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The Levi-Civita retrograde binding is a transverse Hopf fiber

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BirkhoffGlobalSection.geometric_retrograde_leviCivita_transverse_hopf

by caleb · Oct 1, 2026 · Mathlib 0df444a (Lean v4.33.1)

celestial-mechanicscontact-topologyhamiltonian-dynamics

Let 0<μ<10<\mu<10<μ<1 and let the Jacobi value lie below the first critical value. Let φ\varphiφ be the Levi-Civita Hamiltonian flow on the selected left energy component, antipodally equivariant. Let δ\deltaδ be a prime antipodal periodic trajectory whose physical projection is a collision-free simple loop with winding number one around the primary and the q2q_2q2​-reflection symmetry (a geometric Birkhoff retrograde trajectory). Write δ~\widetilde\deltaδ for its closed double lift and N(y)=y/∣y∣N(y) = y/|y|N(y)=y/∣y∣ for radial normalization onto the round sphere S3S^3S3. Then

Nonempty⁡(EquivariantTransverseHopfIsotopy⁡(N(δ~))).\operatorname{Nonempty}\Bigl(\operatorname{EquivariantTransverseHopfIsotopy}\bigl(N(\widetilde\delta)\bigr)\Bigr).Nonempty(EquivariantTransverseHopfIsotopy(N(δ))).

That is, there is a smooth isotopy of embedded circles on S3S^3S3 with the following properties:

  • it commutes with the antipodal map;
  • it starts at the positive standard Hopf circle H(u)=(u1,0,−u2,0)H(u) = (u_1, 0, -u_2, 0)H(u)=(u1​,0,−u2​,0);
  • it ends at N(δ~)N(\widetilde\delta)N(δ);
  • every circle stays positively transverse to the radial contact structure αy(v)=−12 ω(y,v)\alpha_y(v) = -\tfrac12\,\omega(y,v)αy​(v)=−21​ω(y,v).

This is the statement that the retrograde orbit is a Hopf fiber, i.e. a 2-unknot of rational self-linking number −1/2-1/2−1/2 in the antipodal quotient. It is phrased here in the Levi-Civita coordinates themselves, with no auxiliary regularization model.

Proof outline. In Levi-Civita coordinates (z,w)(z, w)(z,w), the doubled lift projects to a simple closed curve z(t)z(t)z(t) in C∖{0}\mathbb{C}\setminus\{0\}C∖{0} with winding number one around 000. Write z=reiθz = r e^{i\theta}z=reiθ and let the doubled period be 2P2P2P. Over any such loop, the lift w=Jz+(2θ−2πPt) zw = Jz + (2\theta - \tfrac{2\pi}{P} t)\,zw=Jz+(2θ−P2π​t)z satisfies

α(γ˙)=πP r2>0.\alpha(\dot\gamma) = \tfrac{\pi}{P}\, r^2 > 0.α(γ˙​)=Pπ​r2>0.

It is embedded and antipodally equivariant, and transverse lifts over a fixed loop form a convex set. The orbit is a transverse lift because the subcritical component is star-shaped. This gives an explicit chain of equivariant transverse isotopies: the orbit, then the canonical lift, then a round circle, then a Hopf fiber, then HHH.

Formalization note. Transversality of the orbit itself uses the star-shapedness of the Levi-Civita regularized component below the first critical value, which remains part of the assertion.

Preamble
import Definitions.Def_BirkhoffGlobalSection_TransverseHopf
Formal statement
namespace BirkhoffGlobalSection

/-- The normalized Levi-Civita double lift of a geometric Birkhoff retrograde
trajectory is equivariantly transversely isotopic to the positive standard
Hopf circle, for the radial contact structure of the round sphere. No
regularization model enters: this is the knot-type identification in the
Levi-Civita coordinates themselves. -/
theorem geometric_retrograde_leviCivita_transverse_hopf
    (μ c : ℝ) (hμ0 : 0 < μ) (hμ1 : μ < 1)
    (hc : belowFirstCriticalValue μ c)
    (φ : Flow ℝ (LeftEnergyState μ c))
    (hφ : IsLeviCivitaHamiltonianFlow μ c φ)
    (hanti : IsAntipodallyEquivariantFlow μ c φ)
    (δ : AntipodalPeriodicTrajectory φ)
    (hδ : IsGeometricBirkhoffRetrogradeTrajectory φ δ) :
    Nonempty (EquivariantTransverseHopfIsotopy
      (radialNormalize '' orbitSet (antipodalTrajectoryDoubleLift φ hanti δ))) := by sorry

end BirkhoffGlobalSection
Source
Hryniewicz--Salomao--Wysocki, arXiv:1912.01078v3, Section 1.3, paragraph after Definition 1.16 ('the retrograde orbit is a Hopf fiber, i.e., a 2-unknot with rational self-linking number -1/2'), https://arxiv.org/html/1912.01078v3; Hryniewicz--Salomao, arXiv:1505.02713v3, Section 1.3.1, https://arxiv.org/html/1505.02713v3. Star-shapedness of the Levi-Civita regularized component below the first critical value: Albers--Frauenfelder--van Koert--Paternain, The contact geometry of the restricted 3-body problem, Comm. Pure Appl. Math. 65 (2012), arXiv:1010.2140, https://arxiv.org/abs/1010.2140. Stated here in Levi-Civita coordinates, without a regularization model.

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