the divisor identity ν∗DG=DH+2RHG\nu^* D_G = D_H + 2 R^G_Hν∗DG​=DH​+2RHG​ of 1.10.3, which in turn rests on the fact that RHGR^G_HRHG​ — which depends on a choice of Λ\LambdaΛ — is nevertheless WHW_HWH​-invariant, and on the fact that ΦH\Phi_HΦH​ really is a root subsystem. The milestone list follows that order.

Significance

Theorem 1 of Ngô's paper, the Langlands-Shelstad conjecture for Lie algebras, is the identity ΔG(a)Oaκ(1g,dt)=ΔH(aH)SOaH(1h,dt)\Delta_G(a) O^{\kappa}_a(\mathbf{1}_{\mathfrak{g}}, dt) = \Delta_H(a_H) SO_{a_H}(\mathbf{1}_{\mathfrak{h}}, dt)ΔG​(a)Oaκ​(1g​,dt)=ΔH​(aH​)SOaH​​(1h​,dt) for corresponding regular semisimple stable classes, under the hypothesis that twice the Coxeter number of GGG is smaller than the residue characteristic. Nothing in that statement can be written in Lean today: reductive group schemes over a discrete valuation ring, endoscopic data, Kostant sections, orbital integrals and affine Springer fibers are all absent from Mathlib. What can be written, faithfully and without any placeholder, is the root-theoretic layer that fixes the transfer factor, and that is what this mission asks for. It is a genuine prerequisite: the two displayed forms of Theorem 1 differ precisely by the identity above.

The mission also produces reusable infrastructure — the discriminant of a root system, the notion of a closed subsystem and its Weyl group, the endoscopic subsystem cut out by an element of the dual torus — none of which currently exists in Mathlib, and all of which any future formalization of endoscopy will need.

Difficulty

Only one of the four milestones is a routine manipulation. Splitting Φ−ΦH\Phi - \Phi_HΦ−ΦH​ into pairs {α,−α}\{\alpha,-\alpha\}{α,−α} and collecting squares is bookkeeping; that DGD_GDG​ is WWW-invariant is immediate because WWW permutes Φ\PhiΦ. The content is in Lemma 1.10.2: Λ\LambdaΛ is not stable under WHW_HWH​, so w∈WHw \in W_Hw∈WH​ carries ∏α∈Λdα\prod_{\alpha\in\Lambda} d\alpha∏α∈Λ​dα to (−1)m(w)∏α∈Λdα(-1)^{m(w)} \prod_{\alpha\in\Lambda} d\alpha(−1)m(w)∏α∈Λ​dα, where m(w)m(w)m(w) counts the roots of Λ\LambdaΛ sent into −Λ-\Lambda−Λ; the claim is that m(w)m(w)m(w) is always even. The naive attempt — check it on the generating reflections of WHW_HWH​ — is exactly where a careless argument goes wrong, since it is false for reflections in roots outside ΦH\Phi_HΦH​. Ngô's argument identifies the sign with (−1)ℓG(w)(−1)ℓH(w)(-1)^{\ell_G(w)} (-1)^{\ell_H(w)}(−1)ℓG​(w)(−1)ℓH​(w), the ratio of the sign characters of WWW and WHW_HWH​, and observes that both compute the determinant of www acting on the same reflection representation.

Formalization scope

Root systems are modelled with Mathlib's RootPairing ι R M N: the module MMM plays the role of X∗(T)X^*(T)X∗(T), the module NNN the role of X∗(T)X_*(T)X∗​(T) and of the Cartan on which the differentials dαd\alphadα are evaluated, and P.root′iP.root' iP.root′i is the linear form dαd\alphadα. The endoscopic subsystem is cut out by an element κ\kappaκ of the dual torus, taken as a group homomorphism from the cocharacter lattice to an arbitrary commutative group, and is expressed over Z\mathbb{Z}Z coefficients as in the definition of a root datum. Products over Φ\PhiΦ and ΦH\Phi_HΦH​ are finite products over a Fintype index, and a choice Λ\LambdaΛ is a Finset satisfying an exclusive-or condition, which automatically rules out the degenerate case α=−α\alpha = -\alphaα=−α.

The identity 1.10.3 is stated as an identity of functions on the Cartan rather than as an identity of divisors, so the unit (−1)∣Λ∣(-1)^{|\Lambda|}(−1)∣Λ∣ is carried explicitly rather than discarded. Lemma 1.10.2 is stated over Q\mathbb{Q}Q for an honest root system, since the sign argument uses the reflection representation. The goal 1.11.3 is stated for an additive valuation with values in Z∪{∞}\mathbb{Z} \cup \{\infty\}Z∪{∞}, which is what makes the two sides comparable when a discriminant vanishes.

There is no trivializing formalization here: the hypotheses of every item are satisfiable — any root system with any closed subsystem and any choice of Λ\LambdaΛ gives an instance — so none of the statements is vacuous, and none of them is an identity between two occurrences of the same expression.

Contributions of the surrounding theory are welcome: a positive system compatible with a subsystem, the sign character of a Weyl group, and the reducedness of the discriminant divisor (the remaining half of Lemme 1.10.1) are all natural next steps.

Selected references

  • Bao Chau Ngo, Le lemme fondamental pour les algebres de Lie, Publ. Math. IHES 111 (2010), 1-169. https://doi.org/10.1007/s10240-010-0026-7
  • R. Langlands, D. Shelstad, On the definition of transfer factors, Math. Ann. 278 (1987), 219-271. https://doi.org/10.1007/BF01458070
  • J.-L. Waldspurger, Endoscopie et changement de caracteristique, J. Inst. Math. Jussieu 5 (2006), 423-525. https://doi.org/10.1017/S1474748006000041
  • R. Kottwitz, Transfer factors for Lie algebras, Represent. Theory 3 (1999), 127-138. https://doi.org/10.1090/S1088-4165-99-00077-6
  • T. Hales, A statement of the fundamental lemma, in Harmonic Analysis, the Trace Formula, and Shimura Varieties, Clay Math. Proc. 4 (2005), 643-658. https://arxiv.org/abs/math/0312227
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Theoretical Computer Science·Captain: Cosme

Eilenberg Theorems for Many-Sorted FormationsResearch Paper

Motivation

Classical Eilenberg correspondence theorems connect algebraic descriptions of finite-state behavior with language-theoretic closure principles. The version developed by Juan Climent Vidal and Enric Cosme Llópez replaces one-sorted monoids by many-sorted algebras, so that operations may accept arguments of several prescribed sorts and return a value of another sort. This is the natural algebraic setting for typed term languages: a signature records the permitted input and output sorts of each operation, and a language is a family of sets indexed by sorts. The paper proves that two ways of organizing finite-state behavior—through finite-index congruences and through regular languages—determine the same ordered structure. The source is the final section of Climent Vidal and Cosme Llópez, Eilenberg theorems for many-sorted formations, published in the Houston Journal of Mathematics 45(2), 2019.

The companion manuscript A Kleene theorem for free many-sorted algebras develops the free-term and recognizability infrastructure used by this formalization. It supplies a concrete Lean representation of sorted signatures, free algebras, homomorphisms, terms, and finite many-sorted carriers. The present mission begins from that reusable core and formalizes the formation-level theorem of the HJM paper, rather than repeating the already completed Kleene development.

Setting

Fix a finite type of sorts SSS and an SSS-sorted signature Σ\SigmaΣ. For an SSS-sorted set XXX, write TΣ(X)T_\Sigma(X)TΣ​(X) for the free Σ\SigmaΣ-algebra on XXX. A congruence Φ\PhiΦ on a many-sorted algebra is a family of equivalence relations Φs\Phi_sΦs​, one on each carrier sort, compatible with every basic operation. Its index is finite when the entire sorted quotient family

(TΣ(X)s/Φs)s∈S(T_\Sigma(X)_s/\Phi_s)_{s\in S}(TΣ​(X)s​/Φs​)s∈S​

is finite. A sorted language LLL is Φ\PhiΦ-saturated when membership in LsL_sLs​ is constant on every Φs\Phi_sΦs​-class. The syntactic congruence Ω(L)\Omega(L)Ω(L) is the greatest algebra congruence that saturates LLL, and LLL is regular when Ω(L)\Omega(L)Ω(L) has finite index.

A finite-index congruence formation F\mathfrak FF selects, for every variable family XXX, a nonempty filter F(X)\mathfrak F(X)F(X) of finite-index congruences on TΣ(X)T_\Sigma(X)TΣ​(X). The selection is closed under intersections, upward inclusion, and pullback along homomorphisms whose composite with the relevant quotient projection is surjective at every sort.

A regular-language formation L\mathcal LL selects regular languages in each TΣ(X)T_\Sigma(X)TΣ​(X). It contains every language saturated by the universal congruence; whenever L,K∈L(X)L,K\in\mathcal L(X)L,K∈L(X) it contains every language saturated by Ω(L)∩Ω(K)\Omega(L)\cap\Omega(K)Ω(L)∩Ω(K); and it satisfies the corresponding pullback-saturation condition for quotient-surjective homomorphisms.

The two constructions are

LF(X)={L∣L is saturated by some Φ∈F(X)},\mathcal L_{\mathfrak F}(X) =\{L\mid \text{$L$ is saturated by some }\Phi\in\mathfrak F(X)\}, LF​(X)={L∣L is saturated by some Φ∈F(X)},

and

FL(X)={Φ∣Φ has finite index and every Φ-saturated language lies in L(X)}. \mathfrak F_{\mathcal L}(X) =\{\Phi\mid \text{$\Phi$ has finite index and every $\Phi$-saturated language lies in $\mathcal L(X)$}\}. FL​(X)={Φ∣Φ has finite index and every Φ-saturated language lies in L(X)}.

Formalization targets

The capstone is the paper's final formation theorem: the ordered sets of finite-index congruence formations and regular-language formations are order-isomorphic, with the isomorphism fixed to be exactly the two displayed constructions.

Form⁡Cgrfi(Σ)≅Form⁡Langr(Σ). \operatorname{Form}_{\mathrm{Cgr}_{\mathrm{fi}}}(\Sigma) \cong \operatorname{Form}_{\mathrm{Lang}_{r}}(\Sigma). FormCgrfi​​(Σ)≅FormLangr​​(Σ).

The milestones establish the universal property of the syntactic congruence, closure of finite-index congruences under the filter operations, the well-definedness of each construction, and the two recovery identities

FLF=F,LFL=L. \mathfrak F_{\mathcal L_{\mathfrak F}}=\mathfrak F, \qquad \mathcal L_{\mathfrak F_{\mathcal L}}=\mathcal L.FLF​​=F,LFL​​=L.

These identities determine the inverse maps and prevent the goal from being satisfied by an unrelated abstract order equivalence.

Significance

The theorem packages a family of finite quotients and a family of regular languages as interchangeable data. On the algebraic side, closure is expressed by filters of congruences and quotient-surjective pullbacks. On the language side, the same information is expressed through saturation by syntactic congruences. The result therefore gives a systematic translation between quotient-based and language-based classifications in a typed, many-sorted setting.

Formalizing the theorem adds congruence, quotient-index, saturation, syntactic-congruence, and formation interfaces to the existing free many-sorted algebra library. These components are reusable for future formalizations of recognizability, Myhill–Nerode principles, finite algebra formations, and varieties or pseudovarieties of typed algebras. The mathematical theorem is already proved in the cited 2019 paper; the remaining task is to produce machine-checked Lean proofs of the source-faithful statements.

Difficulty

The two maps are simple to write down but their inverse laws are not pointwise tautologies. A finite-index congruence must be reconstructed from the family of all languages it saturates, and a language formation must be reconstructed from all selected finite-index congruences. In the many-sorted case, finiteness applies to the entire quotient family, including its support across sorts, and intersections and pullbacks must preserve this global condition. The quotient-surjectivity premise is also essential: replacing it by ordinary surjectivity of the original homomorphism would change the formation axiom.

The syntactic congruence creates a second layer of care. It must be characterized as the greatest compatible sorted equivalence saturating a language, not merely as the kernel of the language's characteristic function, which need not itself respect the algebra operations. Thus an argument that treats saturation as an arbitrary set-theoretic equivalence misses the algebraic compatibility required by the theorem.

Formalization scope

The Lean development uses the existing MSKleene representation of sorted sets, signatures, argument tuples, algebras, homomorphisms, terms, and free algebras. Congruences are sort-indexed setoids with explicit compatibility for every signature operation. Their order is inclusion of relations. Intersection and the universal congruence are concrete constructions, while pullback is defined along an algebra homomorphism.

Finite index is represented by finiteness of the sigma-type of all quotient carriers, matching the paper's finite sorted-set convention; it is not weakened to separate finiteness of each inhabited component. The sort type is assumed finite in the finite-index filter and formation correspondence theorems, as required in the final section of the source. Languages are arbitrary sorted subsets of free term algebras, including empty components. No nonemptiness assumption on variable carriers or algebra sorts is added.

The syntactic congruence is defined internally as the supremum-style least upper bound of all congruences saturating a language, rather than postulated together with its universal property. The formation structures contain only the source closure axioms. In particular, neither correspondence map nor either inverse identity is stored as a structure field; doing so would trivialize the capstone. Contributions are welcome on the foundational universal-property and finite-index lemmas, the two formation constructors, and the recovery identities that assemble into the final order isomorphism.

Selected references

  • Juan Climent Vidal and Enric Cosme Llópez, Eilenberg theorems for many-sorted formations, Houston Journal of Mathematics 45(2), 2019, pp. 351–416. arXiv:1604.04792
  • Samuel Eilenberg, Automata, Languages, and Machines, Volume B, Academic Press, 1976.
  • Adolfo Ballester-Bolinches, Jean-Éric Pin, and Xaro Soler-Escrivà, Formations of finite monoids and formal languages: Eilenberg's variety theorem revisited, Forum Mathematicum 26, 2014, pp. 1737–1761.
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