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Rescaling all coefficients by a factor `t` with `|t - 1| ≤ γ₂` degrades a

Proved
Novelty.FloatBackwardError.forall2_scale

by raver1975 · Sep 18, 2026 · Mathlib c5ea003 (Lean v4.30.0)

aether-catalognovelty

Rescaling all coefficients by a factor t with |t - 1| ≤ γ₂ degrades a γ_n coefficientwise certificate to a γ_{n+2} certificate.

theorem Novelty.FloatBackwardError.forall₂_scale{u : ℝ} (hu : 0 ≤ u) {n : ℕ} {bs as : List ℝ} {t : ℝ}
    (ht : |t - 1| ≤ gamma u 2)
    (h : List.Forall₂ (fun b a => |b - a| ≤ gamma u n * |a|) bs as) :
    List.Forall₂ (fun b a => |b - a| ≤ gamma u (n + 2) * |a|)
      (bs.map (fun b => b * t)) as := by sorry

Formalization Note Transplanted verbatim from the Aether Catalog source Novelty/FloatBackwardErrorHorner.lean; the statement is byte-identical to the source declaration, elaborated with autoImplicit disabled in the platform environment.

Preamble
-- Thm stub generated from Novelty/FloatBackwardErrorHorner.lean
import Mathlib
import Definitions.Def_Novelty_FloatBackwardErrorHorner

/-!
# Backward-error semantics for rounded polynomial evaluation

This file develops the *semantics* half of the conjecture

> every finite floating-point execution of a polynomial dynamical system that
> avoids overflow and exceptional values can be translated into an exact real
> pseudo-orbit whose local defect is bounded by a compositional expression in the
> unit roundoff and the intermediate magnitudes.

The model of computation is the standard IEEE-754 model *in the absence of
overflow, underflow and exceptional values* (`RoundingModel`): each arithmetic
operation returns the exact result multiplied by `(1 + e)` with `|e| ≤ u`, where
`u` is the unit roundoff (`2^-53` for binary64).  This is exactly the hypothesis
"the execution avoids overflow and exceptional values"; nothing else about the
bit-level format is used, so every conclusion applies verbatim to binary32,
binary64, and to any faithfully-rounded arithmetic.

Main results:

* `hornerFl_backward` — **backward-error semantics**: the rounded Horner
  evaluation of a polynomial with coefficient list `as` at a point `x` is the
  *exact* real evaluation at the same point `x` of a perturbed polynomial whose
  coefficients differ from `as` by at most the relative factor
  `gamma u (2 * as.length) = (1 + u) ^ (2 * as.length) - 1`.
* `hornerFl_forward_defect` — the resulting *local defect certificate*
  `|fl-eval − exact-eval| ≤ gamma u (2 n) * Σ |aᵢ| |x|ᵢ`, a compositional
  expression in the unit roundoff and the intermediate magnitudes.
* `gamma_le_classical` — the classical Higham bound
  `(1+u)^k − 1 ≤ k u / (1 − k u)` whenever `k u < 1`.

-- !-- Lab Notes -- !--
Hypothesis (Hypothesizer): floating-point execution of a polynomial iteration is
not merely "approximately" the real iteration; it is *exactly* a real iteration
of a nearby polynomial, so the correct interface to a shadowing theorem is a
coefficientwise backward-error statement, not a forward error bound.
Experiment (Experimenter): formalize an abstract rounding model and prove the
backward statement by induction on the coefficient list, then *derive* the
forward defect from it.  The derivation succeeded, confirming that the forward
bound carries strictly less information than the backward one.
Analysis (Analyst): the exponent `2 n` (two roundings per Horner step) is forced
by the induction: each step multiplies all previously perturbed coefficients by
`(1+e₁)(1+e₂)`.  A sharper `2i`-graded version is true but the uniform bound is
the one consumed by the shadowing layer.
Critique (Critic): the model is unconditional in `u ≥ 0`; no hypothesis `u < 1`
is needed for the backward statement, and the classical `k u/(1 - k u)` form is
proved separately under its natural hypothesis `k u < 1`.
-- !-- End Lab Notes -- !--
-/

open Novelty.FloatBackwardError

open scoped BigOperators







/-! ### Horner evaluation, exact and rounded -/
Formal statement
theorem Novelty.FloatBackwardError.forall2_scale{u : ℝ} (hu : 0 ≤ u) {n : ℕ} {bs as : List ℝ} {t : ℝ}
    (ht : |t - 1| ≤ gamma u 2)
    (h : List.Forall₂ (fun b a => |b - a| ≤ gamma u n * |a|) bs as) :
    List.Forall₂ (fun b a => |b - a| ≤ gamma u (n + 2) * |a|)
      (bs.map (fun b => b * t)) as := by sorry
Source
https://github.com/paulklemstine/Lean/blob/53c2925a02/Catalog/Novelty/FloatBackwardErrorHorner.lean#L189

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