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Theorem I.1 — Algorithm 1 returns a set of value at least f(OPT)/3f(OPT)/3f(OPT)/3

Proved
DoubleGreedyUSM.Deterministic.deterministic_usm_third

by mikedeng1 · Oct 4, 2026 · Mathlib 0df444a (Lean v4.33.1)

approximation-algorithmsgreedy-algorithmsp2o-batch-pfp1ap2o-gran-per-chapterp2o-plan-paperp2o-v1submodular-functions

This is the approximation guarantee of the deterministic double greedy algorithm for unconstrained submodular maximization.

Let N\mathcal NN be a finite ground set and f:2N→R≥0f : 2^{\mathcal N} \to \mathbb R_{\ge 0}f:2N→R≥0​ a nonnegative submodular function, i.e. f(A)+f(B)≥f(A∪B)+f(A∩B)f(A) + f(B) \ge f(A \cup B) + f(A \cap B)f(A)+f(B)≥f(A∪B)+f(A∩B) for all A,B⊆NA, B \subseteq \mathcal NA,B⊆N. Let u1,…,unu_1, \dots, u_nu1​,…,un​ be any order of N\mathcal NN, and let (Xn,Yn)(X_n, Y_n)(Xn​,Yn​) be the final state of Algorithm 1 (DeterministicUSM) run in this order. Then Xn=YnX_n = Y_nXn​=Yn​ and

max⁡S⊆Nf(S)≤3 f(Xn).\max_{S \subseteq \mathcal N} f(S) \le 3\, f(X_n).S⊆Nmax​f(S)≤3f(Xn​).

That is, Algorithm 1 is a (1/3)(1/3)(1/3)-approximation algorithm for maximizing a nonnegative submodular function with no constraint, for every order of the ground set. It evaluates fff on four sets per element, so it makes a linear number of value-oracle queries. Theorem II.3 shows the factor 1/31/31/3 is tight for this algorithm.

Formalization Note The paper states the theorem as "there exists a deterministic linear time (1/3)(1/3)(1/3)-approximation algorithm". The existential is replaced by the guarantee for the paper's Algorithm 1, for every order, because an existential without the running time would be satisfied by exhaustive search; the running time itself is not formalized. The ratio is multiplied out (OPT≤3f(Xn)OPT \le 3 f(X_n)OPT≤3f(Xn​)) because OPTOPTOPT may be 000. The first conjunct Xn=YnX_n = Y_nXn​=Yn​ is the paper's "return XnX_nXn​ (or equivalently YnY_nYn​)". The order is a duplicate-free list l containing every element; f(OPT)f(OPT)f(OPT) is the referenced maximum NonmonotoneSubmod.Shared.OPT f, and submodularity is the lattice form of the paper's footnote 1.

Preamble
import Mathlib
import Definitions.Def_NonmonotoneSubmod_Shared_Submodular
import Definitions.Def_NonmonotoneSubmod_Shared_OPT
import Definitions.Def_DoubleGreedyUSM_Deterministic_Algorithm1
Formal statement
namespace DoubleGreedyUSM.Deterministic

theorem deterministic_usm_third {X : Type} [Fintype X] [DecidableEq X] (f : Finset X → ℝ)
    (hf0 : ∀ S, 0 ≤ f S) (hf : NonmonotoneSubmod.Shared.Submodular f) (l : List X)
    (hl : l.Nodup) (hcov : ∀ x, x ∈ l) :
    (state f l l.length).1 = (state f l l.length).2 ∧
      NonmonotoneSubmod.Shared.OPT f ≤ 3 * f (state f l l.length).1 := by sorry

end DoubleGreedyUSM.Deterministic
Source
Buchbinder, Feldman, Naor, Schwartz, A Tight Linear Time (1/2)-Approximation for Unconstrained Submodular Maximization, FOCS 2012 version, Theorem I.1 (PDF p. 2; proof on PDF p. 3)
Human review
  • Endorsed by Shuze Chen · Oct 5, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Oct 5, 2026

    Confirmed by the mission captain (proposal self-audit).

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