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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

Campaigns (experimental)

Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

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About Prove2Me

Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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© 2026 Prove2Me
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Find your next mission.

Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

Campaigns (experimental)

Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

3SUM Exponent

Classical algorithms solve 3SUM in O(n2)O(n^2)O(n2) time. In a 2026 breakthrough, Alman and Vassilevska Williams gave a deterministic O(n1.9992)O(n^{1.9992})O(n1.9992) algorithm, refuting the integer 3SUM hypothesis. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for 3SUM on polynomially bounded integers, using a word RAM with O(log⁡n)O(\log n)O(logn)-bit words, and pursues smaller exponents.

≤ 1.999074Formalized record
3 provers on it4 of 4 missions formalized

All-Pairs Shortest Paths (APSP) Exponent

Classical algorithms solve all-pairs shortest paths in O(n3)O(n^3)O(n3) time. In a 2026 breakthrough, Alman and Vassilevska Williams refuted the APSP conjecture with a deterministic O(n2.99942)O(n^{2.99942})O(n2.99942) algorithm. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for exact APSP and pursues smaller exponents.

≤ 2.996001Formalized record
3 provers on it4 of 4 missions formalized

The irrationality measure of π

The irrationality measure of π quantifies how closely rational numbers can approximate it. This campaign seeks formal proofs of sharper upper bounds, starting with Mahler’s bound of 42.

≤ 7.103205334138Formalized record→≤ 2Open frontier
7 provers on it7 of 8 missions formalized

Sharp diagonal Hlawka constant

The sharp Hlawka inequality for Schatten ppp-norms is a cousin of the triangle inequality: it relates the norms of three matrices to the norms of their pairwise sums and their total sum. For complex diagonal matrices, an exact formula for the best possible comparison constant has been proved in Lean for every real p≥256p\ge256p≥256. We conjecture that the same formula holds for all p≥2p\ge2p≥2.

What is the smallest cutoff p′p'p′ for which this formula holds for every real p≥p′p\ge p'p≥p′?

References:

  • Wolfram MathWorld, Hlawka's Inequality.
  • Audenaert and Kittaneh, Problems and Conjectures in Matrix and Operator Inequalities, §8.2 (2017).
  • Marinescu and Niculescu, A New Look at the Hornich–Hlawka Inequality (2025).
  • Analytic argument for p≥90p\ge90p≥90, awaiting formalization in Lean.
≤ 80Formalized record
3 provers on it7 of 7 missions formalized

Odd numbers as sums of primes

Is every odd number a sum of kkk primes? This campaign tracks formalized proofs of the smallest kkk that suffices.

Schnirelmann (1930) showed some finite kkk works. Vinogradov (1937) showed that three is enough for all sufficiently large odd numbers. Tao (2012) proved k=5k = 5k=5 unconditionally. Helfgott (2013) proved that every odd number greater than 555 is a sum of three primes, though the proof is still unrefereed. Ideally, we can formalize this statement here. Note that three is optimal: 272727 is neither prime nor 222 + prime.

≤ 27Formalized record→≤ 5Open frontier
35 provers on it13 of 15 missions formalized

Matrix multiplication exponent

Schoolbook matrix multiplication takes n3n^3n3 operations. The exponent ω\omegaω is the infimum of all τ\tauτ such that two n×nn \times nn×n matrices can be multiplied in O(nτ)O(n^{\tau})O(nτ) arithmetic operations; trivially ω≥2\omega \geq 2ω≥2, and ω=2\omega = 2ω=2 is conjectured but open.

Strassen gave the first nontrivial bound, ω<2.81\omega < 2.81ω<2.81, in 1969, and introduced the laser method in 1986 to reach ω<2.48\omega < 2.48ω<2.48. Coppersmith and Winograd's 1990 bound of 2.3762.3762.376 stood for two decades. Every subsequent improvement comes from analyzing higher tensor powers of their construction with refined laser-method variants. That line reached ω<2.371339\omega < 2.371339ω<2.371339 in 2025, and the current record is ω<2.371177\omega < 2.371177ω<2.371177, from August 2026. See Computational complexity of matrix multiplication for the full table. Can we formalize these results and even improve on them?

≤ 2.25Formalized record
16 provers on it9 of 9 missions formalized

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Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Dynamical SystemsFunctional Analysis·Captain: dbenbenn

Connes–Feldman–Weiss: an amenable equivalence relation is generated by a single transformationResearch Paper

This mission formalizes A. Connes, J. Feldman and B. Weiss, An amenable equivalence relation is generated by a single transformation, Ergodic Theory Dynam. Systems 1 (1981) 431–450 (doi:10.1017/S014338570000136X).

Motivation

A countable group acting on a measure space partitions it into countable orbits, and much of ergodic theory studies actions only through this orbit equivalence relation. The simplest relations are those of a single transformation, the orbits of an action of Z\mathbb ZZ. Connes, Feldman and Weiss characterize exactly which relations are of this kind, up to null sets: the amenable ones, those carrying an invariant mean. Since the orbit relation of any action of a countable amenable group is amenable, every such action is orbit equivalent to an action of Z\mathbb ZZ. The same theorem gives the uniqueness of Cartan subalgebras in hyperfinite von Neumann algebras.

On this platform it is the missing link in the Lodha–Moore mission, which passes between Lodha and Moore's definition of a μ\muμ-amenable relation (an orbit relation of Z\mathbb ZZ off a null set) and the invariant-mean definition of the Monod bundle: one direction is proved, the other (LodhaMoore.isMuAmenable_of_isAmenableRel) is this mission's goal in Lodha and Moore's language.

Timeline.

  • 1959, 1963: Dye proves orbit equivalence for measure-preserving actions of abelian groups and groups of polynomial growth (doi:10.2307/2372852, doi:10.2307/2373108).
  • 1976: Krieger classifies non-singular transformations up to orbit equivalence (doi:10.1007/BF01360278).
  • 1977: Feldman and Moore set up countable Borel equivalence relations and their von Neumann algebras (doi:10.1090/S0002-9947-1977-0578656-4).
  • 1978: Zimmer introduces amenable actions and shows that discrete subgroups act amenably on G/PG/PG/P for PPP amenable (doi:10.1016/0022-1236(78)90013-7).
  • 1980: Ornstein and Weiss prove that every measure-preserving action of a countable amenable group is orbit equivalent to an action of Z\mathbb ZZ (doi:10.1090/S0273-0979-1980-14702-3).
  • 1981: Connes, Feldman and Weiss prove it for every amenable non-singular countable equivalence relation, without a group.
  • 2004: Kechris and Miller give a detailed modern account in Topics in orbit equivalence (doi:10.1007/b99421).

Setting

XXX is a standard Borel space with a σ\sigmaσ-finite measure μ\muμ. A discrete measured equivalence relation (IsDiscreteMeasured μ R) is a Borel equivalence relation R⊆X×XR \subseteq X \times XR⊆X×X whose classes are countable and for which μ\muμ is quasi-invariant: the saturation R(A)={x∣∃y∈A,(x,y)∈R}R(A) = \{x \mid \exists y \in A, (x, y) \in R\}R(A)={x∣∃y∈A,(x,y)∈R} of a null Borel set AAA is null.

RRR carries the measure m=∫νx dμ(x)m = \int \nu^x\, d\mu(x)m=∫νxdμ(x), νx\nu^xνx the counting measure on the class of xxx (relMeasure), and the module δ\deltaδ, the density of mmm against its image under (x,y)↦(y,x)(x, y) \mapsto (y, x)(x,y)↦(y,x) (module). A partial transformation of RRR is a Borel bijection between Borel subsets of XXX whose graph lies in RRR (Monod.PartialTransformation).

RRR is amenable (Monod.IsAmenableRel) when it has a left invariant mean: a positive normalized map PPP from bounded functions on RRR to bounded functions on XXX with P(fϕ)=(Pf)ϕP(f^\phi) = (Pf)^\phiP(fϕ)=(Pf)ϕ for every partial transformation ϕ\phiϕ (Definitions 5–6). RRR is of type I (IsTypeI) when, off a null saturated set, its quotient is a standard Borel space, and hyperfinite (IsHyperfinite) when, off a null set, it is a countable increasing union of type I equivalence relations (Definition 1). A finite subequivalence relation (IsFiniteSubrelation) is a Borel T⊆RT \subseteq RT⊆R that is an equivalence relation with finite classes on T(0)={x∣(x,x)∈T}T^{(0)} = \{x \mid (x, x) \in T\}T(0)={x∣(x,x)∈T}.

Formalization targets

Goal (p. 431)

For RRR amenable there are a non-singular Borel automorphism TTT of XXX and a null set NNN with

(x,y)∈R  ⟺  ∃n∈Z, y=Tnx(x,y∉N).(x, y) \in R \iff \exists n \in \mathbb Z,\ y = T^n x \qquad (x, y \notin N).(x,y)∈R⟺∃n∈Z, y=Tnx(x,y∈/N).

Milestones

  • §1 (p. 434): the type I criterion; hyperfinite relations are those generated by one automorphism (Dye, external); subrelations of hyperfinite relations are hyperfinite.
  • §§2–3: Lemma 2 (disintegration over a finite subrelation), Feldman and Moore's Theorem 1 (external, as the proof of Lemma 3 applies it), Lemma 3 (bounded sets), Lemma 4 (local triviality).
  • §§5–6: Lemma 8 (the Følner condition), Lemma 9 (approximation by finite subrelations), Theorem 10 (hyperfinite if and only if amenable).
  • §7: Corollary 12, Corollary 13 (Vershik), and Corollary 14 with the amenability of the action it rests on (Zimmer, external).

Significance

The result. Theorem 10 turns amenability, which is usually easy to check, into hyperfiniteness, which is the structure one wants: for instance, the action of SL2(Z)\mathrm{SL}_2(\mathbb Z)SL2​(Z) on the projective line, or of any discrete group on G/PG/PG/P with PPP amenable, is generated by a single transformation. On this platform it closes the open direction, LodhaMoore.isMuAmenable_of_isAmenableRel, and with it Lodha and Moore's Theorem 2.1.

Formalizing it. No machine-checked proof of the theorem exists, in Mathlib or elsewhere as far as a search finds; Mathlib has no theory of countable Borel equivalence relations. A complete development builds that theory from the descriptive set theory Mathlib has.

Difficulty

The theorem is about relations without a group. The obvious route, through a countable group generating RRR and an amenability of that group, is unavailable: the orbit relation of a nonamenable group, such as SL2(Z)\mathrm{SL}_2(\mathbb Z)SL2​(Z) acting on the projective line, can be amenable, and there is no group whose Følner sets one could use. The Følner sets of Lemma 8 have to be produced from the invariant mean on the relation itself, which needs duality between L1L^1L1 and L∞L^\inftyL∞ and convexity arguments. Underneath, even the basic facts used in §§1–3 (that RRR is a countable union of graphs of Borel automorphisms, that mmm is a measure, that saturations of Borel sets are Borel) rest on the Lusin–Novikov uniformization theorem, which is not in Mathlib. It is published here as standalone theorems: a Borel set with countable sections is a countable union of Borel graphs, and a countable-to-one Borel map is injective on countably many Borel pieces covering its domain.

Formalization scope

All statements carry the hypotheses of §1: XXX standard Borel (StandardBorelSpace), μ\muμ σ\sigmaσ-finite, RRR a Borel equivalence relation with countable classes and μ\muμ quasi-invariant. Lemmas 8 and 9 take μ\muμ a probability measure, as the paper's proof of Lemma 9 does. “Up to a null set” is read as “off a μ\muμ-null Borel set of points”, which by quasi-invariance agrees with the paper's mmm-null sets. Amenability is the published Monod definition, an invariant mean on bounded measurable functions modulo null sets; it is not trivial (the relation of PSL2(A)\mathrm{PSL}_2(A)PSL2​(A) for a countable dense subring AAA of R\mathbb RR is not amenable, Monod.not_isAmenableRel_mob).

The definitions are in the definition bundle ConnesFeldmanWeiss. Reusable beyond this mission: the Feldman–Moore theorem and the basic theory of countable Borel equivalence relations, both welcome as standalone theorems.

What is left out. Proposition 7 and Corollary 11 need the von Neumann algebra of a relation and its Cartan subalgebras, which Mathlib does not have. The final part of the paper (Lemma 15 to Corollary 21) treats relations with uncountable classes through transverse functions, including foliations; it is a different setting with its own definitions.

Selected references

  • A. Connes, J. Feldman, B. Weiss, An amenable equivalence relation is generated by a single transformation, Ergodic Theory Dynam. Systems 1 (1981) 431–450. doi:10.1017/S014338570000136X
  • H. A. Dye, On groups of measure preserving transformations. I, Amer. J. Math. 81 (1959) 119–159. doi:10.2307/2372852
  • J. Feldman, C. C. Moore, Ergodic equivalence relations, cohomology, and von Neumann algebras. I, Trans. Amer. Math. Soc. 234 (1977) 289–324. doi:10.1090/S0002-9947-1977-0578656-4
  • R. J. Zimmer, Amenable ergodic group actions and an application to Poisson boundaries of random walks, J. Funct. Anal. 27 (1978) 350–372. doi:10.1016/0022-1236(78)90013-7
  • D. Ornstein, B. Weiss, Ergodic theory of amenable group actions. I: The Rohlin lemma, Bull. Amer. Math. Soc. 2 (1980) 161–164. doi:10.1090/S0273-0979-1980-14702-3
  • A. S. Kechris, B. D. Miller, Topics in orbit equivalence, Lecture Notes in Math. 1852, Springer, 2004. doi:10.1007/b99421
19 thms1 active userReviewed
🏆Completed
Calculus of VariationsMathematical PhysicsPartial Differential Equations·Captain: shivm

Uniqueness of the Hemispheric Saddle Profile on a Magnetic Sphere (AIM 241)Open Problem

Motivation

Gustafson, Meinert and Melcher construct axisymmetric saddle points of the micromagnetic energy of a spherical shell in two ways (a heat flow, and continuation from an explicit solution at κ=4\kappa=4κ=4). Their Remark 3.18 conjectures that a single uniqueness statement identifies the two; it is problem 241 of the AIM open problem list.

Timeline. 2016: Kravchuk et al. propose the model. 2025: Gustafson–Meinert–Melcher construct the saddle points and state the conjecture.

Setting

For anisotropy κ>0\kappa>0κ>0 the energy of m:S2→S2m:S^2\to S^2m:S2→S2 is Eκ(m)=12∫S2∣∇m∣2+κ (1−(m⋅x)2)\mathcal E_\kappa(m)=\frac12\int_{S^2}|\nabla m|^2+\kappa\,(1-(m\cdot x)^2)Eκ​(m)=21​∫S2​∣∇m∣2+κ(1−(m⋅x)2). An axisymmetric field m=(sin⁡hcos⁡φ, sin⁡hsin⁡φ, cos⁡h)m=(\sin h\cos\varphi,\ \sin h\sin\varphi,\ \cos h)m=(sinhcosφ, sinhsinφ, cosh) with profile h(θ)h(\theta)h(θ) is critical exactly when

h′′+cot⁡θ h′−sin⁡2h2sin⁡2θ−κ2sin⁡(2h−2θ)=0(0<θ<π).(2.6)h''+\cot\theta\,h'-\frac{\sin 2h}{2\sin^2\theta}-\frac{\kappa}{2}\sin(2h-2\theta)=0\qquad(0<\theta<\pi).\tag{2.6}h′′+cotθh′−2sin2θsin2h​−2κ​sin(2h−2θ)=0(0<θ<π).(2.6)

The hemispheric class H0,2H_{0,2}H0,2​ adds h(0)=0h(0)=0h(0)=0, h(π)=2πh(\pi)=2\pih(π)=2π, h(π−θ)=2π−h(θ)h(\pi-\theta)=2\pi-h(\theta)h(π−θ)=2π−h(θ).

Formalization target

For every κ≥4\kappa\ge4κ≥4 there is exactly one smooth profile in H0,2H_{0,2}H0,2​ that solves (2.6) and induces a smooth map S2→S2S^2\to S^2S2→S2. The statement may be proved or disproved.

Significance

Uniqueness would identify the two constructions as one saddle branch; a counterexample would give further degree-zero critical points of Eκ\mathcal E_\kappaEκ​.

Difficulty

(2.6) is singular at both poles and H0,2H_{0,2}H0,2​ is a two-point boundary condition, so standard ODE uniqueness does not apply, and the paper's comparison arguments only control solutions in the wedge θ≤h≤2θ\theta\le h\le 2\thetaθ≤h≤2θ. Numerical evidence (shooting) finds at κ=4\kappa=4κ=4, besides h=2θh=2\thetah=2θ, a second solution in the class with h′(0)≈3.899h'(0)\approx3.899h′(0)≈3.899 (similarly at κ=5,8\kappa=5,8κ=5,8), which leaves the wedge.

Formalization scope

Profiles are functions h:R→Rh:\mathbb R\to\mathbb Rh:R→R; all conditions, and the uniqueness, are imposed on [0,π][0,\pi][0,π] only (values outside are unconstrained, so uniqueness on R\mathbb RR would be trivially false). Smoothness is ContDiffOn ℝ ∞ on [0,π][0,\pi][0,π]. "Induces a smooth map" means the field extended to R3∖{0}\mathbb R^3\setminus\{0\}R3∖{0} as a function of x/∣x∣x/|x|x/∣x∣ is C∞C^\inftyC∞ there; this excludes profiles with a cone singularity at a pole. The paper's H0,2H_{0,2}H0,2​ uses piecewise C1C^1C1 profiles; by its Corollary 2.7 it has the same solutions.

Selected references

  • S. Gustafson, D. Meinert, C. Melcher, Saddle Point Configurations for Spherical Ferromagnets, preprint, 2025. arXiv:2509.05159
  • V. P. Kravchuk et al., Topologically stable magnetization states on a spherical shell: Curvature-stabilized skyrmions, Phys. Rev. B 94, 144402, 2016. DOI
  • AIM open problems list, problem 241. github.com/MColbrook/AIM
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🏆Completed
CombinatoricsInformation Theory·Captain: shivm

Periodic Multidimensional Costas Arrays (Rubio–Torres Conjecture 1)Open Problem

Motivation

A Costas array is a permutation matrix in which the difference vectors between distinct dots are pairwise distinct; such arrays are frequency-hopping patterns for sonar and radar (Costas, 1984). Rubio and Torres ask whether their mmm-dimensional version can stay Costas in every window of its periodic extension, and conjecture that this happens only in the smallest order.

Timeline. 1984: Taylor proves that 2D periodic Costas arrays have order ≤2\le 2≤2. 2023: Rubio–Torres prove the odd-order and 3D cases, give 2×2×42\times2\times42×2×4 examples, and state Conjecture 1.

Setting

Let [n]={1,…,n}[n]=\{1,\dots,n\}[n]={1,…,n}, X=[a1]×⋯×[ak]X=[a_1]\times\cdots\times[a_k]X=[a1​]×⋯×[ak​], Y=[b1]×⋯×[bl]Y=[b_1]\times\cdots\times[b_l]Y=[b1​]×⋯×[bl​] with all sides ≥2\ge2≥2, and φ:X→Y\varphi:X\to Yφ:X→Y a bijection; the dots are (x,φ(x))∈Zk+l(x,\varphi(x))\in\mathbb Z^{k+l}(x,φ(x))∈Zk+l. The array is Costas if the difference vectors between distinct dots are distinct, and periodic Costas if moreover, after repeating the dots periodically over Zk+l\mathbb Z^{k+l}Zk+l, the dots inside every translate t+X×Yt+X\times Yt+X×Y have distinct difference vectors.

Formalization target

Conjecture 1: if k≥l≥1k\ge l\ge1k≥l≥1 and φ\varphiφ defines a periodic Costas array, then

∏i=1kai=2k,\prod_{i=1}^k a_i=2^k,i=1∏k​ai​=2k,

equivalently every ai=2a_i=2ai​=2. The condition k≥lk\ge lk≥l is a normalization (φ−1\varphi^{-1}φ−1 swaps the boxes).

Significance

A proof would give the multidimensional analogue of Taylor's theorem; a counterexample would give periodic distinct-difference patterns of non-power-of-two order.

Difficulty

The Rubio–Torres counting argument needs a bound that is available only when YYY is one-dimensional, which is why it stops at m=3m=3m=3. Computational evidence: an exhaustive window check reports that the 2×3×2×32\times3\times2\times32×3×2×3 array with dots (1,1,1,1),(1,2,1,2),(1,3,2,1),(2,1,1,3),(2,2,2,3),(2,3,2,2)(1,1,1,1),(1,2,1,2),(1,3,2,1),(2,1,1,3),(2,2,2,3),(2,3,2,2)(1,1,1,1),(1,2,1,2),(1,3,2,1),(2,1,1,3),(2,2,2,3),(2,3,2,2) is periodic Costas, which would disprove the conjecture.

Formalization scope

A point of Zk+l\mathbb Z^{k+l}Zk+l is a pair (x,y)(x,y)(x,y); boxes are 1-based; φ\varphiφ is a total function Zk→Zl\mathbb Z^k\to\mathbb Z^lZk→Zl whose values off XXX are unused. Differences are plain integer vectors (not reduced modulo the sides), windows range over all t∈Zk+lt\in\mathbb Z^{k+l}t∈Zk+l, and k,l≥1k,l\ge1k,l≥1 and sides ≥2\ge2≥2 are part of the definition, so no degenerate case holds vacuously.

Selected references

  • I. Rubio, J. Torres, Multidimensional Costas Arrays and Their Periodicity, IEEE Trans. Inf. Theory 69(8), 2023, 5032–5040. arXiv:2208.02378, DOI
  • J. P. Costas, A study of a class of detection waveforms having nearly ideal range-Doppler ambiguity properties, Proc. IEEE 72(8), 1984, 996–1009.
  • S. W. Golomb, H. Taylor, Constructions and properties of Costas arrays, Proc. IEEE 72(9), 1984, 1143–1163.
2 thms1 active userReviewed
🏆Completed
Combinatorics·Captain: mysticflounder

Six-colour Schur colourings of [1, 1801] under R₄(3) ≤ 61: balanced classes, nested saturation and forced reflectionResearch Paper

Motivation

The Schur number S(n)S(n)S(n) is the largest NNN such that [1,N]={1,…,N}[1, N] = \{1, \dots, N\}[1,N]={1,…,N} can be partitioned into nnn sumfree sets, sets with no x,y,zx, y, zx,y,z such that x+y=zx + y = zx+y=z (x=yx = yx=y allowed). Schur's argument gives S(n)≤Rn(3)−2S(n) \le R_n(3) - 2S(n)≤Rn​(3)−2, where the triangle Ramsey number Rn(3)R_n(3)Rn​(3) is the least NNN such that every colouring of the edges of KNK_NKN​ with nnn colours has a monochromatic triangle (Fredricksen–Sweet 2000, inequality (2)). Only S(1),…,S(5)=1,4,13,44,160S(1), \dots, S(5) = 1, 4, 13, 44, 160S(1),…,S(5)=1,4,13,44,160 are known (Heule 2018). For six colours the published range is 536≤S(6)≤1836536 \le S(6) \le 1836536≤S(6)≤1836; the upper bound is R6(3)−2R_6(3) - 2R6​(3)−2 with R6(3)≤1838R_6(3) \le 1838R6​(3)≤1838 (DS1, rev. 18).

Timeline.

  • 1955: Greenwood and Gleason prove R3(3)=17R_3(3) = 17R3​(3)=17 and Rn+1(3)≤(n+1)(Rn(3)−1)+2R_{n+1}(3) \le (n+1)(R_n(3) - 1) + 2Rn+1​(3)≤(n+1)(Rn​(3)−1)+2 (Theorem 6) (doi).
  • 1961: Baumert finds S(4)=44S(4) = 44S(4)=44 by computer, as reported by Fredricksen and Sweet; they and Heule cite Golomb–Baumert 1965 for it.
  • 1973: Chung proves R4(3)≥51R_4(3) \ge 51R4​(3)≥51 (doi).
  • 1997: Wan bounds Rn(3)R_n(3)Rn​(3) and, for even n≥6n \ge 6n≥6, states Sn<n! (e−e−1+3)/2−n+2S_n < n!\,(e - e^{-1} + 3)/2 - n + 2Sn​<n!(e−e−1+3)/2−n+2 (zbMATH 0882.05095 summary; doi). If his SnS_nSn​ is the least NNN that forces a monochromatic solution, this is the centred bound below, applied to his own bound on Rn−1(3)R_{n-1}(3)Rn−1​(3); if it is the largest NNN, it is 111 above it. His proof was not read.
  • 2000: Fredricksen and Sweet prove S(6)≥536S(6) \ge 536S(6)≥536 (doi).
  • 2004: Fettes, Kramer and Radziszowski prove R4(3)≤62R_4(3) \le 62R4​(3)≤62 (listed in DS1, which also lists R5(3)≤307R_5(3) \le 307R5​(3)≤307).
  • 2018: Heule proves S(5)=160S(5) = 160S(5)=160 with a certified SAT computation (AAAI-18; preprint arXiv:1711.08076).
  • 2026: a public repository of M. Tatarevic gives a computer-assisted argument for R4(3)≤61R_4(3) \le 61R4​(3)≤61. Its Lean development assumes that a family of 56,830 SAT instances is unsatisfiable, and the repository records solver results for them. The project of this mission's author produced LRAT certificates for all 56,830 instances and checked them; the report is in the repository's issue tracker. This mission does not depend on it.

The first target is a centred-interval bound: if Rk(3)≤rR_k(3) \le rRk​(3)≤r, then S(k+1)≤2(k+1)⌊(r−1)/2⌋+1S(k+1) \le 2(k+1)\lfloor (r-1)/2 \rfloor + 1S(k+1)≤2(k+1)⌊(r−1)/2⌋+1. With R4(3)≤61R_4(3) \le 61R4​(3)≤61 the recursive bound gives R5(3)≤302R_5(3) \le 302R5​(3)≤302, and the centred bound gives S(6)≤1801S(6) \le 1801S(6)≤1801; with R5(3)≤307R_5(3) \le 307R5​(3)≤307 it gives only 183718371837. The mission formalizes what a Schur colouring of [1,1801][1, 1801][1,1801] with six colours would have to look like under R4(3)≤61R_4(3) \le 61R4​(3)≤61.

Setting

All numbers are natural numbers, N={0,1,2,… }\mathbb{N} = \{0, 1, 2, \dots\}N={0,1,2,…}, and [a,b]={a,…,b}[a, b] = \{a, \dots, b\}[a,b]={a,…,b}.

Schur colourings and covers. A colouring with nnn colours is a map c:N→Fin nc : \mathbb{N} \to \mathrm{Fin}\,nc:N→Finn. It is a Schur colouring of [1,N][1, N][1,N] (SchurColoring N c) if there are no x,y≥1x, y \ge 1x,y≥1 with x+y≤Nx + y \le Nx+y≤N and c(x)=c(y)=c(x+y)c(x) = c(y) = c(x + y)c(x)=c(y)=c(x+y), the case x=yx = yx=y included. The cover form uses SumFree S and CoveredBySumFree X n (XXX lies in the union of nnn sumfree sets); for n≥1n \ge 1n≥1 the two bridge theorems pass between the two forms in both directions.

Triangle Ramsey property. TR(k,r)\mathrm{TR}(k, r)TR(k,r) (TriangleRamsey k r): every colouring with at most kkk colours of the pairs x<yx < yx<y of a finite set of at least rrr naturals has a monochromatic triangle. For k≥1k \ge 1k≥1 it is the inequality Rk(3)≤rR_k(3) \le rRk​(3)≤r.

Neighbourhoods. The difference colouring gives a pair {x,y}\{x, y\}{x,y} the colour c(∣x−y∣)c(|x - y|)c(∣x−y∣). For a Schur colouring of [1,N][1, N][1,N] it has no monochromatic triangle on [0,N][0, N][0,N], since (y−x)+(z−y)=z−x(y - x) + (z - y) = z - x(y−x)+(z−y)=z−x. Write

  • Γi(V,v)={ w∈V:w≠v, c(∣v−w∣)=i }\Gamma_i(V, v) = \{\, w \in V : w \ne v,\ c(|v - w|) = i \,\}Γi​(V,v)={w∈V:w=v, c(∣v−w∣)=i} (colorNbhd c V v i);
  • Vm=Γc(m+1)([0,2m+1],m)V_m = \Gamma_{c(m+1)}([0, 2m+1], m)Vm​=Γc(m+1)​([0,2m+1],m), the central neighbourhood (centralNbhd c m), which contains 2m+12m + 12m+1;
  • Pi=Γi(Vm,2m+1)P_i = \Gamma_i(V_m, 2m+1)Pi​=Γi​(Vm​,2m+1), the endpoint neighbourhoods (endpointNbhd c m i).

The frontier. The frontier hypotheses are TR(k,u+1)\mathrm{TR}(k, u + 1)TR(k,u+1), 2t=(k+1)u2t = (k+1)u2t=(k+1)u, m=(k+2)tm = (k+2)tm=(k+2)t, and ccc a Schur colouring of [1,2m+1][1, 2m + 1][1,2m+1] with k+2k + 2k+2 colours. From the first two, TR(k+1,2t+2)\mathrm{TR}(k + 1, 2t + 2)TR(k+1,2t+2) holds, and the centred bound excludes Schur colourings of [1,2m+2][1, 2m + 2][1,2m+2] with k+2k + 2k+2 colours; [1,2m+1][1, 2m + 1][1,2m+1] is the frontier interval. Six colours: k=4k = 4k=4, u=60u = 60u=60, t=150t = 150t=150, m=900m = 900m=900, 2m+1=18012m + 1 = 18012m+1=1801.

Example. For k=1k = 1k=1, u=2u = 2u=2, t=2t = 2t=2, m=6m = 6m=6 (and 13=S(3)13 = S(3)13=S(3)), the classes {1,4,7,10,13}\{1, 4, 7, 10, 13\}{1,4,7,10,13}, {2,3,11,12}\{2, 3, 11, 12\}{2,3,11,12}, {5,6,8,9}\{5, 6, 8, 9\}{5,6,8,9} form a Schur colouring of [1,13][1, 13][1,13], with V6={2,5,7,10,13}V_6 = \{2, 5, 7, 10, 13\}V6​={2,5,7,10,13} and endpoint neighbourhoods {2,10}\{2, 10\}{2,10} and {5,7}\{5, 7\}{5,7}, both closed under x↦12−xx \mapsto 12 - xx↦12−x.

Formalization targets

Goal: six colours under R4(3)≤61R_4(3) \le 61R4​(3)≤61

TR(4,61)  and  c a Schur colouring of [1,1801] with six colours  ⟹  (1)–(5),\mathrm{TR}(4, 61) \ \text{ and } \ c \text{ a Schur colouring of } [1, 1801] \text{ with six colours} \implies (1)\text{–}(5),TR(4,61)  and  c a Schur colouring of [1,1801] with six colours⟹(1)–(5),

where q=c(901)q = c(901)q=c(901), V=V900V = V_{900}V=V900​ and Pi=Γi(V,1801)P_i = \Gamma_i(V, 1801)Pi​=Γi​(V,1801):

  1. each colour occurs 150150150 times in [1,900][1, 900][1,900];
  2. ∣V∣=301|V| = 301∣V∣=301;
  3. ∣Γi(V,v)∣=60|\Gamma_i(V, v)| = 60∣Γi​(V,v)∣=60 for every v∈Vv \in Vv∈V and every colour i≠qi \ne qi=q;
  4. c(901−d)=c(901+d)c(901 - d) = c(901 + d)c(901−d)=c(901+d) for every d∈[1,900]d \in [1, 900]d∈[1,900] with c(d)=qc(d) = qc(d)=q;
  5. for every colour i≠qi \ne qi=q: ∣Pi∣=60|P_i| = 60∣Pi​∣=60; x↦1800−xx \mapsto 1800 - xx↦1800−x maps PiP_iPi​ to itself without fixed points; and c(∣x−y∣)∉{i,q}c(|x - y|) \notin \{i, q\}c(∣x−y∣)∈/{i,q} for distinct x,y∈Pix, y \in P_ix,y∈Pi​.

The goal is a structure theorem under the hypothesis R4(3)≤61R_4(3) \le 61R4​(3)≤61. It does not prove S(6)≤1800S(6) \le 1800S(6)≤1800, and it does not assert that a Schur colouring of [1,1801][1, 1801][1,1801] with six colours exists; whether such a colouring, or the structure it would force, exists is open. The goal is the six-colour instance of the general theorems below.

Centred-interval bound

TR(k,r)  ⟹  [1, 2(k+1)⌊r−12⌋+2] is not covered by k+1 sumfree sets.\mathrm{TR}(k, r) \implies \Bigl[1,\ 2(k+1)\Bigl\lfloor \tfrac{r-1}{2} \Bigr\rfloor + 2\Bigr] \text{ is not covered by } k + 1 \text{ sumfree sets.}TR(k,r)⟹[1, 2(k+1)⌊2r−1​⌋+2] is not covered by k+1 sumfree sets.

Balanced colour classes

TR(k,2t+2), m=(k+1)t, c a Schur colouring of [1,2m+1] with k+1 colours  ⟹  ∣{ d∈[1,m]:c(d)=j }∣=t  for every colour j.\mathrm{TR}(k, 2t + 2),\ m = (k+1)t,\ c \text{ a Schur colouring of } [1, 2m+1] \text{ with } k + 1 \text{ colours} \implies \bigl|\{\, d \in [1, m] : c(d) = j \,\}\bigr| = t \ \text{ for every colour } j.TR(k,2t+2), m=(k+1)t, c a Schur colouring of [1,2m+1] with k+1 colours⟹​{d∈[1,m]:c(d)=j}​=t  for every colour j.

Nested saturation

frontier hypotheses  ⟹  ∣Γi(Vm,v)∣=u(v∈Vm, i≠c(m+1)).\text{frontier hypotheses} \implies |\Gamma_i(V_m, v)| = u \qquad (v \in V_m,\ i \ne c(m+1)).frontier hypotheses⟹∣Γi​(Vm​,v)∣=u(v∈Vm​, i=c(m+1)).

Automorphism extension

For a colouring col\mathrm{col}col of ordered pairs, a finite set WWW, a point e∉We \notin We∈/W and a map JJJ with J(W)⊆WJ(W) \subseteq WJ(W)⊆W, J∘J=idJ \circ J = \mathrm{id}J∘J=id on WWW and col(J(x),J(y))=col(x,y)\mathrm{col}(J(x), J(y)) = \mathrm{col}(x, y)col(J(x),J(y))=col(x,y) on WWW:

v∈W and J(v) have equal colour degrees in W∪{e}  ⟹  col(v,e)=col(J(v),e).v \in W \text{ and } J(v) \text{ have equal colour degrees in } W \cup \{e\} \implies \mathrm{col}(v, e) = \mathrm{col}(J(v), e).v∈W and J(v) have equal colour degrees in W∪{e}⟹col(v,e)=col(J(v),e).

Forced reflection

frontier hypotheses  ⟹  c(m+1−d)=c(m+1+d)(d∈[1,m], c(d)=c(m+1)).\text{frontier hypotheses} \implies c(m + 1 - d) = c(m + 1 + d) \qquad (d \in [1, m],\ c(d) = c(m+1)).frontier hypotheses⟹c(m+1−d)=c(m+1+d)(d∈[1,m], c(d)=c(m+1)).

The saturation degree is even

frontier hypotheses  ⟹  u is even.\text{frontier hypotheses} \implies u \text{ is even}.frontier hypotheses⟹u is even.

Significance

The result itself. Under R4(3)≤61R_4(3) \le 61R4​(3)≤61, S(6)≤1801S(6) \le 1801S(6)≤1801, and the goal constrains a six-colour Schur colouring of [1,1801][1, 1801][1,1801] as listed above. In particular, each of its five endpoint neighbourhoods is a set of 303030 pairs {900−d,900+d}\{900 - d, 900 + d\}{900−d,900+d} whose difference colouring uses at most four colours, is invariant under x↦1800−xx \mapsto 1800 - xx↦1800−x and, like that of every subset of [0,1801][0, 1801][0,1801], has no monochromatic triangle. So such a colouring yields five colourings of K60K_{60}K60​ with at most four colours, no monochromatic triangle and a fixed-point-free colour-preserving involution. A proof that this configuration cannot occur would give S(6)≤1800S(6) \le 1800S(6)≤1800 under the same hypothesis. Whether it can occur, and whether S(6)≤1800S(6) \le 1800S(6)≤1800, are open.

Formalizing it. All 12 theorems of the tree, the goal included, are proved in Lean 4 with Mathlib over the bundles ClassicalSchurBasic, ClassicalSchurRamsey and ClassicalSchurColoring, with the axioms propext, Classical.choice and Quot.sound only. Independent Claude agents checked the Lean: one rebuilt the frontier theorems, re-ran their axiom audit and checked their statements against the argument; another checked every statement of the tree against the mathematics. The mathematics is in the paper S(6)≤1801S(6) \le 1801S(6)≤1801 if R4(3)≤61R_4(3) \le 61R4​(3)≤61: a centred Schur bound and the structure at the frontier (A. McKenna, Zenodo, 2026, doi:10.5281/zenodo.23156099), and the Lean code is in its repository; the paper has not been refereed. R4(3)≤61R_4(3) \le 61R4​(3)≤61 is not formalized in the mission.

Difficulty

The centred bound counts, for one colour class, the points h±ah \pm ah±a around the centre of the interval. At the frontier every such count is tight: each colour has ttt elements in [1,m][1, m][1,m], and inside VmV_mVm​ each colour other than c(m+1)c(m+1)c(m+1) has degree uuu, the largest value that Rk(3)≤u+1R_k(3) \le u + 1Rk​(3)≤u+1 allows. So no single counting step gives a contradiction, and the theorems describe the tight case instead of excluding it. The first exclusion that the structure gives, parity, works only for odd uuu; at six colours u=60u = 60u=60.

The reflection is not a property of Schur colourings in general: the colouring {1,4}\{1, 4\}{1,4}, {2,3}\{2, 3\}{2,3}, {5}\{5\}{5} of [1,5][1, 5][1,5] has c(2)=c(3)c(2) = c(3)c(2)=c(3) but c(1)≠c(5)c(1) \ne c(5)c(1)=c(5). At the frontier the theorem asserts it only for the ddd with c(d)=c(m+1)c(d) = c(m+1)c(d)=c(m+1), so an argument that assumes a fully symmetric colouring proves a different statement. A direct search is no substitute: S(5)=160S(5) = 160S(5)=160 already needed a large certified SAT computation (Heule 2018), and [1,1801][1, 1801][1,1801] with six colours is a much larger instance.

Formalization scope

  • Colourings are functions ℕ → Fin n on all of N\mathbb{N}N; SchurColoring N c constrains only [1,N][1, N][1,N], with x=yx = yx=y allowed. Distances are Nat.dist.
  • Neighbourhoods are Finsets. VmV_mVm​ lies in range (2 * m + 2) =[0,2m+1]= [0, 2m+1]=[0,2m+1], so the point 000 is a candidate member; the centre mmm never is.
  • TriangleRamsey k r takes colours from any Finset of at most kkk naturals; the pair colouring ℕ → ℕ → ℕ is constrained only on the pairs x<yx < yx<y of the vertex set, which is any finite set of naturals. TriangleRamsey k 0 and TriangleRamsey k 1 are false.
  • Covers. CoveredBySumFree X n uses Fin n → Set ℕ; the sets need not be disjoint or lie in XXX.
  • Subtraction is truncated. Under the hypotheses, none of r−1r - 1r−1, N−1N - 1N−1, m+1−dm + 1 - dm+1−d, 2m−x2m - x2m−x (with x∈Pix \in P_ix∈Pi​), 901−d901 - d901−d and 1800−x1800 - x1800−x truncates.
  • No trivialization. The frontier theorems are vacuous for u=0u = 0u=0, and for k=0k = 0k=0 (then [1,2m+1]⊇[1,5][1, 2m + 1] \supseteq [1, 5][1,2m+1]⊇[1,5], while S(2)=4S(2) = 4S(2)=4). For k=1k = 1k=1 they are not: the Schur colourings of [1,13][1, 13][1,13] meet the hypotheses, and every conclusion can be checked by hand. The goal holds vacuously if R4(3)>61R_4(3) > 61R4​(3)>61 or if no six-colour Schur colouring of [1,1801][1, 1801][1,1801] exists; it is a structure theorem, not a claim that such a colouring exists.

Bundles: ClassicalSchurBasic (SumFree, CoveredBySumFree) and ClassicalSchurRamsey (TriangleRamsey) are already public; ClassicalSchurColoring holds SchurColoring, colorNbhd, centralNbhd and endpointNbhd. Reusable: the colouring–cover bridges, the pigeonhole step, the centred bound for every kkk, and the automorphism-extension lemma (arbitrary types). Welcome beyond the targets: a formal proof of TriangleRamsey 4 61, and results on whether the configuration of five paired 606060-point sets exists.

Provenance: the centred-interval argument was first written by an AI agent based on ChatGPT (OpenAI) in a project discussion on 2026-09-27, and a Claude (Anthropic) agent audited it. The balance, saturation and reflection argument was proposed by an AI agent based on ChatGPT (OpenAI) in a project discussion; Claude checked each step and restated it with explicit hypotheses. Claude wrote the Lean proofs of both parts; the independent checks are described under Formalizing it.

Selected references

  • R. E. Greenwood, A. M. Gleason, Combinatorial relations and chromatic graphs, Canad. J. Math. 7 (1955) 1–7. https://doi.org/10.4153/CJM-1955-001-4
  • S. W. Golomb, L. D. Baumert, Backtrack programming, J. ACM 12 (1965) 516–524. https://doi.org/10.1145/321296.321300
  • F. R. K. Chung, On the Ramsey numbers N(3,3,…,3;2)N(3, 3, \dots, 3; 2)N(3,3,…,3;2), Discrete Math. 5 (1973) 317–321. https://doi.org/10.1016/0012-365X(73)90125-8
  • H. Fredricksen, M. M. Sweet, Symmetric sum-free partitions and lower bounds for Schur numbers, Electron. J. Combin. 7 (2000) #R32. https://doi.org/10.37236/1510
  • M. J. H. Heule, Schur number five, Proc. AAAI Conf. Artif. Intell. 32 (2018). https://doi.org/10.1609/aaai.v32i1.12209 ; preprint arXiv:1711.08076 (2017). https://arxiv.org/abs/1711.08076
  • S. P. Radziszowski, Small Ramsey numbers, Electron. J. Combin., Dynamic Survey DS1, revision 18, 2026. https://doi.org/10.37236/21
  • M. Tatarevic, An improved upper bound for the Ramsey number R(3,3,3,3), GitHub repository, 2026, commit ddd7755. https://github.com/milostatarevic/r3333-upper-bound/commit/ddd7755476db3f0751181db0daec75342576cdd1
  • A. McKenna, S(6)≤1801S(6) \le 1801S(6)≤1801 if R4(3)≤61R_4(3) \le 61R4​(3)≤61: a centred Schur bound and the structure at the frontier, Zenodo, 2026. https://doi.org/10.5281/zenodo.23156099 ; Lean code: https://github.com/mysticflounder/schur-centred-bound (release v1.0.1).
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Number Theory·Captain: xuanji

Every Odd Number Greater Than 1 is the Sum of at Most 6101 PrimesResearch Paper

Motivation

Schnirelmann showed around 1930, by elementary means, that some absolute constant kkk makes every integer n>1n > 1n>1 a sum of at most kkk primes. For odd nnn:

  • Schnirelmann (1930s): some finite kkk, by elementary methods.
  • Vinogradov (1937): every sufficiently large odd integer is a sum of three primes.
  • Ramaré (1995): every even integer is a sum of at most six primes, so every odd n>1n > 1n>1 is a sum of at most seven. (Ann. Sc. Norm. Super. Pisa, 1995)
  • Tao (2014): at most five primes. (arXiv:1201.6656)
  • Helfgott (2013): every odd n>5n > 5n>5 is a sum of three primes. (arXiv:1312.7748)

The campaign's first proved value, 100 001100\,001100001, came from Schnirelmann's method with every constant written out. This entry records a sharper value, 610161016101, from the same elementary circle of ideas.

Setting

A representation of nnn as a sum of at most kkk primes is a finite multiset of primes summing to nnn with at most kkk elements counted with multiplicity. The Schnirelmann density of A⊆Z≥0A \subseteq \mathbb{Z}_{\ge 0}A⊆Z≥0​ is σ(A)=inf⁡N≥1∣A∩{1,…,N}∣/N\sigma(A) = \inf_{N \ge 1} |A \cap \{1, \dots, N\}|/Nσ(A)=infN≥1​∣A∩{1,…,N}∣/N (Mathlib: schnirelmannDensity).

Formalization target

Goal

∀n∈N,n odd, n>1  ⟹  ∃ s multiset of primes, ∣s∣≤6101, ∑s=n.\forall n \in \mathbb{N},\quad n \text{ odd},\ n > 1 \implies \exists\, s \text{ multiset of primes},\ |s| \le 6101,\ \textstyle\sum s = n.∀n∈N,n odd, n>1⟹∃s multiset of primes, ∣s∣≤6101, ∑s=n.

This is the campaign template with the value 610161016101 filled in. The source proves the stronger statement that every odd n≥12 203n \ge 12\,203n≥12203 is a sum of exactly 610161016101 primes; the at-most form for all odd n>1n > 1n>1 follows.

How the bound arises

It keeps the explicit Selberg sieve, Cauchy–Schwarz and Schnirelmann's original sumset inequality from the 100 001100\,001100001 entry, and improves the first moment:

  1. Whole-triangle count. Counting all pairs with p+q≤xp + q \le xp+q≤x gives ∑s≤xr(s)≥2(x−2000)2/(9(log⁡x)2)\sum_{s \le x} r(s) \ge 2(x-2000)^2/(9(\log x)^2)∑s≤x​r(s)≥2(x−2000)2/(9(logx)2) for x≥2000x \ge 2000x≥2000.
  2. Weighting. Weighting r(s)r(s)r(s) by (log⁡s)2/s(\log s)^2/s(logs)2/s cancels the varying factor in the sieve bound r(s)≤9 C(s) s/(log⁡s)2r(s) \le 9\,C(s)\,s/(\log s)^2r(s)≤9C(s)s/(logs)2, giving a weighted first moment of at least 44100x\tfrac{44}{100}x10044​x.
  3. Second moment of CCC. With ∑s≤x, 2∣sC(s)2≤212x\sum_{s \le x,\, 2\mid s} C(s)^2 \le \tfrac{21}{2}x∑s≤x,2∣s​C(s)2≤221​x, Cauchy–Schwarz yields σ(A)≥1/2200\sigma(A) \ge 1/2200σ(A)≥1/2200 for A=B+BA = B + BA=B+B, B={(p−3)/2}B = \{(p-3)/2\}B={(p−3)/2}.
  4. Schnirelmann's inequality with m=1525m = 1525m=1525 (the least mmm with (1−1/2200)m<1/2(1 - 1/2200)^m < 1/2(1−1/2200)m<1/2) gives K=4m+1=6101K = 4m + 1 = 6101K=4m+1=6101.

Significance

The bound is far weaker than Tao's 555 or Helfgott's 333, but it rests on an elementary argument with no "sufficiently large" threshold and no prime number theorem, so it is a realistic target for a complete formalization and a large step down from 100 001100\,001100001. Reusable components:

  1. Explicit Chebyshev-type lower bound for π(y)\pi(y)π(y).
  2. Explicit Selberg upper-bound sieve for r(s)r(s)r(s).
  3. Moment bounds for the singular-series factor C(s)C(s)C(s).
  4. Schnirelmann's inequality σ(D+E)≥σ(D)+σ(E)−σ(D)σ(E)\sigma(D+E) \ge \sigma(D)+\sigma(E)-\sigma(D)\sigma(E)σ(D+E)≥σ(D)+σ(E)−σ(D)σ(E).

Formalization scope

The Lean statement is the campaign template verbatim with 610161016101 in place of the value. Mathlib already has schnirelmannDensity, the Λ² Selberg sieve setup (Mathlib/NumberTheory/SelbergSieve.lean) and central-binomial bounds.

Selected references

  • P. Pollack, Not Always Buried Deep, AMS, 2009, Chapter 6, §6. https://www.pollack-math.net/NABDofficial.pdf
  • K. S. Kedlaya, Notes on Analytic Number Theory, Chapter 13, "The Selberg sieve". https://kskedlaya.org/ant/chap-selberg.html
  • O. Ramaré, On Šnirel'man's constant, Ann. Sc. Norm. Super. Pisa (4) 22 (1995), 645–706.
  • T. Tao, Every odd number greater than 1 is the sum of at most five primes, Math. Comp. 83 (2014). https://arxiv.org/abs/1201.6656
  • H. A. Helfgott, The ternary Goldbach conjecture is true, 2013. https://arxiv.org/abs/1312.7748
  • Explicit improvement of the 100 001100\,001100001 constant (unpublished AI-assisted calculation, October 2026). Source of the constant 610161016101; not peer reviewed.
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Number Theory·Captain: xuanji

Every Odd Number Greater Than 1 is the Sum of at Most 97041 PrimesResearch Paper

Motivation

Schnirelmann showed around 1930, by elementary means, that some absolute constant kkk makes every integer n>1n > 1n>1 a sum of at most kkk primes. For odd nnn:

  • Schnirelmann (1930s): some finite kkk, by elementary methods.
  • Vinogradov (1937): every sufficiently large odd integer is a sum of three primes.
  • Ramaré (1995): every even integer is a sum of at most six primes, so every odd n>1n > 1n>1 is a sum of at most seven. (Ann. Sc. Norm. Super. Pisa, 1995)
  • Tao (2014): at most five primes. (arXiv:1201.6656)
  • Helfgott (2013): every odd n>5n > 5n>5 is a sum of three primes. (arXiv:1312.7748)

The campaign's first proved value, 100 001100\,001100001, came from Schnirelmann's method with every constant written out. This entry records a sharper value, 97 04197\,04197041, from the same elementary circle of ideas.

Setting

A representation of nnn as a sum of at most kkk primes is a finite multiset of primes summing to nnn with at most kkk elements counted with multiplicity. The Schnirelmann density of A⊆Z≥0A \subseteq \mathbb{Z}_{\ge 0}A⊆Z≥0​ is σ(A)=inf⁡N≥1∣A∩{1,…,N}∣/N\sigma(A) = \inf_{N \ge 1} |A \cap \{1, \dots, N\}|/Nσ(A)=infN≥1​∣A∩{1,…,N}∣/N (Mathlib: schnirelmannDensity).

Formalization target

Goal

∀n∈N,n odd, n>1  ⟹  ∃ s multiset of primes, ∣s∣≤97 041, ∑s=n.\forall n \in \mathbb{N},\quad n \text{ odd},\ n > 1 \implies \exists\, s \text{ multiset of primes},\ |s| \le 97\,041,\ \textstyle\sum s = n.∀n∈N,n odd, n>1⟹∃s multiset of primes, ∣s∣≤97041, ∑s=n.

This is the campaign template with the value 97 04197\,04197041 filled in. The source proves the stronger statement that every odd n≥194 083n \ge 194\,083n≥194083 is a sum of exactly 97 04197\,04197041 primes; the at-most form for all odd n>1n > 1n>1 follows.

How the bound arises

It is the argument behind the 100 001100\,001100001 entry, unchanged up to the last step: the explicit Selberg sieve and Cauchy–Schwarz give σ(A)≥1/35 000\sigma(A) \ge 1/35\,000σ(A)≥1/35000 for A=B+BA = B + BA=B+B, B={(p−3)/2:p odd prime}B = \{(p-3)/2 : p \text{ odd prime}\}B={(p−3)/2:p odd prime}. The only change is to take the smallest admissible mmm in Schnirelmann's inequality: (1−1/35 000)m<1/2(1 - 1/35\,000)^{m} < 1/2(1−1/35000)m<1/2 first holds at m=24 260m = 24\,260m=24260 (rather than the rounded 25 00025\,00025000), so 2mA=Z≥02mA = \mathbb{Z}_{\ge 0}2mA=Z≥0​ and K=4m+1=97 041K = 4m + 1 = 97\,041K=4m+1=97041.

Significance

The bound is far weaker than Tao's 555 or Helfgott's 333, but it rests on an elementary argument with no "sufficiently large" threshold and no prime number theorem, so it is a realistic target for a complete formalization and a large step down from 100 001100\,001100001. Reusable components:

  1. Explicit Chebyshev-type lower bound for π(y)\pi(y)π(y).
  2. Explicit Selberg upper-bound sieve for r(s)r(s)r(s).
  3. Moment bounds for the singular-series factor C(s)C(s)C(s).
  4. Schnirelmann's inequality σ(D+E)≥σ(D)+σ(E)−σ(D)σ(E)\sigma(D+E) \ge \sigma(D)+\sigma(E)-\sigma(D)\sigma(E)σ(D+E)≥σ(D)+σ(E)−σ(D)σ(E).

Formalization scope

The Lean statement is the campaign template verbatim with 97 04197\,04197041 in place of the value. Mathlib already has schnirelmannDensity, the Λ² Selberg sieve setup (Mathlib/NumberTheory/SelbergSieve.lean) and central-binomial bounds.

Selected references

  • P. Pollack, Not Always Buried Deep, AMS, 2009, Chapter 6, §6. https://www.pollack-math.net/NABDofficial.pdf
  • K. S. Kedlaya, Notes on Analytic Number Theory, Chapter 13, "The Selberg sieve". https://kskedlaya.org/ant/chap-selberg.html
  • O. Ramaré, On Šnirel'man's constant, Ann. Sc. Norm. Super. Pisa (4) 22 (1995), 645–706.
  • T. Tao, Every odd number greater than 1 is the sum of at most five primes, Math. Comp. 83 (2014). https://arxiv.org/abs/1201.6656
  • H. A. Helfgott, The ternary Goldbach conjecture is true, 2013. https://arxiv.org/abs/1312.7748
  • Explicit improvement of the 100 001100\,001100001 constant (unpublished AI-assisted calculation, October 2026). Source of the constant 97 04197\,04197041; not peer reviewed.
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Group Theory·Captain: dbenbenn

Moore: the Følner function of Thompson's group F grows faster than any tower of exponentialsResearch Paper

This mission formalizes J. T. Moore, Fast growth in the Følner function for Thompson's group F, Groups Geom. Dyn. 7 (2013) 633–651 (doi:10.4171/GGD/201; arXiv:0905.1118v7, whose page numbers are used): if Thompson's group FFF has Følner sets at all, they are larger than any tower of exponentials.

Motivation

Whether Thompson's group FFF is amenable is a long-standing open problem, the goal of the F-amenability mission on this platform. By Følner's criterion a finitely generated group is amenable exactly when it has Følner sets, finite sets almost invariant under translation by the generators, of every precision. Moore's theorem is unconditional: for every finite symmetric generating set there is a constant C>1C > 1C>1 such that every C−nC^{-n}C−n-Følner set has at least exp⁡n(0)\exp_n(0)expn​(0) elements, a tower of nnn exponentials. If FFF is amenable, its Følner function therefore outgrows every tower, and FFF would answer negatively Gromov's question whether some primitive recursive function dominates the Følner functions of all amenable finitely presented groups (Moore's Question 1.2, from Gromov 2008, p. 578).

Timeline.

  • 1979: Geoghegan conjectures that FFF is not amenable (Cannon–Floyd–Parry 1996, p. 227).
  • 2001: Burillo, Cleary and Stein estimate word length in FFF by the size of reduced tree diagrams (doi:10.1090/S0002-9947-00-02650-7).
  • 2008: Gromov asks whether the Følner functions of amenable finitely presented groups are dominated by a primitive recursive function (doi:10.4171/ggd/48).
  • 2013: Moore proves the tower lower bound for FFF (doi:10.4171/GGD/201).

Setting

Thompson's group FFF (CannonFloydParry.F, published) is the group of order-preserving homeomorphisms of [0,1][0,1][0,1] that are piecewise linear with finitely many breakpoints, all dyadic rationals, and all slopes powers of 222. Moore multiplies elements as "fff followed by ggg"; that group, the opposite of the group of maps under composition, is MooreF, and it acts on the right.

A finite set A⊆FA \subseteq FA⊆F is ε\varepsilonε-Følner with respect to a finite Γ\GammaΓ (IsFolnerSet Γ A ε) when ∑γ∈Γ∣(A⋅γ)△A∣<ε∣A∣\sum_{\gamma \in \Gamma} |(A \cdot \gamma) \mathbin{\triangle} A| < \varepsilon |A|∑γ∈Γ​∣(A⋅γ)△A∣<ε∣A∣, where A⋅γ={aγ:a∈A}A \cdot \gamma = \{a \gamma : a \in A\}A⋅γ={aγ:a∈A}. The tower function is exp⁡0(n)=n\exp_0(n) = nexp0​(n)=n, exp⁡p+1(n)=2exp⁡p(n)\exp_{p+1}(n) = 2^{\exp_p(n)}expp+1​(n)=2expp​(n) (ThompsonAmenability.towerExp, published). The Følner function FølF,Γ(n)\mathrm{Føl}_{F,\Gamma}(n)FølF,Γ​(n) (folnerFunction) is the least size of a 1/n1/n1/n-Følner set, and ∞\infty∞ if there is none.

The proof works with finite rooted binary trees, recorded as the sets of addresses of their leaves (IsTree), on which FFF acts partially by acting on the addresses (treeAct), and with weighted Følner sets and marginal sets for partial actions of a group (IsWeightedFolner, IsMarginal). These are defined in the two definitions items.

Formalization targets

Goal: Theorem 1.1

For every finite symmetric generating set Γ\GammaΓ of FFF there is C>1C > 1C>1 such that, for every nnn,

A is C−n-Følner  ⟹  ∣A∣≥exp⁡n(0).A \text{ is } C^{-n}\text{-Følner} \implies |A| \ge \exp_n(0).A is C−n-Følner⟹∣A∣≥expn​(0).

The goal is the published F-amenability milestone ThompsonAmenability.exists_const_forall_isFolner_le_card, for the product of maps by composition and left translates; a milestone states the same theorem in Moore's conventions, and another states its second sentence, that FølF,Γ\mathrm{Føl}_{F,\Gamma}FølF,Γ​ is not eventually dominated by any exp⁡p\exp_pexpp​.

Milestones

Every numbered result of §§3–5 (Lemmas 3.4, 3.5, 3.9–3.12, 3.14, 3.15, 4.1, 4.2, 5.2, 5.4, 5.5, 5.7, 5.9, 5.10, 5.12, 5.13, Remark 3.8 and Claim 5.14), the unnumbered facts about trees and tree diagrams stated in §2, and the word-length bound Moore cites from Burillo, Cleary and Stein.

Significance

The result. The theorem constrains any proof that FFF is amenable: Følner sets of FFF, if they exist, cannot be found by any search whose size is bounded by a tower of fixed height. If FFF is amenable, it answers Gromov's question negatively. If FFF is not amenable, the bound is vacuous but its method, controlling how Følner sets distribute over tree diagrams, is one of the few quantitative tools on the problem.

Formalizing it. None of the paper is formalized. The general theory of §3 (partial actions, weighted Følner sets, marginal sets) applies to any group acting partially on a set and is reusable; the partial action of FFF on binary trees is the natural model for combinatorial arguments about FFF.

Difficulty

The difficulty is quantitative. A Følner set is defined only by an inequality between counts, and nothing in that inequality forces its elements to be large; yet the bound must hold for every Følner set, with a single constant CCC for all nnn, while the height of the tower grows with nnn. Any argument can therefore afford to lose only a constant factor in the Følner constant for each level of the tower.

Formalization scope

Lean representation and conventions.

  • Moore's FFF is (CannonFloydParry.F)ᵐᵒᵖ, so products and right translates match the paper; the goal is stated for CannonFloydParry.F with left translates.
  • Trees are finite sets of binary sequences (List Bool). Tree diagrams, their maps on sequences, equivalence and reducedness follow Moore's §2; a tree diagram describes an element of the published FFF through the dyadic intervals of its leaves, and Moore's sentence defining FFF as the reduced tree diagrams is a milestone.
  • A partial action is an Option-valued function, and the action of FFF is defined on all finite sets of sequences; on trees it is Moore's action.
  • Weighted Følner sets are finitely supported non-negative functions; sums over SSS are finite sums over their supports.

What is left out, and deviations.

  • Question 1.2 (Gromov's question) and Remark 5.11 (consequences for invariant measures on trees, not used in the proof) are not formalized.
  • In Definition 3.1, Moore's "for which all computations involving ⋅\cdot⋅ are defined" can be read two ways. It is read here as asserting that x⋅(gh)x \cdot (gh)x⋅(gh) is defined whenever x⋅gx \cdot gx⋅g and (x⋅g)⋅h(x \cdot g) \cdot h(x⋅g)⋅h are (Exel's composition law for partial actions), which Moore's proof of Lemma 3.5 uses and the action of FFF on trees satisfies. On the weaker reading, equality only where all three are defined, Lemmas 3.5, 3.9, 3.10 and 3.12 fail (the note on the §3 definitions links p2m theorems proving this).
  • Definition 3.13 is read with the joining chain staying inside the set; the literal reading makes every subset of a group acting on itself by right multiplication Γ\GammaΓ-connected for a symmetric generating set Γ\GammaΓ.
  • Lemmas 3.5 and 3.9 assume g≠eg \ne eg=e, where the strict inequalities fail; Claim 5.14 bounds the reduced diagram, where "a tree diagram" would be vacuous. Each is explained in the milestone's statement.
  • The word-length bound is cited: Burillo, Cleary and Stein prove it for elements with positive normal form, and Moore applies it to all of FFF.

What a development needs. Tree diagrams, normal forms and generation of FFF are published and proved on this platform (the Cannon–Floyd–Parry missions on tree diagrams and the normal form and the two presentations of FFF); Følner's criterion is published by Garrido's first mission. New are the combinatorics of binary trees as leaf sets, the bridge between them and the published tree diagrams, and the theory of §3. Proofs of any milestone are welcome.

Selected references

  • J. T. Moore, Fast growth in the Følner function for Thompson's group F, Groups Geom. Dyn. 7 (2013) 633–651. doi:10.4171/GGD/201
  • J. W. Cannon, W. J. Floyd, W. R. Parry, Introductory notes on Richard Thompson's groups, L'Enseignement Math. (2) 42 (1996) 215–256. doi:10.5169/seals-87877
  • J. Burillo, S. Cleary, M. I. Stein, Metrics and embeddings of generalizations of Thompson's group F, Trans. Amer. Math. Soc. 353 (2001) 1677–1689. doi:10.1090/S0002-9947-00-02650-7
  • R. Exel, Partial actions of groups and actions of inverse semigroups, Proc. Amer. Math. Soc. 126 (1998) 3481–3494. doi:10.1090/S0002-9939-98-04575-4
  • M. Gromov, Entropy and isoperimetry for linear and non-linear group actions, Groups Geom. Dyn. 2 (2008) 499–593. doi:10.4171/ggd/48
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Group Theory·Captain: burkh4rt

Local conjugacy in prosolvable groupsResearch Paper

Motivation

Two closed subgroups HHH and H′H'H′ of a profinite group GGG are locally conjugate if, for every prime ppp, a Sylow ppp-subgroup of HHH is conjugate in GGG to a Sylow ppp-subgroup of H′H'H′. Conjugate subgroups are always locally conjugate. The converse, which lets conjugacy be tested one prime at a time, fails in general. Deciding when it holds is a classical question about supplements of nilpotent normal subgroups.

  • 1964. Glauberman: if G=NJG = NJG=NJ acts on a set with NNN transitive and ∣N∣|N|∣N∣, ∣J∣|J|∣J∣ coprime, then JJJ fixes a point ([Glauberman 1964], Thm. 4).
  • 1979. Losey and Stonehewer: in a finite solvable group, two locally conjugate supplements of a nilpotent normal subgroup NNN are conjugate if (A) G/NG/NG/N is nilpotent, (B) NNN is abelian, or (C) the Sylow subgroups of GGG have class at most two. They also exhibit S3S_3S3​ acting on Q8Q_8Q8​ inside GL(2,3)GL(2,3)GL(2,3), where the converse fails.
  • 1988. Evans and Shin: for abelian NNN, solvability of GGG is not needed.
  • 1995. Shin: Losey and Stonehewer's results hold for profinite GGG and nilpotent NNN.

Groups, local conditions, and cohomology

A profinite group is a compact Hausdorff totally disconnected topological group. Equivalently, it can be described through compatible finite quotient groups. A pronilpotent group has nilpotent finite continuous quotients. A prosupersolvable group has supersolvable finite continuous quotients; a finite group is supersolvable when it admits a normal series with cyclic factors. These properties concern all finite continuous quotients, with no uniform bound on their orders or nilpotency classes.

A subgroup HHH supplements a normal subgroup NNN when NH=GNH=GNH=G. It complements NNN when, in addition, N∩H=1N\cap H=1N∩H=1. Two closed subgroups are locally conjugate when, for each prime ppp, a Sylow ppp-subgroup of one is conjugate in GGG to a Sylow ppp-subgroup of the other. For profinite groups, Sylow subgroups are maximal closed pro-ppp subgroups. The conjugating element may depend on the prime. All subgroup notation in the paper carries closedness, as stipulated in §1.2.

The cohomological statements concern a profinite group JJJ acting continuously by automorphisms on a discrete group NNN. With a left action, a continuous cocycle satisfies f(xy)=f(x)(x⋅f(y))f(xy)=f(x)(x\cdot f(y))f(xy)=f(x)(x⋅f(y)). Two cocycles are equivalent when g(x)=n−1f(x)(x⋅n)g(x)=n^{-1}f(x)(x\cdot n)g(x)=n−1f(x)(x⋅n) for one fixed n∈Nn\in Nn∈N. Their quotient is the pointed set H1(J,N)H^1(J,N)H1(J,N), whose distinguished point is the identity cocycle. Stable classes on a subgroup compare a cocycle with its conjugates after restriction to the relevant intersections. This matters when the subgroup itself is not normal. The definitions follow §§1–1.2.

Formalization targets

The central conjugacy assertion is Theorem 1.1. For a closed normal pronilpotent subgroup NNN of a profinite group GGG, assume that GGG is prosupersolvable or G/NG/NG/N is pronilpotent. Then closed supplements H,H′H,H'H,H′ of NNN satisfy

H∼GH′⟺H and H′ are locally conjugate.H\sim_G H'\quad\Longleftrightarrow\quad H\text{ and }H'\text{ are locally conjugate}.H∼G​H′⟺H and H′ are locally conjugate.

Lemma 1.2 asserts, for finite nilpotent coefficients and its stated structural alternatives, a pointed bijection induced by simultaneous restriction:

H1(J,N)≅∏p∈π(J)inv⁡JH1(Jp,N).H^1(J,N)\cong\prod_{p\in\pi(J)}\operatorname{inv}_J H^1(J_p,N).H1(J,N)≅p∈π(J)∏​invJ​H1(Jp​,N).

The other numbered targets are Corollaries 1.3–1.4 and Propositions 2.1–2.3, 3.1–3.2, and 4.1–4.2. They retain the paper's distinctions between finite coefficients, locally finite discrete coefficients, and arbitrary closed pronilpotent subgroups. They also retain the normal-intersection condition in the semidirect-product inclusion and fixed-point results. The abelian conclusions impose no solvability assumption on the ambient profinite group.

Both counterexamples in §1 are targets. The quaternion example realizes Q8⋊S3Q_8\rtimes S_3Q8​⋊S3​ in GL(2,3)GL(2,3)GL(2,3), has exactly two global cohomology classes and trivial Sylow cohomology, and exhibits locally conjugate complements that are not conjugate. The Heisenberg example uses C3≀S3C_3\wr S_3C3​≀S3​ of order 162162162, with NNN the Heisenberg group of order 272727, J≅C6J\cong C_6J≅C6​, and H≅C3×S3H\cong C_3\times S_3H≅C3​×S3​. Local containment holds while containment of a conjugate of JJJ fails.

The combined goal asserts all eleven numbered results and both counterexamples. Each assertion remains a separate milestone with the source's numbering or, for the unnumbered counterexamples, its section and page.

What a completed formalization provides

The conjugacy and containment theorems make precise when separate prime-wise witnesses can be replaced by one global witness. The fixed-point results similarly turn prime-wise fixed points, which can be different points, into a point fixed by the full subgroup. The counterexamples record the limits of these conclusions under weakened hypotheses. These are proved mathematical results of the preprint, rather than new conjectures.

A completed development would also provide reusable formal interfaces for continuous nonabelian first cohomology, stable classes, profinite Sylow and Hall conditions, and local subgroup relations. An earlier local Lean development supplies definitions and substantial proof material. The present draft statements are aligned to the arXiv version; their target proofs remain open in this proposal. Reusing earlier proofs requires checking their types against these interfaces and the pinned environment.

What makes the statements demanding

Local conjugators can vary with the prime, and there need not be one conjugator that works for all primes simultaneously. The quaternion example demonstrates this obstruction even in finite groups. Nonabelian cohomology is a pointed set, so the usual additive primary-decomposition language does not itself provide the needed assertion. The transition from finite groups to profinite groups also requires tracking topology, closedness, and continuity. The counterexamples and the finite-versus-profinite distinctions are part of the mathematical scope, not optional simplifications. See §§1–3.

Formalization scope and conventions

All declarations use the namespace LocalConjugacy. Profinite ambient groups use Mathlib's ProfiniteGrp; subgroups, quotient groups, normality, complements, actions, fixed points, finite Sylow subgroups, nilpotence, and solvability use Mathlib structures or predicates. Custom definitions cover the continuous nonabelian quotient and the profinite local conditions absent from the pinned library interface. Conjugation is written on the left. This changes the notation for the conjugating element, not the conjugacy or inclusion assertion.

The fixed-point targets quantify over nonempty sets with no added topology and require closed stabilizers. Propositions 2.1–2.2 allow infinite locally finite discrete coefficients. Theorem 1.1 allows arbitrary closed pronilpotent NNN. Finite special cases cannot replace these targets. Both counterexamples include explicit isomorphisms to the concrete groups named in the paper. Contributions may reuse the existing proof development, improve the reusable interfaces, or prove the targets directly while preserving these statements.

Selected references

  • M. C. Burkhart, Local conjugacy in prosolvable groups, preprint, 2026. https://arxiv.org/abs/2609.37678
  • G. O. Losey and S. E. Stonehewer, Local conjugacy in finite soluble groups, Quart. J. Math. Oxford (2) 30 (1979), 183–190.
  • M. J. Evans and H. Shin, Local conjugacy in finite groups, Arch. Math. 50 (1988), 289–291.
  • H. Shin, A conjugacy theorem in profinite groups, Bull. Korean Math. Soc. 32 (1995), 139–144.
  • G. Glauberman, Fixed points in groups with operator groups, Math. Z. 84 (1964), 120–125.
  • L. Ribes and P. Zalesskii, Profinite Groups, 2nd ed., Springer, 2010.
  • J.-P. Serre, Galois Cohomology, Springer, 2002.
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Category TheoryQuantum Information·Captain: Bingyu Xia

Categorical Quantum Mechanics II: The Born RuleTextbook

Motivation

Quantum mechanics predicts probabilities, but it is notoriously quiet about what a probability is. Categorical quantum mechanics answers that by rewriting the finite-dimensional formalism in the language of dagger categories: a state is a morphism I→AI \to AI→A, an effect is a morphism A→IA \to IA→I, and the probability of an outcome is a scalar — an endomorphism of the tensor unit. On that translation the Born rule stops being an axiom and becomes a theorem about a complete, disjoint family of effects.

This mission formalizes that theorem, together with the two lemmas it rests on, in Lean 4 over Mathlib. It covers the dagger and measurement material of Chapter 2 of Reutter and Vicary's Categorical Quantum Mechanics.

Setting

Fix a monoidal dagger category C\mathcal{C}C with zero morphisms. The unit object III carries a commutative monoid structure End(I)\mathrm{End}(I)End(I) — the scalars. For a state a:I→ca : I \to ca:I→c and an effect x:c→Ix : c \to Ix:c→I, the probability that xxx occurs on aaa is the scalar

Prob(a,x)  =  a†∘x†∘x∘a.\mathrm{Prob}(a,x) \;=\; a^\dagger \circ x^\dagger \circ x \circ a .Prob(a,x)=a†∘x†∘x∘a.

A family of effects x:I→Eff(c)x : I \to \mathrm{Eff}(c)x:I→Eff(c) is complete when the induced map ⟨x⟩:⨁iI→c\langle x \rangle : \bigoplus_i I \to c⟨x⟩:⨁i​I→c satisfies ⋁ixi=idc\bigvee_i x_i = \mathrm{id}_c⋁i​xi​=idc​, and disjoint when xi†∘xj=0x_i^\dagger \circ x_j = 0xi†​∘xj​=0 for i≠ji \neq ji=j. Both conditions are stated for a dagger biproduct of the unit objects.

Formalization targets

Goal — the Born rule

∑iProb(a,xi)  =  idIfor x complete and disjoint\sum_{i} \mathrm{Prob}(a, x_i) \;=\; \mathrm{id}_I \qquad \text{for } x \text{ complete and disjoint}i∑​Prob(a,xi​)=idI​for x complete and disjoint

This is the mission's goal. It fixes nothing beyond completeness and disjointness; the statement is exactly the categorical Born rule for a finite outcome set.

Supporting results

  • Lemma 2.52. A family of effects is disjoint if and only if the dagger of its lift is an isometry; and complete if and only if the kernel of its lift is trivial.
  • Lemma 2.53. A complete and disjoint family of effects lifts to a unitary ⟨x⟩:⨁iI→c\langle x \rangle : \bigoplus_i I \to c⟨x⟩:⨁i​I→c.
  • Lemma 2.41, Corollary 2.42. Dagger biproducts: transposing a matrix of morphisms daggers every entry, and daggers distribute over addition.

Significance

The Born rule is the point where the categorical and the Hilbert-space pictures are reconciled: the abstract statement specialises, in Hilb\mathbf{Hilb}Hilb, to the usual ∑i∣⟨xi∣a⟩∣2=1\sum_i |\langle x_i | a \rangle|^2 = 1∑i​∣⟨xi​∣a⟩∣2=1. Proving it categorically means the rule is a consequence of the dagger-biproduct structure rather than an extra assumption, which is what makes the framework usable for quantum protocols — measurement, teleportation and the like are all built on complete disjoint families.

The supporting lemmas are reusable well beyond this mission: dagger biproducts are the categorical home of matrix calculus, and the isometry/unitary characterisations of disjointness and completeness are the standard toolkit for any later argument about measurements.

Difficulty

Moderate. The mathematics is elementary once the definitions are in place — the work is in bookkeeping: biproduct universal properties, the interaction of the dagger with the biproduct structure, and careful handling of the scalar monoid. The main intellectual step is realising that completeness alone, not equalizers, gives the second unitary identity.

Formalization scope

Formalized here: dagger categories and their morphism classes (§2.3), dagger biproducts (§2.3.3), and the scalar/state/effect vocabulary with the Born rule (§2.4.3). Mathlib has no dagger-category theory at all, so the definitions are supplied from scratch as Lean Definitions and are importable independently of this mission.

Not formalized: the Hilbert-space and relational models, the graphical calculus of §2.2, and the measurement/post-processing material after §2.4.3.

Two corrections to the source are made and documented in the formalization. The printed statement of Proposition 2.55 assumes completeness only, which is false; disjointness is required, as the book's own proof (which invokes Lemma 2.52) already assumes. And the book attributes the identity x†∘x=idx^\dagger \circ x = \mathrm{id}x†∘x=id on AAA to Lemma 2.52, whereas Lemma 2.52 only gives the identity on ⨁iI\bigoplus_i I⨁i​I; the identity on AAA is Lemma 2.53. Lemma 2.53 is proved here without the book's equalizer hypothesis, so it is strictly stronger than the printed version.

Selected references

  • D. Reutter and J. Vicary, Categorical Quantum Mechanics, §2.3.3 and §2.4.3.
  • S. Abramsky and B. Coecke, A categorical semantics of quantum protocols, LICS 2004.
  • The Mathlib CategoryTheory.Limits.Biproducts and CategoryTheory.Monoidal.Category API, on which the definitions are built.
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Functional Analysis·Captain: savarin

Sharp diagonal Hlawka constants: foundation and proved cutoff 256Research Paper

The Hlawka inequality for Schatten ppp-norms is a cousin of the triangle inequality: it relates the norms of three matrices to the norms of their pairwise sums and their total sum. The question is how large a comparison constant is needed to make this inequality hold.

This mission establishes the best possible constant for complex diagonal matrices for every real p≥256p\ge256p≥256. The result is proved in Lean. For each exponent, one constant works for every triple of diagonal matrices of the same size, across all finite sizes.

The constant comes from a simple family of three 3×33\times33×3 diagonal matrices, called the cyclic family. Varying one parameter determines the largest comparison constant these examples require. The theorem proves that this value also works for every other triple of diagonal matrices, however large. The goal theorem gives the exact formula and statement.

This is the foundation of the sharp diagonal Hlawka campaign. It supplies the shared definitions and supporting results for lowering the exponent cutoff while keeping the same formula. A later mission has now established the result in Lean for every real p≥90p\ge90p≥90; the campaign invites further improvements.

The broader question of optimal constants for Schatten norms appears in Audenaert and Kittaneh’s Problem 7. Extending the sharp diagonal constant to general matrices is a separate challenge.

References

  • K. M. R. Audenaert and F. Kittaneh, Problems and Conjectures in Matrix and Operator Inequalities, arXiv preprint, 2012, §8.2, Problem 7. arXiv:1201.5232
  • Ezzeri Esa, Hlawka–Schatten inequalities: sharp diagonal construction, Lean source repository, 2026, revision 79aa498bfcf7b22bd91d771fb32ec278e2d4704b. Source library

Established results on Prove2Me

  • The accepted sharp diagonal bound for every real p ≥ 256.
  • The accepted diagonal Schatten norm identity.
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Machine Learning·Captain: Minghui

DARE the Extreme: Output Concentration under Delta-Parameter PruningResearch Paper

Random pruning changes more than the expected output

A fine-tuned model can be stored as a pretrained model together with its parameter changes. Pruning these delta parameters reduces the amount of task-specific information to store. The DARE procedure independently deletes each change with probability ppp and multiplies every surviving change by 1/(1−p)1/(1-p)1/(1−p). This preserves the expected linear-layer output, but a single pruned model can still differ substantially from that expectation.

Deng and coauthors investigate this distinction in DARE the Extreme: Revisiting Delta-Parameter Pruning For Fine-Tuned Models, ICLR 2025. The paper motivates changes to the rescaling rule and to fine-tuning regularization. This mission focuses on its finite-sample mathematical analysis: the relation between random pruning, coefficient energy, and output concentration. Its goal is the Kearns–Saul bound in Appendix E.1, equation (8), PDF p. 30, expressed through the coefficient statistics used in Section 3.2.

The distinction between that appendix result and the printed Theorem 3.1 matters. The mission does not assert the latter's piecewise formula. Its low-pruning branch omits the square root present in equation (8), and its high-pruning branch applies a one-sided refinement to a two-sided event. The exact target below retains the appendix's valid bound across the entire interval 0<p<10<p<10<p<1.

A fixed layer and a random mask

Fix one output coordinate of a linear layer, an input vector xxx, and a delta-weight row ΔW\Delta WΔW. There are n>0n>0n>0 input coordinates. Define the deterministic influence coefficients cj=ΔWjxjc_j=\Delta W_jx_jcj​=ΔWj​xj​, their sum S=∑jcjS=\sum_jc_jS=∑j​cj​, and their energy Q=∑jcj2Q=\sum_jc_j^2Q=∑j​cj2​. Equivalently, the formal statements quantify over every real coefficient vector ccc; choosing xj=1x_j=1xj​=1 realizes every such vector in the layer model.

The only randomness is the pruning mask. Write ωj=1\omega_j=1ωj​=1 for a dropped coordinate, with mutually independent ωj∼Bernoulli⁡(p)\omega_j\sim\operatorname{Bernoulli}(p)ωj​∼Bernoulli(p). A mask has probability

wp(ω)=∏j=1n{p,ωj=1,1−p,ωj=0.w_p(\omega)=\prod_{j=1}^n\begin{cases}p,&\omega_j=1,\\1-p,&\omega_j=0.\end{cases}wp​(ω)=j=1∏n​{p,1−p,​ωj​=1,ωj​=0.​

Expectations and event probabilities are the finite weighted sums against wpw_pwp​. A surviving coordinate is rescaled by 1/q1/q1/q, where q>0q>0q>0. The output error, original minus pruned, is

Hq(ω)=∑jcj(1−1−ωjq).H_q(\omega)=\sum_jc_j\left(1-\frac{1-\omega_j}{q}\right).Hq​(ω)=j∑​cj​(1−q1−ωj​​).

DARE uses q=1−pq=1-pq=1−p; denote its error by HHH. This is the retention-mask formulation in Section 3.2, equation (2), PDF p. 5, with δj=1−ωj\delta_j=1-\omega_jδj​=1−ωj​. The empirical coefficient mean and variance are cˉ=S/n\bar c=S/ncˉ=S/n and σ2=n−1∑j(cj−cˉ)2\sigma^2=n^{-1}\sum_j(c_j-\bar c)^2σ2=n−1∑j​(cj​−cˉ)2. These statistics describe a fixed vector, not another source of randomness.

Formalization targets

Define the concentration coefficient with its removable singularity filled in:

Φ(p)={12,p=12,1−2plog⁡((1−p)/p),p≠12.\Phi(p)=\begin{cases}\frac12,&p=\frac12,\\\frac{1-2p}{\log((1-p)/p)},&p\ne\frac12.\end{cases}Φ(p)={21​,log((1−p)/p)1−2p​,​p=21​,p=21​.​

For every 0<p<10<p<10<p<1 and failure probability 0<γ<10<\gamma<10<γ<1, the goal is

Pr⁡{∣H∣≤Φ(p)1−pn(cˉ2+σ2)log⁡(2/γ)}≥1−γ.\boxed{\Pr\left\{|H|\le\frac{\sqrt{\Phi(p)}}{1-p}\sqrt{n(\bar c^2+\sigma^2)}\sqrt{\log(2/\gamma)}\right\}\ge1-\gamma.}Pr{∣H∣≤1−pΦ(p)​​n(cˉ2+σ2)​log(2/γ)​}≥1−γ.​

This is Appendix E.1, equation (8), PDF p. 30, followed by the unnumbered energy identity on PDF p. 31. Zero coefficients are included: no positive-energy assumption is attached to the goal.

Four supporting milestones state the following results.

  1. Coefficient statistics: Q=n(cˉ2+σ2)Q=n(\bar c^2+\sigma^2)Q=n(cˉ2+σ2) for n>0n>0n>0, as used in the final algebraic step of Appendix E.1, PDF p. 31.
  2. Exact moments: for 0≤p≤10\le p\le10≤p≤1 and q>0q>0q>0, let bq=(1−(1−p)/q)Sb_q=(1-(1-p)/q)Sbq​=(1−(1−p)/q)S. Then EHq=bq\mathbb EH_q=b_qEHq​=bq​, E(Hq−bq)2=p(1−p)Q/q2\mathbb E(H_q-b_q)^2=p(1-p)Q/q^2E(Hq​−bq​)2=p(1−p)Q/q2, and EHq2=bq2+p(1−p)Q/q2\mathbb EH_q^2=b_q^2+p(1-p)Q/q^2EHq2​=bq2​+p(1−p)Q/q2. This is a paper-derived extension of the calculations on PDF p. 29 to the general rescaling model introduced in Appendix E.2, PDF p. 31. In particular, DARE has mean zero and mean square pQ/(1−p)pQ/(1-p)pQ/(1−p).
  3. Kearns–Saul exponential moment: 0<Φ(p)≤1/20<\Phi(p)\le1/20<Φ(p)≤1/2 and, for every real ttt,
(1−p)e−tp+pet(1−p)≤eΦ(p)t2/4.(1-p)e^{-tp}+pe^{t(1-p)}\le e^{\Phi(p)t^2/4}.(1−p)e−tp+pet(1−p)≤eΦ(p)t2/4.

The analytic input is Berend–Kontorovich, Section 3, Theorem 4, equation (6), PDF pp. 3–4. The bound on Φ\PhiΦ is also stated in the DAREx appendix on PDF p. 30. 4. Exponential output tail: for Q>0Q>0Q>0 and t>0t>0t>0,

Pr⁡{∣H∣>t}≤2exp⁡(−t2(1−p)2Φ(p)Q).\Pr\{|H|>t\}\le2\exp\left(-\frac{t^2(1-p)^2}{\Phi(p)Q}\right).Pr{∣H∣>t}≤2exp(−Φ(p)Qt2(1−p)2​).

This is the unnumbered display immediately preceding equation (8), PDF p. 30.

What the result establishes

The target quantifies the error of a randomly selected pruned layer in terms of its actual influence coefficients. It distinguishes preserving an expectation from controlling a realization. The moment identities also expose the bias introduced by choosing a rescaling denominator different from 1−p1-p1−p.

Formalization supplies a precise probability model and checks every coefficient, sign, and exceptional case. The finite mask model and its normalization already compile locally with proofs. The five milestone and goal statements have been elaborated, but their theorem proofs remain open. Completing this mission would formalize the selected appendix result; it would not establish the paper's experimental accuracy claims, a whole-network guarantee, or an optimal rescaling rule.

Why the tail direction matters

Signed coefficients require exponential-moment control for both positive and negative arguments. The sharper estimate in Berend–Kontorovich, Lemma 5, equation (9), PDF p. 4 has a nonnegative-argument restriction. Using it for an unrestricted absolute tail loses an essential hypothesis.

For example, with n=1n=1n=1, c1=1c_1=1c1​=1, p=99/100p=99/100p=99/100, and γ=1/200\gamma=1/200γ=1/200, the error is 111 with probability 99/10099/10099/100 and −99-99−99 with probability 1/1001/1001/100. The printed Theorem 3.1 threshold is 198log⁡400<99\sqrt{198\log400}<99198log400​<99, so its failure probability exceeds γ\gammaγ. This concrete source audit is the reason for selecting equation (8), not a claim that the printed theorem has been formally disproved in Lean.

Formalization scope

The Lean model uses real coefficients indexed by Fin n and Boolean functions for masks. Nonnegative masses and normalization are proved from the product formula; concentration is never assumed in a structure field. Fixed weights and inputs are external data. Random training, dependence between masks, nonlinear activations, structural pruning, and empirical validation are outside this mission.

The main goal requires n>0n>0n>0 for the empirical statistics, 0<p<10<p<10<p<1 for DARE rescaling, and 0<γ<10<\gamma<10<γ<1 for the confidence level. The moments permit empty coefficient vectors and endpoint probabilities because they use a separate positive qqq. The exponential-tail milestone requires Q>0Q>0Q>0 to avoid division by zero; the main goal includes Q=0Q=0Q=0. The value Φ(1/2)=1/2\Phi(1/2)=1/2Φ(1/2)=1/2 is explicit. No theorem relies on Lean's total division or logarithm to supply a missing analytic hypothesis.

Selected references

  • Wenlong Deng, Yize Zhao, Vala Vakilian, Minghui Chen, Xiaoxiao Li, Christos Thrampoulidis. DARE the Extreme: Revisiting Delta-Parameter Pruning For Fine-Tuned Models. ICLR 2025. arXiv:2410.09344v2. Section 3.2, PDF p. 5, equation (2), Theorem 3.1; Appendix E.1, PDF pp. 28–31, Theorem E.1 and equations (6)–(8); Appendix E.2, PDF p. 31, initial unnumbered rescaling identity.
  • Daniel Berend and Aryeh Kontorovich. On the Concentration of the Missing Mass. Electronic Communications in Probability 18 (2013). arXiv:1210.3248v1. Section 3, PDF pp. 3–4, Theorem 4 and equation (6); Lemma 5 and equation (9) explain the excluded one-sided refinement.
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Group Theory·Captain: dbenbenn

Cannon–Floyd–Parry: Thurston's piecewise integral projective models of F and TTextbook

This mission formalizes §7 of J. W. Cannon, W. J. Floyd and W. R. Parry, Introductory notes on Richard Thompson's groups, L'Enseignement Mathématique (2) 42 (1996) 215–256, doi:10.5169/seals-87877: W. Thurston's interpretations of Thompson's groups FFF and TTT as groups of piecewise integral projective homeomorphisms of the interval and the circle.

Motivation

The notes describe their last section as follows: "In §7 we give W. Thurston's interpretations of FFF and TTT in terms of piecewise integral projective homeomorphisms" (p. 216). Elements of FFF and TTT are piecewise linear, with dyadic breakpoints and slopes powers of 222. Thurston's models replace the linear pieces by linear fractional maps t↦(at+b)/(ct+d)t \mapsto (at + b)/(ct + d)t↦(at+b)/(ct+d) with integer matrices of determinant ±1\pm 1±1, and the dyadic intervals by the intervals of the Farey tree. The two descriptions give isomorphic groups because both are read off the same tree diagrams.

Earlier missions on this platform formalize FFF (§1 and §4), its tree diagrams (§2), its presentations (§3) and the group TTT (§5); this one states their projective models.

Setting

The simplex. Δn\Delta_nΔn​ (Simplex n) is the standard nnn-simplex in Rn+1\mathbb{R}^{n+1}Rn+1, and ρ(x)=x/∑i∣xi∣\rho(x) = x / \sum_i |x_i|ρ(x)=x/∑i​∣xi​∣ (rho). A map on U⊆ΔnU \subseteq \Delta_nU⊆Δn​ is integral projective (IsIntegralProjective) when it is ρ∘A\rho \circ Aρ∘A for some A∈GL(n+1,Z)A \in GL(n+1, \mathbb{Z})A∈GL(n+1,Z) with A(U)A(U)A(U) in the nonnegative orthant (p. 249). Subdivisions of Δn\Delta_nΔn​ are Mathlib's geometric simplicial complexes (Geometry.SimplicialComplex), finite and with underlying space Δn\Delta_nΔn​; a subdivision is rational or integral when each nnn-simplex has rational vertices, or is the image of Δn\Delta_nΔn​ under an integral projective map. lift and ind are the primitive integer lift of a rational point and the index of a rational simplex (p. 250).

PIP maps. PIP(Δn)PIP(\Delta_n)PIP(Δn​) (PIPSet n) is the set of homeomorphisms of Δn\Delta_nΔn​ that are integral projective on each simplex of some integral subdivision. PIP+(Δn)PIP^+(\Delta_n)PIP+(Δn​) (PIPPlusSet n) consists of the orientation-preserving ones; in Lean orientation is read off the pieces, which are required to be ρ∘A\rho \circ Aρ∘A with det⁡A=1\det A = 1detA=1.

The interval and the circle. On p. 251 the notes move Δ1\Delta_1Δ1​ to Δ1′={(t,1)}\Delta_1' = \{(t, 1)\}Δ1′​={(t,1)} and identify it with [0,1][0,1][0,1]. There a map is integral projective (IsIntegralProjective01) when it is t↦x/yt \mapsto x/yt↦x/y with (x,y)=A(t,1)(x, y) = A(t, 1)(x,y)=A(t,1), A∈GL(2,Z)A \in GL(2, \mathbb{Z})A∈GL(2,Z) and 0≤x≤y0 \le x \le y0≤x≤y. An interval [a/b,c/d][a/b, c/d][a/b,c/d] is recorded by four natural numbers (FracInterval), with left part [a/b,(a+c)/(b+d)][a/b, (a+c)/(b+d)][a/b,(a+c)/(b+d)] and right part [(a+c)/(b+d),c/d][(a+c)/(b+d), c/d][(a+c)/(b+d),c/d], and fareyNode follows a path of left and right steps from [0,1][0,1][0,1] down the tree T′\mathcal{T}'T′ of integral subsimplices. PIP+PIP^+PIP+ of [0,1][0,1][0,1] (PIPPlus01Set) consists of the order isomorphisms of [0,1][0,1][0,1] that are integral projective on each interval of an integral partition, and RepresentsPIP reads a §2 tree diagram on T′\mathcal{T}'T′ instead of on the dyadic tree. PIP+(S1)PIP^+(S^1)PIP+(S1) (PIPPlusCircleSet) consists of the permutations of UnitAddCircle with an order-preserving lift to R\mathbb{R}R commuting with x↦x+1x \mapsto x + 1x↦x+1 that is integral projective, up to an integer, on each interval of an integral partition of [0,1][0,1][0,1], the way the published TTT is defined through lifts.

Target

The goal is Theorem 7.3 (p. 254),

T≅PIP+(S1),T \cong PIP^+(S^1),T≅PIP+(S1),

together with the sentence that follows it, which names the three maps of PIP+(S1)PIP^+(S^1)PIP+(S1) corresponding to TTT's generators AAA, BBB, CCC: the goal asks for an isomorphism sending them to exactly those maps (pipA, pipB, pipC).

The milestones follow the section. For Δn\Delta_nΔn​: integral projective maps are homeomorphisms onto their images, PIP(Δn)PIP(\Delta_n)PIP(Δn​) is closed under inversion, two integral subdivisions have a common rational refinement (the notes cite Rourke and Sanderson), the index of a rational simplex, Theorem 7.1 (every rational subdivision refines to an integral one), PIP(Δn)PIP(\Delta_n)PIP(Δn​) is a group, and PIP+(Δn)PIP^+(\Delta_n)PIP+(Δn​) has index 222 in it. For the interval: PIP+(Δ1)PIP^+(\Delta_1)PIP+(Δ1​) is isomorphic to its model on [0,1][0,1][0,1]; [a/b,c/d][a/b, c/d][a/b,c/d] is an integral subsimplex exactly when ad−bc=−1ad - bc = -1ad−bc=−1; left and right parts are integral; T′\mathcal{T}'T′ is an ordered rooted binary tree; integral projective maps between integral subsimplices are unique and given by an explicit formula; they restrict to, and are glued from, maps of the left and right parts; reduced tree diagrams correspond bijectively to PIP+PIP^+PIP+ of [0,1][0,1][0,1]; and Theorem 7.2, F≅PIP+(Δ1)F \cong PIP^+(\Delta_1)F≅PIP+(Δ1​).

Significance

The result. Thurston's description identifies FFF and TTT with groups of piecewise PSL(2,Z)PSL(2, \mathbb{Z})PSL(2,Z) maps of the interval and the circle, the dyadic tree becoming the Farey tree. The same substitution carries each element of FFF or TTT to its projective model; the conjugating map is Minkowski's question mark function.

Formalizing it. Nothing on this platform or in Mathlib concerns piecewise projective groups, the Farey tree of intervals or Minkowski's function. The mission reuses the published FFF, TTT and the tree diagrams of §2.

Difficulty

Theorem 7.1 is the one argument in the section that is not about the interval: a descent on the index, starring a rational subdivision at a well-chosen rational point. Mathlib has geometric simplicial complexes but no subdivisions, starring or common refinements, so both Theorem 7.1 and the cited results of Rourke and Sanderson need that apparatus built. The interval half is elementary number theory of 2×22 \times 22×2 integer matrices (the notes' proof of connectedness of T′\mathcal{T}'T′ is a Euclidean-algorithm descent), followed by the tree-diagram argument of §2 repeated on T′\mathcal{T}'T′.

What is left out

  • The Farey-tree remark on p. 252 (replacing each vertex [a/b,c/d][a/b, c/d][a/b,c/d] of T′\mathcal{T}'T′ by the mediant (a+c)/(b+d)(a+c)/(b+d)(a+c)/(b+d) gives the Farey tree): a relabelling that no statement uses.
  • The remark after Theorem 7.2 that the proof of Theorem 7.2 also proves Theorem 7.3; Theorem 7.3 is stated directly.

Formalization scope

  • PIP(Δn)PIP(\Delta_n)PIP(Δn​) and PIP+(Δn)PIP^+(\Delta_n)PIP+(Δn​) are sets of homeomorphisms Simplex n ≃ₜ Simplex n. The milestones that they are groups assert a subgroup with exactly that carrier, and Theorem 7.2 asserts such a subgroup for PIP+(Δ1)PIP^+(\Delta_1)PIP+(Δ1​) together with an isomorphism from FFF.
  • The index-2 milestone assumes n≥1n \ge 1n≥1: for n=0n = 0n=0, Δ0\Delta_0Δ0​ is a point and PIP+(Δ0)=PIP(Δ0)PIP^+(\Delta_0) = PIP(\Delta_0)PIP+(Δ0​)=PIP(Δ0​).
  • The converse of p. 253 (two integral projective maps of the left and right parts glue to one) is stated for maps carrying endpoints to the corresponding endpoints, the orientation the section works with; maps swapping the endpoints of both parts do not glue.
  • Reused platform theorems, which solutions may import: the §2 tree-diagram theorems (every tree diagram represents an element of FFF, every element has a unique reduced tree diagram, tree diagrams compose).

Selected references

  • J. W. Cannon, W. J. Floyd, W. R. Parry, Introductory notes on Richard Thompson's groups, L'Enseignement Mathématique (2) 42 (1996) 215–256, §7 pp. 249–254. doi:10.5169/seals-87877
  • C. P. Rourke, B. J. Sanderson, Introduction to Piecewise-Linear Topology, Ergebnisse der Mathematik und ihrer Grenzgebiete 69, Springer, 1972. doi:10.1007/978-3-642-81735-9
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Linear algebraMachine LearningProbability·Captain: Minghui

Fine-Tuning Can Distort Pretrained Features: Perfect-Feature LP-FT SeparationResearch Paper

Why initialization matters for transfer learning

Transfer learning starts with a representation learned on an earlier task and adapts it to a new one. Two common choices are linear probing, which changes only the final linear predictor, and fine-tuning, which changes the representation as well. These procedures optimize related training objectives, but their behavior away from the training data can differ. Kumar and coauthors study this distinction through two-layer linear networks, alongside experiments with nonlinear networks. This mission formalizes their perfect-feature LP-FT result, rather than the empirical claims or the general imperfect-feature comparison. See Section 3.4, Proposition 3.7, PDF p. 10.

LP-FT first learns a head by linear probing and then uses that head to initialize full fine-tuning. The perfect-feature setting isolates the effect of head initialization: the representation already contains exactly the features needed to predict the labels, but the head initially need not use them correctly. The mathematical question is whether joint training preserves or loses the representation's ability to predict outside the observed training subspace.

Linear predictors, training data, and OOD loss

An input is a vector x∈Rdx\in\mathbb R^dx∈Rd. A feature extractor is a matrix B∈Rk×dB\in\mathbb R^{k\times d}B∈Rk×d, and a head is a vector v∈Rkv\in\mathbb R^kv∈Rk. Together they predict v⊤Bxv^\top Bxv⊤Bx, with effective weight vector B⊤vB^\top vB⊤v. The fixed matrix X∈Rn×dX\in\mathbb R^{n\times d}X∈Rn×d contains the nnn training inputs as rows. Their span is S=rowspace⁡(X)S=\operatorname{rowspace}(X)S=rowspace(X), with dimension mmm.

The ground truth has orthonormal-row features B⋆B_\starB⋆​ and a nonzero head v⋆v_\starv⋆​. Write w⋆=B⋆⊤v⋆w_\star=B_\star^\top v_\starw⋆​=B⋆⊤​v⋆​ and Y=Xw⋆Y=Xw_\starY=Xw⋆​. Perfect pretrained features mean B0=UB⋆B_0=UB_\starB0​=UB⋆​ for an orthogonal matrix UUU. The corresponding aligned head is u=Uv⋆u=Uv_\staru=Uv⋆​. The dimensions satisfy 1≤k≤m1\le k\le m1≤k≤m and m+k<dm+k<dm+k<d.

The two geometric assumptions require the orthogonal projections from R0=rowspace⁡(B0)R_0=\operatorname{rowspace}(B_0)R0​=rowspace(B0​) into SSS and into S⊥S^\perpS⊥ to be injective. In this dimension regime these are exactly the positive largest-principal-angle cosine conditions used by the paper. They demand more than two subspaces having some nonorthogonal directions. The Lean definition spells out injectivity of v↦ΠTB0⊤vv\mapsto\Pi_T B_0^\top vv↦ΠT​B0⊤​v for each T∈{S,S⊥}T\in\{S,S^\perp\}T∈{S,S⊥}. See Definition 3.2 and Appendix A.1, PDF pp. 7 and 22-23.

An out-of-distribution law μ\muμ is any probability measure on Rd\mathbb R^dRd with a finite second moment and positive-definite uncentered second-moment matrix Σ=Eμ[xx⊤]\Sigma=\mathbb E_\mu[xx^\top]Σ=Eμ​[xx⊤]. Its mean need not be zero. Define

LOOD(v,B)=Ex∼μ[(v⊤Bx−w⋆⊤x)2].L_{\rm OOD}(v,B)=\mathbb E_{x\sim\mu} [(v^\top Bx-w_\star^\top x)^2].LOOD​(v,B)=Ex∼μ​[(v⊤Bx−w⋆⊤​x)2].

Both training methods use the unnormalized loss L^(v,B)=∥XB⊤v−Y∥22\widehat L(v,B)=\|XB^\top v-Y\|_2^2L(v,B)=∥XB⊤v−Y∥22​. Fine-tuning follows its gradient flow in both parameters; linear probing keeps B=B0B=B_0B=B0​. Time is real and nonnegative. These are the paper's equations (3.2)-(3.3), PDF p. 6.

Formalization targets

The goal is Proposition 3.7 in an explicit nonzero-signal regime. For σ>0\sigma>0σ>0, initialize an FT head with independent Gaussian coordinates, v0∼N(0,σ2Ik)v_0\sim\mathcal N(0,\sigma^2I_k)v0​∼N(0,σ2Ik​). Establish

Pr⁡ ⁣[∀t≥0,LOOD(vFT(t),BFT(t))>0]=1.\Pr\!\left[\forall t\ge0,\quad L_{\rm OOD}(v_{\rm FT}(t),B_{\rm FT}(t))>0\right]=1.Pr[∀t≥0,LOOD​(vFT​(t),BFT​(t))>0]=1.

Linear probing, from any initial head, must converge to uuu. Fine-tuning initialized at its limit must satisfy

vLP(t)⟶u,∀t≥0,LOOD(vLP-FT(t),BLP-FT(t))=0.v_{\rm LP}(t)\longrightarrow u,\qquad \forall t\ge0,\quad L_{\rm OOD}(v_{\rm LP\text{-}FT}(t),B_{\rm LP\text{-}FT}(t))=0.vLP​(t)⟶u,∀t≥0,LOOD​(vLP-FT​(t),BLP-FT​(t))=0.

The probability-one event applies to all times simultaneously. The goal also asserts existence of the relevant global flows; a conditional claim about a possibly nonexistent trajectory would not suffice. The statement does not assert a numerical error lower bound or a positive time-infimum.

Seven milestones supply the supporting results: global flow existence and FT uniqueness; unchanged features orthogonal to the training span; the balancedness invariant; the second-moment identity for OOD risk; almost-sure Gaussian head misalignment; exact LP recovery; and stationarity after LP initialization. The principal source is Appendices A.2 and A.7, PDF pp. 23-31 and 45-47.

What the result establishes

The result distinguishes two initializations of the same joint-training procedure. In this idealized setting, a head obtained by linear probing gives zero OOD loss throughout subsequent fine-tuning, while a Gaussian head almost surely has positive OOD loss at every finite time. The conclusion concerns population squared prediction error, not classification accuracy or a finite test-set estimate.

The paper establishes the mathematical claim; this mission asks for a Lean proof of the stated model and result. The scope is deliberately limited to perfect pretrained features. It does not claim an LP-FT upper bound for imperfect features, which the authors identify as a further challenge in Section 3.4, PDF p. 10. A completed development would also provide reusable components for finite dimensional gradient flows, factorized linear models, and population risk.

Why the proof needs the training dynamics

The training loss alone does not select a unique effective predictor in an overparameterized problem. Knowing that a predictor fits the observed examples therefore does not determine its OOD loss. Formalization must track the head and feature extractor together, and it must distinguish parameter stationarity from a claim that a derivative happens to vanish at one time. The Gaussian conclusion also requires one event controlling an uncountable set of times; separate probability-one statements for individual times would be weaker.

Formalization scope and conventions

Vectors use Mathlib's finite dimensional real Euclidean spaces. Matrices are represented as continuous linear maps, with Euclidean adjoints and operator norms. The feature update is written explicitly as the Frobenius-gradient equation; it is not a gradient with respect to the operator norm. Differentiability is imposed within [0,∞)[0,\infty)[0,∞), including the right derivative at zero.

The dimensions, nonzero target, positive Gaussian scale, finite second moments, and projection injectivity are explicit. The nonzero target restricts the formalization to the regime of the Gaussian alignment argument in Lemma A.12; k≤mk\le mk≤m makes the identifiability condition used in Proposition A.20 precise. The random-head law is the scaled standard Gaussian measure. No randomness of the fixed training matrix or independence from an additional data draw is assumed.

The model contains no assumed convergence, invariant, or desired risk bound. Each of those is a theorem obligation. The well-posedness milestone makes explicit an analytic prerequisite of the source's flow notation. The risk milestone uses the identity in (A.29)-(A.32), avoiding the reversed inequality printed in (A.28). The quantitative constant in Theorem 3.3 is outside this mission. Source-aligned proofs and the supporting analysis infrastructure are welcome; changing the learning rule or assuming a milestone inside the model would change the task.

Selected references

  • Ananya Kumar, Aditi Raghunathan, Robbie Jones, Tengyu Ma, and Percy Liang, Fine-Tuning can Distort Pretrained Features and Underperform Out-of-Distribution, ICLR 2022, arXiv:2202.10054v1. Main target: Section 3.4, Proposition 3.7, PDF p. 10, equations (3.10)-(3.11); proof: Appendix A.7, PDF pp. 45-47, Proposition A.20 and (A.208)-(A.218). Supporting invariants: Appendix A.2, PDF p. 24, Lemmas A.3-A.4, equations (A.15)-(A.20). Gaussian alignment: Appendix A.3, PDF pp. 34-35, Lemmas A.11-A.12.
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Number Theory·Captain: xuanji

Every Odd Number Greater Than 1 is the Sum of at Most 100001 PrimesResearch Paper

Motivation

Goldbach's problem asks whether every integer greater than 111 can be written as a sum of a small number of primes. The first unconditional result of this kind was obtained by Schnirelmann around 1930: there is an absolute constant kkk such that every integer n>1n > 1n>1 is a sum of at most kkk primes. His argument is elementary. It uses an upper-bound sieve and Chebyshev-type prime estimates, together with a notion of additive density, and it does not need the prime number theorem or complex analysis.

The constant has since been reduced by much deeper methods. A short timeline for odd nnn:

  • Schnirelmann (1930s): some finite kkk, by elementary methods.
  • Vinogradov (1937): every sufficiently large odd integer is a sum of three primes, with an ineffective threshold in the original argument.
  • Ramaré (1995): every even integer is a sum of at most six primes, which gives at most seven primes for every odd n>1n > 1n>1. (Ann. Sc. Norm. Super. Pisa, 1995)
  • Tao (2014): every odd n>1n > 1n>1 is a sum of at most five primes. (arXiv:1201.6656)
  • Helfgott (2013): every odd n>5n > 5n>5 is a sum of three primes (the ternary Goldbach conjecture). (arXiv:1312.7748)

This mission targets a much weaker constant than any of these, k=100 001k = 100\,001k=100001. It does so because the constant comes from Schnirelmann's elementary method with every estimate made explicit, and that proof is short enough to be a realistic target for a complete formalization.

Setting

A representation of nnn as a sum of at most kkk primes is a finite multiset sss of natural numbers such that every element of sss is prime, the elements of sss sum to nnn, and sss has at most kkk elements counted with multiplicity. Repetitions are allowed and order is irrelevant.

The number 111 is not a sum of primes, so the question concerns odd n≥3n \ge 3n≥3. Even numbers are excluded from the campaign statement.

The Schnirelmann density of a set A⊆Z≥0A \subseteq \mathbb{Z}_{\ge 0}A⊆Z≥0​ is

σ(A)=inf⁡N≥1∣A∩{1,…,N}∣N.\sigma(A) = \inf_{N \ge 1} \frac{|A \cap \{1, \dots, N\}|}{N}.σ(A)=N≥1inf​N∣A∩{1,…,N}∣​.

This notion is the additive tool behind the elementary approach. Mathlib provides it as schnirelmannDensity.

Formalization target

Goal

∀n∈N,n odd, n>1  ⟹  ∃ s multiset of primes, ∣s∣≤100 001, ∑s=n.\forall n \in \mathbb{N},\quad n \text{ odd},\ n > 1 \implies \exists\, s \text{ multiset of primes},\ |s| \le 100\,001,\ \textstyle\sum s = n.∀n∈N,n odd, n>1⟹∃s multiset of primes, ∣s∣≤100001, ∑s=n.

This is the campaign template of Odd numbers as sums of primes with the value 100 001100\,001100001 filled in. A stronger explicit form in the source is that every odd n≥200 003n \ge 200\,003n≥200003 is a sum of exactly 100 001100\,001100001 primes; the at-most form for all odd n>1n > 1n>1 follows from it immediately.

Significance

The result itself. The bound 100 001100\,001100001 is far from the best known constants; five (Tao) and three (Helfgott) are both known on paper. Its value is that it rests on an elementary argument with every constant written out. There is no "sufficiently large" threshold and no appeal to the prime number theorem, zero-density estimates, or large-scale computation.

Formalizing it. No finite bound in this problem has a machine-checked proof on this platform yet. A proof of this goal would be the campaign's first proved value. The components are reusable beyond this mission:

  1. Explicit Chebyshev-type bounds for π(y)\pi(y)π(y).
  2. An explicit Selberg upper-bound sieve for the number of representations of an even number as a sum of two odd primes.
  3. An averaged bound for the associated singular-series factor.
  4. Schnirelmann's density inequality σ(D+E)≥σ(D)+σ(E)−σ(D)σ(E)\sigma(D + E) \ge \sigma(D) + \sigma(E) - \sigma(D)\sigma(E)σ(D+E)≥σ(D)+σ(E)−σ(D)σ(E).

Difficulty

The only substantial step is an upper bound for

r(s)=#{(p,q):p,q odd primes, p+q=s}r(s) = \#\{(p, q) : p, q \text{ odd primes},\ p + q = s\}r(s)=#{(p,q):p,q odd primes, p+q=s}

that is sharp up to a constant factor, namely of order s/(log⁡s)2s/(\log s)^2s/(logs)2 times an arithmetic factor depending on the prime divisors of sss, with an explicit constant. The trivial bound r(s)≤π(s)r(s) \le \pi(s)r(s)≤π(s) is weaker by a factor of log⁡s\log slogs. That loss makes the density of sums of two primes appear to be zero, so the additive argument cannot start. Everything after the sieve bound is short and explicit.

Formalization scope

The Lean statement is the campaign template verbatim with 100 001100\,001100001 in place of the value. It uses Multiset ℕ, Nat.Prime, and Odd n ∧ 1 < n. The statement is fixed by the campaign, and it has no vacuous hypotheses: every odd n>1n > 1n>1 is covered.

Mathlib already contains schnirelmannDensity and the fact that σ(A)+σ(B)≥1\sigma(A) + \sigma(B) \ge 1σ(A)+σ(B)≥1 with 0∈A∩B0 \in A \cap B0∈A∩B implies A+B=NA + B = \mathbb{N}A+B=N. It also contains the Λ² setup of the Selberg sieve (Mathlib/NumberTheory/SelbergSieve.lean) and central-binomial-coefficient bounds. Missing, and welcome as contributions:

  1. The explicit sieve bound for r(s)r(s)r(s).
  2. The mean-square bound for the arithmetic factor.
  3. Schnirelmann's inequality for σ(D+E)\sigma(D + E)σ(D+E).
  4. The explicit lower bound for π(y)\pi(y)π(y) in the form needed here.

Selected references

  • P. Pollack, Not Always Buried Deep: A Second Course in Elementary Number Theory, AMS, 2009. Chapter 6, §6, "An application to the Goldbach problem", pp. 196–201. https://www.pollack-math.net/NABDofficial.pdf
  • K. S. Kedlaya, Notes on Analytic Number Theory, Chapter 13, "The Selberg sieve". https://kskedlaya.org/ant/chap-selberg.html
  • O. Ramaré, On Šnirel'man's constant, Ann. Sc. Norm. Super. Pisa Cl. Sci. (4) 22 (1995), 645–706. http://www.numdam.org/item/ASNSP_1995_4_22_4_645_0/
  • T. Tao, Every odd number greater than 1 is the sum of at most five primes, Math. Comp. 83 (2014), 997–1038. https://arxiv.org/abs/1201.6656
  • H. A. Helfgott, The ternary Goldbach conjecture is true, 2013. https://arxiv.org/abs/1312.7748
  • An explicit elementary constant for sums of primes, unpublished note, September 2026, Theorem 1. Source of the constant 100 001100\,001100001 (with c1=1/9c_1 = 1/9c1​=1/9, c2=860c_2 = 860c2​=860, x0=e2000x_0 = e^{2000}x0​=e2000, σ(A)≥1/35 000\sigma(A) \ge 1/35\,000σ(A)≥1/35000, m=25 000m = 25\,000m=25000).
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Linear algebraMathematical Physics·Captain: ShapeZero

The spectrum of the octonionic two-generator flowTextbook

Motivation

This mission is pure mathematics about objects it defines itself: an octonion multiplication built from the Fano plane of the companion mission The role postulates force exactly seven points, and the matrix of the linear map

p  ↦  p a+b pp \;\mapsto\; p\,a + b\,pp↦pa+bp

for two unit imaginary octonions a,ba, ba,b. It is motivated by the two-generator D8 flow ψ˙=ψa+bψ\dot\psi = \psi a + b\psiψ˙​=ψa+bψ in the Shape Zero derivation (00_START_HERE/MODEL_SPEC.md §1b; 02_synthesis/D8_SYNTHESIS.md). The statements below do not depend on that motivation.

Result. For a=e1a = e_1a=e1​ and b=c e1+s e2b = c\,e_1 + s\,e_2b=ce1​+se2​ with c2+s2=1c^2 + s^2 = 1c2+s2=1, the characteristic polynomial of M=Ra+LbM = R_a + L_bM=Ra​+Lb​ is

X2 (X2+4) (X2+(2−2c))2.X^2\,(X^2 + 4)\,\bigl(X^2 + (2 - 2c)\bigr)^2 .X2(X2+4)(X2+(2−2c))2.

With c=cos⁡θc = \cos\thetac=cosθ, 2−2c=4sin⁡2(θ/2)2 - 2c = 4\sin^2(\theta/2)2−2c=4sin2(θ/2), so the eigenvalues are 0,0,±2i0, 0, \pm 2i0,0,±2i and ±2isin⁡(θ/2)\pm 2i\sin(\theta/2)±2isin(θ/2) (each twice), and the ratio of the two nonzero frequencies is 1/sin⁡(θ/2)1/\sin(\theta/2)1/sin(θ/2).

What this mission does NOT prove.

  • Only the canonical pair. It proves the result for a=e1a = e_1a=e1​, b=cos⁡θ e1+sin⁡θ e2b = \cos\theta\, e_1 + \sin\theta\, e_2b=cosθe1​+sinθe2​. That every pair of unit imaginary octonions at angle θ\thetaθ gives the same spectrum follows from the classical fact that G2G_2G2​ acts transitively on such pairs — not formalized here.
  • Nothing about any model. It says nothing about which angle, if any, a physical model selects, or whether the D8 flow plays a role in one.
  • One orientation. The octonion table uses one orientation of the Fano lines; all valid orientations give isomorphic algebras, and the spectrum is basis-independent, but only this table is formalized.

Setting

Write e0=1,e1,…,e7e_0 = 1, e_1, \dots, e_7e0​=1,e1​,…,e7​ for the standard basis of R8\mathbb{R}^8R8. The imaginary unit eue_ueu​ (u=1,…,7u = 1, \dots, 7u=1,…,7) is labelled by the Fano point u−1u - 1u−1. For each line {l,l+1,l+3}\{l, l+1, l+3\}{l,l+1,l+3} (mod 777) of the companion mission's Fano plane RolesForceSeven.fanoLine, the product is oriented cyclically along the ordered triple (l,l+1,l+3)(l, l+1, l+3)(l,l+1,l+3):

el+1 el+2=el+4,el+2 el+4=el+1,el+4 el+1=el+2e_{l+1}\,e_{l+2} = e_{l+4}, \qquad e_{l+2}\,e_{l+4} = e_{l+1}, \qquad e_{l+4}\,e_{l+1} = e_{l+2}el+1​el+2​=el+4​,el+2​el+4​=el+1​,el+4​el+1​=el+2​

(unit indices mod 777, shifted into 1,…,71, \dots, 71,…,7), with the reversed products negative, eu2=−1e_u^2 = -1eu2​=−1, and e0e_0e0​ the identity. This defines OctonionD8.octTable and the bilinear product OctonionD8.omul on R8\mathbb{R}^8R8.

For a,b∈R8a, b \in \mathbb{R}^8a,b∈R8, Rmat a is the matrix of p↦p ap \mapsto p\,ap↦pa and Lmat b the matrix of p↦b pp \mapsto b\,pp↦bp (column jjj is the image of eje_jej​). The flow matrix is

M=flowMat  c  s=Re1+Lce1+se2.M = \texttt{flowMat}\;c\;s = R_{e_1} + L_{c e_1 + s e_2}.M=flowMatcs=Re1​​+Lce1​+se2​​.

The Fano plane is imported from the companion mission, not restated. The reordering blockEquiv and the two blocks blockA c s, blockB c s are defined explicitly for the milestones.

Formalization targets

Goal: the characteristic polynomial

c2+s2=1  ⟹  χM(X)=X2 (X2+4) (X2+(2−2c))2.c^2 + s^2 = 1 \;\Longrightarrow\; \chi_M(X) = X^2\,(X^2 + 4)\,\bigl(X^2 + (2 - 2c)\bigr)^2 .c2+s2=1⟹χM​(X)=X2(X2+4)(X2+(2−2c))2.

This is OctonionD8.flow_charpoly. The hypothesis c2+s2=1c^2 + s^2 = 1c2+s2=1 is the only one, and it is needed: without it the characteristic polynomial differs.

Milestones — the proof outline

The proof goes through an invariant-subspace decomposition. Reorder the basis as (e0,e1,e2,e4∣e3,e5,e6,e7)(e_0, e_1, e_2, e_4 \mid e_3, e_5, e_6, e_7)(e0​,e1​,e2​,e4​∣e3​,e5​,e6​,e7​) (OctonionD8.blockEquiv).

  1. M1 (block-diagonal form). For all real c,sc, sc,s, in the reordered basis MMM is block diagonal: M=(A00B)M = \begin{pmatrix} A & 0 \\ 0 & B \end{pmatrix}M=(A0​0B​), with explicit 4×44\times44×4 blocks AAA on (e0,e1,e2,e4)(e_0, e_1, e_2, e_4)(e0​,e1​,e2​,e4​) and BBB on (e3,e5,e6,e7)(e_3, e_5, e_6, e_7)(e3​,e5​,e6​,e7​) (OctonionD8.blockA, OctonionD8.blockB).
  2. M2 (block AAA). If c2+s2=1c^2 + s^2 = 1c2+s2=1, then χA(X)=X2 (X2+4)\chi_A(X) = X^2\,(X^2 + 4)χA​(X)=X2(X2+4).
  3. M3 (block BBB). If c2+s2=1c^2 + s^2 = 1c2+s2=1, then χB(X)=(X2+(2−2c))2\chi_B(X) = \bigl(X^2 + (2 - 2c)\bigr)^2χB​(X)=(X2+(2−2c))2.

The goal follows: the characteristic polynomial is unchanged by reordering the basis, and that of a block-diagonal matrix is the product of the blocks' characteristic polynomials.

Further results (after the goal)

  • It is the octonions: the norm is multiplicative. For all p,q∈R8p, q \in \mathbb{R}^8p,q∈R8, ∑k(pq)k2=(∑ipi2)(∑jqj2)\sum_k (pq)_k^2 = \bigl(\sum_i p_i^2\bigr)\bigl(\sum_j q_j^2\bigr)∑k​(pq)k2​=(∑i​pi2​)(∑j​qj2​) — the eight-square identity, which certifies that the table defines a normed (composition) algebra, the octonions, rather than some other algebra.
  • The flow conserves the norm. MT=−MM^{\mathsf T} = -MMT=−M.
  • An annihilating polynomial. If c2+s2=1c^2 + s^2 = 1c2+s2=1, then M (M2+4) (M2+(2−2c))=0M\,(M^2 + 4)\,\bigl(M^2 + (2 - 2c)\bigr) = 0M(M2+4)(M2+(2−2c))=0.

Corollary: the frequencies

For 0<θ<π0 < \theta < \pi0<θ<π, with c=cos⁡θc = \cos\thetac=cosθ and s=sin⁡θs = \sin\thetas=sinθ, the roots over C\mathbb{C}C of the characteristic polynomial, with multiplicity, are exactly

0, 0, ±2i, ±2isin⁡(θ/2), ±2isin⁡(θ/2),0,\ 0,\ \pm 2i,\ \pm 2i\sin(\theta/2),\ \pm 2i\sin(\theta/2),0, 0, ±2i, ±2isin(θ/2), ±2isin(θ/2),

and 0<sin⁡(θ/2)<10 < \sin(\theta/2) < 10<sin(θ/2)<1. So the two nonzero frequencies 222 and 2sin⁡(θ/2)2\sin(\theta/2)2sin(θ/2) are distinct, and their ratio is 1/sin⁡(θ/2)1/\sin(\theta/2)1/sin(θ/2). Uses 2−2cos⁡θ=4sin⁡2(θ/2)2 - 2\cos\theta = 4\sin^2(\theta/2)2−2cosθ=4sin2(θ/2).

Significance

The result itself. It gives the spectrum of the two-generator flow for the canonical pair in closed form, for every angle, from an octonion table built on the formalized Fano plane.

Formalizing it. The spectrum had been checked numerically and symbolically only.

Numerical and symbolic cross-check (independent code)

checkresult
table from the companion mission's Fano lines is a normed algebra (200 random pairs)true
eigenvalue magnitudes {0×2, 2sin⁡(θ/2)×4, 2×2}\{0 \times 2,\ 2\sin(\theta/2) \times 4,\ 2 \times 2\}{0×2, 2sin(θ/2)×4, 2×2} at 5°, 30°, 60°, 76.3°, 90°, 120°, 150°max error 1.8×10−151.8\times10^{-15}1.8×10−15
symbolic characteristic polynomial (sympy, s2=1−c2s^2 = 1 - c^2s2=1−c2)X2(X2+4)(X2+2−2c)2X^2(X^2 + 4)(X^2 + 2 - 2c)^2X2(X2+4)(X2+2−2c)2

These agree with the repository's shape_zero_tests/d8_closed_form.py (frequencies {0,2sin⁡(θ/2),2}\{0, 2\sin(\theta/2), 2\}{0,2sin(θ/2),2} to 5×10−115\times10^{-11}5×10−11), which uses a different octonion table.

Difficulty

Moderate. The goal needs the characteristic polynomial of an 8×88\times88×8 matrix with symbolic entries; a direct determinant expansion is expensive. The milestones take the invariant-subspace route: the block-diagonal form (M1) is an entrywise computation from the octonion table, and each 4×44\times44×4 block's characteristic polynomial (M2, M3) is a small determinant, reduced with c2+s2=1c^2 + s^2 = 1c2+s2=1. The further results are large but mechanical polynomial identities (the eight-square identity; the annihilating polynomial), where the risk is performance, not ideas.

Formalization scope

  • Vectors are Fin 8 → ℝ; matrices are Matrix (Fin 8) (Fin 8) ℝ, with column jjj the image of the basis vector eje_jej​.
  • The characteristic polynomial is Mathlib's Matrix.charpoly over R\mathbb{R}R; the corollary maps it to C\mathbb{C}C and uses Polynomial.roots, a multiset, so multiplicities are part of the statement.
  • The table is one fixed orientation of the Fano lines; G2G_2G2​-invariance and other orientations are out of scope.

Selected references

  • Wikipedia, Octonion. https://en.wikipedia.org/wiki/Octonion
  • Wikipedia, Fano plane. https://en.wikipedia.org/wiki/Fano_plane
  • Shape Zero repository (motivation only). https://github.com/ShapeZeroSZ/shape-zero
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Dynamical SystemsMathematical Physics·Captain: ShapeZero

Every quadratic-force oscillator is the same oscillator in different unitsTextbook

Motivation

This mission is a statement about ordinary differential equations and nothing else. It is motivated by the scaling analysis in the Shape Zero derivation (00_START_HERE/MODEL_SPEC.md §1b), which found that the golden ratio in an on-site quadratic well is a coordinate choice. The statements below do not depend on that motivation.

Result. For any a≠0a \neq 0a=0 and any two distinct real roots r1≠r2r_1 \neq r_2r1​=r2​, the equation

x′′=−a (x−r1)(x−r2)x'' = -a\,(x - r_1)(x - r_2)x′′=−a(x−r1​)(x−r2​)

becomes exactly

z′′=−(z2−1)z'' = -(z^2 - 1)z′′=−(z2−1)

under one fixed shift and scaling of the value and one fixed rescaling of time. So every oscillator with a quadratic restoring force and two real roots is the same oscillator, described in different units. In particular, the golden-ratio well x′′=−(x2−x−1)x'' = -(x^2 - x - 1)x′′=−(x2−x−1), whose roots are φ\varphiφ and −1/φ-1/\varphi−1/φ, is the normal form in disguise: its φ\varphiφ is a choice of coordinates.

What this mission does NOT prove.

  • Nothing about any lattice or model. It concerns a single oscillator. It does not treat coupling terms, and it says nothing about which dimensionless combinations survive in a coupled system.
  • Not that φ\varphiφ has no meaning anywhere. It shows only that φ\varphiφ in this equation is a coordinate choice.
  • Only solutions defined on all of R\mathbb{R}R. Some solutions of this equation escape to infinity in finite time; the theorem concerns twice continuously differentiable functions on the whole real line. The same transformation works on intervals, but that is not formalized.
  • Not uniqueness of the transformation. It proves one exists.

Setting

Solutions are functions x:R→Rx : \mathbb{R} \to \mathbb{R}x:R→R that are twice continuously differentiable on all of R\mathbb{R}R (ContDiff ℝ 2 x), with x′′x''x′′ written deriv (deriv x). The transformation is

z(τ)=x(τ/ω)−md,z(\tau) = \frac{x(\tau/\omega) - m}{d},z(τ)=dx(τ/ω)−m​,

a shift by mmm, a scaling by d≠0d \neq 0d=0 of the value, and a rescaling t=τ/ωt = \tau/\omegat=τ/ω of time with ω>0\omega > 0ω>0.

Formalization targets

Goal: one transformation for every solution

Let a≠0a \neq 0a=0 and r1≠r2r_1 \neq r_2r1​=r2​. There are real numbers mmm, ddd, ω\omegaω with d≠0d \neq 0d=0 and ω>0\omega > 0ω>0, chosen once, before any solution is considered, such that for every twice continuously differentiable x:R→Rx : \mathbb{R} \to \mathbb{R}x:R→R:

(∀t,  x′′(t)=−a (x(t)−r1)(x(t)−r2))  ⟺  (∀τ,  z′′(τ)=−(z(τ)2−1)).\bigl(\forall t,\; x''(t) = -a\,(x(t) - r_1)(x(t) - r_2)\bigr) \iff \bigl(\forall \tau,\; z''(\tau) = -(z(\tau)^2 - 1)\bigr).(∀t,x′′(t)=−a(x(t)−r1​)(x(t)−r2​))⟺(∀τ,z′′(τ)=−(z(τ)2−1)).

This is QuadraticWell.quadratic_well_equiv. Explicitly m=(r1+r2)/2m = (r_1 + r_2)/2m=(r1​+r2​)/2, d=±(r1−r2)/2d = \pm(r_1 - r_2)/2d=±(r1​−r2​)/2 with the sign chosen so that ad>0a d > 0ad>0, and ω=ad\omega = \sqrt{a d}ω=ad​.

Milestones

  1. M1 (the force in shifted, scaled form). If r1≠r2r_1 \neq r_2r1​=r2​ and d=±(r1−r2)/2d = \pm(r_1 - r_2)/2d=±(r1​−r2​)/2 (either sign), then for every real yyy: −a(y−r1)(y−r2)=−a d2(((y−m)/d)2−1)-a(y - r_1)(y - r_2) = -a\,d^2\bigl(((y - m)/d)^2 - 1\bigr)−a(y−r1​)(y−r2​)=−ad2(((y−m)/d)2−1) with m=(r1+r2)/2m = (r_1 + r_2)/2m=(r1​+r2​)/2.
  2. M2 (the sign can be chosen). If a≠0a \neq 0a=0 and r1≠r2r_1 \neq r_2r1​=r2​, then a(r1−r2)/2>0a (r_1 - r_2)/2 > 0a(r1​−r2​)/2>0 or a(r2−r1)/2>0a (r_2 - r_1)/2 > 0a(r2​−r1​)/2>0 — so ω=ad\omega = \sqrt{a d}ω=ad​ is real and positive for one choice of ddd.
  3. M3 (chain rule for the rescaling). For xxx twice continuously differentiable, ω≠0\omega \neq 0ω=0 and d≠0d \neq 0d=0, the second derivative of τ↦(x(τ/ω)−m)/d\tau \mapsto (x(\tau/\omega) - m)/dτ↦(x(τ/ω)−m)/d at τ\tauτ is x′′(τ/ω)/(ω2d)x''(\tau/\omega)/(\omega^2 d)x′′(τ/ω)/(ω2d).

The goal combines them: by M1 the equation reads x′′=−ad2(y2−1)x'' = -a d^2 (y^2 - 1)x′′=−ad2(y2−1) with y=(x−m)/dy = (x - m)/dy=(x−m)/d; by M3 this becomes z′′=−(ad/ω2)(z2−1)z'' = -(a d/\omega^2)(z^2 - 1)z′′=−(ad/ω2)(z2−1); and ω2=ad\omega^2 = a dω2=ad, available by M2, gives z′′=−(z2−1)z'' = -(z^2 - 1)z′′=−(z2−1). The converse uses τ=ωt\tau = \omega tτ=ωt.

Corollary: the golden-ratio well

For every twice continuously differentiable x:R→Rx : \mathbb{R} \to \mathbb{R}x:R→R, x′′=−(x2−x−1)x'' = -(x^2 - x - 1)x′′=−(x2−x−1) everywhere if and only if

z(τ)=x(τ/ω)−125/2,ω=5/2,z(\tau) = \frac{x(\tau/\omega) - \tfrac12}{\sqrt5/2}, \qquad \omega = \sqrt{\sqrt5/2},z(τ)=5​/2x(τ/ω)−21​​,ω=5​/2​,

satisfies z′′=−(z2−1)z'' = -(z^2 - 1)z′′=−(z2−1) everywhere. This is the explicit instance with roots φ\varphiφ and −1/φ-1/\varphi−1/φ: m=12m = \tfrac12m=21​, d=5/2d = \sqrt5/2d=5​/2.

Significance

The result itself. It shows that the only content of a quadratic restoring force with two real roots, for a single oscillator, is the normal form z′′=−(z2−1)z'' = -(z^2 - 1)z′′=−(z2−1); the roots and the stiffness are units.

Formalizing it. The equivalence had been checked numerically only.

Cross-check (independent code)

checkresult
M1 identity, both signs of ddd (sympy)exact
golden-ratio well: mmm, ddd, ω\omegaω12\tfrac1221​, 5/2\sqrt5/25​/2, (5/2)1/2=1.057371(\sqrt5/2)^{1/2} = 1.057371(5​/2)1/2=1.057371
z(τ)=(x(τ/ω)−m)/dz(\tau) = (x(\tau/\omega) - m)/dz(τ)=(x(τ/ω)−m)/d against a direct solution of z′′=−(z2−1)z'' = -(z^2 - 1)z′′=−(z2−1), 400 pointsmax difference 6.9×10−136.9\times10^{-13}6.9×10−13
a case needing the sign flip (a=−2a = -2a=−2, roots 333 and −1-1−1)ah=−4<0a h = -4 < 0ah=−4<0, so d=−hd = -hd=−h gives ad=4>0a d = 4 > 0ad=4>0

These agree with the repository's shape_zero_tests/scale_invariance.py (runs at four unit choices agreeing to 1.3×10−141.3\times10^{-14}1.3×10−14).

Difficulty

Low–moderate. M1 and M2 are short. M3 is the only fiddly part: Mathlib's chain rule for a composition with τ↦τ/ω\tau \mapsto \tau/\omegaτ↦τ/ω, applied twice, needs the differentiability of xxx and of x′x'x′ that ContDiff ℝ 2 supplies. The goal and corollary then follow by rewriting.

Formalization scope

  • Solutions are functions on all of R\mathbb{R}R, twice continuously differentiable; the derivative is Mathlib's deriv.
  • mmm, ddd and ω\omegaω are existentially chosen before the solution xxx, so one transformation serves every solution.
  • The hypotheses of the goal are exactly a≠0a \neq 0a=0 and r1≠r2r_1 \neq r_2r1​=r2​.

Selected references

  • Wikipedia, Nondimensionalization. https://en.wikipedia.org/wiki/Nondimensionalization
  • Wikipedia, Golden ratio. https://en.wikipedia.org/wiki/Golden_ratio
  • Shape Zero repository (motivation only). https://github.com/ShapeZeroSZ/shape-zero
5 thms1 active userReviewed
🏆Completed
Combinatorics·Captain: mysticflounder

Eliahou–Revuelta Schur degree: L(4) = 16 and 49 ≤ L(5) ≤ 65Research Paper

Motivation

A set of integers is sumfree when no two of its elements, equal or distinct, add up to an element of the set. The Schur number S(n)S(n)S(n) is the largest NNN such that {1,…,N}\{1, \dots, N\}{1,…,N} can be partitioned into nnn sumfree sets; only S(1),…,S(5)=1,4,13,44,160S(1), \dots, S(5) = 1, 4, 13, 44, 160S(1),…,S(5)=1,4,13,44,160 are known. For n≥4n \ge 4n≥4 the best theoretical upper bound that Eliahou and Revuelta could cite in 2021 was S(n)≤Rn(3)−2S(n) \le R_n(3) - 2S(n)≤Rn​(3)−2, where the Ramsey number Rn(3)R_n(3)Rn​(3) is the least NNN such that every nnn-colouring of the edges of the complete graph KNK_NKN​ has a monochromatic triangle. The Ramsey numbers satisfy Rn(3)≤n (Rn−1(3)−1)+2R_n(3) \le n\,(R_{n-1}(3) - 1) + 2Rn​(3)≤n(Rn−1​(3)−1)+2 for n≥2n \ge 2n≥2 (Greenwood–Gleason 1955); for S(n)S(n)S(n) the paper knows no recursive upper bound.

Eliahou and Revuelta proposed a conjectural one. They defined a number L(n)L(n)L(n) through the Schur degree of block-sum sets, proved S(n)≤n L(n)S(n) \le n\,L(n)S(n)≤nL(n) (Theorem 5.4) and S(n−1)+1≤L(n)≤Rn−1(3)−1S(n-1) + 1 \le L(n) \le R_{n-1}(3) - 1S(n−1)+1≤L(n)≤Rn−1​(3)−1 (Proposition 5.3), and conjectured L(n)=S(n−1)+1L(n) = S(n-1) + 1L(n)=S(n−1)+1 (Conjecture 5.6). This would give S(n)≤n (S(n−1)+1)S(n) \le n\,(S(n-1) + 1)S(n)≤n(S(n−1)+1) (Conjecture 5.7) and S(6)≤966S(6) \le 966S(6)≤966 (Conjecture 5.8), against the range 536≤S(6)≤1836536 \le S(6) \le 1836536≤S(6)≤1836 that they give. For n=4n = 4n=4 they proved 14≤L(4)≤1614 \le L(4) \le 1614≤L(4)≤16, conjectured L(4)=14L(4) = 14L(4)=14, and left the value open.

Timeline.

  • 1955: Greenwood and Gleason prove R3(3)=17R_3(3) = 17R3​(3)=17 and the recursive bound above.
  • 1961: Baumert computes S(4)=44S(4) = 44S(4)=44 (cited by Eliahou–Revuelta as reference [2]).
  • 2000: Fredricksen and Sweet prove S(6)≥536S(6) \ge 536S(6)≥536 (doi).
  • 2004: Fettes, Kramer and Radziszowski prove R4(3)≤62R_4(3) \le 62R4​(3)≤62 (listed in DS1, rev. 18).
  • 2018: Heule proves S(5)=160S(5) = 160S(5)=160 with a certified SAT computation (arXiv:1711.08076).
  • 2020–2021: Eliahou and Revuelta, preprint arXiv:2006.01502 and refereed version, with the same numbering of the items used here.
  • 2026: McKenna, The Schur degree of block sums: L(4) = 16 and L(5) ≥ 49 (Zenodo, doi:10.5281/zenodo.22987189), proves L(4)=16L(4) = 16L(4)=16 and L(5)≥49L(5) \ge 49L(5)≥49; its Lean library ClassicalSchur formalizes both, with L(5)≤65L(5) \le 65L(5)≤65.

Setting

All numbers are natural numbers, except in the group GGG below.

Sumfree sets. A set SSS is sumfree when the sum of two of its elements, equal or distinct, is never in SSS. A set XXX is covered by nnn sumfree sets when it lies in the union of nnn sumfree sets.

Schur degree. The Schur degree sdeg⁡(X)\operatorname{sdeg}(X)sdeg(X) is the least n≥1n \ge 1n≥1 such that nnn sumfree sets cover XXX. If there is no such nnn, it is ∞\infty∞.

For example, sdeg⁡({1,…,N})≤n\operatorname{sdeg}(\{1, \dots, N\}) \le nsdeg({1,…,N})≤n holds for N≤S(n)N \le S(n)N≤S(n) and fails for N>S(n)N > S(n)N>S(n).

Block sums. Let A=(a1,…,aL)A = (a_1, \dots, a_L)A=(a1​,…,aL​) be a finite sequence of length ∣A∣=L|A| = L∣A∣=L. Its block sums are the sums of runs of consecutive entries:

ai+ai+1+⋯+aj(1≤i≤j≤L).a_i + a_{i+1} + \dots + a_j \qquad (1 \le i \le j \le L).ai​+ai+1​+⋯+aj​(1≤i≤j≤L).

The set of these sums is A^\hat AA^. The average of AAA is the rational number μ(A)=(a1+⋯+aL)/L\mu(A) = (a_1 + \dots + a_L)/Lμ(A)=(a1​+⋯+aL​)/L.

The number L(n)L(n)L(n). A length LLL has the ER property for nnn when every sequence AAA of LLL positive integers with μ(A)≤n\mu(A) \le nμ(A)≤n has sdeg⁡(A^)≥n\operatorname{sdeg}(\hat A) \ge nsdeg(A^)≥n.

For n≥2n \ge 2n≥2, the inequality sdeg⁡(A^)≥n\operatorname{sdeg}(\hat A) \ge nsdeg(A^)≥n holds when no n−1n - 1n−1 sumfree sets cover A^\hat AA^. It fails when some n−1n - 1n−1 sumfree sets cover A^\hat AA^.

The number L(n)L(n)L(n) is the least L≥1L \ge 1L≥1 with the ER property for nnn.

The pigeonhole bound. Let ρ(0)=2\rho(0) = 2ρ(0)=2 and ρ(k+1)=(k+1)(ρ(k)−1)+2\rho(k+1) = (k+1)(\rho(k) - 1) + 2ρ(k+1)=(k+1)(ρ(k)−1)+2. The first values are ρ(1)=3\rho(1) = 3ρ(1)=3, ρ(2)=6\rho(2) = 6ρ(2)=6, ρ(3)=17\rho(3) = 17ρ(3)=17 and ρ(4)=66\rho(4) = 66ρ(4)=66.

For k≥1k \ge 1k≥1, ρ(k)\rho(k)ρ(k) is an upper bound for the Ramsey number: Rk(3)≤ρ(k)R_k(3) \le \rho(k)Rk​(3)≤ρ(k), with equality for k≤3k \le 3k≤3.

The group GGG. Let G=Zm1×Zm2G = \mathbb{Z}_{m_1} \times \mathbb{Z}_{m_2}G=Zm1​​×Zm2​​. A set C⊆GC \subseteq GC⊆G is sumfree in GGG when the sum in GGG of two of its elements, equal or distinct, is never in CCC.

The lifted sequence. Take m1≥1m_1 \ge 1m1​≥1 and M≥m1M \ge m_1M≥m1​. Write the m1m2m_1 m_2m1​m2​ numbers u+Mju + Mju+Mj, with 0≤u<m10 \le u < m_10≤u<m1​ and 0≤j<m20 \le j < m_20≤j<m2​, in increasing order:

x0<x1<⋯<xm1m2−1.x_0 < x_1 < \dots < x_{m_1 m_2 - 1}.x0​<x1​<⋯<xm1​m2​−1​.

The lifted sequence is the sequence of the m1m2−1m_1 m_2 - 1m1​m2​−1 gaps between consecutive terms, x1−x0,…,xm1m2−1−xm1m2−2x_1 - x_0, \dots, x_{m_1 m_2 - 1} - x_{m_1 m_2 - 2}x1​−x0​,…,xm1​m2​−1​−xm1​m2​−2​. Lemma 4.1 below uses it to turn a cover of G∖{0}G \setminus \{0\}G∖{0} into a sequence in ℕ.

Lean names.

  • SumFree S: SSS is sumfree.
  • CoveredBySumFree X n: XXX is covered by nnn sumfree sets.
  • sdeg X : ℕ∞: the Schur degree, with ⊤ for ∞\infty∞.
  • blockSums A and average A, for A : List ℕ: A^\hat AA^ and μ(A)\mu(A)μ(A).
  • ERProperty n L: the length LLL has the ER property for nnn.
  • erL n: L(n)L(n)L(n).
  • ramseyBound k: ρ(k)\rho(k)ρ(k).
  • GroupSumFree C: CCC is sumfree in GGG. The Lean definition takes any type with an addition; the targets use it for ZMod m₁ × ZMod m₂.
  • liftPrefix m₁ M L: xLx_LxL​, defined for all m1m_1m1​ and MMM by xL=(L mod m1)+M⌊L/m1⌋x_L = (L \bmod m_1) + M \lfloor L/m_1 \rfloorxL​=(Lmodm1​)+M⌊L/m1​⌋.
  • liftSeq m₁ m₂ M: the lifted sequence, defined for all m1m_1m1​, m2m_2m2​ and MMM as the list of the m1m2−1m_1 m_2 - 1m1​m2​−1 differences xk+1−xkx_{k+1} - x_kxk+1​−xk​.

Formalization targets

Goal

erL 4=16\mathrm{erL}\ 4 = 16erL 4=16

An exact value, so no later result changes the statement; it is the case Eliahou and Revuelta left open.

Theorem 4.1 of Eliahou–Revuelta, in ℕ, with ρ(k)\rho(k)ρ(k) for Rk(3)R_k(3)Rk​(3)

ρ(k)≤∣A∣+1  ⟹  k+1≤sdeg⁡(A^)(k∈N, A a finite sequence in N).\rho(k) \le |A| + 1 \implies k + 1 \le \operatorname{sdeg}(\hat A) \qquad (k \in \mathbb{N},\ A \text{ a finite sequence in } \mathbb{N}).ρ(k)≤∣A∣+1⟹k+1≤sdeg(A^)(k∈N, A a finite sequence in N).

Upper bound of Proposition 5.3, with ρ(k)\rho(k)ρ(k) for Rk(3)R_k(3)Rk​(3)

erL(k+1)≤ρ(k)−1(k∈N).\mathrm{erL}(k+1) \le \rho(k) - 1 \qquad (k \in \mathbb{N}).erL(k+1)≤ρ(k)−1(k∈N).

No length below 16 has the property at n=4n = 4n=4

¬ ERProperty 4 L(1≤L≤15).\neg\,\mathrm{ERProperty}\ 4\ L \qquad (1 \le L \le 15).¬ERProperty 4 L(1≤L≤15).

Lemma 4.1 (McKenna 2026): lift from a group

For m1,m2,q≥1m_1, m_2, q \ge 1m1​,m2​,q≥1, M≥3m1−2M \ge 3m_1 - 2M≥3m1​−2 and sets C1,…,CqC_1, \dots, C_qC1​,…,Cq​, sumfree in GGG, that cover G∖{0}G \setminus \{0\}G∖{0}, the sequence A=A =A= liftSeq m₁ m₂ M satisfies

∣A∣=m1m2−1,ai>0,sdeg⁡(A^)≤q,a1+⋯+aL=xL  (L≤m1m2−1).|A| = m_1 m_2 - 1, \quad a_i > 0, \quad \operatorname{sdeg}(\hat A) \le q, \quad a_1 + \dots + a_L = x_L \ \ (L \le m_1 m_2 - 1).∣A∣=m1​m2​−1,ai​>0,sdeg(A^)≤q,a1​+⋯+aL​=xL​  (L≤m1​m2​−1).

Corollary 4.2 (McKenna 2026): group coverings bound L(n)L(n)L(n) from below

For n≥3n \ge 3n≥3, m1,m2≥1m_1, m_2 \ge 1m1​,m2​≥1 and n−1n - 1n−1 sets, sumfree in GGG, that cover G∖{0}G \setminus \{0\}G∖{0}:

m1m2≤erL n.m_1 m_2 \le \mathrm{erL}\ n.m1​m2​≤erL n.

Theorem 1.2 (McKenna 2026), with the Lean upper bound: bounds for L(5)L(5)L(5)

49≤erL 5≤65.49 \le \mathrm{erL}\ 5 \le 65.49≤erL 5≤65.

Significance

L(4)=16L(4) = 16L(4)=16. At n=4n = 4n=4, Conjecture 5.6 predicts L(4)=S(3)+1=14L(4) = S(3) + 1 = 14L(4)=S(3)+1=14. So L(4)=16L(4) = 16L(4)=16 refutes the conjecture at n=4n = 4n=4. Here L(n)L(n)L(n) equals the upper bound Rn−1(3)−1R_{n-1}(3) - 1Rn−1​(3)−1 of Proposition 5.3.

The two bounds of Proposition 5.3 coincide at n=2,3n = 2, 3n=2,3, where the paper gives L(2)=2L(2) = 2L(2)=2 and L(3)=5L(3) = 5L(3)=5. So n=4n = 4n=4 is the first case in which the conjecture says more than Proposition 5.3.

L(5)≥49L(5) \ge 49L(5)≥49. At n=5n = 5n=5, Conjecture 5.6 predicts L(5)=S(4)+1=45L(5) = S(4) + 1 = 45L(5)=S(4)+1=45. So L(5)≥49L(5) \ge 49L(5)≥49 refutes the conjecture at n=5n = 5n=5.

What remains open. Conjectures 5.7 and 5.8 remain open.

The paper derives Conjecture 5.7 at each nnn from Conjecture 5.6 at the same nnn, with Theorem 5.4. At n=4,5n = 4, 5n=4,5 that derivation is not available. But Conjecture 5.7 holds there by the known values: 44≤4⋅1444 \le 4 \cdot 1444≤4⋅14 and 160≤5⋅45160 \le 5 \cdot 45160≤5⋅45.

Conjecture 5.8 follows from Conjecture 5.6 at n=6n = 6n=6 (that is, L(6)=161L(6) = 161L(6)=161) with Theorem 5.4. Nothing here decides that case.

With L(4)=16L(4) = 16L(4)=16, Theorem 5.4 gives only S(4)≤64S(4) \le 64S(4)≤64. This is weaker than S(4)≤R4(3)−2≤60S(4) \le R_4(3) - 2 \le 60S(4)≤R4​(3)−2≤60.

Status. Every target is proved and formalized.

  • Theorem 4.1 and Proposition 5.3 are proved in the refereed paper.
  • L(4)=16L(4) = 16L(4)=16 (Theorem 1.1), Lemma 4.1, Corollary 4.2 and L(5)≥49L(5) \ge 49L(5)≥49 (Theorem 1.2) are proved in McKenna 2026 (doi:10.5281/zenodo.22987189). Before publication, separate agents, with their own code, checked the proofs in two rounds of adversarial audit.

At launch, all 12 theorems of the tree, the goal included, are Proved in Lean over 4 definition bundles. Their only axioms are propext, Classical.choice and Quot.sound.

An independent verifier checked the definitions and the six headline statements against Eliahou–Revuelta and McKenna 2026. The six statements are the goal, Theorem 4.1, Proposition 5.3, Lemma 4.1, Corollary 4.2 and Theorem 1.2.

Literature. The literature search for McKenna 2026 found no result on L(4)L(4)L(4), L(5)L(5)L(5) or Conjectures 5.6–5.8. One citing text, in Jungić 2023, was not read. This records the search; it is not a claim of priority.

Open work, not targets.

  • The exact L(5)L(5)L(5): 49≤L(5)≤6149 \le L(5) \le 6149≤L(5)≤61 on paper (with R4(3)≤62R_4(3) \le 62R4​(3)≤62), and 49≤L(5)≤6549 \le L(5) \le 6549≤L(5)≤65 in Lean.
  • The case n=6n = 6n=6: 161≤L(6)≤R5(3)−1≤306161 \le L(6) \le R_5(3) - 1 \le 306161≤L(6)≤R5​(3)−1≤306 (DS1: R5(3)≤307R_5(3) \le 307R5​(3)≤307). Here Conjecture 5.6 is the open step toward S(6)≤966S(6) \le 966S(6)≤966.

Difficulty

Two kinds of bound. The two sides of an exact value of L(n)L(n)L(n) are statements of different kinds.

An upper bound L(n)≤mL(n) \le mL(n)≤m needs one length. It follows from sdeg⁡(A^)≥n\operatorname{sdeg}(\hat A) \ge nsdeg(A^)≥n for every sequence AAA of positive integers of one length LLL, with 1≤L≤m1 \le L \le m1≤L≤m and average at most nnn.

A lower bound L(n)≥mL(n) \ge mL(n)≥m needs every shorter length. For every LLL with 1≤L<m1 \le L < m1≤L<m, it needs a sequence of LLL positive integers, with average at most nnn, whose block sums are covered by n−1n - 1n−1 sumfree sets.

One counterexample at length m−1m - 1m−1 is not enough. A sequence of length L+1L + 1L+1 and average at most nnn need not contain LLL consecutive entries of average at most nnn. So monotonicity in LLL does not follow directly from the definition.

The average bound. The lower bound S(n−1)+1S(n-1) + 1S(n−1)+1 of Proposition 5.3 comes from the constant sequence (1,…,1)(1, \dots, 1)(1,…,1), with A^={1,…,L}\hat A = \{1, \dots, L\}A^={1,…,L}. Conjecture 5.6 states that at length S(n−1)+1S(n-1) + 1S(n−1)+1, no sequence of average at most nnn has sdeg⁡(A^)≤n−1\operatorname{sdeg}(\hat A) \le n - 1sdeg(A^)≤n−1.

Without the bound on the average, this fails. The paper gives a sequence of length 14 with sdeg⁡(A^)=3\operatorname{sdeg}(\hat A) = 3sdeg(A^)=3, found by semi-random search. Its average is 114, and the authors remark that such examples "are hard to come by".

The gap for L(5)L(5)L(5). The gap from 49 to 61 is open. By McKenna 2026 (§5), the construction of Corollary 4.2 gives nothing above 49 at n=5n = 5n=5:

  • S(4)=44S(4) = 44S(4)=44 excludes the cyclic groups of order at least 46.
  • Solver runs exclude the non-cyclic groups of order 50 to 60. Their unsatisfiability proofs (in the DRAT format) were checked.
  • L(5)≤61L(5) \le 61L(5)≤61 excludes the orders of 62 or more.

McKenna 2026 knows no sequence of length 49 with average at most 5 and sdeg⁡(A^)≤4\operatorname{sdeg}(\hat A) \le 4sdeg(A^)≤4; such a sequence would give L(5)≥50L(5) \ge 50L(5)≥50.

Formalization scope

  • Ambient ℕ. The paper works in an abelian group; here sets are Set ℕ and sequences List ℕ. For X⊆NX \subseteq \mathbb{N}X⊆N the Schur degree is the same in ℕ and in ℤ. Theorem 4.1 is formalized for sequences in ℕ only.
  • sdeg is sInf in ℕ∞, so it is ⊤ when no cover exists, and sdeg⁡(∅)=1\operatorname{sdeg}(\emptyset) = 1sdeg(∅)=1. Covers are Fin n → Set ℕ; the sets need not be disjoint or inside XXX. Each lower bound on sdeg must exclude every cover.
  • blockSums A uses B <:+: A with B ≠ []; average [] = 0 is never used, since erL requires L>0L > 0L>0.
  • erL n is sInf {L | 0 < L ∧ ERProperty n L} in ℕ, defined for every nnn (the paper: n≥2n \ge 2n≥2). As sInf ∅ = 0, an upper bound on erL alone would hold if no length had the property; the Theorem 4.1 target excludes this, giving ERProperty (k+1) at length ρ(k)−1≥1\rho(k) - 1 \ge 1ρ(k)−1≥1, and 0 satisfies neither the goal nor the lower bounds.
  • Ramsey bound. ρ(k)\rho(k)ρ(k) replaces Rk(3)R_k(3)Rk​(3). TriangleRamsey k N says every colouring of the pairs x<yx < yx<y of at least NNN naturals with at most kkk colours has a monochromatic triangle; the tree proves it for N=ρ(k)N = \rho(k)N=ρ(k). As ρ(4)=66>62≥R4(3)\rho(4) = 66 > 62 \ge R_4(3)ρ(4)=66>62≥R4​(3), the Lean upper bound for L(5)L(5)L(5) is 65, not 61.
  • Lemma 4.1, Corollary 4.2. As in McKenna 2026, the sets need only cover G∖{0}G \setminus \{0\}G∖{0}, and Lemma 4.1 requires q≥1q \ge 1q≥1: for q=0q = 0q=0, m1=m2=1m_1 = m_2 = 1m1​=m2​=1 the sequence is empty and sdeg⁡(∅)=1\operatorname{sdeg}(\emptyset) = 1sdeg(∅)=1. The prefix sums are exact: xLx_LxL​.
  • Subtraction is truncated; with m1,m2≥1m_1, m_2 \ge 1m1​,m2​≥1 and ρ(k)≥2\rho(k) \ge 2ρ(k)≥2, none of 3 * m₁ - 2, m₁ * m₂ - 1, ramseyBound k - 1 and n - 1 in Fin (n - 1) (n≥3n \ge 3n≥3) truncates, and the differences in liftSeq do not truncate when M≥m1≥1M \ge m_1 \ge 1M≥m1​≥1.
  • Finite checks use kernel decide; no native_decide, no external certificate.

Bundles: ClassicalSchurBasic (the objects of the Setting), ClassicalSchurRamsey (TriangleRamsey, ramseyBound), ClassicalSchurLift (GroupSumFree, liftPrefix, liftSeq), ClassicalSchurValues (the finite data of the two value theorems). As a check, the definitions give the paper's values erL 2 = 2 and erL 3 = 5 (checked in Lean by an independent verifier in a scratch file; not in the tree). Reusable: the definitions of ClassicalSchurBasic (the interface lemmas are inlined in the proofs, not separate nodes), TriangleRamsey k (ramseyBound k), and the lift from group coverings. Welcome beyond the targets: a formal TriangleRamsey 4 62, which with not_coveredBySumFree_blockSums gives L(5)≤61L(5) \le 61L(5)≤61 in Lean; the exact L(5)L(5)L(5); the case n=6n = 6n=6.

Selected references

  • S. Eliahou, M. P. Revuelta, The Schur degree of additive sets, Discrete Math. 344 (2021) 112332. https://doi.org/10.1016/j.disc.2021.112332
  • S. Eliahou, M. P. Revuelta, The Schur degree of additive sets, preprint, arXiv:2006.01502v1, 2020. https://arxiv.org/abs/2006.01502v1
  • R. E. Greenwood, A. M. Gleason, Combinatorial relations and chromatic graphs, Canad. J. Math. 7 (1955) 1–7. https://doi.org/10.4153/CJM-1955-001-4
  • H. Fredricksen, M. M. Sweet, Symmetric sum-free partitions and lower bounds for Schur numbers, Electron. J. Combin. 7 (2000) #R32. https://doi.org/10.37236/1510
  • M. J. H. Heule, Schur number five, Proc. AAAI-18, 2018; preprint arXiv:1711.08076, 2017. https://arxiv.org/abs/1711.08076
  • S. P. Radziszowski, Small Ramsey numbers, Electron. J. Combin., Dynamic Survey DS1, revision 18, 2026. https://doi.org/10.37236/21
  • A. McKenna, The Schur degree of block sums: L(4) = 16 and L(5) ≥ 49, Zenodo, 2026. https://doi.org/10.5281/zenodo.22987189 (version 1.0.1: https://doi.org/10.5281/zenodo.22987688). The Lean library ClassicalSchur and the comparator check: https://github.com/mysticflounder/schur-degree-block-sums (tag v1.0.1).
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Number Theory·Captain: Yuxuan Xu

Equal Sums of Two Squares: Parametrization and Infinite Primitive FamiliesResearch Paper

Motivation

The representation function r2(n)=#{(a,b)∈Z2:a2+b2=n}r_{2}(n)=\#\{(a,b)\in\mathbb Z^{2}:a^{2}+b^{2}=n\}r2​(n)=#{(a,b)∈Z2:a2+b2=n} is one of the oldest objects in number theory. Fermat characterised the integers with r2(n)>0r_{2}(n)>0r2​(n)>0 — those in which every prime congruent to 333 modulo 444 occurs to an even power — and Euler's proof supplied the closed form r2(n)=4 (d1(n)−d3(n))r_{2}(n)=4\,(d_{1}(n)-d_{3}(n))r2​(n)=4(d1​(n)−d3​(n)), where dj(n)d_{j}(n)dj​(n) counts divisors congruent to jjj modulo 444 (sum of two squares theorem).

That description counts representations but does not relate them to one another. The integers carrying several essentially different representations,

50=12+72=52+52,65=12+82=42+72,50=1^{2}+7^{2}=5^{2}+5^{2},\qquad 65=1^{2}+8^{2}=4^{2}+7^{2},50=12+72=52+52,65=12+82=42+72,

are exactly the integers that produce quadruples (a,b,c,d)(a,b,c,d)(a,b,c,d) with

a2+b2=c2+d2a^{2}+b^{2}=c^{2}+d^{2}a2+b2=c2+d2

whose two sides are not identified by swapping the two entries or changing their signs. Three reasons make this relation worth a formal development rather than a passing remark.

  • Energy counts. Counting solutions of the equation inside a box is the additive energy of the set of sums of two squares, the quantity controlling mean-square errors for r2r_{2}r2​; it is a genuinely different problem from determining r2(n)r_{2}(n)r2​(n) for a single nnn, and every estimate for it starts from a description of the solution set.
  • Composition of representations. The Brahmagupta–Fibonacci identity
(p2+q2)(r2+s2)=(pr+qs)2+(ps−qr)2=(pr−qs)2+(ps+qr)2(p^{2}+q^{2})(r^{2}+s^{2})=(pr+qs)^{2}+(ps-qr)^{2}=(pr-qs)^{2}+(ps+qr)^{2}(p2+q2)(r2+s2)=(pr+qs)2+(ps−qr)2=(pr−qs)2+(ps+qr)2

takes two representations and produces a third. Known to Brahmagupta and stated by Fibonacci in Liber Quadratorum (1225), it is the multiplicativity of the norm in the Gaussian integers, and it is the engine behind every statement below.

  • Geometry. Over a field, the locus a2+b2=c2+d2a^{2}+b^{2}=c^{2}+d^{2}a2+b2=c2+d2 in projective three-space is the split quadric, isomorphic to P1×P1\mathbb P^{1}\times\mathbb P^{1}P1×P1 under the Segre embedding; the four parameters introduced below are Segre coordinates in this sense. The arithmetic content of the equation is precisely the integrality that this geometry ignores.

The parametrisation targeted here is classical. Nothing in this mission claims new mathematics; the aim is a machine-checked development in which every hypothesis is explicit.

Setting

Fix integers. A solution is a quadruple (a,b,c,d)∈Z4(a,b,c,d)\in\mathbb Z^{4}(a,b,c,d)∈Z4 with a2+b2=c2+d2a^{2}+b^{2}=c^{2}+d^{2}a2+b2=c2+d2. It is trivial if the multisets {a2,b2}\{a^{2},b^{2}\}{a2,b2} and {c2,d2}\{c^{2},d^{2}\}{c2,d2} coincide, i.e. if (c,d)(c,d)(c,d) equals ±(a,b)\pm(a,b)±(a,b) or ±(b,a)\pm(b,a)±(b,a); if entries are allowed to vanish, the least value carried by a non-trivial solution is 25=02+52=32+4225=0^{2}+5^{2}=3^{2}+4^{2}25=02+52=32+42, and requiring all four entries to be positive raises that value to 505050. A solution is primitive when the four entries have greatest common divisor 111, and positive when all four entries are positive and pairwise distinct — the case in which nothing about the relation is explained by signs, zeros or coincidences.

Two constructions produce solutions. The four-parameter family associates to integers p,q,r,sp,q,r,sp,q,r,s the quadruple

a=pr+qs,b=ps−qr,c=pr−qs,d=ps+qr,a=pr+qs,\qquad b=ps-qr,\qquad c=pr-qs,\qquad d=ps+qr,a=pr+qs,b=ps−qr,c=pr−qs,d=ps+qr,

which solves the equation because both sides equal (p2+q2)(r2+s2)(p^{2}+q^{2})(r^{2}+s^{2})(p2+q2)(r2+s2) by the identity above. Substituting particular parameters is unrevealing, so a genuine supply comes instead from the elementary one-parameter family

12+(n2−n+1)2=(2n−1)2+(n2−n−1)2,1^{2}+(n^{2}-n+1)^{2}=(2n-1)^{2}+(n^{2}-n-1)^{2},12+(n2−n+1)2=(2n−1)2+(n2−n−1)2,

whose four entries 111, n2−n+1n^{2}-n+1n2−n+1, 2n−12n-12n−1, n2−n−1n^{2}-n-1n2−n−1 are strictly increasing — hence positive and pairwise distinct — as soon as n≥4n\ge 4n≥4. The bound is sharp: at n=3n=3n=3 the two entries 2n−12n-12n−1 and n2−n−1n^{2}-n-1n2−n−1 are equal.

In the reverse direction, rewrite the equation as (a+c)(a−c)=(d+b)(d−b)(a+c)(a-c)=(d+b)(d-b)(a+c)(a−c)=(d+b)(d−b) and set

X=(a+c)/2,Y=(a−c)/2,U=(b+d)/2,V=(d−b)/2.X=(a+c)/2,\quad Y=(a-c)/2,\qquad U=(b+d)/2,\quad V=(d-b)/2 .X=(a+c)/2,Y=(a−c)/2,U=(b+d)/2,V=(d−b)/2.

The halves are integers exactly when aaa and ccc share a parity and so do bbb and ddd, and in that case the equation becomes

XY=UV.XY=UV .XY=UV.

The development is organised in the namespace TwoSquares, with node names matching the roles above (four_param_identity, explicit_family_chain, sum_sq_eq_halves, four_factor_param, complete_parametrization).

Formalization targets

Goal — completeness of the four-parameter family

For all integers a,b,c,da,b,c,da,b,c,d with a2+b2=c2+d2a^{2}+b^{2}=c^{2}+d^{2}a2+b2=c2+d2, there are integers p,q,r,sp,q,r,sp,q,r,s with

a=pr+qs,b=ps−qr,c=pr−qs,d=ps+qr,a=pr+qs,\quad b=ps-qr,\quad c=pr-qs,\quad d=ps+qr,a=pr+qs,b=ps−qr,c=pr−qs,d=ps+qr,

possibly after interchanging ccc and ddd. The goal asserts only the existence of integral parameters and the necessity of at most one swap; it does not assert uniqueness of (p,q,r,s)(p,q,r,s)(p,q,r,s), which is false, and it says nothing about how many solutions lie in a given box.

The four-parameter identity

The identity itself, over an arbitrary commutative ring, together with the two forms of the Brahmagupta–Fibonacci identity that imply it — so that the reason it holds, rather than the expansion, is what is recorded.

An explicit infinite family

For every integer n≥4n\ge 4n≥4 the displayed family is a positive pairwise distinct solution; the parametrisation n↦(1, n2−n+1, 2n−1, n2−n−1)n\mapsto(1,\,n^{2}-n+1,\,2n-1,\,n^{2}-n-1)n↦(1,n2−n+1,2n−1,n2−n−1) is injective; the set of quadruples it produces is infinite; and no member is a nontrivial integer multiple of another, each member being primitive.

From the sum-of-squares equation to XY=UVXY=UVXY=UV

The equivalence of a2+b2=c2+d2a^{2}+b^{2}=c^{2}+d^{2}a2+b2=c2+d2 with (a+c)(a−c)=(d+b)(d−b)(a+c)(a-c)=(d+b)(d-b)(a+c)(a−c)=(d+b)(d−b); the parity statement that matching entries share a parity after at most one swap; and the resulting existence of the half-sum variables satisfying XY=UVXY=UVXY=UV.

Parametrizing XY=UVXY=UVXY=UV

For all integers X,Y,U,VX,Y,U,VX,Y,U,V with XY=UVXY=UVXY=UV there are integers p,q,r,sp,q,r,sp,q,r,s with X=prX=prX=pr, Y=qsY=qsY=qs, U=psU=psU=ps, V=qrV=qrV=qr — the coordinate form of the statement that a rank-one 2×22\times22×2 matrix factors through the integers.

Significance

The result. Taken together, the reverse chain converts the Diophantine equation a2+b2=c2+d2a^{2}+b^{2}=c^{2}+d^{2}a2+b2=c2+d2 into four free integer parameters, at the cost of one possible swap. In that form every question about the solution set becomes a question about four independent variables, which is what makes energy estimates, density statements and searches for primitive solutions tractable. The chain also isolates where integrality enters: over a field the parametrisation of XY=UVXY=UVXY=UV is formal, so the content is carried entirely by the parity step and by divisibility over Z\mathbb ZZ.

Formalizing it. None of the mathematics is new, and that is the point: the value here is a development in which each link is a reusable statement with explicit hypotheses. Three conventions make the nodes reusable rather than bespoke. The algebraic identity is proved over a general commutative ring, not over Z\mathbb ZZ. The positivity and distinctness of a family are packaged as one strict chain rather than as a list of inequalities, since later arguments use the ordering, not merely the disequalities. The parity issue is isolated into a single node stating a disjunction, instead of being discharged by case splits buried inside a later proof. Conversely, the shape of the final theorem records honestly what is not claimed: parameters are not unique, and no normal form is asserted.

As difficulty, the early nodes have short proofs, while completeness requires the full chain and is the substantial part of the mission.

Difficulty

The obvious first idea is to use the Gaussian integers: a+bia+bia+bi and c+dic+dic+di have the same norm, so factor both and compare. It fails. Equal norm does not make two Gaussian integers associates or divisors of one another — 1+8i1+8i1+8i and 4+7i4+7i4+7i both have norm 656565 and are related by no divisibility — because uniqueness of factorisation regroups prime factors in ways that the norm alone cannot distinguish. The correct route recovers the four parameters from the product equation instead, and there the friction is entirely arithmetic:

Clearing halves. The substitution X=(a+c)/2X=(a+c)/2X=(a+c)/2 is not available for arbitrary solutions: a2+b2=c2+d2a^{2}+b^{2}=c^{2}+d^{2}a2+b2=c2+d2 forces only that the multiset of parities of (a,b)(a,b)(a,b) matches that of (c,d)(c,d)(c,d), so (a,c)(a,c)(a,c) may have different parities and no integer XXX may exist. The example a=1,b=0,c=0,d=1a=1,b=0,c=0,d=1a=1,b=0,c=0,d=1 shows this is not vacuous, and it is why the goal carries a swap.

Factoring XY=UVXY=UVXY=UV. Taking p=gcd⁡(X,U)p=\gcd(X,U)p=gcd(X,U) yields X=prX=prX=pr, U=psU=psU=ps with gcd⁡(r,s)=1\gcd(r,s)=1gcd(r,s)=1, and Euclid's lemma then forces s∣Ys\mid Ys∣Y and r∣Vr\mid Vr∣V. The degenerate case X=U=0X=U=0X=U=0 — where the gcd vanishes and no cancellation is possible — must be handled separately, and because the variables range over Z\mathbb ZZ rather than N\mathbb NN, every divisibility step must be tracked with signs. Working over a ring where division is available would delete both issues and with them the entire content of the statement.

Formalization scope

  • All nodes are stated over Z\mathbb ZZ, except the Brahmagupta–Fibonacci identity and the four-parameter identity, which are proved over an arbitrary commutative ring. No node is stated over N\mathbb NN; transporting the prime-level statements is out of scope.
  • Gaussian integers are deliberately unused. Mathlib carries them, but nothing here needs them, and a development depending on them would obscure the arithmetic that actually carries the proof.
  • No quotient types, no permutation machinery: the possible swap of ccc and ddd is expressed as a disjunction, and the parity statement as a disjunction over Even.
  • Trivializing formalizations are excluded. Over a field the parametrisation of XY=UVXY=UVXY=UV holds trivially (take p=Xp=Xp=X, r=1r=1r=1, s=U/Xs=U/Xs=U/X), so the quarter-ring version carries no information; likewise, a completeness statement whose hypotheses already postulate the existence of the parameters would be vacuous. Both are explicitly not what is asked for.
  • Expected to be reusable beyond this mission: the two forms of the Brahmagupta–Fibonacci identity; the strict-chain packaging of positivity and distinctness for a family given by polynomials; and the integer parametrisation of XY=UVXY=UVXY=UV, which is the Segre parametrization.
  • Contributions are welcome for any node, and especially for the integer factoring lemma, for which several proofs are available. Explicitly out of scope: uniqueness or normal forms for (p,q,r,s)(p,q,r,s)(p,q,r,s), counting asymptotics for solutions in a box, the Gaussian-integer reformulation, and all N\mathbb NN-level variants.

Selected references

  • Sum of two squares theorem — Fermat's characterisation and Euler's divisor formula for r2r_{2}r2​.
  • Brahmagupta–Fibonacci identity — the two-square composition identity, its history, and its interpretation through norms.
  • Leonardo Pisano (Fibonacci), Liber Quadratorum, 1225. English translation: L. E. Sigler, The Book of Squares, Academic Press, 1987.
  • G. H. Hardy and E. M. Wright, An Introduction to the Theory of Numbers, 6th ed., Oxford University Press, 2008 — Chapter XX on representations by two squares.
  • Segre embedding — the identification of the rank-one quadric in P3\mathbb P^{3}P3 with P1×P1\mathbb P^{1}\times\mathbb P^{1}P1×P1.
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AnalysisMachine Learning·Captain: Minghui

Sharp Minima Can Generalize: ReLU Rescaling and Hessian SharpnessResearch Paper

Why the geometry of a minimum needs a parameter convention

A trained neural network is used through its predictions, while its parameters are the coordinates in which training takes place. Distinct parameter vectors can describe exactly the same prediction function. A proposed explanation of generalization based on the shape of the parameter-space loss therefore needs to account for these equivalences. This mission concerns Hessian sharpness: the spectral norm of the matrix of second derivatives of the loss at a minimum. The question is whether that number is intrinsic to the predictor or can change without changing any prediction.

Dinh, Pascanu, Bengio, and Bengio establish that, for a one-hidden-layer rectified network, every sufficiently differentiable critical minimum with nonzero Hessian has equivalent parameterizations of arbitrarily large Hessian sharpness. The formalization target is their Section 4.2, Theorem 4, PDF pp. 5–6. The goal theorem and both supporting milestones now have accepted Lean proofs on Prove2Me. This public research-paper mission is complete.

The immediate historical sequence is:

  • 2016–2017: Keskar and collaborators reported numerical evidence relating large-batch training, sharp minima, and a generalization gap. This is empirical context, not an assumption or a theorem to be proved in this mission. ICLR 2017 paper.
  • March 2017: Dinh and collaborators released a mathematical analysis of parameter symmetries and several flatness measures. The fixed source for this mission is their May 2017 revision, arXiv version 2, which determines the theorem numbering and PDF page citations. Version history.

Networks, losses, and reciprocal layer scaling

Fix positive integers ddd and hhh, the input dimension and hidden width. Let W∈Rd×hW\in\mathbb R^{d\times h}W∈Rd×h and v∈Rhv\in\mathbb R^hv∈Rh be the network's weights. For an input x∈Rdx\in\mathbb R^dx∈Rd, define

fW,v(x)=∑j=1hmax⁡ ⁣(∑i=1dxiWij,0)vj.f_{W,v}(x)=\sum_{j=1}^h \max\!\left(\sum_{i=1}^d x_iW_{ij},0\right)v_j.fW,v​(x)=j=1∑h​max(i=1∑d​xi​Wij​,0)vj​.

This is a bias-free network with one hidden layer, rectified activation, and a scalar linear output. Its parameter vector θ=(W,v)\theta=(W,v)θ=(W,v) has n=dh+hn=dh+hn=dh+h coordinates and the Euclidean norm. A function-based loss is a real-valued functional ℓ\ellℓ of the entire prediction function, giving L(θ)=ℓ(fθ)L(\theta)=\ell(f_\theta)L(θ)=ℓ(fθ​). The Hessian targets assume LLL is continuous. These conventions come from Sections 2–3, PDF pp. 2–4, Definition 3.

Two parameters are observationally equivalent if their predictions agree on every input. For a positive real number α\alphaα, the layer scaling is

Tα(W,v)=(αW,α−1v).T_\alpha(W,v)=(\alpha W,\alpha^{-1}v).Tα​(W,v)=(αW,α−1v).

The definition rescales the incoming and outgoing weights in opposite ways. It is the transformation in Section 3, Definition 5, PDF p. 4.

Write DL(θ)DL(\theta)DL(θ) for the first Fréchet derivative and HL(θ)=D(DL)(θ)H_L(\theta)=D(DL)(\theta)HL​(θ)=D(DL)(θ) for the second derivative. The local differentiability condition requires LLL to be differentiable throughout a neighborhood of θ\thetaθ, with DLDLDL differentiable at θ\thetaθ. This states the regularity needed for the paper's Hessian notation explicitly, without requiring global smoothness or continuous second derivatives. A critical local minimum satisfies DL(θ)=0DL(\theta)=0DL(θ)=0 and has no smaller loss in some neighborhood; it may belong to a continuum of minima.

Symmetry, derivative transformation, and the goal theorem

The first milestone formalizes the scaling consequence of positive ReLU homogeneity in Theorem 1 and Definition 5, PDF p. 4:

fTαθ=fθ,L(Tαθ)=L(θ),f_{T_\alpha\theta}=f_\theta,\qquad L(T_\alpha\theta)=L(\theta),fTα​θ​=fθ​,L(Tα​θ)=L(θ),

and TαθT_\alpha\thetaTα​θ is a local minimum precisely when θ\thetaθ is. These statements hold for every parameter and every α>0\alpha>0α>0; the milestone itself requires no loss regularity.

The second milestone is Theorem 3, Section 4.2, PDF p. 5. At every point satisfying the stated local differentiability condition,

DL(Tαθ)[u]=DL(θ)[Tα−1u],DL(T_\alpha\theta)[u]=DL(\theta)[T_{\alpha^{-1}}u],DL(Tα​θ)[u]=DL(θ)[Tα−1​u], HL(Tαθ)[u,w]=HL(θ)[Tα−1u,Tα−1w]H_L(T_\alpha\theta)[u,w] =H_L(\theta)[T_{\alpha^{-1}}u,T_{\alpha^{-1}}w]HL​(Tα​θ)[u,w]=HL​(θ)[Tα−1​u,Tα−1​w]

for all parameter directions u,wu,wu,w. The same regularity holds at the rescaled point. This is the coordinate-free form of the paper's gradient formula and Hessian congruence with Dα=diag⁡(α−1Idh,αIh)D_\alpha=\operatorname{diag}(\alpha^{-1}I_{dh},\alpha I_h)Dα​=diag(α−1Idh​,αIh​).

The goal is Theorem 4. If θ\thetaθ is a critical local minimum with the stated differentiability and HL(θ)≠0H_L(\theta)\ne0HL​(θ)=0, then

∀M>0 ∃α>0:∥HL(Tαθ)∥2≥M.\forall M>0\ \exists\alpha>0:\qquad \|H_L(T_\alpha\theta)\|_2\ge M.∀M>0 ∃α>0:∥HL​(Tα​θ)∥2​≥M.

For that same rescaling, predictions and loss agree with the original ones, and the transformed parameter remains a critical local minimum with the required differentiability. The subscript 222 denotes the Euclidean spectral norm. The source statement and its interpretation are in Section 4.2, PDF pp. 5–6. The relevant displays in all three targets are unnumbered.

What the formalization establishes

The result separates prediction behavior from this particular numerical measure of parameter-space curvature. Pointwise identical predictors have identical function-based evaluation losses wherever those are defined, even though their Hessian sharpness can be made arbitrarily large under the stated conditions. This is the scope of the obstruction: it concerns the unnormalized Euclidean Hessian norm and this rescaling symmetry. It does not assert that training reaches every point on a scaling orbit or supply a numerical bound on test error. Theorem 4 and following discussion, PDF p. 6.

The completed Lean development connects an explicitly computed ReLU prediction function to its actual first and second derivatives. It provides reusable results about invariant losses, transport of local minima, and curvature under linear changes of parameters. All three published theorem statements were proved unchanged and accepted on 26 September 2026. Both milestones are complete, and the goal has no remaining open leaves.

The analytic obligations

ReLU is not differentiable at every activation boundary. The loss-level local regularity must therefore be retained rather than inferred from the network's syntax. A nonzero symmetric matrix alone is also insufficient for the sharpness claim: local minimality supplies an additional sign constraint. Finally, the second derivative is an operator on the entire parameter space; bounds for a single arbitrarily chosen scalar model do not establish the quantified network result. These are obligations of the formal proof, not hypotheses assuming the desired transformation identities.

Formalization note: scope and conventions

Parameters are represented by EuclideanSpace over the disjoint union of first-layer matrix coordinates and output-weight coordinates. This retains the sum-of-squares geometry rather than a product maximum norm. The Hessian is the derivative of the actual Fréchet derivative, represented as a continuous bilinear form. Its operator norm is the spectral norm under the Euclidean/Riesz identification. The regularity condition excludes reliance on default derivative values at nondifferentiable points.

The statement covers every positive input dimension and hidden width, arbitrary function-based losses with the specified regularity, and arbitrary qualifying minima. It imposes no separate nonzero-weight or active-neuron assumption. An input or output weight block may vanish when the loss hypotheses still hold. The nonzero-Hessian requirement is essential. Scaling by zero or a negative number is outside the claim. No probability model, random initialization, sampling measure, or training algorithm is assumed.

The mission focuses on the single-hidden-layer Hessian result. Volume flatness, the multiple-eigenvalue deep-network theorem, and other reparameterizations remain separate results in the paper. The local environment is Lean 4.30.0 with supported Mathlib revision c5ea00351c28e24afc9f0f84379aa41082b1188f.

Selected references

  • Laurent Dinh, Razvan Pascanu, Samy Bengio, Yoshua Bengio. Sharp Minima Can Generalize For Deep Nets. ICML 2017, PMLR 70:1019–1028. arXiv:1703.04933v2. Primary anchors: Section 2, PDF p. 2; Section 3, PDF pp. 3–4, Definitions 3–5 and Theorem 1; Section 4.2, PDF pp. 5–6, Theorems 3–4.
  • Nitish Shirish Keskar, Dheevatsa Mudigere, Jorge Nocedal, Mikhail Smelyanskiy, Ping Tak Peter Tang. On Large-Batch Training for Deep Learning: Generalization Gap and Sharp Minima. ICLR 2017. arXiv:1609.04836v2. Historical context.
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Machine LearningProbability·Captain: Minghui

Neural Tangent Kernel: The Infinite-Width Initialization LimitResearch Paper

Why an initialization kernel matters

A neural network is nonlinear in its parameters, but a small change in those parameters changes its predictions through a Jacobian. The neural tangent kernel is the Gram kernel of that Jacobian: it records which changes in predictions can be produced by common parameter updates. An initialization limit identifies a deterministic object behind this random kernel. It supplies a mathematical starting point for studying wide networks through kernel methods, before addressing the additional question of how the kernel changes during training. Jacot, Gabriel, and Hongler establish this initialization limit in Section 4.1, Theorem 1, PDF p. 5.

The requested result is already a theorem of the paper. The open work here is its formal proof in Lean, including the probability model and the order of limits. The mission is classified as OpenProblem at the request of its proposer; that label does not assert that the underlying mathematical result remains an unsolved research question.

The source appeared in 2018 and was published at NeurIPS 2018; this formalization fixes arXiv version 4, dated February 10, 2020, so that page references and conventions remain stable. Its Appendix A explicitly distinguishes the sequential limit proved there from a possible stronger simultaneous-width limit.

Networks, randomness, and the two kernels

Fix positive integers ddd and qqq, the input and output dimensions, a hidden-layer count h≥0h\ge0h≥0, a bias scale β>0\beta>0β>0, and a Lipschitz function σ:R→R\sigma:\mathbb R\to\mathbb Rσ:R→R. Write L=h+1L=h+1L=h+1 for the number of affine layers, with n0=dn_0=dn0​=d, nL=qn_L=qnL​=q, and positive hidden widths n1,…,nhn_1,\ldots,n_hn1​,…,nh​. The parameters are all entries of the weight matrices and bias vectors. Every parameter is sampled independently from N(0,1)\mathcal N(0,1)N(0,1).

For an input xxx, let a(0)(x)=xa^{(0)}(x)=xa(0)(x)=x and define

zj(ℓ+1)(x)=1nℓ∑iWji(ℓ)ai(ℓ)(x)+βbj(ℓ).z^{(\ell+1)}_j(x)=\frac1{\sqrt{n_\ell}} \sum_i W^{(\ell)}_{ji}a^{(\ell)}_i(x)+\beta b^{(\ell)}_j.zj(ℓ+1)​(x)=nℓ​​1​i∑​Wji(ℓ)​ai(ℓ)​(x)+βbj(ℓ)​.

At each hidden layer, a(ℓ)=σ(z(ℓ))a^{(\ell)}=\sigma(z^{(\ell)})a(ℓ)=σ(z(ℓ)) coordinatewise. The output is fθ(x)=z(L)(x)f_\theta(x)=z^{(L)}(x)fθ​(x)=z(L)(x), with no final activation. These are the conventions of Section 2, PDF pp. 2–3. Matrix storage order in Lean uses destination then source; the displayed operation is unchanged.

For output coordinates k,k′k,k'k,k′, set

Θkk′(L)(θ;x,y)=∑p∂θpfθ,k(x) ∂θpfθ,k′(y).\Theta^{(L)}_{kk'}(\theta;x,y)=\sum_p \partial_{\theta_p}f_{\theta,k}(x)\, \partial_{\theta_p}f_{\theta,k'}(y).Θkk′(L)​(θ;x,y)=p∑​∂θp​​fθ,k​(x)∂θp​​fθ,k′​(y).

The sum includes every weight and every bias, as in Section 4, PDF p. 5.

The covariance kernel starts with

Σ(1)(x,y)=⟨x,y⟩d+β2.\Sigma^{(1)}(x,y)=\frac{\langle x,y\rangle}{d}+\beta^2.Σ(1)(x,y)=d⟨x,y⟩​+β2.

Given a centered Gaussian pair (U,V)(U,V)(U,V) with covariance matrix obtained by evaluating Σ(ℓ)\Sigma^{(\ell)}Σ(ℓ) on (x,y)(x,y)(x,y), define

Σ(ℓ+1)(x,y)=E[σ(U)σ(V)]+β2,Σ˙(ℓ+1)(x,y)=E[σ′(U)σ′(V)].\Sigma^{(\ell+1)}(x,y)=\mathbb E[\sigma(U)\sigma(V)]+\beta^2, \qquad \dot\Sigma^{(\ell+1)}(x,y)=\mathbb E[\sigma'(U)\sigma'(V)].Σ(ℓ+1)(x,y)=E[σ(U)σ(V)]+β2,Σ˙(ℓ+1)(x,y)=E[σ′(U)σ′(V)].

The deterministic limiting NTK is

Θ∞(1)=Σ(1),Θ∞(ℓ+1)(x,y)=Θ∞(ℓ)(x,y)Σ˙(ℓ+1)(x,y)+Σ(ℓ+1)(x,y).\Theta_\infty^{(1)}=\Sigma^{(1)},\qquad \Theta_\infty^{(\ell+1)}(x,y)=\Theta_\infty^{(\ell)}(x,y) \dot\Sigma^{(\ell+1)}(x,y)+\Sigma^{(\ell+1)}(x,y).Θ∞(1)​=Σ(1),Θ∞(ℓ+1)​(x,y)=Θ∞(ℓ)​(x,y)Σ˙(ℓ+1)(x,y)+Σ(ℓ+1)(x,y).

These recurrences appear in Section 4.1, Proposition 1 and Theorem 1, PDF p. 5; their displays are unnumbered.

Formalization targets

The goal is Theorem 1, on every fixed finite family X=(x1,…,xN)X=(x_1,\ldots,x_N)X=(x1​,…,xN​) of inputs and for every ε>0\varepsilon>0ε>0:

Pr⁡ ⁣(∃i,j,k,k′:∣Θkk′(L)(θ;xi,xj)−Θ∞(L)(xi,xj)δkk′∣>ε)⟶0.\Pr\!\left(\exists i,j,k,k': \left|\Theta^{(L)}_{kk'}(\theta;x_i,x_j) -\Theta_\infty^{(L)}(x_i,x_j)\delta_{kk'}\right|>\varepsilon\right) \longrightarrow0.Pr(∃i,j,k,k′:​Θkk′(L)​(θ;xi​,xj​)−Θ∞(L)​(xi​,xj​)δkk′​​>ε)⟶0.

Here δkk′\delta_{kk'}δkk′​ is one when the output coordinates coincide and zero otherwise. The limit takes n1→∞n_1\to\inftyn1​→∞ first, then n2→∞n_2\to\inftyn2​→∞, through nh→∞n_h\to\inftynh​→∞, precisely as specified in Appendix A, PDF p. 11, and Appendix A.1, PDF pp. 12–13.

Two supporting milestones expose the required mathematical content. First, the recursively defined Σ(L)\Sigma^{(L)}Σ(L) has positive semidefinite Gram matrices on every finite input family and satisfies Σ(L)(x,x)≥β2\Sigma^{(L)}(x,x)\ge\beta^2Σ(L)(x,x)≥β2. This is a paper-derived well-definedness obligation for the covariance in Proposition 1. Second, Proposition 1 asserts joint convergence in distribution of (fθ,k(xi))i,k(f_{\theta,k}(x_i))_{i,k}(fθ,k​(xi​))i,k​ to the centered Gaussian vector with covariance Σ(L)(xi,xj)δkk′\Sigma^{(L)}(x_i,x_j)\delta_{kk'}Σ(L)(xi​,xj​)δkk′​. This expresses the paper's independent output Gaussian processes through all their finite-dimensional distributions.

What completing the mission would establish

The result connects an explicitly parameterized random finite network to a deterministic kernel computed from its activation and depth. All output correlations, bias contributions, and layer normalizations remain visible in that connection. It would provide a checked foundation on which a separate training-stability development could build.

The formal contribution is the passage from finite random Jacobians to the limiting kernel. It does not assume that the empirical NTK already equals its limit. Nor does the goal claim convergence of a training trajectory, positive definiteness on a sphere, an early-stopping guarantee, or a generalization bound; those are separate results and questions in the source.

Where the mathematical work lies

The parameter space changes with the widths. Outputs, hidden activations, and their parameter derivatives are dependent random quantities, so the limit of their products requires more than a scalar law of large numbers. The weak Gaussian limit alone also does not justify substituting an arbitrary discontinuous derivative into expectations. The Lipschitz-only hypothesis is part of the target and must be retained, including for nonsmooth activations. Remark 3, PDF p. 5 identifies almost-everywhere differentiation as the relevant convention.

Formalization scope and conventions

Lean represents parameter coordinates by a finite dependent index carrying a layer, destination neuron, and optional source neuron; the missing source denotes a bias. Initialization is the finite product of Mathlib's standard Gaussian measures. Network outputs are obtained by the displayed recursion, and NTK entries use actual Fréchet derivatives in coordinate directions. Mathlib's derivative is zero where differentiation fails; the proof must establish that the exceptional parameters are null under the stated initialization law.

Centered Gaussian laws use Mathlib's multivariateGaussian, including singular covariance. The covariance-validity milestone must justify its covariance interpretation. No invertibility, distinct-input, smooth-activation, or positive-definite-kernel assumption is added. Positive actual hidden widths are indexed as wi+1w_i+1wi​+1 for wi∈Nw_i\in\mathbb Nwi​∈N, a cofinal reindexing. Depth one, constant activations, repeated or zero inputs, and empty finite families are included. The empty family is harmless because the same theorem quantifies over every nonempty family as well.

The sequential filter puts the last hidden width outermost. For two hidden widths, a probability tolerance is met by first choosing a threshold for n2n_2n2​, then a threshold for n1n_1n1​ that may depend on n2n_2n2​. There is no uniform limit over the entire input space and no simultaneous-width assertion. The development uses Lean 4.30.0 and supported Mathlib revision c5ea00351c28e24afc9f0f84379aa41082b1188f. The model and statements are locally checked; the three theorem proofs remain open. Contributions to Gaussian covariance consistency, finite-dimensional distribution limits, almost-everywhere network differentiation, and the NTK limit are in scope.

Selected references

  • Arthur Jacot, Franck Gabriel, and Clément Hongler, Neural Tangent Kernel: Convergence and Generalization in Neural Networks, Advances in Neural Information Processing Systems 31, 2018. arXiv:1806.07572v4. Primary anchors: Section 2, PDF pp. 2–3; Section 4.1, PDF p. 5, Proposition 1, Theorem 1, Remarks 2–3; Appendix A and A.1, PDF pp. 11–13. Relevant displays have no equation numbers.
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Machine LearningOptimizationProbability·Captain: Minghui

Optimization Methods for Large-Scale Machine Learning: Stochastic Gradient ConvergenceResearch Paper

Why stochastic-gradient convergence matters

Training a machine-learning model often means choosing a vector of parameters to minimize an average loss. Evaluating the full gradient can require processing an entire dataset. A stochastic-gradient method instead updates the parameters using a random direction obtained from a smaller amount of information. Its computational appeal raises a mathematical question: which assumptions on those directions and the stepsizes guarantee progress, and what kind of convergence follows?

This mission formalizes the core convergence theory in Section 4 of Bottou, Curtis, and Nocedal, Optimization Methods for Large-Scale Machine Learning. The results distinguish strongly convex objectives, where expected objective error can be controlled, from general smooth objectives, where the guarantee concerns gradients. They also distinguish constant stepsizes, which leave a noise-dependent error bound, from diminishing stepsizes.

Historical timeline

  • 1951: Robbins and Monro introduced stochastic approximation for finding a root using noisy observations. Their work is the historical foundation for the stepsize conditions used here; the original root-finding theorem is not a separate target of this mission. Original paper.
  • 2016: Bottou, Curtis, and Nocedal released the first version of their survey, organizing stochastic-gradient theory around smoothness and moment assumptions. arXiv record.
  • 2018: The revised survey appeared in SIAM Review. This mission fixes arXiv version 3 for stable theorem numbering and PDF page citations. Published article.

The mathematics targeted here is already proved in the literature; the task is its Lean formalization, not a claim that these convergence results are unresolved research conjectures.

Objective, algorithm, and probability model

Let F:Rd→RF:\mathbb R^d\to\mathbb RF:Rd→R be differentiable with an LLL-Lipschitz gradient, where L>0L>0L>0. On a probability space (Ω,A,P)(\Omega,\mathcal A,\mathbb P)(Ω,A,P), let Hk\mathcal H_kHk​ contain the history before step kkk. Starting from a deterministic vector w0w_0w0​, the algorithm uses positive deterministic stepsizes αk\alpha_kαk​ and random directions gkg_kgk​ to update

wk+1=wk−αkgk.w_{k+1}=w_k-\alpha_k g_k.wk+1​=wk​−αk​gk​.

The state wkw_kwk​ is measurable with respect to Hk\mathcal H_kHk​; the direction gkg_kgk​ is measurable with respect to Hk+1\mathcal H_{k+1}Hk+1​ and has a finite second moment. Conditional assertions hold almost surely. This uses the adapted-process formulation expressly permitted in footnote 4, PDF p. 22, rather than requiring independent sample seeds. The local index k=0k=0k=0 corresponds to the paper's k=1k=1k=1. Algorithm 4.1 and footnote 4.

Write Ek\mathbb E_kEk​ for conditioning on Hk\mathcal H_kHk​. The moment conditions use constants μG≥μ>0\mu_G\ge\mu>0μG​≥μ>0 and M,MV≥0M,M_V\ge0M,MV​≥0:

⟨∇F(wk),Ekgk⟩≥μ∥∇F(wk)∥2,∥Ekgk∥≤μG∥∇F(wk)∥,\langle\nabla F(w_k),\mathbb E_k g_k\rangle\ge\mu\|\nabla F(w_k)\|^2, \qquad \|\mathbb E_k g_k\|\le\mu_G\|\nabla F(w_k)\|,⟨∇F(wk​),Ek​gk​⟩≥μ∥∇F(wk​)∥2,∥Ek​gk​∥≤μG​∥∇F(wk​)∥, Ek∥gk∥2−∥Ekgk∥2≤M+MV∥∇F(wk)∥2.\mathbb E_k\|g_k\|^2-\|\mathbb E_k g_k\|^2 \le M+M_V\|\nabla F(w_k)\|^2.Ek​∥gk​∥2−∥Ek​gk​∥2≤M+MV​∥∇F(wk​)∥2.

Define MG=MV+μG2M_G=M_V+\mu_G^2MG​=MV​+μG2​. The iterates lie almost surely in an open region on which F≥Finf⁡F\ge F_{\inf}F≥Finf​ for a real lower bound Finf⁡F_{\inf}Finf​. These are Assumptions 4.1 and 4.3, PDF pp. 23–24, equations (4.6)–(4.9). Source.

Formalization targets

The goal is Theorem 4.10, Section 4.3, PDF p. 33, equations (4.30a)–(4.30b). Suppose

∑k=0∞αk=∞,∑k=0∞αk2<∞.\sum_{k=0}^\infty\alpha_k=\infty,\qquad \sum_{k=0}^\infty\alpha_k^2<\infty.k=0∑∞​αk​=∞,k=0∑∞​αk2​<∞.

For AK=∑k=0K−1αkA_K=\sum_{k=0}^{K-1}\alpha_kAK​=∑k=0K−1​αk​, establish both

∃S∈R:E ⁣[∑k=0K−1αk∥∇F(wk)∥2]⟶S,\exists S\in\mathbb R:\quad \mathbb E\!\left[\sum_{k=0}^{K-1}\alpha_k\|\nabla F(w_k)\|^2\right]\longrightarrow S,∃S∈R:E[k=0∑K−1​αk​∥∇F(wk​)∥2]⟶S, 1AKE ⁣[∑k=0K−1αk∥∇F(wk)∥2]⟶0.\frac{1}{A_K}\mathbb E\!\left[\sum_{k=0}^{K-1}\alpha_k\|\nabla F(w_k)\|^2\right] \longrightarrow0.AK​1​E[k=0∑K−1​αk​∥∇F(wk​)∥2]⟶0.

There is no convexity assumption and no restriction that the initial stepsizes already satisfy a small-step bound. Theorem 4.10.

Four milestones capture the surrounding theory. Lemma 4.4 gives the two successive conditional expected-descent inequalities (4.10a)–(4.10b), PDF pp. 24–25. It is a common input to the convergence results. Theorem 4.6 gives a geometric upper bound for strongly convex objectives with a constant stepsize. Theorem 4.7 gives the corresponding O(1/k)O(1/k)O(1/k) bound for αk=β/(γ+k+1)\alpha_k=\beta/(\gamma+k+1)αk​=β/(γ+k+1). These are parallel strongly convex targets, not prerequisites for the nonconvex goal. Theorem 4.8 gives finite-horizon sum and average squared-gradient bounds for general objectives with a constant stepsize. Section 4.

For example, if c>0c>0c>0 is the strong-convexity constant, d≥1d\ge1d≥1, and 0<a≤μ/(LMG)0<a\le\mu/(LM_G)0<a≤μ/(LMG​), Theorem 4.6 states, with B=aLM/(2cμ)B=aLM/(2c\mu)B=aLM/(2cμ) and F∗=inf⁡xF(x)F_*=\inf_xF(x)F∗​=infx​F(x),

E[F(wk)−F∗]≤B+(1−acμ)k(F(w0)−F∗−B).\mathbb E[F(w_k)-F_*]\le B+(1-ac\mu)^k(F(w_0)-F_*-B).E[F(wk​)−F∗​]≤B+(1−acμ)k(F(w0​)−F∗​−B).

The upper bound tends to BBB; this does not assert that the actual expected error tends to BBB. Every milestone retains the paper's constants and all displayed conclusions. Equations (4.13)–(4.14), PDF p. 26.

What a completed formalization provides

The result explains precisely how noise and stepsize interact. The general-objective goal guarantees that the stepsize-weighted expected squared gradients average to zero even when M>0M>0M>0. The strongly convex milestones quantify objective error and the effect of initialization. These results concern the stated quantities; they do not assert convergence of iterates, global optimality for a nonconvex objective, or almost-sure convergence. Sections 4.2–4.3.

A completed development would provide reusable Lean results for smooth objective functions, conditional moment bounds, stochastic updates, and expected convergence. The proposed statements are open proof obligations. Compilation establishes that the definitions and statements are well formed, not that their convergence claims have already been proved.

Mathematical and formal difficulties

Finite conditional expectations must be connected to unconditional integrals without relying on total-function defaults. The infinite-horizon result also requires careful handling of a finite initial segment: square summability gives eventually small steps, not a bound at every step. Strong convexity must justify the objective-gap estimates and the properties of the optimum. Treating a descent recurrence as a hypothesis would omit the analytic content that this mission is intended to formalize.

Formalization scope

The model uses real finite-dimensional Euclidean space, Mathlib gradients, filtrations, Bochner conditional expectations, and ordinary real integrals. The probability space is arbitrary; no finite-support or standard-Borel restriction is imposed. Directions have explicit finite second moments, making the finite-expectation convention in the paper visible. Square integrability of iterates and integrability of losses are consequences to establish, not extra model fields.

Strong convexity uses Mathlib's StrongConvexOn, equivalent here to Assumption 4.5's first-order inequality. The optimum is defined as the infimum of the range of FFF, with its finiteness to be derived in the strongly convex branch. That branch requires d≥1d\ge1d≥1: the paper's deduction c≤Lc\le Lc≤L implicitly uses a nontrivial space. The nonconvex statements allow d=0d=0d=0. Zero noise is allowed. Finite-horizon averages require K>0K>0K>0; the value assigned at K=0K=0K=0 does not affect an asymptotic limit.

Contributions to the conditional-descent infrastructure and any of the four milestones are welcome. Variance reduction, Newton-type methods, and the remainder of the survey are outside this initial mission.

Selected references

  • Léon Bottou, Frank E. Curtis, and Jorge Nocedal. Optimization Methods for Large-Scale Machine Learning. SIAM Review 60(2), 223–311, 2018. arXiv:1606.04838v3; DOI. All page numbers above refer to the 95-page arXiv v3 PDF.
  • Herbert Robbins and Sutton Monro. A Stochastic Approximation Method. Annals of Mathematical Statistics 22(3), 400–407, 1951. DOI. Historical background only.
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Number Theory·Captain: willcook

Weighted support criteria for reciprocal Mersenne subseries (Erdős #257)Research Paper

Motivation

For every integer base b≥2b\ge2b≥2, a finite-prime weighted summability witness on a positive-integer host HHH makes the reciprocal Mersenne series irrational on every infinite subset of HHH. A base-two witness gives that conclusion at every integer base. This is the source paper's proved Theorem 1; Erdős's unrestricted question for every infinite support remains outside its conclusion.

Setting

For an integer b≥2b\ge2b≥2, write XA(b)=∑a∈A(ba−1)−1X_A(b)=\sum_{a\in A}(b^a-1)^{-1}XA​(b)=∑a∈A​(ba−1)−1. Given a finite nonempty set PPP of primes, let hP(a)=∏p∈Ppvp(a)h_P(a)=\prod_{p\in P}p^{v_p(a)}hP​(a)=∏p∈P​pvp​(a) be the PPP-part of aaa, and set

Wb,P(A)=∑a∈AhP(a)a(bhP(a)−1).W_{b,P}(A)=\sum_{a\in A}\frac{h_P(a)}{a(b^{h_P(a)}-1)}.Wb,P​(A)=a∈A∑​a(bhP​(a)−1)hP​(a)​.

All support elements are positive. The prime set specifies the weight, not which exponents may belong to the support; the weighted series must also converge.

Formalization targets

Theorem 1 has two clauses for an infinite positive-integer host HHH:

Wb,P(H)<∞⟹XA(b)∉Qfor every infinite A⊆H,W_{b,P}(H)<\infty\quad\Longrightarrow\quad X_A(b)\notin\mathbb Q\qquad\text{for every infinite }A\subseteq H,Wb,P​(H)<∞⟹XA​(b)∈/Qfor every infinite A⊆H, W2,P(H)<∞⟹XA(b)∉Qfor every infinite A⊆H and every integer b≥2.W_{2,P}(H)<\infty\quad\Longrightarrow\quad X_A(b)\notin\mathbb Q\qquad\text{for every infinite }A\subseteq H\text{ and every integer }b\ge2.W2,P​(H)<∞⟹XA​(b)∈/Qfor every infinite A⊆H and every integer b≥2.

In each clause PPP is finite and nonempty. In the second, one prime witness for HHH is fixed before choosing AAA and bbb. Taking A=HA=HA=H recovers the two direct assertions. The public formal main item states both hereditary clauses and has an accepted proof in the pinned Lean 4.30 environment.

Significance

Since h/(2h−1)≤1h/(2^h-1)\le1h/(2h−1)≤1, this criterion includes reciprocal-summable supports. The paper also gives an explicit A⋆A_\starA⋆​ with divergent reciprocal mass but finite weighted mass. The inherited conclusions let another formal result use one certified host for many infinite thinnings. The already proved Lean result makes the host criterion and its dependencies available for direct import; new applications can check the exact premise they need against the public statement.

Difficulty

Reciprocal summability cannot bound the tail for every weighted support. A faithful statement also has to preserve the different order of prime, subset and base quantifiers; dropping fixed-base inheritance changes Theorem 1.

Formalization scope

The formal support is a Set ℕ, and 0 ∉ H enforces positive exponents. FinitePrimeWeighted contains one finite nonempty set of primes and summability of its weighted terms. The public main item joins two accepted Lean results: the fixed-base hereditary theorem and the binary-host all-base theorem. These statements and their public definitions can be reused in the same pinned environment. The later no-cover host is a separate result; it is not a clause of Theorem 1 or the paper's A⋆A_\starA⋆​ example. Will Cook is the named paper author; the paper discloses substantial AI-assisted research and drafting and does not claim independent human verification of every proof. Erdős’s earlier criterion and later platform contributions carry separate credit.

Selected references

  • Will Cook, Weighted Support Criteria for Reciprocal Mersenne Subseries, Erdős Problem Note #257, 2026, Theorem 1.
  • P. Erdős, On the irrationality of certain series, The Mathematics Student 36 (1968), 222–226 (issued 1969).
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Numerical AnalysisProbability·Captain: shivm

Randomized Kaczmarz: Exponential Convergence in ExpectationResearch Paper

Problem

Solve a consistent system Ax=bAx=bAx=b, with A∈Cm×nA\in\mathbb{C}^{m\times n}A∈Cm×n of full rank and m≥n≥1m\ge n\ge 1m≥n≥1. Kaczmarz's method (1937) projects the current iterate onto the solution hyperplane of one equation at a time. The cyclic version converges, but its rate depends on the order of the rows and has no clean bound in terms of a condition number.

Strohmer and Vershynin (2009) pick row iii at random with probability ∥ai∥22/∥A∥F2\|a_i\|_2^2/\|A\|_F^2∥ai​∥22​/∥A∥F2​ and prove

E ∥xk−x∥22≤(1−κ(A)−2)k ∥x0−x∥22,κ(A)=∥A∥Fσmin⁡(A).\mathbb{E}\,\|x_k-x\|_2^2 \le \bigl(1-\kappa(A)^{-2}\bigr)^k\,\|x_0-x\|_2^2,\qquad \kappa(A)=\frac{\|A\|_F}{\sigma_{\min}(A)}.E∥xk​−x∥22​≤(1−κ(A)−2)k∥x0​−x∥22​,κ(A)=σmin​(A)∥A∥F​​.

The rate does not depend on the number of equations mmm.

Setting

  • Rows. ai∈Cna_i\in\mathbb{C}^nai​∈Cn is the conjugate of row iii, so equation iii reads ⟨ai,x⟩=bi\langle a_i,x\rangle=b_i⟨ai​,x⟩=bi​.
  • Condition number. σmin⁡(A)=inf⁡∥z∥2=1∥Az∥2\sigma_{\min}(A)=\inf_{\|z\|_2=1}\|Az\|_2σmin​(A)=inf∥z∥2​=1​∥Az∥2​ and κ(A)=∥A∥F/σmin⁡(A)\kappa(A)=\|A\|_F/\sigma_{\min}(A)κ(A)=∥A∥F​/σmin​(A) (Demmel). It satisfies n≤κ(A)≤n ∥A∥2/σmin⁡(A)\sqrt n\le\kappa(A)\le\sqrt n\,\|A\|_2/\sigma_{\min}(A)n​≤κ(A)≤n​∥A∥2​/σmin​(A).
  • Algorithm 1. From any x0x_0x0​, draw row rrr independently with probability pr=∥ar∥22/∥A∥F2p_r=\|a_r\|_2^2/\|A\|_F^2pr​=∥ar​∥22​/∥A∥F2​ and set
xk+1=xk+br−⟨ar,xk⟩∥ar∥22 ar.x_{k+1}=x_k+\frac{b_r-\langle a_r,x_k\rangle}{\|a_r\|_2^2}\,a_r .xk+1​=xk​+∥ar​∥22​br​−⟨ar​,xk​⟩​ar​.
  • Expectation. E∥xk−x∥22\mathbb{E}\|x_k-x\|_2^2E∥xk​−x∥22​ is a finite sum over the mkm^kmk possible row sequences.

Targets

  • Theorem 2 (goal): the bound above, for every x0x_0x0​ and kkk.
  • Theorem 3: some x0≠xx_0\ne xx0​=x has E∥xk−x∥22≥(1−2k/κ(A)2)∥x0−x∥22\mathbb{E}\|x_k-x\|_2^2\ge(1-2k/\kappa(A)^2)\|x_0-x\|_2^2E∥xk​−x∥22​≥(1−2k/κ(A)2)∥x0​−x∥22​ for all k≥1k\ge1k≥1, so κ(A)−2\kappa(A)^{-2}κ(A)−2 is sharp up to a constant. Caveat: the source's proof only reaches the unsquared bound E∥xk−x∥2≥…\mathbb{E}\|x_k-x\|_2\ge\dotsE∥xk​−x∥2​≥… and then cites Jensen, which goes the wrong way. Its estimates give the squared bound with 444 in place of 222. Both forms are milestones.
  • Sharpness (§3.2): Theorem 2 is an equality when κ(A)=n\kappa(A)=\sqrt nκ(A)=n​.
  • Iteration count (§2.1): k≥2log⁡ε/log⁡(1−κ(A)−2)k\ge 2\log\varepsilon/\log(1-\kappa(A)^{-2})k≥2logε/log(1−κ(A)−2) steps give E∥xk−x∥22≤ε2∥x0−x∥22\mathbb{E}\|x_k-x\|_2^2\le\varepsilon^2\|x_0-x\|_2^2E∥xk​−x∥22​≤ε2∥x0​−x∥22​.

Proof idea

A single projection can barely reduce the error, when the error is almost orthogonal to the chosen row. On average it always does. If Z=aj/∥aj∥2Z=a_j/\|a_j\|_2Z=aj​/∥aj​∥2​ is drawn with probability pjp_jpj​, then

E ∣⟨z,Z⟩∣2=∥Az∥22∥A∥F2≥κ(A)−2∥z∥22.\mathbb{E}\,|\langle z,Z\rangle|^2=\frac{\|Az\|_2^2}{\|A\|_F^2}\ge\kappa(A)^{-2}\|z\|_2^2 .E∣⟨z,Z⟩∣2=∥A∥F2​∥Az∥22​​≥κ(A)−2∥z∥22​.

Pythagoras for one projection then gives E∥xk+1−x∥22≤(1−κ(A)−2) ∥xk−x∥22\mathbb{E}\|x_{k+1}-x\|_2^2\le(1-\kappa(A)^{-2})\,\|x_k-x\|_2^2E∥xk+1​−x∥22​≤(1−κ(A)−2)∥xk​−x∥22​; induct on kkk.

Formalization

  • Vectors live in EuclideanSpace ℂ (Fin n) and matrices in Matrix (Fin m) (Fin n) ℂ. Mathlib's inner product is conjugate-linear in its first argument, which is why aia_iai​ is a conjugated row.
  • Full rank is stated as injectivity of z↦Azz\mapsto Azz↦Az.
  • The expectation expErrSq is an explicit finite sum, so no measure theory is needed. The tower identity is a milestone.
  • A zero row makes the step the identity (Lean's division by zero) and has probability 000, so it is harmless.
  • Mathlib has no Kaczmarz iteration, scaled condition number or σmin⁡\sigma_{\min}σmin​ lower bound; the mission builds them.

History

  • 1937: Kaczmarz introduces the cyclic method and proves convergence, with no rate.
  • 1970: Gordon, Bender and Herman rediscover it as ART for tomography.
  • 2009: Strohmer and Vershynin give the first rate in terms of a condition number.
  • 2010 onward: extensions to noisy systems, block methods, SGD and sketch-and-project (Needell; Needell–Tropp; Needell–Srebro–Ward; Gower–Richtárik).

References

  • S. Kaczmarz, Angenäherte Auflösung von Systemen linearer Gleichungen, Bull. Int. Acad. Polon. Sci. Lett. A 35 (1937), 355–357.
  • T. Strohmer and R. Vershynin, A randomized Kaczmarz algorithm with exponential convergence, J. Fourier Anal. Appl. 15 (2009), 262–278. arXiv:math/0702226
  • J. Demmel, The probability that a numerical analysis problem is difficult, Math. Comp. 50 (1988), 449–480. DOI
  • D. Needell, Randomized Kaczmarz solver for noisy linear systems, BIT Numer. Math. 50 (2010), 395–403. arXiv:0902.0958
  • D. Needell, N. Srebro and R. Ward, Stochastic gradient descent, weighted sampling, and the randomized Kaczmarz algorithm, Math. Program. 155 (2016), 549–573. arXiv:1310.5715
  • R. M. Gower and P. Richtárik, Randomized iterative methods for linear systems, SIAM J. Matrix Anal. Appl. 36 (2015), 1660–1690. arXiv:1506.03296
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Number TheoryNumerical Analysis·Captain: Yuxuan Xu

Research Notes on ζ(9): Constructions, Computations, and Open Problems(v0.1)Research Paper

Motivation

A standard way to prove that a real number α\alphaα is irrational is to produce integer linear forms b+aαb+a\alphab+aα that are nonzero but arbitrarily small: if α=p/q\alpha=p/qα=p/q were rational, then bq+apbq+apbq+ap would be a nonzero integer of absolute value below 111 once the form is smaller than 1/q1/q1/q. This is the shape of every hypergeometric construction of linear forms in odd zeta values — Rivoal's proof that infinitely many ζ(2n+1)\zeta(2n+1)ζ(2n+1) are irrational and Zudilin's proof that at least one of ζ(5),ζ(7),ζ(9),ζ(11)\zeta(5),\zeta(7),\zeta(9),\zeta(11)ζ(5),ζ(7),ζ(9),ζ(11) is irrational both produce such forms and read off irrationality (of at least one member of a finite set) from a determinant condition.

The same reduction is useful in the other direction: it isolates exactly what a construction has to supply — small forms — from the arithmetic that consumes them. This mission formalizes that abstract layer: the criteria that turn small integer forms into irrationality, together with the positivity and quadrature lemmas used to certify that a form is nonzero.

The material is distilled from a research note on ζ(9)\zeta(9)ζ(9) (Xu, 2026). That note does not prove the irrationality of ζ(9)\zeta(9)ζ(9), and nothing in this mission depends on whether it can be: every statement below is a statement about real numbers, integer linear forms, real polynomials, and finite sums, with ζ(9)\zeta(9)ζ(9) and every other specific constant removed.

Setting

All objects live over R\mathbb{R}R.

  • An integer linear form in xxx is a number b+a xb+a\,xb+ax with a,b∈Za,b\in\mathbb{Z}a,b∈Z; the pair (b,a)(b,a)(b,a) is its coefficient vector. Two forms are independent when their coefficient vectors have nonzero cross determinant, b1a2≠b2a1b_1a_2\neq b_2a_1b1​a2​=b2​a1​.
  • Irrational x is Mathlib's predicate: x∉Qx\notin\mathbb{Q}x∈/Q as a real number.
  • The moment-matching hypothesis for a linear functional LLL on real polynomials, a five-point node vector yyy and a weight vector www, is L(Xm)=∑jwj yj mL(X^m)=\sum_{j}w_j\,y_j^{\,m}L(Xm)=∑j​wj​yjm​ for every m≤4m\le 4m≤4. A functional satisfying it is exact on a polynomial ppp when L p=∑jwj p(yj)L\,p=\sum_j w_j\,p(y_j)Lp=∑j​wj​p(yj​).
  • A positive weight vector has wj>0w_j>0wj​>0 for all jjj; a node vector is injective when yyy is injective on Fin 5.
  • Polynomial.taylor u₀ p is the Taylor expansion of ppp about u0u_0u0​; its coefficients are nonnegative when (((taylor u₀ p).coeff i≥0).\mathrm{coeff}\ i\ge 0).coeff i≥0 for every iii.
  • Matrix.mulVec M v is the usual matrix–vector product over Fin 5; ∑′\sum'∑′ denotes tsum over a Summable family.

Formalization targets

Goal — the one-form criterion

$$ \bigl(\forall \varepsilon>0,\ \exists, b,a\in\mathbb{Z}:\ b+ax\neq 0\ \wedge\ |b+ax|<\varepsilon\bigr)\ \Longrightarrow\ \text{xxx irrational.}

The goal is the weakest non-vacuous statement in the family: it assumes one form at a time and no rate. ### Stronger — the two-form criterion

\bigl(\forall \varepsilon>0,\ \exists, b_1a_1b_2a_2\in\mathbb{Z}:\ b_1a_2\neq b_2a_1\ \wedge\ |b_1+a_1x|<\varepsilon\ \wedge\ |b_2+a_2x|<\varepsilon\bigr)\ \Longrightarrow\ \text{xxx irrational.} $$

Supporting targets

  1. Moment-matching quadrature — matching the five moments m≤4m\le 4m≤4 implies exactness on every polynomial of degree at most 444.
  2. Weighted average is interior — with positive weights summing to 111, a non-constant five-tuple has its weighted average strictly between its minimum and maximum.
  3. Mediant is interior — the ratio ∑wiai / ∑wibi\sum w_ia_i\,/\,\sum w_ib_i∑wi​ai​/∑wi​bi​ with w,b>0w,b>0w,b>0 lies strictly between the extreme values of aj/bja_j/b_jaj​/bj​.
  4. Positive matrices — an entrywise positive 5×55\times55×5 matrix sends every nonzero nonnegative vector to a strictly positive vector.
  5. Taylor-sign kernel sum — nonnegative Taylor coefficients at a lower bound of a sequence, positive summable weights, and one positive sample force a strictly positive weighted sum.
  6. Five-sample nonvanishing — under moment matching with positive weights and injective nodes, a nonzero polynomial of degree ≤4\le 4≤4 whose five sampled values share a sign has L p≠0L\,p\neq 0Lp=0.

Targets 1–6 correspond to the mission's milestones; the goal and the two-form criterion close the mission.

Significance

The results. The two criteria are the exact statements that a linear-form construction has to feed, and they are what turns "small forms exist" into irrationality without any analytic input. The supporting lemmas are the standard certificates used to show a form is nonzero — which is the other half of the argument, and the half that finite checks can actually settle.

Formalizing them. All eight statements are elementary and already have informal proofs; each also has a locally compiled Lean proof (lake env lean, exit 0, no sorry) against Lean 4.33.1 and Mathlib revision 0df444a3, held by the mission captain and published in the companion repository. What this mission adds is platform verification plus reusable infrastructure: the moment-matching quadrature lemma, the weighted-average and mediant inequalities, and the positivity lemmas are stated in a form that transfers to any setting where five-point data is certified by moments. Alternative proofs, generalizations to nnn-point quadrature, and sharper variants are welcome contributions.

Difficulty

The integrality step, not the estimate. In the one-form criterion the obvious move — take ε=1/∣q∣\varepsilon=1/|q|ε=1/∣q∣ — leaves the real inequality ∣b+ax∣<1/∣q∣|b+ax|<1/|q|∣b+ax∣<1/∣q∣, which says nothing until the form is rewritten as (bq+ap)/q(bq+ap)/q(bq+ap)/q with bq+ap∈Zbq+ap\in\mathbb{Z}bq+ap∈Z; only then does ∣ ⋅ ∣<1|\,\cdot\,|<1∣⋅∣<1 force vanishing and contradict nonzeroness. Writing that rewrite in Lean means carrying the cast from Z\mathbb{Z}Z through field_simp and back through exact_mod_cast, which is where naive attempts break.

Moment matching needs a degree bound, not interpolation. The quadrature lemma is not "five values determine a degree-444 polynomial": the hypothesis is about the functional LLL on the five monomials, and the proof must expand an arbitrary ppp in the monomial basis (as_sum_range_C_mul_X_pow' with natDegree < 5) and commute two finite sums.

Sign conditions are load-bearing. In target 6, the shared-sign hypothesis is what turns a vanishing weighted sum into vanishing samples; the root-counting step then needs injective nodes and positive weights. Dropping either silently makes the statement false, and both are easy to forget.

Formalization scope

Everything is over R\mathbb{R}R; no complex numbers appear. The quadrature statements are fixed at five nodes (Fin 5) and degree ≤4\le 4≤4, as in the source note; the functional LLL is a Polynomial ℝ →ₗ[ℝ] ℝ, not a measure. natDegree (not degree) is the degree notion. The infinite sum in target 5 is tsum with an explicit Summable hypothesis. Matrices are Matrix (Fin 5) (Fin 5) ℝ with mulVec; irrationality is Mathlib's Irrational.

Ruled out: a quadrature statement in which the weights are unconstrained by positivity but the conclusion is strengthened to a lower bound — target 1 assumes only moment matching, and any strengthening must add hypotheses rather than reinterpret the existing ones. A "criterion" whose hypothesis is vacuous for every real xxx is likewise out of scope: both criteria are satisfiable hypotheses, not vacuous ones.

Infrastructure needed: the polynomial expansion and evaluation lemmas (as_sum_range, eval_eq_sum_range'), Finset sum rearrangement, Matrix.mulVec, Summable.tsum_lt_tsum_of_nonneg, and irrational_iff_ne_rational. The quadrature lemma, the mediant inequality, and the positivity lemmas are reusable beyond this mission.

Selected references

  • Y. Xu, Research Notes on ζ(9): Constructions, Computations, and Open Problems, v0.1, Zenodo, 2026. https://doi.org/10.5281/zenodo.22951155
  • W. Zudilin, Arithmetic of linear forms involving odd zeta values, J. Théor. Nombres Bordeaux 16:1 (2004), 251–291. https://arxiv.org/abs/math/0206176
  • T. Rivoal, La fonction zêta de Riemann prend une infinité de valeurs irrationnelles aux entiers impairs, C. R. Acad. Sci. Paris Sér. I Math. 331 (2000), 267–270. https://arxiv.org/abs/math/0008051
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Geometry & TopologyGroup Theory·Captain: dbenbenn

Garrido Amenable Groups III: The Grigorchuk GroupTextbook

This mission formalizes A. Garrido, An introduction to amenable groups, lecture notes from four talks at the Oxford Advanced Class in Algebra, Michaelmas 2013 (archived PDF) — its Section 4, the (first) Grigorchuk group and its solution of half of the von Neumann–Day problem.

Motivation

The first two Garrido missions, Amenable Groups I and Amenable Groups II (the Banach–Tarski paradox), established the inclusions EG⊆AG⊆NFEG \subseteq AG \subseteq NFEG⊆AG⊆NF between the elementary amenable groups, the amenable groups, and the groups with no free subgroup of rank two. "The von Neumann–Day problem asks whether these inclusions are strict" (p. 12). Ol'shanskii settled AG≠NFAG \neq NFAG=NF; "The other part of the problem was solved in 1985 by Grigorchuk" (p. 12), with the theorem this mission targets.

Chou's theorem that every torsion group in EGEGEG is locally finite "traces a clear route for solving the Day problem. Namely, it suffices to find an amenable torsion group which is not locally finite" (p. 13). The Grigorchuk group is such a group: a finitely generated, infinite group of automorphisms of the binary tree in which every element has order a power of 222, and whose growth is subexponential, so that it is amenable.

Setting

The infinite rooted binary tree TTT has as vertices the finite words in {0,1}\{0, 1\}{0,1}, and its automorphisms are the permutations of the vertices that preserve length and prefixes. The Grigorchuk group Γ\GammaΓ is generated by four of them: aaa exchanges the two subtrees below the root, and bbb, ccc, ddd fix the first level and are defined recursively by b=(a,c)b = (a, c)b=(a,c), c=(a,d)c = (a, d)c=(a,d), d=(1,b)d = (1, b)d=(1,b), meaning that bbb acts on the subtree below 000 as aaa and on the subtree below 111 as ccc, and so on.

St(n)St(n)St(n) is the subgroup of Γ\GammaΓ fixing every vertex of level nnn. An element g∈St(n)g \in St(n)g∈St(n) acts on each of the 2n2^n2n subtrees below level nnn as a tree automorphism, its section there. ψn\psi_nψn​ sends ggg to the tuple of these sections, and for g∈St(3)g \in St(3)g∈St(3), gijkg_{ijk}gijk​ is its section below the vertex ijkijkijk. l(g)l(g)l(g) is the word length with respect to {a,b,c,d}\{a, b, c, d\}{a,b,c,d}.

Formalization targets

Goal — Theorem 4.1

"The (first) Grigorchuk group Γ\GammaΓ is amenable but not elementary amenable" (p. 12). This is the goal because it is the theorem the section proves and the one that separates EGEGEG from AGAGAG.

The structure of Γ\GammaΓ — p. 14

Conjugation by aaa exchanges the two sections of an element of St(1)St(1)St(1); {1,b,c,d}\{1, b, c, d\}{1,b,c,d} is a Klein four-group and St(1)St(1)St(1) is generated by b,c,ba,cab, c, b^a, c^ab,c,ba,ca; Γ\GammaΓ is infinite, since St(1)St(1)St(1) maps onto it; and the maps ψn:St(n)→Γ2n\psi_n : St(n) \to \Gamma^{2^n}ψn​:St(n)→Γ2n are monomorphisms.

Not elementary amenable — Proposition 4.7

Every element of Γ\GammaΓ has order a power of 222, so Γ\GammaΓ is an infinite finitely generated torsion group and, by Chou's Theorem 4.2, not in EGEGEG. The notes omit the proof of Proposition 4.7 and refer to de la Harpe's book; it is a milestone to be proved here.

Amenable — Lemma 4.8 and Theorem 4.9

The length contraction ∑ijkl(gijk)≤34l(g)+8\sum_{ijk} l(g_{ijk}) \le \frac34 l(g) + 8∑ijk​l(gijk​)≤43​l(g)+8 for g∈St(3)g \in St(3)g∈St(3), the index ∣Γ:St(3)∣=27|\Gamma : St(3)| = 2^7∣Γ:St(3)∣=27, and a general inequality comparing the balls of a group with those of a subgroup of finite index give subexponential growth (Theorem 4.9); Theorem 3.8 of the first Garrido mission then gives amenability.

Significance

The Grigorchuk group is one of the central examples of geometric group theory: the first group of intermediate growth, a finitely generated infinite torsion group, and the separation of amenable from elementary amenable groups. Neither Mathlib nor the platform has it, and a search of Lean Pool, Tau Ceti and the Palomar registry found no formalization; Mathlib's only mention is a bibliography entry in its Schreier-graph file. The tree-automorphism definitions here are reusable for other groups acting on the binary tree. Nothing here is a new mathematical result: all of it is classical, and the work is formalization.

Difficulty

Lemma 4.8 is the hard step: a careful count, over three levels of sections, of how a shortest word shrinks and how many cancellations occur. Proposition 4.7 has no proof in the notes; the standard argument is an induction on word length through the sections. The growth argument of Theorem 4.9 is an estimate on lim⁡kγ(k)1/k\lim_k \gamma(k)^{1/k}limk​γ(k)1/k built from Lemma 4.8 and the ball inequality.

Formalization scope

The tree is modelled by its vertices, List Bool, and Γ\GammaΓ is a subgroup of the group of tree automorphisms, following the notes' "a group of automorphisms of TTT". The generators are defined by Garrido's recursion, and the bundle proves that each is an involutive automorphism; sections are defined for every automorphism and every vertex, with a proof that they are automorphisms. The sections of St(1)St(1)St(1) and St(n)St(n)St(n) are shown to lie in Γ\GammaΓ as part of the ψn\psi_nψn​ milestone rather than assumed.

One trivialising formalization is ruled out: Γ\GammaΓ is not taken to be an abstract group given by a presentation or by fiat, but the concrete group of tree automorphisms the notes define, so that the finiteness, torsion and growth statements are about that group.

What is left out

Definition 4.4 and Lemma 4.5, the ordinal hierarchy EGαEG_\alphaEGα​, and Theorem 4.3 are covered by the Chou 1980 mission, which proved Theorem 4.3 with an inductive predicate in place of the ordinals; Theorem 4.2 enters as a reference. Ol'shanskii's AG≠NFAG \neq NFAG=NF is outside the notes' scope ("beyond the scope of these talks", p. 12) and is not formalized.

Selected references

  • A. Garrido, An introduction to amenable groups, lecture notes, Oxford Advanced Class in Algebra, Michaelmas 2013. archived PDF
  • R. I. Grigorchuk, Degrees of growth of finitely generated groups, and the theory of invariant means, Math. USSR-Izvestiya 25 (1985), 259. DOI
  • C. Chou, Elementary amenable groups, Illinois J. Math. 24 (1980), 396–407. DOI
  • P. de la Harpe, Topics in Geometric Group Theory, Chicago Lectures in Mathematics, University of Chicago Press, 2000.
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