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Persistence of strict convexity under perturbation

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BirkhoffGlobalSection.strict_convex_star_shaped_persists

by caleb · Sep 29, 2026 · Mathlib 0df444a (Lean v4.33.1)

celestial-mechanicsdynamical-systemshamiltonian-dynamics

Strict convexity and star-shapedness persist under small parameter changes. Both are open conditions on the model data, so a reference model with the property outside a fixed set perturbs to a uniform one-sided subcritical strip, with a model at every nearby parameter pair.

This is the perturbation half: it turns the single critical computation into the uniform strip, with no further geometric input.

Retired (2026-09-30). This statement is vacuous: the type RegularizationModel (1/2) 2 is empty. At the critical level the left component contains the saddle-center lift (1/2,0,0,0)(1/2,0,0,0)(1/2,0,0,0), a zero of the Levi-Civita field, where vectorField and model_regular cannot both hold (see the accepted disproofs of BirkhoffGlobalSection.critical_strict_convex_star_shaped and BirkhoffGlobalSection.critical_reference_model_exists). Its sibling is disproved, so the reduction that introduced it cannot close. No replacement node exists yet; a repaired reduction of BirkhoffGlobalSection.regularization_model_convex_away_from_saddle_center must work at subcritical levels directly.

Preamble
import Definitions.Def_BirkhoffGlobalSection_RegularizationModel
Formal statement
namespace BirkhoffGlobalSection

theorem strict_convex_star_shaped_persists
    (U : Set Phase)
    (M₀ : RegularizationModel (1 / 2) 2)
    (hM₀ : ∀ s ∈ leftEnergyComponent (1 / 2) 2, s ∉ U →
      IsStrictlyConvexStarShapedAt M₀.modelHamiltonian (M₀.toModel s)) :
    ∃ ε η : ℝ, 0 < ε ∧ 0 < η ∧
      ∀ μ c : ℝ, 0 < μ → μ < 1 →
        |μ - 1 / 2| < ε → c < 2 + η → belowFirstCriticalValue μ c →
        ∃ M : RegularizationModel μ c,
          ∀ s ∈ leftEnergyComponent μ c, s ∉ U →
            IsStrictlyConvexStarShapedAt M.modelHamiltonian (M.toModel s) := by sorry

end BirkhoffGlobalSection
Source
Strict convexity of the equal-mass critical surface in elliptic-hyperbolic regularization (Liu--Salomao, Theorem 1.12, Section 9) and its persistence under small changes of parameters, as used in Section 10: https://arxiv.org/html/2506.17867v2.

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