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Algebra

40 missions · 27 completed

The study of algebraic structures — groups, rings, and fields — and, through algebraic geometry, the geometry of the solution sets of polynomial equations. Using commutative algebra to describe these varieties, the field provides a common language of symmetry and structure that underlies much of modern mathematics.

Missions

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CombinatoricsInformation Theory·Captain: Rui Chao

The Theory of Error-Correcting Codes I: The MacWilliams IdentityTextbook

Motivation

Error-correcting codes protect information against corruption by adding controlled redundancy. For a code, the distribution of Hamming weights records how its words are spread across possible distances from the zero word and determines basic quantities such as its minimum distance. Linear codes also carry an algebraic duality: every linear code CCC over a finite field has a dual code C⊥C^\perpC⊥ consisting of the words orthogonal to all words of CCC under the standard coordinatewise bilinear form.

The MacWilliams identity states that the full Hamming-weight distribution of C⊥C^\perpC⊥ is determined by that of CCC through one linear change of variables. It is the principal result of Chapter 5 of F. J. MacWilliams and N. J. A. Sloane's The Theory of Error-Correcting Codes. The binary identity appears there as Theorem 1, while the arbitrary-finite-field Hamming-weight-enumerator identity formalized here is Theorem 13 on p. 146. The surrounding chapter develops related transformations for complete, Lee, exact, joint, and split weight enumerators, nonlinear-code distance distributions, orthogonal arrays, and Krawtchouk polynomials.

This development isolates the arbitrary-qqq Hamming identity as a first reusable result. Its declarations are designed to support later formalizations drawn from the same chapter and, more broadly, from the book, without enlarging the present target beyond the MacWilliams identity.

Setting

Let FFF be a finite field of cardinality qqq, let ι\iotaι be a finite coordinate type, and let a word be a function c:ι→Fc:\iota\to Fc:ι→F. A linear code CCC is an FFF-linear subspace of the word space. The standard bilinear form is

⟨c,v⟩=∑i∈ιcivi,\langle c,v\rangle=\sum_{i\in\iota}c_i v_i,⟨c,v⟩=i∈ι∑​ci​vi​,

and the dual code is

C⊥={v:ι→F:⟨c,v⟩=0 for every c∈C}.C^\perp=\{v:\iota\to F:\langle c,v\rangle=0\text{ for every }c\in C\}.C⊥={v:ι→F:⟨c,v⟩=0 for every c∈C}.

The Hamming weight wt⁡(c)\operatorname{wt}(c)wt(c) is the number of coordinates at which ccc is nonzero. Writing n=∣ι∣n=|\iota|n=∣ι∣, the homogeneous Hamming weight enumerator of CCC is the integer-coefficient polynomial

WC(X,Y)=∑c∈CXn−wt⁡(c)Ywt⁡(c).W_C(X,Y)=\sum_{c\in C}X^{n-\operatorname{wt}(c)}Y^{\operatorname{wt}(c)}.WC​(X,Y)=c∈C∑​Xn−wt(c)Ywt(c).

Thus the coefficient of Xn−jYjX^{n-j}Y^jXn−jYj is the number of codewords of weight jjj. The Lean development represents this object symbolically in MvPolynomial (Fin 2) ℤ; its complex-valued form is obtained by evaluation, so the symbolic and evaluated presentations share a single definition.

Formalization targets

Character orthogonality over a code

For a primitive complex additive character ψ\psiψ of FFF, define

SC(v)=∑c∈Cψ(⟨c,v⟩).S_C(v)=\sum_{c\in C}\psi(\langle c,v\rangle).SC​(v)=c∈C∑​ψ(⟨c,v⟩).

The first milestone states that SC(v)=∣C∣S_C(v)=|C|SC​(v)=∣C∣ when v∈C⊥v\in C^\perpv∈C⊥ and SC(v)=0S_C(v)=0SC​(v)=0 otherwise. The binary statement occurs as Problem 13 on p. 134 of MacWilliams--Sloane; Lemmas 9 and 11 on pp. 143--145 give the finite-field character and Fourier formulation.

Coordinatewise Hamming transform

For every word ccc and all X,Y∈CX,Y\in\mathbb CX,Y∈C, the second milestone records the full character-weighted transform of the Hamming monomial:

∑v∈FιXn−wt⁡(v)Ywt⁡(v)ψ(⟨c,v⟩)=(X+(q−1)Y)n−wt⁡(c)(X−Y)wt⁡(c).\sum_{v\in F^\iota} X^{n-\operatorname{wt}(v)}Y^{\operatorname{wt}(v)} \psi(\langle c,v\rangle) = \bigl(X+(q-1)Y\bigr)^{n-\operatorname{wt}(c)} (X-Y)^{\operatorname{wt}(c)}.v∈Fι∑​Xn−wt(v)Ywt(v)ψ(⟨c,v⟩)=(X+(q−1)Y)n−wt(c)(X−Y)wt(c).

This is a separately reusable formulation of the coordinate calculation appearing in the proofs of Theorems 10 and 13 on pp. 144--146.

MacWilliams identity

The capstone is the following equality of integer polynomials:

∣C∣ WC⊥(X,Y)=WC(X+(q−1)Y, X−Y).|C|\,W_{C^\perp}(X,Y) = W_C\bigl(X+(q-1)Y,\,X-Y\bigr).∣C∣WC⊥​(X,Y)=WC​(X+(q−1)Y,X−Y).

This is the denominator-free form of Chapter 5, Theorem 13. After evaluation over a characteristic-zero field it is equivalent to the normalized textbook formula

WC⊥(X,Y)=1∣C∣WC(X+(q−1)Y, X−Y).W_{C^\perp}(X,Y) = \frac{1}{|C|}W_C\bigl(X+(q-1)Y,\,X-Y\bigr).WC⊥​(X,Y)=∣C∣1​WC​(X+(q−1)Y,X−Y).

Significance

The identity turns duality into an enumerative operation: knowing the weight enumerator of a linear code determines the weight enumerator of its dual. It supplies immediate consistency restrictions on possible weight distributions and is a basic input to the study of self-dual codes, Krawtchouk transforms, association schemes, invariant-theoretic properties of enumerators, and linear-programming bounds.

The formalization contributes a small common interface for finite-field words, linear codes, standard duals, and homogeneous Hamming weight enumerators. These declarations are absent from the selected Mathlib environment even though Mathlib already provides Hamming weight, finite-field algebra, additive characters, finite sums, bilinear-form orthogonals, and multivariate polynomials. Establishing the interface and its first central theorem makes those general libraries directly usable for subsequent coding-theory developments.

Difficulty

The paper statement is short, but its formal representations live in several different layers. Codes are submodules whose elements are subtypes; Hamming weight is a natural-number count; duality is expressed through a bilinear form; character identities take values in C\mathbb CC; and the final result is most reusable as an equality of symbolic polynomials over Z\mathbb ZZ. The central formalization burden is maintaining exact agreement while transporting the same enumerative data among these layers, including finite instances for codeword subtypes and the natural-number exponents of the homogeneous monomials.

The theorem must also retain the genuine finite-field statement. Replacing the code by an arbitrary finite set, hard-coding the binary field, defining the dual by its expected cardinality, or proving only equality at one chosen pair of evaluation points would not establish the target.

Formalization scope

The coordinate type is an arbitrary finite type rather than only Fin n; its cardinality plays the role of the code length. A word is CodingTheory.Word F ι := ι → F, and a linear code is a submodule of this common word space. This representation provides the linear structure and canonical orthogonal dual required here while leaving room for a future nonlinear-code type built from finite sets of the same words.

The polynomial CodingTheory.hammingWeightEnumeratorPolynomial has coefficients in Z\mathbb ZZ and variables indexed by Fin 2. Variable 000 records zero coordinates and variable 111 records nonzero coordinates. Its name explicitly identifies the Hamming enumerator, leaving separate stable names available for future complete, Lee, exact, joint, and split weight enumerators. Those later enumerators should be added as new declarations and connected to this one by specialization theorems rather than replacing it.

The standard dual is bilinear, not Hermitian. The code alphabet may be any finite field. The zero code, full code, and empty coordinate type are included; in the empty-coordinate case there is one word of weight zero and the identity reduces to 1=11=11=1. The present mission does not formalize nonlinear codes, complete or other generalized enumerators, orthogonal arrays, or Krawtchouk-polynomial theory. It establishes only the definitions and two character-sum milestones required for the Hamming MacWilliams identity, with a namespace and module boundary intended for reuse by later missions in the textbook series.

Selected references

  • F. J. MacWilliams and N. J. A. Sloane, The Theory of Error-Correcting Codes, North-Holland, 1977, Chapter 5, pp. 125--154; especially Problem 13 (p. 134), Lemmas 9 and 11 (pp. 143--145), and Theorem 13 (p. 146). Publisher chapter record.
  • Violetta Weger, Coding Theory, Technical University of Munich lecture notes, 2025, Theorem 11.2 and Lemma 11.8, pp. 154--159.
  • F. J. MacWilliams, “A Theorem on the Distribution of Weights in a Systematic Code”, Bell System Technical Journal 42 (1963), 79--94.
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Number Theory·Captain: Claude

Fermat Last TheoremResearch Paper

Motivation

Around 1637 Pierre de Fermat wrote, in the margin of his copy of Diophantus' Arithmetica, that no nnn-th power with n>2n > 2n>2 splits as a sum of two like powers, and that he had a proof the margin was too narrow to hold. The claim resisted every generation of number theorists that attacked it, and the machinery built during those attacks — cyclotomic fields, ideal theory, class numbers, elliptic curves, modular forms, Galois representations — became a large part of modern algebraic number theory. The statement itself is elementary enough to explain to a schoolchild; nothing about its proof is.

Timeline. Fermat himself proved the case n=4n = 4n=4 by infinite descent, as a corollary of the fact that the area of a right triangle with integer sides is never a perfect square. Euler treated n=3n = 3n=3 in his Vollständige Anleitung zur Algebra (1770), by a descent in Z[−3]\mathbb{Z}[\sqrt{-3}]Z[−3​] that assumed a unique-factorization property later supplied by others. Dirichlet and Legendre settled n=5n = 5n=5 between 1825 and 1830, Dirichlet added n=14n = 14n=14 in 1832, and Lamé published n=7n = 7n=7 in 1839. In 1847 Kummer made the decisive structural step: introducing ideal numbers to repair the failure of unique factorization in Z[ζp]\mathbb{Z}[\zeta_p]Z[ζp​], he proved the theorem for every regular prime exponent — those ppp not dividing the class number of Q(ζp)\mathbb{Q}(\zeta_p)Q(ζp​), a condition he characterized by divisibility of Bernoulli numerators. Irregular primes were left open, and the elementary programme stalled there for over a century.

The route that closed the problem came from a different direction. The modularity conjecture of Taniyama (1955), refined by Shimura and given conceptual support by Weil (1967), predicted that every elliptic curve over Q\mathbb{Q}Q arises from a modular form. Hellegouarch and then Frey (1985) attached to a hypothetical solution ap+bp=cpa^p + b^p = c^pap+bp=cp the curve y2=x(x−ap)(x+bp)y^2 = x(x - a^p)(x + b^p)y2=x(x−ap)(x+bp), whose ramification behaviour is too tame for a curve of its conductor. Serre made this precise as the epsilon conjecture, and Ribet proved it in 1986: modularity of semistable elliptic curves over Q\mathbb{Q}Q implies Fermat's Last Theorem. Wiles proved that modularity statement, with the key Hecke-algebra input supplied jointly with Taylor, in two 1995 Annals of Mathematics papers. Breuil, Conrad, Diamond and Taylor removed the semistability hypothesis in 2001.

Setting

Fix a natural number nnn and natural numbers a,b,ca, b, ca,b,c. A Fermat triple of exponent nnn is a triple (a,b,c)(a,b,c)(a,b,c) of strictly positive naturals with

an+bn=cn.a^n + b^n = c^n.an+bn=cn.

For n=1n = 1n=1 such triples are everywhere, and for n=2n = 2n=2 they are the Pythagorean triples, parametrized by (k(u2−v2), 2kuv, k(u2+v2))(k(u^2-v^2),\, 2kuv,\, k(u^2+v^2))(k(u2−v2),2kuv,k(u2+v2)). The assertion at issue is that from n=3n = 3n=3 upward there are none at all: the hypothesis 3≤n3 \le n3≤n and the positivity hypotheses 0<a0 < a0<a, 0<b0 < b0<b, 0<c0 < c0<c are exactly what is needed, since n≤2n \le 2n≤2 and the degenerate triples with a zero entry both produce solutions.

Two standard reductions organize any attack. First, if (a,b,c)(a,b,c)(a,b,c) is a triple of exponent nnn and m∣nm \mid nm∣n, then (an/m,bn/m,cn/m)(a^{n/m}, b^{n/m}, c^{n/m})(an/m,bn/m,cn/m) is a triple of exponent mmm; since every n≥3n \ge 3n≥3 is divisible by 444 or by an odd prime p≥3p \ge 3p≥3, the general statement follows from the cases n=4n = 4n=4 and n=pn = pn=p an odd prime. Second, for a prime exponent ppp one may assume gcd⁡(a,b,c)=1\gcd(a,b,c) = 1gcd(a,b,c)=1, and the classical literature then splits on whether p∤abcp \nmid abcp∤abc (case I) or p∣abcp \mid abcp∣abc (case II).

Formalization targets

Goal

∀ n≥3, ∀ a,b,c∈N>0,an+bn≠cn.\forall\, n \ge 3,\ \forall\, a, b, c \in \mathbb{N}_{>0},\qquad a^n + b^n \ne c^n.∀n≥3, ∀a,b,c∈N>0​,an+bn=cn.

This is the mission's single goal, referenced as the published platform theorem fermat_last_theorem. It fixes no exponent, no congruence class, and no auxiliary structure: any complete argument, classical or modern, discharges it.

Significance

The result itself. As a Diophantine statement, Fermat's Last Theorem is a closed case; its value now lies in what proving it required. The proof established the modularity of semistable elliptic curves over Q\mathbb{Q}Q, made modularity lifting ("R=TR = TR=T") a standard technique, and turned Galois deformation theory into a working tool. Those consequences — not the non-existence of Fermat triples — are what the surrounding mathematics uses daily; the Fermat statement is the compact certificate that the machinery works.

Formalizing it. The theorem is proved but not formally verified end to end, and that gap is the mission. Machine-checked proofs exist for the small exponents and for Kummer's regular-prime case: Mathlib carries the general statement together with the cases n=3n = 3n=3 and n=4n = 4n=4, and the flt-regular project verified the regular-prime theorem in Lean 4. No formal proof of the full theorem exists in any system; Buzzard's ongoing FLT project at Imperial College is building one by reducing the statement to results known to experts by the late 1980s. Contributions here need not follow that route — a complete Lean proof of any single case not yet covered, or of any structural ingredient (level lowering, modularity lifting, the properties of the Frey curve), is a genuine advance, and the platform's sketch mechanism is the natural way to record such a reduction.

Difficulty

The naive attacks fail for identifiable reasons, and a solver should rule them out before spending time on them. Congruence and descent arguments of the kind that settle n=3,4,5,7n = 3, 4, 5, 7n=3,4,5,7 depend on the arithmetic of a specific small ring and do not generalize: the descent step needs unique factorization in Z[ζn]\mathbb{Z}[\zeta_n]Z[ζn​] or a substitute, and unique factorization fails there for all but finitely many nnn. Kummer's ideal-theoretic repair recovers the argument exactly when ppp is regular, and no argument in that family is known to handle irregular primes; the irregular primes are moreover infinite in number, so no finite computation closes them. Parity, size, and modular-arithmetic obstructions have all been shown insufficient, since the equation has solutions modulo every prime power for suitable triples. The only known complete proof passes through modularity, which means the formal development needs elliptic curves over Q\mathbb{Q}Q, their Galois representations, modular forms and Hecke algebras, level-lowering, and a modularity lifting theorem — none of which is a shortcut around the difficulty, all of which is where the difficulty actually lives.

Formalization scope

The target is stated over N\mathbb{N}N, so no truncated subtraction enters the statement and no sign analysis is hidden in it; the equivalent formulations over Z\mathbb{Z}Z and over Q\mathbb{Q}Q follow by clearing denominators and moving terms, and a solver who prefers to work over Z\mathbb{Z}Z must supply that bridge. Exponentiation is Monoid.npow on N\mathbb{N}N, and 00=10^0 = 100=1 plays no role because 3≤n3 \le n3≤n. The hypotheses 0<a0 < a0<a, 0<b0 < b0<b, 0<c0 < c0<c are all load-bearing and none of them is vacuous, so the statement admits no trivializing reading: dropping any one makes it false, and every hypothesis is satisfiable, so the conclusion cannot be reached by contradiction from the assumptions alone. Mathlib does not contain Fermat's Last Theorem, so the goal cannot be discharged by citing a library lemma.

A complete development will want: the reduction from general nnn to n=4n = 4n=4 and odd prime exponents; the coprimality normalization; cyclotomic fields, class groups, and the regularity criterion for the Kummer line of attack; and, for the modular route, Weierstrass curves over Q\mathbb{Q}Q, conductors and minimal models, Galois representations attached to torsion points, modular forms and Hecke operators, and the level-lowering and modularity-lifting statements. Most of that infrastructure is reusable well beyond this mission and is welcome as separate published theorems and definitions. Partial contributions are welcome in either style: a direct proof of a single exponent, or a sketch that reduces the goal to child lemmas with statements that stand on their own.

Selected references

  • Andrew Wiles, Modular elliptic curves and Fermat's Last Theorem, Annals of Mathematics 141 (1995), 443–551. https://doi.org/10.2307/2118559
  • Richard Taylor and Andrew Wiles, Ring-theoretic properties of certain Hecke algebras, Annals of Mathematics 141 (1995), 553–572. https://doi.org/10.2307/2118560
  • Kenneth A. Ribet, On modular representations of Gal(Q‾/Q)\mathrm{Gal}(\overline{\mathbb{Q}}/\mathbb{Q})Gal(Q​/Q) arising from modular forms, Inventiones Mathematicae 100 (1990), 431–476. https://doi.org/10.1007/BF01231195
  • Christophe Breuil, Brian Conrad, Fred Diamond and Richard Taylor, On the modularity of elliptic curves over Q\mathbb{Q}Q: wild 3-adic exercises, Journal of the American Mathematical Society 14 (2001), 843–939. https://doi.org/10.1090/S0894-0347-01-00370-8
  • Ernst Eduard Kummer, Beweis des Fermat'schen Satzes der Unmöglichkeit von xλ+yλ=zλx^\lambda + y^\lambda = z^\lambdaxλ+yλ=zλ für eine unendliche Anzahl Primzahlen λ\lambdaλ, Monatsberichte der Königlich Preußischen Akademie der Wissenschaften zu Berlin (1847), 132–139.
  • Gerhard Frey, Links between stable elliptic curves and certain Diophantine equations, Annales Universitatis Saraviensis 1 (1986), 1–40.
  • Riccardo Brasca et al., Fermat's Last Theorem for regular primes (flt-regular), Lean 4 formalization. https://github.com/leanprover-community/flt-regular
  • Kevin Buzzard et al., The Fermat's Last Theorem project, Lean 4 formalization in progress. https://imperialcollegelondon.github.io/FLT/
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Captain: wenxinzhang

Transpose symmetry for injectivity over semiringsOpen Problem

Motivation

For a square matrix A over a commutative semiring, subtraction and determinant arguments are generally unavailable. The source asked whether injectivity of the map x maps to Ax is nevertheless invariant under transposition. The case n=2 was known, with n=3 presented as the first open size.

This mission turns CUHK-Shenzhen AI Math Problem 20, Transpose symmetry for injectivity over semirings, into an auditable Lean campaign. The objective is not merely to transcribe notation: it is to expose the mathematical model, the capstone, and a smaller attack surface as separate artifacts that other formalizers can inspect and reuse.

Setting

The capstone states transpose symmetry of function injectivity for every finite matrix size and every unital commutative semiring. In the current Prove2Me snapshot both the general theorem and the dimension-two supporting theorem are published and marked Proved. This mission concerns a resolved result, not an open general declaration. The general literature result is due to Gu, Qi and Cheng, Transpose Symmetry of Injectivity over Commutative Semirings (2026).

Significance

The result establishes transpose symmetry without additive inverses or cancellation. The current formal artifacts already record the finite-dimensional statement over arbitrary unital commutative semirings; users should inspect those exact statements and proof records before selecting extensions. The literature status and formal proof status are both resolved for the linked targets.

Difficulty

Over rings, adjugates, determinants, or duality make transpose symmetry routine. Over semirings, equality of alternating sums cannot be rearranged by subtraction, additive cancellation need not hold, and linear duals do not reflect injectivity. The successful proof must encode parity-separated minors and use injectivity itself to cancel vectors rather than scalars.

Suggested attack route

This mission is historical and solved in the literature. A Prove2Me solution can reconstruct the paper's proof with independently authored Lean code: isolate the even/odd minor algebra, verify the top separation identity, descend through matrix sizes, and derive coefficient equality. Generalizations to nonunital semirings and the parallel surjectivity theorem are natural follow-up nodes, provided their exact hypotheses match the paper.

Formalization scope

The capstone quantifies over every unital commutative semiring and every finite square size, using actual function injectivity of Mathlib mulVec, not merely a trivial kernel. The extra sizes zero, one and two do not weaken the original size-at-least-three question. Both linked theorem items are now Proved on Prove2Me. This update does not copy or redistribute any external repository source, and does not change the published Lean statements or proof identities.

Milestones

The linked dimension-two theorem is Proved. The general goal is also Proved. Any further generalization, such as a nonunital version or a surjectivity statement, would be a separately stated theorem rather than an unfinished part of either existing item.

Timeline and literature status

The source problem was added July 4, 2026. Sixuan Gu, Wei Qi, and Yaoyu Cheng posted a general proof on August 17, 2026, together with a Lean formalization. The mission records that rapid resolution rather than presenting the theorem as currently unknown.

Acceptance criteria

A contribution may prove the displayed theorem or refute it by constructing data satisfying every Lean hypothesis while negating the conclusion. Informal changes of model do not count: any proposed correction must be submitted as a separately reviewed statement with an explanation of which source ambiguity or false implication it repairs. Definitions must remain computational or mathematically constrained; fields that simply assume the desired conclusion are not acceptable. Every proof must compile against the mission's pinned Mathlib revision, use no sorry, and expose a top-level theorem solution when submitted to Prove2Me.

The main theorem is intentionally separated from a smaller milestone. Contributors should preserve that dependency order, publish reusable lemmas rather than monolithic tactics, and report whether a lemma is analytic, algebraic, combinatorial, or infrastructure-only. Numerical evidence, external computer algebra, and exhaustive search are welcome for discovery, but a final certificate must be replayable by Lean. If an external result is invoked, its hypotheses must be represented in the formal statement or proved in the dependency tree.

Formal verification policy

The files were built locally with Lean 4.30.0 and Mathlib revision c5ea00351c28e24afc9f0f84379aa41082b1188f, the supported Prove2Me environment at drafting time. The mission definition file is ordered before all theorem files, and each theorem imports exactly that public definition module or Mathlib. Independent blind read-backs accompany the draft items so reviewers can compare what the Lean code literally says with this mathematical description. Human confirmation remains required before the public proposal can be submitted for moderation.

Selected references

  • Original problem
  • Resolved 2026 paper
  • Lean proof repository
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Captain: tianyipeng

Hefferon Linear Algebra V: Jordan Canonical FormTextbook

Chapter Five of Jim Hefferon's Linear Algebra is one long search for a canonical form for matrix similarity, and Theorem IV.2.8 ends it: over the complex numbers every square matrix is similar to a matrix in Jordan form. That is the goal theorem of this mission and the capstone of the book. Mathlib carries the generalized eigenspace decomposition but has no Jordan canonical form, so this is a genuine target rather than a wrapper around an existing lemma; the Jordan block and the block-diagonal Jordan matrix are supplied as a mission definition. The milestones are the three results the proof is assembled from: diagonalizability as the existence of an eigenbasis, Cayley-Hamilton, and the canonical form of a nilpotent map, which is Jordan form applied to t−λt - \lambdat−λ on each generalized eigenspace.

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Captain: tianyipeng

Hefferon Linear Algebra III: Maps, Representation and Change of BasisTextbook

Chapter Three of Jim Hefferon's Linear Algebra is about maps between spaces and how matrices represent them. The goal theorem is where the chapter arrives: two matrices represent the same transformation with respect to different bases exactly when they are similar. That is the hinge of the whole book — it converts the search for a canonical form under similarity into the search for the basis in which a map looks simplest, which is the programme of Chapter Five. The milestones are the chapter's landmarks: dimension classifies spaces up to isomorphism, rank plus nullity recovers the dimension of the domain, matrix multiplication is exactly composition, and Gram-Schmidt splits a space into a subspace and its orthogonal complement.

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Captain: tianyipeng

Hefferon Linear Algebra II: Dimension and RankTextbook

Chapter Two of Jim Hefferon's Linear Algebra builds the vector space vocabulary — spanning, independence, basis — and turns it into a theory of dimension. The goal theorem is the chapter's most striking result, that the row rank and the column rank of a matrix always agree, which is the bridge between the matrix-of-numbers view of Chapter One and the vector space view of Chapter Two. The milestones are the two pillars it stands on: that any two bases of a space have the same size, so dimension is well defined at all, and that any linearly independent set can be extended to a basis.

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Operations Research·Captain: tianyipeng

Hefferon Linear Algebra I: Gauss's Method and the Solution SetTextbook

Chapter One of Jim Hefferon's Linear Algebra develops Gauss's method and asks what row reduction actually preserves. The answer arrives as the Linear Combination Lemma: row operations change the rows of a matrix but never the subspace those rows span, and that invariant is complete. The goal theorem is that completeness — two matrices are row equivalent exactly when they have the same row space — which is what makes reduced echelon form a genuine canonical form. The milestones are the two results the chapter builds on the way: that row operations leave a system's solution set alone, and that a solution set is always one particular solution translated by the solutions of the associated homogeneous system.

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Captain: Community (Bot)

The Jacobian ConjectureOpen Problem

First raised for two variables by Ludwig Kraus in 1884 and stated in full generality by Ott-Heinrich Keller in 1939, the Jacobian conjecture asks something that sounds almost like freshman calculus: if a polynomial map from complex n-space to itself has a Jacobian determinant equal to a nonzero constant, must it be invertible by another polynomial map? That constant-Jacobian condition is precisely the algebraic shadow of the inverse function theorem, yet producing a polynomial — not merely analytic — inverse has resisted every attack for over eighty years. Shreeram Abhyankar championed the problem because it can be stated 'using little beyond a knowledge of calculus,' and Stephen Smale placed it sixteenth on his 1998 list of problems for the new century. Its notoriety is sharpened by a graveyard of published 'proofs' that later collapsed. Deep reductions exist — Bass, Connell, and Wright showed in 1982 that the general case reduces to maps of degree three — and the problem is equivalent, through work of Tsuchimoto, Belov-Kanel, and Kontsevich, to the Dixmier conjecture on the Weyl algebra. A formal statement anchors this famously slippery problem so that progress can be verified rather than merely believed.

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Algebraic GeometryAnalysisPure Mathematics·Captain: mikedeng1

Tasty Bits of Several Complex Variables IX: Weierstrass Preparation and the Ring of GermsTextbook

Why the ring of germs

Local complex analytic geometry studies zero sets of holomorphic functions near a point. The natural algebraic object for this is the ring of germs Op\mathcal{O}_pOp​ of holomorphic functions at p∈Cnp \in \mathbb{C}^np∈Cn: two functions are identified if they agree near ppp. The ring Op\mathcal{O}_pOp​ is the local ring of the complex manifold Cn\mathbb{C}^nCn at ppp in the sense of analytic geometry; its algebraic properties (Noetherian, integral domain, unique factorization) are what make the local theory of analytic varieties, their irreducible components and their singular sets work. This mission formalizes the section of Jiří Lebl's textbook Tasty Bits of Several Complex Variables (jirka.org/scv) that establishes these properties, together with the two tools they rest on, the Weierstrass preparation and division theorems.

The preparation theorem goes back to Weierstrass (published 1886). Rückert (1933) used preparation and division to prove that the ring of convergent power series is Noetherian, the starting point of the algebraic treatment of local analytic geometry.

Setting

A point of Cn\mathbb{C}^nCn is z=(z1,…,zn)z = (z_1, \dots, z_n)z=(z1​,…,zn​); when a last variable is singled out, z=(z′,zn)z = (z', z_n)z=(z′,zn​) with z′∈Cn−1z' \in \mathbb{C}^{n-1}z′∈Cn−1. A function on an open set is holomorphic if it is complex differentiable there; O(U)\mathcal{O}(U)O(U) is the set of holomorphic functions on UUU. A domain is a nonempty connected open set.

A germ at ppp is an equivalence class of functions defined on neighborhoods of ppp, two functions being equivalent if they agree on some neighborhood of ppp. Germs of complex-valued functions form a commutative ring under pointwise operations of representatives. The ring of germs of holomorphic functions Op=nOp\mathcal{O}_p = {}_n\mathcal{O}_pOp​=n​Op​ consists of the germs having a representative holomorphic on a neighborhood of ppp.

For fff holomorphic near ppp, write f(z)=∑kfk(z−p)f(z) = \sum_k f_k(z - p)f(z)=∑k​fk​(z−p) with fkf_kfk​ homogeneous of degree kkk. The order of vanishing ord⁡pf\operatorname{ord}_p fordp​f is the least kkk with fk≢0f_k \not\equiv 0fk​≡0, and ∞\infty∞ if f≡0f \equiv 0f≡0.

A Weierstrass polynomial of degree k≥0k \ge 0k≥0 on an open U∋0U \ni 0U∋0 in Cn−1\mathbb{C}^{n-1}Cn−1 is a monic polynomial in znz_nzn​,

P(z′,zn)=znk+∑ℓ=0k−1cℓ(z′) znℓ,P(z', z_n) = z_n^k + \sum_{\ell=0}^{k-1} c_\ell(z')\, z_n^\ell,P(z′,zn​)=znk​+ℓ=0∑k−1​cℓ​(z′)znℓ​,

with coefficients cℓc_\ellcℓ​ holomorphic on UUU and cℓ(0)=0c_\ell(0) = 0cℓ​(0)=0. A polydisc is a product of open discs. For a fixed z′z'z′, zeros of zn↦f(z′,zn)z_n \mapsto f(z', z_n)zn​↦f(z′,zn​) are geometrically distinct if they are distinct points; a zero is geometrically unique if it is the only one.

Formalization targets

Goal: Theorem 6.4.2

For every nnn and p∈Cnp \in \mathbb{C}^np∈Cn,

Op is a unique factorization domain:\mathcal{O}_p \text{ is a unique factorization domain:}Op​ is a unique factorization domain:

it is an integral domain, and up to multiplication by units and permutation every nonzero nonunit has a unique factorization into irreducible elements of Op\mathcal{O}_pOp​.

Milestones

In attack order:

  1. Theorem 6.2.3 (Weierstrass preparation). If f∈O(U)f \in \mathcal{O}(U)f∈O(U), 0∈U0 \in U0∈U, f(0)=0f(0) = 0f(0)=0, and zn↦f(0,zn)z_n \mapsto f(0, z_n)zn​↦f(0,zn​) has order of vanishing k≥1k \ge 1k≥1 at 000, then on some open polydisc V=V′×DV = V' \times DV=V′×D with 0∈V⊂U0 \in V \subset U0∈V⊂U,
f(z′,zn)=u(z′,zn) P(z′,zn)f(z', z_n) = u(z', z_n)\, P(z', z_n)f(z′,zn​)=u(z′,zn​)P(z′,zn​)

with u∈O(V)u \in \mathcal{O}(V)u∈O(V) nowhere zero and PPP a Weierstrass polynomial of degree kkk with coefficients holomorphic in V′V'V′ whose zeros in znz_nzn​ lie in DDD for all z′∈V′z' \in V'z′∈V′; uuu and PPP are unique. 2. Theorem 6.2.5 (Weierstrass division). For fff holomorphic near 000 and PPP a Weierstrass polynomial of degree k≥1k \ge 1k≥1, there are a neighborhood VVV of 000 and unique q,r∈O(V)q, r \in \mathcal{O}(V)q,r∈O(V), rrr a polynomial in znz_nzn​ of degree less than kkk, with f=qP+rf = qP + rf=qP+r on VVV. 3. Proposition 6.3.1. On domains U′×DU' \times DU′×D, if for every z′∈U′z' \in U'z′∈U′ the function zn↦f(z′,zn)z_n \mapsto f(z', z_n)zn​↦f(z′,zn​) has a geometrically unique zero α(z′)∈D\alpha(z') \in Dα(z′)∈D, then α\alphaα is holomorphic in U′U'U′. 4. Theorem 6.3.3 (discriminant). For DDD a bounded domain, U′U'U′ a domain, f∈O(U′×D)f \in \mathcal{O}(U' \times D)f∈O(U′×D) whose zero set has no limit points on U′×∂DU' \times \partial DU′×∂D, there are mmm and a holomorphic Δ≢0\Delta \not\equiv 0Δ≡0 on U′U'U′ such that zn↦f(z′,zn)z_n \mapsto f(z', z_n)zn​↦f(z′,zn​) has exactly mmm geometrically distinct zeros in DDD for Δ(z′)≠0\Delta(z') \ne 0Δ(z′)=0 and fewer than mmm for Δ(z′)=0\Delta(z') = 0Δ(z′)=0. 5. Theorem 6.4.1. Op\mathcal{O}_pOp​ is Noetherian.

Significance

The preparation theorem reduces a holomorphic function near a point, after a unit, to a polynomial in one variable over the ring of functions of the others; the division theorem is division with remainder by such a polynomial. Together they turn O0\mathcal{O}_0O0​ in nnn variables into an object controlled by the polynomial ring O0[zn]\mathcal{O}_0[z_n]O0​[zn​] in n−1n - 1n−1 variables, and that is how both the Noetherian property and unique factorization are proved. Unique factorization gives the decomposition of a germ of a hypersurface into irreducible components; the Noetherian property says that every germ of an analytic variety is cut out by finitely many functions. Proposition 6.3.1 and Theorem 6.3.3 describe how the zeros of zn↦f(z′,zn)z_n \mapsto f(z', z_n)zn​↦f(z′,zn​) move with z′z'z′, the input to the study of hypervarieties in the following sections.

The results are classical. The book proves them, leaving some steps as exercises: uniqueness in the division theorem (Exercise 6.2.10), the one-variable cases of 6.4.1 and 6.4.2 (Exercises 6.4.2, 6.4.6), and the irreducibility step in 6.4.2 (Exercise 6.4.7). Mathlib has the algebra (Noetherian rings, unique factorization monoids, Hilbert's basis theorem, the Gauss lemma for polynomial rings), germs along filters, and one-variable complex analysis. The platform has the Weierstrass preparation and division theorems for formal power series over complete local rings. None of the statements of this mission about convergent germs and holomorphic functions has a machine-checked proof.

Difficulty

The statements concern convergent objects, and the algebra alone does not see convergence. The formal preparation and division theorems produce a factorization or a quotient as formal power series; they do not say that the output converges, nor that it is holomorphic on a fixed neighborhood, nor where the zeros of the Weierstrass polynomial lie. Likewise, the formal power series ring is known to be a Noetherian UFD, but Op\mathcal{O}_pOp​ is a proper subring and neither property passes to subrings. The coefficients of the Weierstrass polynomial are built from the zeros of zn↦f(z′,zn)z_n \mapsto f(z', z_n)zn​↦f(z′,zn​), which in general cannot be chosen continuously in z′z'z′ (the two square roots of z1z_1z1​ already show this), so the holomorphy of the coefficients cannot come from the zeros one at a time.

For the goal, the induction on nnn requires identifying O0\mathcal{O}_0O0​ in n−1n - 1n−1 variables, its polynomial ring, and a subring of O0\mathcal{O}_0O0​ in nnn variables, and moving between germs and representatives on explicit neighborhoods. A linear change of coordinates is needed to reach the hypothesis of the preparation theorem, so invariance of Op\mathcal{O}_pOp​ under such changes is also part of the work.

Formalization scope

  • Cn\mathbb{C}^nCn is Fin n → ℂ; where a last variable is singled out, Cn−1×C\mathbb{C}^{n-1} \times \mathbb{C}Cn−1×C is (Fin d → ℂ) × ℂ with d=n−1d = n - 1d=n−1, so d=0d = 0d=0 is the case n=1n = 1n=1. Holomorphic on an open set is DifferentiableOn ℂ, which agrees with the book's Definition 1.1.2 on open sets.
  • Op\mathcal{O}_pOp​ is GermRing n p: the subring of Mathlib's germ ring (𝓝 p).Germ ℂ of germs with a representative complex-differentiable at every point near ppp. The goal produces the IsDomain structure and asserts UniqueFactorizationMonoid; Theorem 6.4.1 is IsNoetherianRing.
  • Ruled out: replacing Op\mathcal{O}_pOp​ by the ring of all germs of functions (not a domain) or by formal power series MvPowerSeries (Fin n) ℂ. Both change the theorem; convergence is the whole point.
  • The order of vanishing is ℕ∞-valued: the least kkk with nonzero kkk-th derivative at ppp, and ∞\infty∞ if there is none.
  • A Weierstrass polynomial is given by its coefficient tuple c0,…,ck−1c_0, \dots, c_{k-1}c0​,…,ck−1​; the polydisc V′×DV' \times DV′×D of Theorem 6.2.3 is a coordinatewise polydisc with positive radii times an open disc, both centers arbitrary as in the book. "All kkk zeros lie in DDD" is stated as "every zero lies in DDD", equivalent for a monic polynomial of degree kkk. Uniqueness in 6.2.3 and 6.2.5 is uniqueness on the VVV produced.
  • In Theorem 6.3.3 zeros are counted as distinct points with Set.encard. The book writes m∈Nm \in \mathbb{N}m∈N with N={1,2,… }\mathbb{N} = \{1, 2, \dots\}N={1,2,…}; the statement allows m=0m = 0m=0, since for fff without zeros no m≥1m \ge 1m≥1 can satisfy the conclusion.

A complete development needs the one-variable argument principle and Cauchy integral formula with holomorphic parameters, Newton's identities, Radó's theorem (for 6.3.3), Hilbert's basis theorem and the Gauss lemma (in Mathlib), and the identification of O0\mathcal{O}_0O0​ in n−1n - 1n−1 variables with a subring of O0\mathcal{O}_0O0​ in nnn variables. A general API for rings of holomorphic germs and their changes of coordinates is reusable in the next mission of this series (hypervarieties and their singular sets); contributions of it as standalone lemmas are welcome.

Selected references

  • J. Lebl, Tasty Bits of Several Complex Variables, version 4.4, 2026, Chapter 6, §§6.1–6.4. https://www.jirka.org/scv/scv.pdf
  • W. Rückert, "Zum Eliminationsproblem der Potenzreihenideale", Mathematische Annalen 107 (1933).
  • R. C. Gunning and H. Rossi, Analytic Functions of Several Complex Variables, Prentice-Hall, 1965; reprint AMS Chelsea, 2009, Chapter II.
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AnalysisNumber Theory·Captain: lisamegawatts

Lindemann–Weierstrass I: Exponential IndependenceResearch Paper

Motivation

The exponential function turns addition into multiplication. When its inputs are algebraic numbers, that elementary identity meets a rigid arithmetic boundary: distinct algebraic exponents cannot produce an algebraic linear relation among their exponentials. This principle is the Lindemann–Weierstrass theorem, one of the central results of transcendence theory. Its familiar consequences include the transcendence of Euler's number eee and of π\piπ, and therefore the impossibility of squaring the circle with straightedge and compass.

The historical line runs from Hermite's 1873 proof that eee is transcendental, through Lindemann's 1882 proof that π\piπ is transcendental, to Weierstrass's general formulation in 1885. Modern algebraic presentations organize the theorem around conjugates, Galois symmetry, algebraic integers, and an auxiliary-polynomial estimate. The Lean development formalized here follows Yuyang Zhao's mathlib contribution PR #28013, whose mathematical reference is Jacobson's Basic Algebra I, §4.12, Theorem 4.22.

Setting

A complex number is algebraic if it is a root of a nonzero polynomial with rational, equivalently integer, coefficients. A complex number is transcendental if it is not algebraic. Write Q‾⊂C\overline{\mathbb Q}\subset\mathbb CQ​⊂C for the field of algebraic complex numbers and exp⁡(z)=ez\exp(z)=e^zexp(z)=ez for the complex exponential.

For a family (ui)i∈I(u_i)_{i\in I}(ui​)i∈I​ in Q‾\overline{\mathbb Q}Q​, injectivity means that distinct indices carry distinct exponents. A family (xi)(x_i)(xi​) is linearly independent over Q‾\overline{\mathbb Q}Q​ when every finite relation ∑iaixi=0\sum_i a_i x_i=0∑i​ai​xi​=0 with algebraic coefficients has all ai=0a_i=0ai​=0. It is algebraically independent over Q‾\overline{\mathbb Q}Q​ when no nonzero multivariate polynomial with algebraic coefficients vanishes on the family.

The strongest target uses natural-number linear independence of (ui)(u_i)(ui​): distinct finitely supported tuples of natural coefficients give distinct sums ∑iniui\sum_i n_i u_i∑i​ni​ui​. This is exactly the condition needed to distinguish the exponent attached to every monomial.

Formalization targets

Exponential linear independence

For every injective algebraic family (ui)(u_i)(ui​),

{eui:i∈I} is linearly independent over Q‾.\{e^{u_i}:i\in I\}\text{ is linearly independent over }\overline{\mathbb Q}.{eui​:i∈I} is linearly independent over Q​.

This includes the finite Lindemann–Weierstrass relation as its load-bearing finite core.

Hermite–Lindemann and classical constants

For every nonzero algebraic a∈Ca\in\mathbb Ca∈C,

ea is transcendental.e^a\text{ is transcendental}.ea is transcendental.

The same development records the transcendence of eee, the transcendence of π\piπ, and the transcendence of every nonzero principal logarithm of an algebraic complex number.

Integer winding consumer

Let α≠0\alpha\ne0α=0 be algebraic and let w:I→Zw:I\to\mathbb Zw:I→Z be injective. The proved Hermite–Lindemann theorem discharges the formerly conditional winding interface and gives

(eiαw(j))j∈I linearly independent over Q‾.\bigl(e^{i\alpha w(j)}\bigr)_{j\in I}\text{ linearly independent over }\overline{\mathbb Q}.(eiαw(j))j∈I​ linearly independent over Q​.

The integer labels are inputs to this arithmetic theorem. A separate topological or dynamical development is responsible for producing them as winding numbers.

Algebraic independence capstone

If (ui)(u_i)(ui​) is a natural-number-linearly-independent family in Q‾\overline{\mathbb Q}Q​, then

{eui:i∈I} is algebraically independent over Q‾.\{e^{u_i}:i\in I\}\text{ is algebraically independent over }\overline{\mathbb Q}.{eui​:i∈I} is algebraically independent over Q​.

This is the mission's capstone because it turns the linear theorem into a reusable multivariate interface: polynomial monomials become exponentials of distinct natural combinations.

Significance

The theorem separates two kinds of structure that otherwise coexist in the exponential map. The character law ex+y=exeye^{x+y}=e^xe^yex+y=exey supplies exact multiplicative relations, but the theorem rules out unintended linear relations over algebraic coefficients. For integer winding consumers, one algebraic nonzero generator aaa produces the two-sided phase family (ena)n∈Z(e^{na})_{n\in\mathbb Z}(ena)n∈Z​; after a Laurent-polynomial shift, the theorem makes distinct integer labels linearly independent over Q‾\overline{\mathbb Q}Q​. Winding supplies the discrete labels, while transcendence supplies arithmetic distinguishability.

The formalization contributes more than the named corollaries. It exposes a finite exponential-relation theorem, the algebraic orbit-sum reduction used by it, and general infinite-family interfaces. These components can be reused in later work on exponential polynomials, logarithms of algebraic numbers, and arithmetic representations of topological charges.

This mission formalizes a known theorem; it is not presented as an open mathematical problem. The private theorem graph is already machine-checked against Lean 4.30 and Mathlib revision c5ea00351c28e24afc9f0f84379aa41082b1188f. The mission records that proof as an independently inspectable dependency graph before any later upstream integration.

Difficulty

The analytic approximation alone is insufficient. It produces a small complex error, but smallness does not imply vanishing, and taking a field norm does not repair the gap because the other embeddings have no corresponding analytic bound. Likewise, a field automorphism of Q‾\overline{\mathbb Q}Q​ cannot be moved through the complex exponential as an algebraic operation.

The formal statement therefore requires both an analytic and an arithmetic layer. The arithmetic layer must replace a hypothetical algebraic relation by a Galois-stable relation with integer data and a genuinely nonzero integer contribution. The analytic layer must then make the absolute value of that integer strictly less than one. Managing conjugacy classes, root multisets, denominator clearing, finite supports, and the asymptotic prime choice in one kernel-checked chain is the central formalization difficulty.

Formalization scope

The development is pinned to Lean 4.30 and Mathlib revision c5ea00351c28e24afc9f0f84379aa41082b1188f. Algebraic complex numbers are represented by integralClosure ℚ ℂ; transcendence corollaries are stated with Transcendental ℤ, which is equivalent to the usual absence of a nonzero integer polynomial relation. The finite theorem uses Fintype; the general linear and algebraic independence theorems permit arbitrary universe-zero index types and reduce relations to finite support internally.

The auxiliary algebraic theorem is stated over an arbitrary algebraically closed field over Q\mathbb QQ and a multiplicative character on its additive group. The analytic consumer specializes this character to the complex exponential. Two small support modules provide quotient lifting for finitely supported functions and evaluation identities for symmetric multivariate polynomials.

The condition a≠0a\ne0a=0 in Hermite–Lindemann is load-bearing: e0=1e^0=1e0=1 is algebraic. Injectivity of the exponent family is load-bearing for linear independence: duplicate exponents duplicate vectors. The capstone's natural-number linear independence is not algebraic independence of the exponents and must not be silently strengthened or weakened.

The source is an attributed, compatibility-preserving port of the May 2026 Lean 4.30 snapshot of mathlib PR #28013. Platform packaging uses the conservative ASCII rename linearIndependent_exp_finite for the upstream private helper and phi for one Greek binder. The elaborated theorem types were compared against the upstream source; these are naming changes only.

Selected references

  • Yuyang Zhao, The Lindemann–Weierstrass theorem, mathlib4 PR #28013, 2022–2026. https://github.com/leanprover-community/mathlib4/pull/28013
  • Nathan Jacobson, Basic Algebra I, 2nd edition, W. H. Freeman, 1985, §4.12, Theorem 4.22.
  • Mathlib contributors, AnalyticalPart: the analytic estimate for Lindemann–Weierstrass. https://leanprover-community.github.io/mathlib4_docs/Mathlib/NumberTheory/Transcendental/Lindemann/AnalyticalPart.html
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Captain: lisamegawatts

Grade-4 Cartan Mixing (Weinberg/Cabibbo correction)Open Problem

Formalize the corrected theory of flavor mixing angles in the su(3) Cartan sector of Cl(6,0), replacing the retired Killing-form/GUT normalization story. The mechanism: T3 and T8 commute, so mixing is carried not by their commutator but by the complete ordered products retained in grade 4. Milestone path: (M1) the grade-4 projection Pi4: Sym^2(A2) -> span{AB,AC,BC} is an isomorphism, with Pi4(e3^2) = -AB, Pi4(e3 e8) = (BC-AC)/sqrt 3, Pi4(e8^2) = (1/3)AB - (2/3)AC - (2/3)BC and tan(2 theta) = sqrt 3 (w-v)/(2u-v-w) for a retained grade-4 field G4 = u AB + v AC + w BC. (M2) the bridge: the primitive finite-T8 Cartan vector Phi = t e3 + e8 with t = sqrt 5 - 2 (the exact r = 16 closure) has grade-4 image exactly the rank-one family tensor phi phi^T; its traceless part is t[[-2,1],[1,2]], the Cabibbo family tensor up to one family-state sign, giving theta_C = arctan(sqrt 5 - 2) ~ 13.28 degrees; the grade-4 tensor has the same Sym2 structure as a left-handed Yukawa Gram operator M M^dagger. (M3, guarded goal) identify the r = 16 tensor with the relative left-family Yukawa tensor, closing the Sym2/Gram bridge. Foundational lemmas (A2 Cartan plane with [T3,T8] = 0, the complete 7-bracket su(3) table, grade-4 square residuals, grade-6 cubic channel) are landed in the LeanProofs repository and will be contributed as importable platform nodes ahead of the milestones. Recorded provenance: HAM memories #2848 (FullGradeCartanMixingTensorV1, 2026-09-14) and #3099 (CabibboGramSym2BridgeV1, 2026-09-17), proof DAG galaxy.proof-dag.v1 grade4-cartan-mixing.

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Number TheoryRepresentation Theory·Captain: Lucas

Ngo's Fundamental Lemma I: Discriminant, Resultant and the Transfer FactorResearch Paper

Motivation

The fundamental lemma is a family of identities between orbital integrals on a reductive group and stable orbital integrals on a smaller group attached to it, its endoscopic group. Langlands isolated these identities in the 1970s as the last missing ingredient in the comparison of trace formulas, and Langlands and Shelstad formulated them precisely in 1987; Waldspurger reformulated the statement for Lie algebras and proved that the Lie algebra form implies the group form. The Lie algebra statement was proved in equal characteristic by Bao Chau Ngo in Le lemme fondamental pour les algebres de Lie, Publ. Math. IHES 111 (2010), 1-169 (DOI), by a global geometric argument built on the Hitchin fibration; Waldspurger's earlier work transfers the result to mixed characteristic. The identity is the engine behind the stabilization of the trace formula and behind the computation of the cohomology of Shimura varieties.

Both sides of the identity carry a normalizing factor built from the discriminant, and the exact power of qqq relating the two normalizations is fixed by a purely root-theoretic computation carried out in Ngo's §1.10-§1.11. That computation is the subject of this mission. It is self-contained, it uses no geometry, and it is the first piece of the paper that can be stated in Lean today.

Setting

Let GGG be a split reductive group over a field with maximal torus TTT, character lattice X∗(T)X^*(T)X∗(T), cocharacter lattice X∗(T)X_*(T)X∗​(T), root system Φ⊂X∗(T)\Phi \subset X^*(T)Φ⊂X∗(T) and Weyl group WWW. Write t\mathfrak{t}t for the Cartan subalgebra, so that each root α\alphaα has a differential dαd\alphadα, a linear form on t\mathfrak{t}t. Ngô's discriminant is the product

DG  =  ∏α∈Φdα,D_G \;=\; \prod_{\alpha \in \Phi} d\alpha ,DG​=α∈Φ∏​dα,

a WWW-invariant polynomial function on t\mathfrak{t}t and hence a function on the space c=t/ ⁣/W\mathfrak{c} = \mathfrak{t} /\!/ Wc=t//W of characteristic polynomials.

An endoscopic datum is an element κ\kappaκ of the dual torus T^=Hom⁡(X∗(T),Gm)\hat{T} = \operatorname{Hom}(X_*(T), \mathbb{G}_m)T^=Hom(X∗​(T),Gm​). The endoscopic group HHH attached to it is the group whose root system is

ΦH  =  {α∈Φ  :  κ(α∨)=1},\Phi_H \;=\; \{\alpha \in \Phi \;:\; \kappa(\alpha^\vee) = 1\} ,ΦH​={α∈Φ:κ(α∨)=1},

with Weyl group WH⊂WW_H \subset WWH​⊂W and its own discriminant DH=∏α∈ΦHdαD_H = \prod_{\alpha \in \Phi_H} d\alphaDH​=∏α∈ΦH​​dα. Choose a subset Λ⊂Φ−ΦH\Lambda \subset \Phi - \Phi_HΛ⊂Φ−ΦH​ containing exactly one root out of each pair {α,−α}\{\alpha, -\alpha\}{α,−α} of opposite roots outside ΦH\Phi_HΦH​, and set

RHG  =  ∏α∈Λdα.R^G_H \;=\; \prod_{\alpha \in \Lambda} d\alpha .RHG​=α∈Λ∏​dα.

Finally let FFF be a non-archimedean local field with valuation vvv and residue cardinality qqq, and recall Ngô's normalizing factors ΔG(a)=q−v(DG(a))/2\Delta_G(a) = q^{-v(D_G(a))/2}ΔG​(a)=q−v(DG​(a))/2 and ΔH(aH)=q−v(DH(aH))/2\Delta_H(a_H) = q^{-v(D_H(a_H))/2}ΔH​(aH​)=q−v(DH​(aH​))/2.

Formalization targets

Goal (1.11.3): the transfer factor identity

v(DG(a))  =  v(DH(aH))  +  2 v(RHG(aH))v\bigl(D_G(a)\bigr) \;=\; v\bigl(D_H(a_H)\bigr) \;+\; 2\, v\bigl(R^G_H(a_H)\bigr)v(DG​(a))=v(DH​(aH​))+2v(RHG​(aH​))

for a point aHa_HaH​ of the endoscopic Cartan with image aaa. Equivalently ΔH(aH)ΔG(a)−1=q r\Delta_H(a_H)\Delta_G(a)^{-1} = q^{\,r}ΔH​(aH​)ΔG​(a)−1=qr with r=v(RHG(aH))r = v(R^G_H(a_H))r=v(RHG​(aH​)): this is exactly what lets one pass between the two forms of the fundamental lemma, Oaκ(1g)=q rSOaH(1h)O^{\kappa}_a(\mathbf{1}_{\mathfrak{g}}) = q^{\,r} SO_{a_H}(\mathbf{1}_{\mathfrak{h}})Oaκ​(1g​)=qrSOaH​​(1h​) and ΔG(a)Oaκ(1g)=ΔH(aH)SOaH(1h)\Delta_G(a) O^{\kappa}_a(\mathbf{1}_{\mathfrak{g}}) = \Delta_H(a_H) SO_{a_H}(\mathbf{1}_{\mathfrak{h}})ΔG​(a)Oaκ​(1g​)=ΔH​(aH​)SOaH​​(1h​).

Milestones

The identity above is the image under vvv of the divisor identity ν∗DG=DH+2RHG\nu^* D_G = D_H + 2 R^G_Hν∗DG​=DH​+2RHG​ of 1.10.3, which in turn rests on the fact that RHGR^G_HRHG​ — which depends on a choice of Λ\LambdaΛ — is nevertheless WHW_HWH​-invariant, and on the fact that ΦH\Phi_HΦH​ really is a root subsystem. The milestone list follows that order.

Significance

Theorem 1 of Ngô's paper, the Langlands-Shelstad conjecture for Lie algebras, is the identity ΔG(a)Oaκ(1g,dt)=ΔH(aH)SOaH(1h,dt)\Delta_G(a) O^{\kappa}_a(\mathbf{1}_{\mathfrak{g}}, dt) = \Delta_H(a_H) SO_{a_H}(\mathbf{1}_{\mathfrak{h}}, dt)ΔG​(a)Oaκ​(1g​,dt)=ΔH​(aH​)SOaH​​(1h​,dt) for corresponding regular semisimple stable classes, under the hypothesis that twice the Coxeter number of GGG is smaller than the residue characteristic. Nothing in that statement can be written in Lean today: reductive group schemes over a discrete valuation ring, endoscopic data, Kostant sections, orbital integrals and affine Springer fibers are all absent from Mathlib. What can be written, faithfully and without any placeholder, is the root-theoretic layer that fixes the transfer factor, and that is what this mission asks for. It is a genuine prerequisite: the two displayed forms of Theorem 1 differ precisely by the identity above.

The mission also produces reusable infrastructure — the discriminant of a root system, the notion of a closed subsystem and its Weyl group, the endoscopic subsystem cut out by an element of the dual torus — none of which currently exists in Mathlib, and all of which any future formalization of endoscopy will need.

Difficulty

Only one of the four milestones is a routine manipulation. Splitting Φ−ΦH\Phi - \Phi_HΦ−ΦH​ into pairs {α,−α}\{\alpha,-\alpha\}{α,−α} and collecting squares is bookkeeping; that DGD_GDG​ is WWW-invariant is immediate because WWW permutes Φ\PhiΦ. The content is in Lemma 1.10.2: Λ\LambdaΛ is not stable under WHW_HWH​, so w∈WHw \in W_Hw∈WH​ carries ∏α∈Λdα\prod_{\alpha\in\Lambda} d\alpha∏α∈Λ​dα to (−1)m(w)∏α∈Λdα(-1)^{m(w)} \prod_{\alpha\in\Lambda} d\alpha(−1)m(w)∏α∈Λ​dα, where m(w)m(w)m(w) counts the roots of Λ\LambdaΛ sent into −Λ-\Lambda−Λ; the claim is that m(w)m(w)m(w) is always even. The naive attempt — check it on the generating reflections of WHW_HWH​ — is exactly where a careless argument goes wrong, since it is false for reflections in roots outside ΦH\Phi_HΦH​. Ngô's argument identifies the sign with (−1)ℓG(w)(−1)ℓH(w)(-1)^{\ell_G(w)} (-1)^{\ell_H(w)}(−1)ℓG​(w)(−1)ℓH​(w), the ratio of the sign characters of WWW and WHW_HWH​, and observes that both compute the determinant of www acting on the same reflection representation.

Formalization scope

Root systems are modelled with Mathlib's RootPairing ι R M N: the module MMM plays the role of X∗(T)X^*(T)X∗(T), the module NNN the role of X∗(T)X_*(T)X∗​(T) and of the Cartan on which the differentials dαd\alphadα are evaluated, and P.root′iP.root' iP.root′i is the linear form dαd\alphadα. The endoscopic subsystem is cut out by an element κ\kappaκ of the dual torus, taken as a group homomorphism from the cocharacter lattice to an arbitrary commutative group, and is expressed over Z\mathbb{Z}Z coefficients as in the definition of a root datum. Products over Φ\PhiΦ and ΦH\Phi_HΦH​ are finite products over a Fintype index, and a choice Λ\LambdaΛ is a Finset satisfying an exclusive-or condition, which automatically rules out the degenerate case α=−α\alpha = -\alphaα=−α.

The identity 1.10.3 is stated as an identity of functions on the Cartan rather than as an identity of divisors, so the unit (−1)∣Λ∣(-1)^{|\Lambda|}(−1)∣Λ∣ is carried explicitly rather than discarded. Lemma 1.10.2 is stated over Q\mathbb{Q}Q for an honest root system, since the sign argument uses the reflection representation. The goal 1.11.3 is stated for an additive valuation with values in Z∪{∞}\mathbb{Z} \cup \{\infty\}Z∪{∞}, which is what makes the two sides comparable when a discriminant vanishes.

There is no trivializing formalization here: the hypotheses of every item are satisfiable — any root system with any closed subsystem and any choice of Λ\LambdaΛ gives an instance — so none of the statements is vacuous, and none of them is an identity between two occurrences of the same expression.

Contributions of the surrounding theory are welcome: a positive system compatible with a subsystem, the sign character of a Weyl group, and the reducedness of the discriminant divisor (the remaining half of Lemme 1.10.1) are all natural next steps.

Selected references

  • Bao Chau Ngo, Le lemme fondamental pour les algebres de Lie, Publ. Math. IHES 111 (2010), 1-169. https://doi.org/10.1007/s10240-010-0026-7
  • R. Langlands, D. Shelstad, On the definition of transfer factors, Math. Ann. 278 (1987), 219-271. https://doi.org/10.1007/BF01458070
  • J.-L. Waldspurger, Endoscopie et changement de caracteristique, J. Inst. Math. Jussieu 5 (2006), 423-525. https://doi.org/10.1017/S1474748006000041
  • R. Kottwitz, Transfer factors for Lie algebras, Represent. Theory 3 (1999), 127-138. https://doi.org/10.1090/S1088-4165-99-00077-6
  • T. Hales, A statement of the fundamental lemma, in Harmonic Analysis, the Trace Formula, and Shimura Varieties, Clay Math. Proc. 4 (2005), 643-658. https://arxiv.org/abs/math/0312227
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Theoretical Computer Science·Captain: Cosme

Eilenberg Theorems for Many-Sorted FormationsResearch Paper

Motivation

Classical Eilenberg correspondence theorems connect algebraic descriptions of finite-state behavior with language-theoretic closure principles. The version developed by Juan Climent Vidal and Enric Cosme Llópez replaces one-sorted monoids by many-sorted algebras, so that operations may accept arguments of several prescribed sorts and return a value of another sort. This is the natural algebraic setting for typed term languages: a signature records the permitted input and output sorts of each operation, and a language is a family of sets indexed by sorts. The paper proves that two ways of organizing finite-state behavior—through finite-index congruences and through regular languages—determine the same ordered structure. The source is the final section of Climent Vidal and Cosme Llópez, Eilenberg theorems for many-sorted formations, published in the Houston Journal of Mathematics 45(2), 2019.

The companion manuscript A Kleene theorem for free many-sorted algebras develops the free-term and recognizability infrastructure used by this formalization. It supplies a concrete Lean representation of sorted signatures, free algebras, homomorphisms, terms, and finite many-sorted carriers. The present mission begins from that reusable core and formalizes the formation-level theorem of the HJM paper, rather than repeating the already completed Kleene development.

Setting

Fix a finite type of sorts SSS and an SSS-sorted signature Σ\SigmaΣ. For an SSS-sorted set XXX, write TΣ(X)T_\Sigma(X)TΣ​(X) for the free Σ\SigmaΣ-algebra on XXX. A congruence Φ\PhiΦ on a many-sorted algebra is a family of equivalence relations Φs\Phi_sΦs​, one on each carrier sort, compatible with every basic operation. Its index is finite when the entire sorted quotient family

(TΣ(X)s/Φs)s∈S(T_\Sigma(X)_s/\Phi_s)_{s\in S}(TΣ​(X)s​/Φs​)s∈S​

is finite. A sorted language LLL is Φ\PhiΦ-saturated when membership in LsL_sLs​ is constant on every Φs\Phi_sΦs​-class. The syntactic congruence Ω(L)\Omega(L)Ω(L) is the greatest algebra congruence that saturates LLL, and LLL is regular when Ω(L)\Omega(L)Ω(L) has finite index.

A finite-index congruence formation F\mathfrak FF selects, for every variable family XXX, a nonempty filter F(X)\mathfrak F(X)F(X) of finite-index congruences on TΣ(X)T_\Sigma(X)TΣ​(X). The selection is closed under intersections, upward inclusion, and pullback along homomorphisms whose composite with the relevant quotient projection is surjective at every sort.

A regular-language formation L\mathcal LL selects regular languages in each TΣ(X)T_\Sigma(X)TΣ​(X). It contains every language saturated by the universal congruence; whenever L,K∈L(X)L,K\in\mathcal L(X)L,K∈L(X) it contains every language saturated by Ω(L)∩Ω(K)\Omega(L)\cap\Omega(K)Ω(L)∩Ω(K); and it satisfies the corresponding pullback-saturation condition for quotient-surjective homomorphisms.

The two constructions are

LF(X)={L∣L is saturated by some Φ∈F(X)},\mathcal L_{\mathfrak F}(X) =\{L\mid \text{$L$ is saturated by some }\Phi\in\mathfrak F(X)\}, LF​(X)={L∣L is saturated by some Φ∈F(X)},

and

FL(X)={Φ∣Φ has finite index and every Φ-saturated language lies in L(X)}. \mathfrak F_{\mathcal L}(X) =\{\Phi\mid \text{$\Phi$ has finite index and every $\Phi$-saturated language lies in $\mathcal L(X)$}\}. FL​(X)={Φ∣Φ has finite index and every Φ-saturated language lies in L(X)}.

Formalization targets

The capstone is the paper's final formation theorem: the ordered sets of finite-index congruence formations and regular-language formations are order-isomorphic, with the isomorphism fixed to be exactly the two displayed constructions.

Form⁡Cgrfi(Σ)≅Form⁡Langr(Σ). \operatorname{Form}_{\mathrm{Cgr}_{\mathrm{fi}}}(\Sigma) \cong \operatorname{Form}_{\mathrm{Lang}_{r}}(\Sigma). FormCgrfi​​(Σ)≅FormLangr​​(Σ).

The milestones establish the universal property of the syntactic congruence, closure of finite-index congruences under the filter operations, the well-definedness of each construction, and the two recovery identities

FLF=F,LFL=L. \mathfrak F_{\mathcal L_{\mathfrak F}}=\mathfrak F, \qquad \mathcal L_{\mathfrak F_{\mathcal L}}=\mathcal L.FLF​​=F,LFL​​=L.

These identities determine the inverse maps and prevent the goal from being satisfied by an unrelated abstract order equivalence.

Significance

The theorem packages a family of finite quotients and a family of regular languages as interchangeable data. On the algebraic side, closure is expressed by filters of congruences and quotient-surjective pullbacks. On the language side, the same information is expressed through saturation by syntactic congruences. The result therefore gives a systematic translation between quotient-based and language-based classifications in a typed, many-sorted setting.

Formalizing the theorem adds congruence, quotient-index, saturation, syntactic-congruence, and formation interfaces to the existing free many-sorted algebra library. These components are reusable for future formalizations of recognizability, Myhill–Nerode principles, finite algebra formations, and varieties or pseudovarieties of typed algebras. The mathematical theorem is already proved in the cited 2019 paper; the remaining task is to produce machine-checked Lean proofs of the source-faithful statements.

Difficulty

The two maps are simple to write down but their inverse laws are not pointwise tautologies. A finite-index congruence must be reconstructed from the family of all languages it saturates, and a language formation must be reconstructed from all selected finite-index congruences. In the many-sorted case, finiteness applies to the entire quotient family, including its support across sorts, and intersections and pullbacks must preserve this global condition. The quotient-surjectivity premise is also essential: replacing it by ordinary surjectivity of the original homomorphism would change the formation axiom.

The syntactic congruence creates a second layer of care. It must be characterized as the greatest compatible sorted equivalence saturating a language, not merely as the kernel of the language's characteristic function, which need not itself respect the algebra operations. Thus an argument that treats saturation as an arbitrary set-theoretic equivalence misses the algebraic compatibility required by the theorem.

Formalization scope

The Lean development uses the existing MSKleene representation of sorted sets, signatures, argument tuples, algebras, homomorphisms, terms, and free algebras. Congruences are sort-indexed setoids with explicit compatibility for every signature operation. Their order is inclusion of relations. Intersection and the universal congruence are concrete constructions, while pullback is defined along an algebra homomorphism.

Finite index is represented by finiteness of the sigma-type of all quotient carriers, matching the paper's finite sorted-set convention; it is not weakened to separate finiteness of each inhabited component. The sort type is assumed finite in the finite-index filter and formation correspondence theorems, as required in the final section of the source. Languages are arbitrary sorted subsets of free term algebras, including empty components. No nonemptiness assumption on variable carriers or algebra sorts is added.

The syntactic congruence is defined internally as the supremum-style least upper bound of all congruences saturating a language, rather than postulated together with its universal property. The formation structures contain only the source closure axioms. In particular, neither correspondence map nor either inverse identity is stored as a structure field; doing so would trivialize the capstone. Contributions are welcome on the foundational universal-property and finite-index lemmas, the two formation constructors, and the recovery identities that assemble into the final order isomorphism.

Selected references

  • Juan Climent Vidal and Enric Cosme Llópez, Eilenberg theorems for many-sorted formations, Houston Journal of Mathematics 45(2), 2019, pp. 351–416. arXiv:1604.04792
  • Samuel Eilenberg, Automata, Languages, and Machines, Volume B, Academic Press, 1976.
  • Adolfo Ballester-Bolinches, Jean-Éric Pin, and Xaro Soler-Escrivà, Formations of finite monoids and formal languages: Eilenberg's variety theorem revisited, Forum Mathematicum 26, 2014, pp. 1737–1761.
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Theoretical Computer Science·Captain: Cosme

A Kleene Theorem for Free Many-Sorted AlgebrasResearch Paper

Motivation

Kleene's theorem (Kleene 1956; McNaughton–Yamada 1960) is a cornerstone of formal language theory: over a free monoid, the languages recognized by finite automata are exactly the regular ones — those built from finite languages by union, concatenation, and the Kleene star. Mezei and Wright (1967) lifted recognizability off strings, calling a subset of an arbitrary algebra recognizable when it is the preimage of a subset of a finite algebra under a homomorphism. Replacing strings by terms — finite trees labelled by operation symbols — gives the theory of recognizable tree languages and finite tree automata of Gécseg and Steinby (1984), where the Kleene correspondence reappears with a tree concatenation and an iteration operation in the role of the star.

Many computational structures are inherently many-sorted: typed lambda calculi, structured programming languages, process calculi, XML schemas — data and operations organized into distinct sorts. In the many-sorted setting a signature assigns to each operation symbol the sorts of its arguments and of its value, variables carry sorts, and a language is a sort-indexed family of term sets. The predecessor of this mission, Climent Vidal–Cosme Llópez 2020 (CVCL20), established that recognizability over free many-sorted algebras is preserved — and, where applicable, reflected — by substitution, iteration, quotient, inverse tree-homomorphic image, and direct linear image, via finite-index congruences. What CVCL20 left open is the regular side: whether a natural class of many-sorted regular expressions captures exactly the recognizable languages. This mission closes that gap.

Setting

Fix a finite set of sorts SSS. An SSS-sorted set A=(As)s∈SA = (A_s)_{s\in S}A=(As​)s∈S​ is a family of sets; it is finite when ∐s∈SAs\coprod_{s\in S} A_s∐s∈S​As​ is finite. An SSS-sorted signature Σ\SigmaΣ assigns to each pair (s,s)∈S⋆×S(\mathbf{s}, s) \in S^\star \times S(s,s)∈S⋆×S a set Σs,s\Sigma_{\mathbf{s},s}Σs,s​ of operation symbols of arity s\mathbf{s}s and coarity sss. A Σ\SigmaΣ-algebra A\mathbf{A}A is an SSS-sorted set AAA together with, for each σ∈Σs,s\sigma \in \Sigma_{\mathbf{s},s}σ∈Σs,s​, an operation σA ⁣:As→As\sigma^{\mathbf A}\colon A_{\mathbf s} \to A_sσA:As​→As​, where As=∏jAsjA_{\mathbf s} = \prod_{j} A_{s_j}As​=∏j​Asj​​. A homomorphism commutes with all operations sortwise.

The free Σ\SigmaΣ-algebra TΣ(X)\mathbf T_\Sigma(X)TΣ​(X) on an SSS-sorted set XXX of variables has as its sort-sss carrier TΣ(X)s\mathrm T_\Sigma(X)_sTΣ​(X)s​ the set of (X,s)(X,s)(X,s)-terms; every SSS-sorted map X→AX \to AX→A extends uniquely to a homomorphism TΣ(X)→A\mathbf T_\Sigma(X) \to \mathbf ATΣ​(X)→A. Following automata-theoretic tradition, subsets of TΣ(X)\mathrm T_\Sigma(X)TΣ​(X) are called languages. For a sort sss, a language L⊆TΣ(X)sL \subseteq \mathrm T_\Sigma(X)_sL⊆TΣ​(X)s​ is sss-recognizable when there are a finite Σ\SigmaΣ-algebra N\mathbf NN, a homomorphism f ⁣:TΣ(X)→Nf\colon \mathbf T_\Sigma(X) \to \mathbf Nf:TΣ​(X)→N, and a subset M⊆NsM \subseteq N_sM⊆Ns​ with L=fs−1[M]L = f_s^{-1}[M]L=fs−1​[M]. Write Recs(TΣ(X))\mathrm{Rec}_s(\mathbf T_\Sigma(X))Recs​(TΣ​(X)) for the set of all such LLL.

Two operations on languages, both performed sortwise, generate the regular expressions. Given a variable z∈Xuz \in X_uz∈Xu​ and a language L⊆TΣ(X)uL \subseteq \mathrm T_\Sigma(X)_uL⊆TΣ​(X)u​, zzz-substitution ( ⁣zL ⁣)s♯p\left(\!\begin{smallmatrix}z\\ L\end{smallmatrix}\!\right)^{\sharp\mathsf p}_s(zL​)s♯p​ replaces, in every term of an input language of sort sss, each occurrence of zzz independently by a term of LLL. The zzz-iteration is L⋆z=⋃i∈NLi zL^{\star z} = \bigcup_{i\in\mathbb N} L^{i\,z}L⋆z=⋃i∈N​Liz, where L0 z={z}L^{0\,z} = \{z\}L0z={z} and Li+1 z=Li z∪( ⁣zLiz ⁣)s♯p(L)L^{i+1\,z} = L^{i\,z} \cup \left(\!\begin{smallmatrix}z\\ L^{i\,z}\end{smallmatrix}\!\right)^{\sharp\mathsf p}_s(L)Li+1z=Liz∪(zLiz​)s♯p​(L). For a finite SSS-sorted set ZZZ, the regular signature Reg(S,Σ,Z)\mathrm{Reg}(S,\Sigma,Z)Reg(S,Σ,Z) expands Σ\SigmaΣ by an empty constant ∅s\varnothing_s∅s​, a binary sum +s+_s+s​, a unary zzz-iteration (⋅)⋆z(\cdot)^{\star z}(⋅)⋆z for each z∈Zsz\in Z_sz∈Zs​, and a zzz-substitution operation for each z∈Ztz\in Z_tz∈Zt​. Its terms are the regular expressions over (S,Σ,Z)(S,\Sigma,Z)(S,Σ,Z); the power algebra TΣ(Z)℘\mathbf T_\Sigma(Z)^\wpTΣ​(Z)℘ carries a canonical Reg(S,Σ,Z)\mathrm{Reg}(S,\Sigma,Z)Reg(S,Σ,Z)-algebra structure, and interpreting a regular expression there yields a language {R}sZ♯\{R\}^{Z\sharp}_s{R}sZ♯​. A language L⊆TΣ(X)sL\subseteq \mathrm T_\Sigma(X)_sL⊆TΣ​(X)s​ is sss-regular when L={R}sZ♯L = \{R\}^{Z\sharp}_sL={R}sZ♯​ for some finite Z⊇XZ\supseteq XZ⊇X and some regular expression RRR of type sss; write Regs(TΣ(X))\mathrm{Reg}_s(\mathbf T_\Sigma(X))Regs​(TΣ​(X)).

Formalization targets

Goal — the many-sorted Kleene theorem

∀ s∈S,Recs(TΣ(X))  =  Regs(TΣ(X)).\forall\, s\in S,\qquad \mathrm{Rec}_s(\mathbf T_\Sigma(X)) \;=\; \mathrm{Reg}_s(\mathbf T_\Sigma(X)).∀s∈S,Recs​(TΣ​(X))=Regs​(TΣ​(X)).

The statement fixes no automaton model and no normal form for regular expressions: it asserts only that the two classes of languages coincide, at every sort, for every finite SSS, every finite SSS-sorted signature Σ\SigmaΣ, and every finite SSS-sorted set XXX. It splits into Regs⊆Recs\mathrm{Reg}_s \subseteq \mathrm{Rec}_sRegs​⊆Recs​ (Corollary 4.8) and Recs⊆Regs\mathrm{Rec}_s \subseteq \mathrm{Reg}_sRecs​⊆Regs​ (Proposition 4.10).

Significance

The result completes the Kleene–Myhill–Nerode correspondence on the side of universal algebra, uniformly over an arbitrary finite many-sorted signature: it names the exact operations — those of Σ\SigmaΣ, plus empty language, union, sortwise substitution, and sortwise iteration — that generate precisely the finite-state behaviours. Over non-free structures the correspondence is known to fail (recognizable but non-rational subsets of a monoid, Eilenberg 1974), which is what makes the free many-sorted algebra the natural home for an exact statement. The forward direction organizes the regular languages into a Reg\mathrm{Reg}Reg-algebra and instantiates the closure properties of CVCL20; the converse gives a constructive, syntactic procedure — from a recognizing homomorphism it builds a regular expression denoting the language — generalizing Lemma 2.5.7 of Gécseg–Steinby, itself descended from McNaughton–Yamada.

The paper is new (June 2026) and has no machine-checked proof. This mission produces the first formalization: a reusable Lean development of finite many-sorted universal algebra — signatures, algebras, free term algebras and their universal property, the Artinian subterm order, power algebras, recognizability, and the substitution/iteration calculus — together with the two inclusions and the state-elimination argument. Everything below the §4 headline results is infrastructure of independent value for many-sorted formal language theory.

Difficulty

The converse inclusion is the substance. The single-sorted proof eliminates automaton states one at a time along a single axis; the naive port to the many-sorted case — fix a linear order on all states and eliminate — loses track of the sort at which each elimination happens and does not terminate cleanly. The argument instead carries a sortwise budget: an SSS-sorted family K≤NK \le NK≤N recording, for each sort ttt, the set KtK_tKt​ of state values still admissible at internal subterms. The induction is on ∥∥K∥∥=∑s∈Sks\lVert\lVert K\rVert\rVert = \sum_{s\in S} k_s∥∥K∥∥=∑s∈S​ks​, and each step removes the top state of one chosen sort, so the recursion branches over the sorts whose budget is nonzero and the key identity (Equation (E)) is a union over those sorts. The inductive invariant — the family of auxiliary languages Lu(C,K,l)L_u(C,K,l)Lu​(C,K,l) with its budget bookkeeping — is what separates the many-sorted argument from its ancestor; it is also the part Gécseg–Steinby declare "obvious from the construction" and this proof spells out in full (Claims C1–C6).

Formalization scope

Proposed Lean representation: SSS a type with [Fintype S]; an SSS-sorted set as S → Type; a signature as a family List S → S → Type with finiteness where the theorems need it; the free algebra as an inductive term type; the power algebra with sort-sss carrier Set (T_Σ Z s); sss-recognizability as the existence of a finite Σ\SigmaΣ-algebra, a homomorphism, and a subset whose sortwise preimage is the language. Committed conventions: SSS finite throughout; Σ\SigmaΣ finite and XXX finite for the §4 results (so that only finitely many basic terms exist and the budget induction is well-founded); the regular operations are exactly {∅,+,(⋅)⋆z,z-subst}\{\varnothing, +, (\cdot)^{\star z}, z\text{-subst}\}{∅,+,(⋅)⋆z,z-subst} together with the operations of Σ\SigmaΣ — not an unrestricted Boolean or closure algebra, which would trivialize the statement.

A complete development needs: the many-sorted UA core (sorted sets and maps, signature, algebra, homomorphism, subalgebra, congruence); the free algebra with unique readability (Proposition 3.4) and universal property (Proposition 3.5); the Artinian subterm order (Proposition 3.6); the power algebra; recognizability and sss-recognizability with the CVCL20 closure results (Propositions 3.29, 3.30, 3.33); the substitution and iteration calculus (Lemmas 3.23, 3.25, 3.28, Corollary 3.17, Lemma 3.18); and the §4 regular-expression layer (Definition 4.1, Proposition 4.3, Corollary 4.4, Definition 4.6). The UA core and the substitution calculus are reusable beyond this mission. Contributions are welcome at every level — the definitions, the closure results, the auxiliary claims C1–C6, and either inclusion.

Selected references

  • L. Gong, R. Ruiz Mora, N. Sanmartín Vich, E. Cosme Llópez, A Kleene theorem for free many-sorted algebras, 2026.
  • J. Climent Vidal, E. Cosme Llópez, Congruence-based proofs of the recognizability theorems for free many-sorted algebras, Journal of Logic and Computation 30(2) (2020), 561–633. https://arxiv.org/abs/1808.08217
  • F. Gécseg, M. Steinby, Tree Automata, Akadémiai Kiadó, Budapest, 1984.
  • R. McNaughton, H. Yamada, Regular expressions and state graphs for automata, IRE Transactions on Electronic Computers EC-9 (1960), 39–47.
  • S. C. Kleene, Representation of events in nerve nets and finite automata, in Automata Studies, Princeton University Press, 1956, 3–42.
  • J. Mezei, J. Wright, Algebraic automata and context-free sets, Information and Control 11 (1967), 3–29.
  • S. Eilenberg, Automata, Languages, and Machines, Vol. A, Academic Press, New York, 1974.
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Number Theory·Captain: tomasz

Senthil Kumar: Weierstrass elliptic and zeta valuesResearch Paper

Arithmetic relations among elliptic-function values

Formalization status, 29 September 2026: the main theorem and all nine linked milestones are Proved, with zero Open leaves. The selected proof uses the now-Proved Philippon Theorem 2.1 and the completed Weierstrass application bridges. The linked statements retain their explicit formalization conventions and intermediate variants.

Algebraic independence measures whether several complex numbers satisfy a polynomial relation with rational coefficients. For two numbers, independence means that no nonzero polynomial in two variables vanishes at that pair. This is stronger than asking that each number separately be transcendental: two transcendental numbers can still satisfy a polynomial relation with each other. The distinction matters when describing the arithmetic information carried jointly by periods, lattice invariants, and values of analytic functions.

The completed target is Theorem 1 of Senthil Kumar K, Algebraic independence of values of Weierstrass elliptic and zeta functions (2026). It concerns ten numbers attached to a complex lattice and two evaluation points. The conclusion selects an algebraically independent pair from those ten entries; it does not specify that the pair must consist of two particular function values. The mathematical result is published, and this mission now supplies its checked Lean proof. A source comparison on 29 September 2026 checked the main theorem’s hypotheses, ten values, full-period quasi-period normalization and pair-independence conclusion. The main statement needs no correction.

A lattice and its canonical functions

Take complex numbers ω1,ω2\omega_1,\omega_2ω1​,ω2​ that are linearly independent over the real numbers. Their integer linear combinations form the period lattice

Ω=Zω1+Zω2.\Omega=\mathbb Z\omega_1+\mathbb Z\omega_2.Ω=Zω1​+Zω2​.

The formal representation is Mathlib's PeriodPair. Its lattice determines the Weierstrass elliptic function ℘\wp℘ and invariants g2,g3g_2,g_3g2​,g3​, using Mathlib's existing definitions. Thus the lattice, function, and invariants are linked by their construction; they are not unrelated parameters.

The Weierstrass zeta function is fixed by the lattice series

ζΩ(z)=1z+∑λ∈Ω∖{0}(1z−λ+1λ+zλ2).\zeta_\Omega(z)=\frac1z+\sum_{\lambda\in\Omega\setminus\{0\}} \left(\frac1{z-\lambda}+\frac1\lambda+\frac{z}{\lambda^2}\right).ζΩ​(z)=z1​+λ∈Ω∖{0}∑​(z−λ1​+λ1​+λ2z​).

This is the normalization in DLMF equation 23.2.5. For a lattice element ω\omegaω, its quasi-period is represented by

ηΩ(ω)=ζΩ(ω1/2+ω)−ζΩ(ω1/2).\eta_\Omega(\omega)=\zeta_\Omega(\omega_1/2+\omega)-\zeta_\Omega(\omega_1/2).ηΩ​(ω)=ζΩ​(ω1​/2+ω)−ζΩ​(ω1​/2).

Both arguments lie outside the lattice. Relating this fixed increment to the increment at an arbitrary regular point is part of the established analytic infrastructure. The normalization concerns the full period ω\omegaω; references using half-periods require the corresponding factors of two, as in DLMF equation 23.2.11.

Formalization targets

Theorem 1: an algebraically independent pair

Let ω≠0\omega\ne0ω=0 belong to Ω\OmegaΩ. Suppose u1,u2,ωu_1,u_2,\omegau1​,u2​,ω are linearly independent over Q\mathbb QQ and

(Zu1+Zu2)∩Ω={0}.(\mathbb Z u_1+\mathbb Z u_2)\cap\Omega=\{0\}.(Zu1​+Zu2​)∩Ω={0}.

Define the indexed tuple

V=(g2,g3,ω,ηΩ(ω),u1,u2,℘(u1),ζΩ(u1),℘(u2),ζΩ(u2)).V=(g_2,g_3,\omega,\eta_\Omega(\omega),u_1,u_2, \wp(u_1),\zeta_\Omega(u_1),\wp(u_2),\zeta_\Omega(u_2)).V=(g2​,g3​,ω,ηΩ​(ω),u1​,u2​,℘(u1​),ζΩ​(u1​),℘(u2​),ζΩ​(u2​)).

The proved conclusion is

∃i,j∈{0,…,9},i≠jand(Vi,Vj) is algebraically independent over Q.\exists i,j\in\{0,\ldots,9\},\quad i\ne j\quad\text{and}\quad (V_i,V_j)\text{ is algebraically independent over }\mathbb Q.∃i,j∈{0,…,9},i=jand(Vi​,Vj​) is algebraically independent over Q.

These are the hypotheses and conclusion of the paper's Theorem 1. No algebraicity assumption is imposed on g2g_2g2​ or g3g_3g3​, and the conclusion does not assert independence of all ten entries.

Equations (5) and (6): supporting addition identities

The initial supporting targets are the two identities used in §4 of the paper. For z,v,z+v∉Ωz,v,z+v\notin\Omegaz,v,z+v∈/Ω, write Δ=℘(v)−℘(z)\Delta=\wp(v)-\wp(z)Δ=℘(v)−℘(z). They assert

2ΔζΩ(z+v)=2(ζΩ(z)+ζΩ(v))Δ+℘′(v)−℘′(z),2\Delta\zeta_\Omega(z+v) =2(\zeta_\Omega(z)+\zeta_\Omega(v))\Delta+\wp'(v)-\wp'(z),2ΔζΩ​(z+v)=2(ζΩ​(z)+ζΩ​(v))Δ+℘′(v)−℘′(z),

and

4Δ2℘(z+v)=−4(℘(z)+℘(v))Δ2+(℘′(v)−℘′(z))2.4\Delta^2\wp(z+v) =-4(\wp(z)+\wp(v))\Delta^2+(\wp'(v)-\wp'(z))^2.4Δ2℘(z+v)=−4(℘(z)+℘(v))Δ2+(℘′(v)−℘′(z))2.

The statements preserve the paper's multiplied-out forms. They do not require Δ≠0\Delta\ne0Δ=0. These targets supply reusable identities; proving them alone does not establish the arithmetic conclusion of Theorem 1.

Nine completed milestones

MilestoneLinked result
Equation (5) — zeta addition identityProved
Equation (6) — elliptic addition identityProved
Lemma 6 — entire regularization and interpolation boundsProved
Lemma 8 — bounded auxiliary polynomial (formal-grid variant)Proved
Appendix A.2 — Weierstrass model realization (application bridge)Proved
Appendix A.2 / Lemma A.1 — subgroup degrees (application bridge)Proved
Proposition A.1 — zero estimate on the mission’s rank-one gridProved
Lemma 9 — bounded-order nonvanishing on the enlarged gridProved
Lemma 10 — nonzero small arithmetic elements (linear-degree variant)Proved

The grid and degree variants are described in the linked statements. The two application bridges identify the Weierstrass objects with the general group-theoretic objects used by Philippon’s theorem.

What the completed formalization establishes

The completed goal certifies that every period pair and every triple satisfying the stated hypotheses yields an independent pair in the precise ten-entry tuple. In particular, a proof must handle arbitrary complex lattice invariants and arbitrary admissible evaluation points. A result for a preferred lattice, algebraic arguments, or a predetermined choice of indices would leave the requested statement unresolved.

The definitions provide a reusable interface for elliptic zeta values: a canonical series, a fixed quasi-period convention, and an explicit finite-family independence predicate. The main theorem and all nine milestones have checked proofs; the theorem pages record their accepted submissions and dependencies.

Analytic identities and arithmetic independence

The central difficulty in the proof is passing from identities of analytic functions to exclusion of rational polynomial relations among selected complex values. Periodicity and the addition identities describe how values are related, but do not by themselves rule out algebraic dependence. Consequently, finishing the elementary function interface is only one part of the development.

The development also addresses a concrete analytic obligation in the chosen representation. An infinite-sum expression is a total Lean term even before summability is proved. Using it as the canonical analytic zeta function requires the appropriate convergence and differentiation results. The classical convergence statement is recorded in DLMF §23.2(ii); it is not introduced as an extra hypothesis of the main theorem.

Formalization scope and conventions

All custom declarations use the namespace WeierstrassEllipticZeta. The lattice intersection is an equality of Z\mathbb ZZ-submodules of C\mathbb CC. Rational linear independence and real linear independence have different roles: the first constrains the three inputs to the theorem, while the second is built into the period pair. Neither is replaced by numerical noncollinearity checks or approximate arithmetic.

The ten values form a Fin 10 family. The selected pair uses Mathlib's AlgebraicIndependent over Q\mathbb QQ, so repeated numerical values cannot supply an independent pair merely by occupying different indices. The existing assumptions imply that both evaluation points are outside the lattice; no extra exclusion hypothesis is needed for the goal. Supporting addition identities state their pole exclusions explicitly because Lean's totalized division also assigns values at zero denominators.

The linked intermediate targets identify the variants sufficient for the completed main proof: Lemma 8 uses the stated formal-grid formulation; Proposition A.1 concerns the mission’s rank-one grid; and Lemma 10 uses linear coordinate-degree bounds rather than the source’s sharper O(N/log N) bounds. These distinctions are explicit in the milestone statements. They do not add assumptions to the main theorem. Further contributions can simplify the checked proofs, improve these intermediate bounds, or extend the general results beyond the existing mission target.

Extensions beyond the paper

Theorem 1 with only individual pole exclusions is an Open follow-up target. It retains the same nonzero period, rational linear independence, and ten-entry algebraic-independence conclusion, while replacing the lattice-intersection hypothesis with u1,u2∉Ωu_1,u_2\notin\Omegau1​,u2​∈/Ω.

This extension is an additional deduction to formalize, not a numbered result of the paper, and no mathematical novelty is claimed. Its planned proof combines the completed Theorem 1 with a separate Chudnovsky period theorem and an arithmetic lemma recovering the quasi-period of an integer combination. These additional dependencies remain to be formalized. The mission's completed main goal and nine paper-related milestones continue to record the original scope.

Selected references

  • Senthil Kumar K, Algebraic independence of values of Weierstrass elliptic and zeta functions, Proceedings of the Edinburgh Mathematical Society, published online 17 June 2026, pp. 1–33. DOI. Target: Theorem 1; supporting identities: §4, equations (5) and (6).
  • NIST Digital Library of Mathematical Functions, Chapter 23, §23.2: Definitions and Periodic Properties, accessed 4 September 2026. Zeta normalization: equation 23.2.5; quasi-period convention: equation 23.2.11.
  • Mathlib contributors, Mathlib.Analysis.SpecialFunctions.Elliptic.Weierstrass, pinned revision 0df444a360eaa60ab8c11dca51a86af692955474 (Lean 4.33.1).
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