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TΣ(Z)℘\mathbf{T}_\Sigma(Z)^{\wp}TΣ​(Z)℘ as a regular algebra; interpretation

Definition
MSKleene_RegAlgebra

by Cosme · Sep 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

formal-languagesmany-sorted-algebratree-automatauniversal-algebra

The Reg(S,Σ,Z)\mathrm{Reg}(S,\Sigma,Z)Reg(S,Σ,Z)-algebra structure on TΣ(Z)℘\mathbf{T}_\Sigma(Z)^{\wp}TΣ​(Z)℘ (Proposition 4.3) and the interpretation homomorphism {⋅}Z♯\{\cdot\}^{Z\sharp}{⋅}Z♯ (Remark 4.5).

On the carrier s↦Set(TΣ(Z)s)s \mapsto \mathrm{Set}(\mathrm{T}_\Sigma(Z)_s)s↦Set(TΣ​(Z)s​), regPowerAlgebra interprets the extra symbols as

∅s↦∅,+s↦∪,(⋅)⋆z↦z-iteration,⟨z/⋅⟩s♯p(⋅)↦z-substitution,\varnothing_s \mapsto \varnothing, \quad +_s \mapsto \cup, \quad (\cdot)^{\star z} \mapsto z\text{-iteration}, \quad \langle z/\cdot\rangle^{\sharp\mathsf{p}}_s(\cdot) \mapsto z\text{-substitution},∅s​↦∅,+s​↦∪,(⋅)⋆z↦z-iteration,⟨z/⋅⟩s♯p​(⋅)↦z-substitution,

while every σ∈Σ\sigma \in \Sigmaσ∈Σ acts as σTΣ(Z)℘\sigma^{\mathbf{T}_\Sigma(Z)^{\wp}}σTΣ​(Z)℘. interp is the homomorphism from the free regular-expression algebra induced by the assignment z ↦ {z}, and interpExpr sig Z s R is the language {R}sZ♯⊆TΣ(Z)s\{R\}^{Z\sharp}_s \subseteq \mathrm{T}_\Sigma(Z)_s{R}sZ♯​⊆TΣ​(Z)s​ denoted by a regular expression R of type s.

Definition code
/-
The `Reg(S,Σ,Z)`-algebra structure on the power algebra `T_Σ(Z)^℘`
(Proposition 4.3), and the interpretation homomorphism `{·}^{Z♯}` sending a
regular expression to the language it denotes (Remark 4.5).

Interpretation of the extra symbols on `T_Σ(Z)^℘`:
  `∅_s ↦ ∅`,  `+_s ↦ (∪)`,  `(·)^{⋆z} ↦ z`-iteration,
  `⟨z/·⟩^♯ᵖ_s(·) ↦ z`-substitution;  every `σ ∈ Σ` acts as `σ^{T_Σ(Z)^℘}`.
-/
import Definitions.Def_MSKleene_RegSig
import Definitions.Def_MSKleene_Power
import Definitions.Def_MSKleene_Subst
import Definitions.Def_MSKleene_Iteration

namespace MSKleene

universe u

variable {S : Type u} {sig : Signature S}

/-- `T_Σ(Z)^℘` as a `Reg(S,Σ,Z)`-algebra (Proposition 4.3). -/
noncomputable def regPowerAlgebra (sig : Signature S) (Z : SSet S) :
    Algebra (regSig sig Z) where
  carrier := fun s => Set (Term sig Z s)
  op := fun {w s} sym args =>
    match w, s, sym, args with
    | _, _, .base σ, args => powerOp (freeAlgebra sig Z) σ args
    | _, s, .empty _, _ => (∅ : Set (Term sig Z s))
    | _, _, .iter _ z, args => iterate z args.1
    | _, _, .plus _, args => args.1 ∪ args.2.1
    | _, _, .subst _ s z, args => substP z args.1 s args.2.1

/-- The generator assignment `{·}^Z : Z → T_Σ(Z)^℘`, `z ↦ {z}` (Remark 4.5). -/
noncomputable def regGenAssign (sig : Signature S) (Z : SSet S) :
    SMap Z (regPowerAlgebra sig Z).carrier :=
  fun s z => ({Term.var z} : Set (Term sig Z s))

/-- The interpretation homomorphism `{·}^{Z♯} : T_{Reg(S,Σ,Z)}(Z) → T_Σ(Z)^℘`
(Remark 4.5). -/
noncomputable def interp (sig : Signature S) (Z : SSet S) :
    Hom (freeAlgebra (regSig sig Z) Z) (regPowerAlgebra sig Z) :=
  evalHom (regPowerAlgebra sig Z) (regGenAssign sig Z)

/-- `{R}^{Z♯}_s` — the language of `T_Σ(Z)_s` denoted by the regular expression
`R` of type `s`. -/
noncomputable def interpExpr (sig : Signature S) (Z : SSet S) (s : S)
    (R : RegExpr sig Z s) : Set (Term sig Z s) :=
  (interp sig Z).toFun s R

end MSKleene
Source
Gong, Ruiz Mora, Sanmartín Vich, Cosme Llópez, "A Kleene theorem for free many-sorted algebras", 2026, https://arxiv.org/abs/1808.08217 (predecessor CVCL20)
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What the Lean code literally says, in plain math · claude-sonnet-5

regPowerAlgebra

This is a noncomputable definition. Fix an implicit type SSS of sorts, an explicit signature Σ\SigmaΣ over SSS (so for every list of sorts www and every sort sss, Σw,s\Sigma_{w,s}Σw,s​ is the type of operation symbols with input-sort-list www and output sort sss), and an explicit sort-indexed family of variables Z ⁣:S→TypeZ\colon S \to \mathrm{Type}Z:S→Type. Write TermΣ(Z)s\mathrm{Term}_\Sigma(Z)_sTermΣ​(Z)s​ for the type of terms of sort sss built from Σ\SigmaΣ-operations and from variables taken from the families Zs′Z_{s'}Zs′​; a term is either var(x)\mathrm{var}(x)var(x) for some variable x∈Zsx \in Z_sx∈Zs​, or app(σ,tˉ)\mathrm{app}(\sigma, \bar t)app(σ,tˉ) applying an operation symbol σ∈Σw,s\sigma \in \Sigma_{w,s}σ∈Σw,s​ to a tuple tˉ\bar ttˉ of subterms matching www. The definition produces an algebra regPowerAlgebra Σ Z\mathrm{regPowerAlgebra}\,\Sigma\,ZregPowerAlgebraΣZ for the extended signature regSig Σ Z\mathrm{regSig}\,\Sigma\,ZregSigΣZ, whose operation-symbol type at arity w→sw \to sw→s is the inductive type RegSym Σ Z w s\mathrm{RegSym}\,\Sigma\,Z\,w\,sRegSymΣZws with exactly five constructors:

  • base(σ)\mathrm{base}(\sigma)base(σ) for any σ∈Σw,s\sigma \in \Sigma_{w,s}σ∈Σw,s​, of arity w→sw \to sw→s;
  • empty(s)\mathrm{empty}(s)empty(s), of arity [ ]→s[\,] \to s[]→s;
  • iter(s)\mathrm{iter}(s)iter(s) carrying a variable z∈Zsz \in Z_sz∈Zs​, of arity [s]→s[s] \to s[s]→s;
  • plus(s)\mathrm{plus}(s)plus(s), of arity [s,s]→s[s,s] \to s[s,s]→s;
  • subst(t,s)\mathrm{subst}(t,s)subst(t,s) carrying a variable z∈Ztz \in Z_tz∈Zt​, of arity [t,s]→s[t,s] \to s[t,s]→s.

The carrier of regPowerAlgebra Σ Z\mathrm{regPowerAlgebra}\,\Sigma\,ZregPowerAlgebraΣZ at sort sss is Set(TermΣ(Z)s)\mathrm{Set}\big(\mathrm{Term}_\Sigma(Z)_s\big)Set(TermΣ​(Z)s​), the type of arbitrary sets of Σ\SigmaΣ-terms of sort sss with variables in ZZZ. The operation map takes an operation symbol of regSig Σ Z\mathrm{regSig}\,\Sigma\,ZregSigΣZ of arity w→sw \to sw→s together with an argument tuple args\mathrm{args}args that supplies, for each sort listed in www, a set of terms of that sort, and is defined by case analysis on the symbol:

  • base(σ)\mathrm{base}(\sigma)base(σ) with σ∈Σw,s\sigma \in \Sigma_{w,s}σ∈Σw,s​: the result is { y  ∣  ∃ tˉ∈∏i(i-th argument set),  y=app(σ,tˉ) },\big\{\, y \;\big|\; \exists\, \bar t \in \textstyle\prod_i (\text{$i$-th argument set}),\ \ y = \mathrm{app}(\sigma, \bar t) \,\big\},{y​∃tˉ∈∏i​(i-th argument set),  y=app(σ,tˉ)}, i.e. the set of all terms σ(t1,…,tk)\sigma(t_1,\dots,t_k)σ(t1​,…,tk​) whose iii-th immediate subterm ranges independently over the iii-th argument set. (Membership of the tuple tˉ\bar ttˉ in the product is checked componentwise; for w=[ ]w = [\,]w=[] the condition is vacuously true, so the result is the singleton {σ()}\{\sigma()\}{σ()}.)
  • empty(_)\mathrm{empty}(\_)empty(_) at output sort sss (here w=[ ]w = [\,]w=[]): the result is the empty set ∅⊆TermΣ(Z)s\varnothing \subseteq \mathrm{Term}_\Sigma(Z)_s∅⊆TermΣ​(Z)s​; the argument tuple is discarded.
  • iter(_)\mathrm{iter}(\_)iter(_) carrying a variable z∈Zsz \in Z_sz∈Zs​ (arity [s]→s[s]\to s[s]→s): the result is iterate(z)(L)\mathrm{iterate}(z)(L)iterate(z)(L), where LLL is the single argument set (a set of sss-sorted terms). By definition
iterate(z)(L)  =  ⋃i∈NGi,G0={var(z)},Gi+1=Gi ∪ substP(z)(Gi)(s)(L),\mathrm{iterate}(z)(L) \;=\; \bigcup_{i \in \mathbb{N}} G_i, \qquad G_0 = \{\mathrm{var}(z)\}, \qquad G_{i+1} = G_i \,\cup\, \mathrm{substP}(z)(G_i)(s)(L),iterate(z)(L)=i∈N⋃​Gi​,G0​={var(z)},Gi+1​=Gi​∪substP(z)(Gi​)(s)(L),

where substP\mathrm{substP}substP is the substitution operator described in the subst\mathrm{subst}subst bullet below (each stage Gi+1G_{i+1}Gi+1​ adds all terms obtained by replacing occurrences of zzz in terms of GiG_iGi​ by elements of LLL). Because G0={var(z)}G_0 = \{\mathrm{var}(z)\}G0​={var(z)} is always included, iterate(z)(L)\mathrm{iterate}(z)(L)iterate(z)(L) contains the bare-variable term var(z)\mathrm{var}(z)var(z) for every LLL, including L=∅L = \varnothingL=∅.

  • plus(_)\mathrm{plus}(\_)plus(_) (arity [s,s]→s[s,s]\to s[s,s]→s): the result is args1∪args2\mathrm{args}_1 \cup \mathrm{args}_2args1​∪args2​, the ordinary set-theoretic union of the two argument sets (both sets of sss-sorted terms).
  • subst(_,s)\mathrm{subst}(\_,s)subst(_,s) carrying a variable z∈Ztz \in Z_tz∈Zt​ (arity [t,s]→s[t,s]\to s[t,s]→s, with the first sort ttt recovered implicitly from the symbol): the result is substP(z)(args1)(s)(args2)\mathrm{substP}(z)(\mathrm{args}_1)(s)(\mathrm{args}_2)substP(z)(args1​)(s)(args2​), where args1⊆TermΣ(Z)t\mathrm{args}_1 \subseteq \mathrm{Term}_\Sigma(Z)_targs1​⊆TermΣ​(Z)t​ and args2⊆TermΣ(Z)s\mathrm{args}_2 \subseteq \mathrm{Term}_\Sigma(Z)_sargs2​⊆TermΣ​(Z)s​. Here
substP(z)(L)(s)(K)  :=  ⋃P∈KH(P),\mathrm{substP}(z)(L)(s)(K) \;:=\; \bigcup_{P \in K} H(P),substP(z)(L)(s)(K):=P∈K⋃​H(P),

where HHH is the underlying sorted map of the evaluation homomorphism from the free (term) algebra on ZZZ into the "power algebra" of that free algebra, induced by the assignment that sends a variable yyy of sort t′t't′ to the set LLL when t′=tt' = tt′=t and y=zy = zy=z, and to the singleton {var(y)}\{\mathrm{var}(y)\}{var(y)} in every other case. Concretely H(P)H(P)H(P) is the set of all terms obtained from PPP by replacing each occurrence of the variable zzz (of sort ttt) by some element of LLL, with the choice made independently at each occurrence, and leaving all other variables unchanged; substP\mathrm{substP}substP then unions these sets over all PPP in K=args2K = \mathrm{args}_2K=args2​ (so if K=∅K = \varnothingK=∅ the result is ∅\varnothing∅).

regGenAssign

This is a noncomputable definition with the same fixed data: an implicit sort type SSS, an explicit signature Σ\SigmaΣ over SSS, and an explicit variable family Z ⁣:S→TypeZ\colon S \to \mathrm{Type}Z:S→Type. It defines a sorted map regGenAssign Σ Z\mathrm{regGenAssign}\,\Sigma\,ZregGenAssignΣZ from the variable family ZZZ into the carrier family of the algebra regPowerAlgebra Σ Z\mathrm{regPowerAlgebra}\,\Sigma\,ZregPowerAlgebraΣZ (whose value at sort sss is Set(TermΣ(Z)s)\mathrm{Set}(\mathrm{Term}_\Sigma(Z)_s)Set(TermΣ​(Z)s​)). For each sort s∈Ss \in Ss∈S and each variable z∈Zsz \in Z_sz∈Zs​, the map returns the one-element set {var(z)}⊆TermΣ(Z)s\{\mathrm{var}(z)\} \subseteq \mathrm{Term}_\Sigma(Z)_s{var(z)}⊆TermΣ​(Z)s​, i.e. the singleton whose only member is the term consisting solely of the variable zzz. If ZsZ_sZs​ is empty for some sss, the map at that sort is vacuous.

interp

This is a noncomputable definition with fixed data: an implicit sort type SSS, an explicit signature Σ\SigmaΣ over SSS, and an explicit variable family Z ⁣:S→TypeZ\colon S \to \mathrm{Type}Z:S→Type. It defines a homomorphism interp Σ Z\mathrm{interp}\,\Sigma\,ZinterpΣZ of algebras over the signature regSig Σ Z\mathrm{regSig}\,\Sigma\,ZregSigΣZ, with:

  • domain freeAlgebra(regSig Σ Z)(Z)\mathrm{freeAlgebra}(\mathrm{regSig}\,\Sigma\,Z)(Z)freeAlgebra(regSigΣZ)(Z) — the free (term) algebra over the extended signature regSig Σ Z\mathrm{regSig}\,\Sigma\,ZregSigΣZ with variable family ZZZ, whose carrier at sort sss is TermregSig Σ Z(Z)s\mathrm{Term}_{\mathrm{regSig}\,\Sigma\,Z}(Z)_sTermregSigΣZ​(Z)s​ (the terms of sort sss over the extended signature, i.e. the "regular expressions" of sort sss), and whose operation on symbol ς\varsigmaς and argument tuple is app(ς,⋅)\mathrm{app}(\varsigma, \cdot)app(ς,⋅);
  • codomain regPowerAlgebra Σ Z\mathrm{regPowerAlgebra}\,\Sigma\,ZregPowerAlgebraΣZ, the algebra of the previous definition (carrier s↦Set(TermΣ(Z)s)s \mapsto \mathrm{Set}(\mathrm{Term}_\Sigma(Z)_s)s↦Set(TermΣ​(Z)s​), operations as spelled out there).

It is defined as evalHom(regPowerAlgebra Σ Z)(regGenAssign Σ Z)\mathrm{evalHom}(\mathrm{regPowerAlgebra}\,\Sigma\,Z)(\mathrm{regGenAssign}\,\Sigma\,Z)evalHom(regPowerAlgebraΣZ)(regGenAssignΣZ): the evaluation homomorphism whose underlying sorted map sends a regular-expression term RRR of sort sss to its value obtained by structural term-evaluation in regPowerAlgebra Σ Z\mathrm{regPowerAlgebra}\,\Sigma\,ZregPowerAlgebraΣZ under the generator assignment regGenAssign Σ Z\mathrm{regGenAssign}\,\Sigma\,ZregGenAssignΣZ. Unfolding the recursion: a variable z∈Zsz \in Z_sz∈Zs​ is sent to the singleton {var(z)}\{\mathrm{var}(z)\}{var(z)}; an application app(ς,(R1,…,Rk))\mathrm{app}(\varsigma, (R_1,\dots,R_k))app(ς,(R1​,…,Rk​)), with ς\varsigmaς an operation symbol of regSig Σ Z\mathrm{regSig}\,\Sigma\,ZregSigΣZ, is sent to the regPowerAlgebra\mathrm{regPowerAlgebra}regPowerAlgebra-interpretation of ς\varsigmaς (elementwise application for base\mathrm{base}base, ∅\varnothing∅ for empty\mathrm{empty}empty, the union ⋃iGi\bigcup_i G_i⋃i​Gi​ for iter\mathrm{iter}iter, set union for plus\mathrm{plus}plus, the operator substP\mathrm{substP}substP for subst\mathrm{subst}subst — exactly as described for regPowerAlgebra) applied to the recursively computed value-sets of R1,…,RkR_1,\dots,R_kR1​,…,Rk​. The value produced is a full homomorphism structure, and hence also bundles the proof that this sorted map commutes with every operation symbol of regSig Σ Z\mathrm{regSig}\,\Sigma\,ZregSigΣZ.

interpExpr

This is a noncomputable definition. It takes an implicit sort type SSS, an explicit signature Σ\SigmaΣ over SSS, an explicit variable family Z ⁣:S→TypeZ\colon S \to \mathrm{Type}Z:S→Type, an explicit sort s∈Ss \in Ss∈S, and an explicit argument R:RegExpr Σ Z sR : \mathrm{RegExpr}\,\Sigma\,Z\,sR:RegExprΣZs, where RegExpr Σ Z s\mathrm{RegExpr}\,\Sigma\,Z\,sRegExprΣZs is by definition TermregSig Σ Z(Z)s\mathrm{Term}_{\mathrm{regSig}\,\Sigma\,Z}(Z)_sTermregSigΣZ​(Z)s​ — a term of sort sss over the extended signature regSig Σ Z\mathrm{regSig}\,\Sigma\,ZregSigΣZ with variables drawn from ZZZ. It returns

interpExpr Σ Z s R  =  (interp Σ Z).toFun(s)(R)  ⊆  TermΣ(Z)s,\mathrm{interpExpr}\,\Sigma\,Z\,s\,R \;=\; (\mathrm{interp}\,\Sigma\,Z).\mathrm{toFun}(s)(R) \;\subseteq\; \mathrm{Term}_\Sigma(Z)_s,interpExprΣZsR=(interpΣZ).toFun(s)(R)⊆TermΣ​(Z)s​,

i.e. the image of RRR under the underlying sorted map of the homomorphism interp Σ Z\mathrm{interp}\,\Sigma\,ZinterpΣZ at sort sss. Concretely this is the set of Σ\SigmaΣ-terms of sort sss over ZZZ obtained by recursively interpreting RRR as in interp: singletons {var(z)}\{\mathrm{var}(z)\}{var(z)} for variables, elementwise application for base\mathrm{base}base symbols, ∅\varnothing∅ for empty\mathrm{empty}empty, set union for plus\mathrm{plus}plus, the iterate-union ⋃i∈NGi\bigcup_{i \in \mathbb{N}} G_i⋃i∈N​Gi​ for iter\mathrm{iter}iter, and the substitution operator substP\mathrm{substP}substP for subst\mathrm{subst}subst, applied bottom-up over the structure of RRR.

Human review
  • Endorsed by Shuze Chen · Sep 9, 2026

  • Endorsed by Cosme · Sep 9, 2026

    Confirmed by the mission captain (proposal self-audit).

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