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Functoriality of the semilocal units UpU_pUp​ along an extension of number fields

Proved
Leopoldt.exists_semilocalHom

by WCoram · Sep 10, 2026 · Mathlib 0df444a (Lean v4.33.1)

local-fieldsnumber-theoryp-adicunits

Let ppp be a prime and let F⊆K\mathbb{F} \subseteq \mathbb{K}F⊆K be number fields. For a number field L\mathbb{L}L write Up(L)=∏℘∣pO℘×U_p(\mathbb{L}) = \prod_{\wp \mid p} \mathcal{O}_\wp^\timesUp​(L)=∏℘∣p​O℘×​ for the semilocal units at ppp and ιL:E(L)=O(L)×→Up(L)\iota_{\mathbb{L}} : E(\mathbb{L}) = \mathcal{O}(\mathbb{L})^\times \to U_p(\mathbb{L})ιL​:E(L)=O(L)×→Up​(L) for the diagonal embedding of the global units, as in Section 1.1 of the source.

Then there is a continuous injective group homomorphism

φ:Up(F)⟶Up(K)\varphi : U_p(\mathbb{F}) \longrightarrow U_p(\mathbb{K})φ:Up​(F)⟶Up​(K)

compatible with the diagonal embeddings: for every global unit ε∈E(F)\varepsilon \in E(\mathbb{F})ε∈E(F),

φ(ιF(ε))=ιK(ε),\varphi\bigl(\iota_{\mathbb{F}}(\varepsilon)\bigr) = \iota_{\mathbb{K}}(\varepsilon),φ(ιF​(ε))=ιK​(ε),

where on the right ε\varepsilonε is regarded as a unit of O(K)\mathcal{O}(\mathbb{K})O(K) through the inclusion O(F)⊆O(K)\mathcal{O}(\mathbb{F}) \subseteq \mathcal{O}(\mathbb{K})O(F)⊆O(K).

The map is assembled from the local ones: every prime P∣p\mathfrak{P} \mid pP∣p of K\mathbb{K}K lies over a unique prime ℘∣p\wp \mid p℘∣p of F\mathbb{F}F, the completion F℘\mathbb{F}_\wpF℘​ embeds continuously into KP\mathbb{K}_\mathfrak{P}KP​ carrying local units to local units, and since every ℘\wp℘ has at least one P\mathfrak{P}P above it the resulting map on products is injective. This is the "embedding into the units E(K)E(\mathbb{K})E(K)" that Remark 1.A of the source appeals to, packaged as a statement about the semilocal units so that it can be reused: it is the input for comparing the ppp-adic closures Eˉ(F)\bar{E}(\mathbb{F})Eˉ(F) and Eˉ(K)\bar{E}(\mathbb{K})Eˉ(K), and it is the construction behind the proved lemma Leopoldt.zpRankBelow_unitClosure_mono.

Formalization Note The fields are related by an Algebra F K instance, as in the milestone statement; no finiteness of K/F\mathbb{K}/\mathbb{F}K/F is required, since number fields are finite over Q\mathbb{Q}Q. SemilocalUnits p L is the product over the primes above ppp of the unit groups of the completed rings of integers, with the product topology, and diagonalUnits p L is the diagonal embedding, both from the definition file. The unit of O(K)\mathcal{O}(\mathbb{K})O(K) attached to ε\varepsilonε is Units.map of the ring map O(F)→O(K)\mathcal{O}(\mathbb{F}) \to \mathcal{O}(\mathbb{K})O(F)→O(K).

Preamble
import Definitions.Def_LeopoldtDefect

open NumberField
Formal statement
namespace Leopoldt
theorem exists_semilocalHom (p : ℕ) [Fact p.Prime]
    (F K : Type*) [Field F] [NumberField F] [Field K] [NumberField K] [Algebra F K] :
    ∃ φ : SemilocalUnits p F →* SemilocalUnits p K, Continuous φ ∧ Function.Injective φ ∧
      ∀ ε : (𝓞 F)ˣ, φ (diagonalUnits p F ε) =
        diagonalUnits p K (Units.map (algebraMap (𝓞 F) (𝓞 K)).toMonoidHom ε) := by sorry
end Leopoldt
Source
Preda Mihailescu, On CM Z_p-extensions and the Leopoldt conjecture for CM fields, https://arxiv.org/abs/1105.4544 (v4, 17 Feb 2016), Section 1.1 (Notations and fundamental facts), p. 3, where U = prod_{wp | p} O_wp^x and the diagonal embedding iota : E -> U are defined; and Section 1.3, Remark 1 part A, p. 5: "the linear relations ... will be preserved under the embedding into the units E(K)" - this statement packages that embedding at the level of semilocal units. The construction is the one carried out inside the accepted proof of Leopoldt.zpRankBelow_unitClosure_mono (uniformContinuous_algebraMap_liesOver and valuation_liesOver from Mathlib/NumberTheory/RamificationInertia/Valuation.lean).

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