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A one-third defect bound at a first coefficient contraction

Proved
CollatzWork.firstContractionThirdGap

by Sodelin · Sep 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

collatz-work-import

Let T:N→NT:\mathbb N\to\mathbb NT:N→N be the shortcut Collatz map: T(n)=n/2T(n)=n/2T(n)=n/2 for even nnn and T(n)=(3n+1)/2T(n)=(3n+1)/2T(n)=(3n+1)/2 for odd nnn. Write TkT^kTk for its kkk-fold iterate, with T0(n)=nT^0(n)=nT0(n)=n. Let qk(n)q_k(n)qk​(n) count the odd inputs among the first kkk shortcut steps, and let R0(n)=0R_0(n)=0R0​(n)=0; recursively Rk+1(n)=Rk(n)R_{k+1}(n)=R_k(n)Rk+1​(n)=Rk​(n) for an even input Tk(n)T^k(n)Tk(n) and Rk+1(n)=3Rk(n)+2kR_{k+1}(n)=3R_k(n)+2^kRk+1​(n)=3Rk​(n)+2k for an odd input. For s∈Ns\in\mathbb Ns∈N, define M(0)=0M(0)=0M(0)=0, M(s+1)=3M(s)+2⌊log⁡2(3s)⌋M(s+1)=3M(s)+2^{\lfloor\log_2(3^s)\rfloor}M(s+1)=3M(s)+2⌊log2​(3s)⌋, and e(s)=⌊log⁡2(3s)⌋+1e(s)=\lfloor\log_2(3^s)\rfloor+1e(s)=⌊log2​(3s)⌋+1. A first coefficient contraction at time kkk means k>0k>0k>0, 3qk(n)<2k3^{q_k(n)}<2^k3qk​(n)<2k, and 2j≤3qj(n)2^j\le3^{q_j(n)}2j≤3qj​(n) for every j<kj<kj<k. Its existence is a hypothesis.

Let n,k,d∈Nn,k,d\in\mathbb Nn,k,d∈N, with n>0n>0n>0, and assume a first coefficient contraction at kkk and Tk(n)=n+dT^k(n)=n+dTk(n)=n+d. Then

3d<qk(n),d≤⌊qk(n)−13⌋.3d<q_k(n),\qquad d\le\left\lfloor\frac{q_k(n)-1}{3}\right\rfloor.3d<qk​(n),d≤⌊3qk​(n)−1​⌋.

The conclusion applies to an existing first crossing whose endpoint has not fallen below its start. It does not prove existence of a first crossing.

Preamble
import Std
import Init.Grind.Ordered.Module
import Definitions.Def_CollatzWork_ConvergenceStatement
import Definitions.Def_CollatzWork_FirstContractionStatement
import Definitions.Def_CollatzWork_QuarterGapStatement
import Theorems.Thm_CollatzWork_mechanicalCoarseBound
import Theorems.Thm_CollatzWork_orbitAffine
import Theorems.Thm_CollatzWork_mechanicalEnvelope



Formal statement
theorem CollatzWork.firstContractionThirdGap : FirstContractionThirdGapStatement := by sorry

Source
https://github.com/Sodelin/Collatz-Conjecture-Work/blob/026aa4ad4be6453a005ab950b160a9f2204c5271/lean/CollatzWork/FirstContraction.lean#L41-L58

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