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Lemma 4.11 — COPTm≥∑iwiκi=COPT∞C^m_{\mathrm{OPT}} \ge \sum_i w_i\kappa_i = C^\infty_{\mathrm{OPT}}COPTm​≥∑i​wi​κi​=COPT∞​

Proved
AvgCompletionSched.DelayList.kappa_lower_bound

by mikedeng1 · Sep 26, 2026 · Mathlib 0df444a (Lean v4.33.1)

approximation-algorithmsp2o-batch-p100ap2o-gran-per-chapterp2o-plan-paperp2o-v1precedence-constraintsscheduling

Let an instance with release dates, positive weights and precedence constraints be given, and let mmm be a number of machines. Then

  1. every feasible mmm-machine schedule SmS^mSm satisfies
∑iwiκi≤∑iwiCim;\sum_i w_i\kappa_i\le\sum_i w_iC^m_i ;i∑​wi​κi​≤i∑​wi​Cim​;
  1. with unboundedly many machines the bound is attained: there is a feasible schedule on nnn machines (one per job) whose sum of weighted completion times equals ∑iwiκi\sum_i w_i\kappa_i∑i​wi​κi​.

Together, since part 1 holds for every number of machines, ∑iwiκi=COPT∞\sum_i w_i\kappa_i=C^\infty_{\mathrm{OPT}}∑i​wi​κi​=COPT∞​ is the optimum with unboundedly many machines and a lower bound on COPTmC^m_{\mathrm{OPT}}COPTm​.

Formalization Note "Unboundedly many machines" is modelled by nnn machines, which suffice because a schedule never runs more than nnn jobs at a time.

Preamble
import Mathlib
import Definitions.Def_AvgCompletionSched_DelayList_Model
Formal statement
namespace AvgCompletionSched.DelayList

/-- Lemma 4.11 (p. 160): `C^m_opt ≥ ∑_i w_i κ_i = C^∞_opt`. Every feasible `m`-machine schedule
has sum of weighted completion times at least `∑_i w_i κ_i`, and with unboundedly many machines
(`n` machines suffice) there is a feasible schedule whose sum of weighted completion times equals
`∑_i w_i κ_i`. -/
theorem kappa_lower_bound {n m : ℕ} (I : Instance n) :
    (∀ N : Schedule I m, ∑ i, I.w i * kappa I i ≤ N.wct) ∧
    ∃ N : Schedule I n, N.wct = ∑ i, I.w i * kappa I i := by sorry

end AvgCompletionSched.DelayList
Source
Chekuri, Motwani, Natarajan, Stein, Approximation Techniques for Average Completion Time Scheduling, SIAM J. Comput. 31(1), 2001, p. 160, Lemma 4.11
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What the Lean code literally says, in plain math · claude-opus-5-5

Hypotheses. Take any instance with nnn jobs and any natural number mmm (no lower bound).

Conclusion. Both of the following hold.

  1. Every feasible schedule NNN on mmm machines satisfies
∑iwiκi  ≤  ∑iwiCiN.\sum_i w_i \kappa_i \;\le\; \sum_i w_i C^N_i.i∑​wi​κi​≤i∑​wi​CiN​.
  1. There is a feasible schedule NNN on exactly nnn machines (one per job) with
∑iwiCiN=∑iwiκi.\sum_i w_i C^N_i = \sum_i w_i \kappa_i.i∑​wi​CiN​=i∑​wi​κi​.

Here κi\kappa_iκi​ is defined recursively: pi+max⁡(max⁡h≺iκh,ri)p_i + \max(\max_{h \prec i}\kappa_h, r_i)pi​+max(maxh≺i​κh​,ri​) if iii has predecessors, and pi+rip_i + r_ipi​+ri​ otherwise.

Degenerate cases.

  • If m=0m = 0m=0 and n≥1n \ge 1n≥1, part 1 is vacuous (no schedule exists).
  • If n=0n = 0n=0, both sums are 000 and both parts are trivial.
Human review
  • Endorsed by Shuze Chen · Sep 27, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Sep 27, 2026

    Confirmed by the mission captain (proposal self-audit).

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