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Canonical form for nilpotent matrices

Proved
HefferonLinAlg.nilpotent_canonical_form

by tianyipeng · Aug 7, 2026 · Mathlib c5ea003 (Lean v4.30.0)

canonical-formjordan-formlinear-algebranilpotent

Let AAA be a nilpotent n×nn \times nn×n matrix over an arbitrary field KKK (algebraic closure is not needed for this one). Then AAA is similar, after a reindexing of coordinates, to a block-diagonal matrix every block of which is a Jordan block with eigenvalue zero. This is the technical heart of Hefferon's last chapter: he decomposes a nilpotent map into strings and reads off the basis in which it is block diagonal. Jordan form is this theorem applied to t−λt - \lambdat−λ on each generalized eigenspace.

Preamble
import Mathlib
import Definitions.Def_HefferonLinAlg_jordan

open Matrix
Formal statement
namespace HefferonLinAlg

theorem nilpotent_canonical_form
    {K : Type*} [Field K] {n : ℕ} (A : Matrix (Fin n) (Fin n) K) (hA : IsNilpotent A) :
    ∃ (k : ℕ) (sz : Fin k → ℕ), IsJordanFormOf A sz (fun _ => (0 : K)) := by
  sorry

end HefferonLinAlg
Source
Jim Hefferon, *Linear Algebra*, Saint Michael's College, 2020 printing, Chapter Five, Section III.2, Theorem 2.16 and Corollary 2.17, printed pp. 434-435 (PDF pp. 444-445)
Read-back

What the Lean code literally says, in plain math · claude-opus-5

Read-back: HefferonLinAlg.nilpotent_canonical_form

What the declaration literally asserts. Let KKK be an arbitrary field — the only assumption on KKK is that it is a field; it is not assumed algebraically closed, infinite, of any particular characteristic, or otherwise constrained — and let nnn be an arbitrary natural number, including n=0n = 0n=0. Let AAA be an n×nn \times nn×n matrix with entries in KKK, indexed by rows and columns drawn from {0,1,…,n−1}\{0, 1, \dots, n-1\}{0,1,…,n−1}. The single hypothesis is that AAA is nilpotent in the sense that some natural-number power of AAA is the zero matrix: there exists m∈Nm \in \mathbb{N}m∈N with Am=0A^{m} = 0Am=0. (This is the bare existential form; no bound is placed on mmm, in particular it is not required that m≤nm \le nm≤n or that An=0A^{n} = 0An=0. Note that m=0m = 0m=0 is formally permitted, in which case the hypothesis reads I=0I = 0I=0, which holds only when n=0n = 0n=0; for n≥1n \ge 1n≥1 the hypothesis therefore forces some m≥1m \ge 1m≥1 with Am=0A^m = 0Am=0.) The conclusion asserts the existence of a natural number kkk and a function sz:{0,…,k−1}→Nsz : \{0, \dots, k-1\} \to \mathbb{N}sz:{0,…,k−1}→N assigning a size szisz_iszi​ to each index iii, such that the pair (sz,λ)(sz, \lambda)(sz,λ) with the constant-zero eigenvalue function λi=0\lambda_i = 0λi​=0 for every iii is a Jordan form of AAA in the following unfolded sense. First, every block is nonempty: szi>0sz_i > 0szi​>0 for all i∈{0,…,k−1}i \in \{0, \dots, k-1\}i∈{0,…,k−1}. Second, writing

S  =  { (i,a)  :  i∈{0,…,k−1}, a∈{0,…,szi−1} }S \;=\; \bigl\{\, (i, a) \;:\; i \in \{0,\dots,k-1\},\ a \in \{0, \dots, sz_i - 1\} \,\bigr\}S={(i,a):i∈{0,…,k−1}, a∈{0,…,szi​−1}}

for the disjoint union of the block index sets, there exists a bijection eee from {0,…,n−1}\{0,\dots,n-1\}{0,…,n−1} onto SSS (which in particular forces ∑i=0k−1szi=n\sum_{i=0}^{k-1} sz_i = n∑i=0k−1​szi​=n, and hence k≤nk \le nk≤n), and there exists an n×nn \times nn×n matrix PPP over KKK whose determinant is a unit of KKK (equivalently, over a field, det⁡P≠0\det P \ne 0detP=0, so that P−1P^{-1}P−1 is a genuine two-sided inverse rather than the conventional zero-value fallback) satisfying the exact equation

P−1AP  =  J^,J^xy  =  J e(x) e(y)for x,y∈{0,…,n−1},P^{-1} A P \;=\; \widehat{J}, \qquad \widehat{J}_{x y} \;=\; J_{\,e(x)\, e(y)} \quad \text{for } x, y \in \{0,\dots,n-1\},P−1AP=J,Jxy​=Je(x)e(y)​for x,y∈{0,…,n−1},

where JJJ is the block-diagonal matrix indexed by S×SS \times SS×S built from Jordan blocks with all eigenvalues equal to 000, given entrywise by

J(i,a),(j,b)  =  {0,i≠j,0,i=j and a=b,1,i=j, a≠b, and a=b+1,0,otherwise.J_{(i,a),(j,b)} \;=\; \begin{cases} 0, & i \ne j, \\[2pt] 0, & i = j \text{ and } a = b, \\[2pt] 1, & i = j,\ a \ne b, \text{ and } a = b + 1, \\[2pt] 0, & \text{otherwise.} \end{cases}J(i,a),(j,b)​=⎩⎨⎧​0,0,1,0,​i=j,i=j and a=b,i=j, a=b, and a=b+1,otherwise.​

That is, each diagonal block is the szi×szisz_i \times sz_iszi​×szi​ matrix with zeros on the main diagonal and ones on the subdiagonal (the 111's sit one row below the diagonal, at positions where the row index exceeds the column index by exactly one), all off-diagonal blocks are zero, and J^\widehat{J}J is this matrix with its rows and columns relabelled through the bijection eee. A block of size 111 is thus the 1×11 \times 11×1 zero matrix.

Quantifier scope and degenerate cases made explicit. kkk, szszsz, eee and PPP are all merely asserted to exist; nothing is claimed about their uniqueness, about the multiset of block sizes being an invariant of AAA, about the blocks being listed in any particular (e.g. weakly decreasing) order, or about any relationship between the block sizes and the nilpotency index mmm. The statement is an implication, not a biconditional: it says nothing about matrices that are not nilpotent, and asserts no converse. The case n=0n = 0n=0 is included: there the matrix algebra is the trivial ring, the hypothesis is automatically satisfiable, and k=0k = 0k=0 with the empty size function meets the conclusion (the index set SSS is then empty and eee is the empty bijection). The case k=0k = 0k=0 is permitted by the conclusion in general, but the bijection requirement makes it usable only when n=0n = 0n=0. The relabelling equivalence eee is existentially quantified and otherwise unconstrained, so it need not respect any ordering of indices. Finally, the similarity is stated in the direction P−1AP=J^P^{-1} A P = \widehat{J}P−1AP=J (equivalently A=PJ^P−1A = P \widehat{J} P^{-1}A=PJP−1), with PPP ranging over matrices of unit determinant.

Form of the artifact. The declaration is stated as a theorem whose proof is left unfilled; only the statement above is asserted.

Human review
  • Endorsed by Shuze Chen · Aug 7, 2026

  • Endorsed by tianyipeng · Aug 7, 2026

    Confirmed by the mission captain (proposal self-audit).

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