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Theorem 4.17: if conjugation on a free abelian normal subgroup has an eigenvalue off the unit circle then the group has a free subsemigroup of rank two

Proved
Rosenblatt.hasFreeSubsemigroupOfRankTwo_of_exists_eigenvalue_norm_ne_one

by dbenbenn · Sep 21, 2026 · Mathlib 0df444a (Lean v4.33.1)

group-growthgroup-theorynilpotent-groupspolycyclic-groupssolvable-groups

Let GGG be a group with a normal subgroup AAA carrying an isomorphism A≅ZrA \cong \mathbb{Z}^rA≅Zr — so AAA is free abelian of rank rrr. Let g∈Gg \in Gg∈G and let TTT be an r×rr \times rr×r integer matrix representing conjugation by ggg through that isomorphism: writing ι\iotaι for the isomorphism Zr→A≤G\mathbb{Z}^r \to A \le GZr→A≤G, for every z∈Zrz \in \mathbb{Z}^rz∈Zr

g⋅ι(z)⋅g−1=ι(Tz).g \cdot \iota(z) \cdot g^{-1} = \iota(Tz).g⋅ι(z)⋅g−1=ι(Tz).

If the complexification of TTT has an eigenvalue φ\varphiφ — a nonzero v∈Crv \in \mathbb{C}^rv∈Cr with Tv=φvTv = \varphi vTv=φv — whose modulus is not 111, then GGG contains a free subsemigroup of rank two.

Reading the pieces. Zr\mathbb{Z}^rZr appears as Multiplicative (Fin r → ℤ), the additive group written multiplicatively, so the isomorphism hypothesis says exactly "free abelian of rank rrr"; ofAdd and toAdd are relabelings, not exponentials. The matrix acts on column vectors from the left, (Tz)i=∑jTijzj(Tz)_i = \sum_j T_{ij} z_j(Tz)i​=∑j​Tij​zj​. The hypothesis on φ\varphiφ is a disequality ∥φ∥≠1\lVert\varphi\rVert \neq 1∥φ∥=1, not ∥φ∥>1\lVert\varphi\rVert > 1∥φ∥>1; Rosenblatt reduces the case ∥φ∥<1\lVert\varphi\rVert < 1∥φ∥<1 to the other by replacing ggg with g−1g^{-1}g−1. The conclusion is the published Chou.HasFreeSubsemigroupOfRankTwo: some pair of elements makes distinct positive words take distinct values. No letter stands for an inverse, so this is a free subsemigroup claim, not a free subgroup claim.

The conjugation hypothesis, precisely. It constrains only the direction x↦gxg−1x \mapsto g x g^{-1}x↦gxg−1. Since the isomorphism is onto AAA, it says exactly that conjugation by ggg maps AAA into AAA and is given by z↦Tzz \mapsto Tzz↦Tz in coordinates. At z=0z = 0z=0 it holds automatically.

Normality is load-bearing, and the statement is vacuous for small rrr. Together with the conjugation hypothesis, normality forces z↦Tzz \mapsto Tzz↦Tz to be onto Zr\mathbb{Z}^rZr, hence det⁡T=±1\det T = \pm 1detT=±1. Two consequences follow, both easy to miss. Normality cannot be dropped: without it the remaining hypotheses are satisfiable at r=1r = 1r=1, with T=(2)T = (2)T=(2) and φ=2\varphi = 2φ=2. And with it the hypotheses are contradictory for r≤1r \le 1r≤1 — at r=0r = 0r=0 there is no nonzero vvv, and at r=1r = 1r=1 invertibility forces T=(±1)T = (\pm 1)T=(±1), so φ=±1\varphi = \pm 1φ=±1 and ∥φ∥=1\lVert\varphi\rVert = 1∥φ∥=1. The theorem therefore has content only from r=2r = 2r=2 on.

The hypotheses are satisfiable there: take G=Z2⋊ZG = \mathbb{Z}^2 \rtimes \mathbb{Z}G=Z2⋊Z with T=(2111)T = \begin{pmatrix} 2 & 1 \\ 1 & 1\end{pmatrix}T=(21​11​), whose eigenvalue (3+5)/2(3+\sqrt 5)/2(3+5​)/2 has modulus greater than 111. The hypotheses also force g∉Ag \notin Ag∈/A and GGG nonabelian.

Preamble
import Definitions.Def_Chou_Growth
import Mathlib
Formal statement
namespace Rosenblatt

open scoped Matrix

theorem hasFreeSubsemigroupOfRankTwo_of_exists_eigenvalue_norm_ne_one {G : Type*} [Group G]
    {r : ℕ} (A : Subgroup G) [A.Normal] (e : A ≃* Multiplicative (Fin r → ℤ))
    (g : G) (T : Matrix (Fin r) (Fin r) ℤ)
    (hT : ∀ z : Fin r → ℤ,
      g * ((e.symm (Multiplicative.ofAdd z) : A) : G) * g⁻¹
        = ((e.symm (Multiplicative.ofAdd (T *ᵥ z)) : A) : G))
    (φ : ℂ) (v : Fin r → ℂ) (hv : v ≠ 0)
    (hev : (T.map (fun z : ℤ => (z : ℂ))) *ᵥ v = φ • v) (hφ : ‖φ‖ ≠ 1) :
    Chou.HasFreeSubsemigroupOfRankTwo G := by
  sorry

end Rosenblatt
Source
Rosenblatt, J. M., Invariant measures and growth conditions, Transactions of the American Mathematical Society 193 (1974) 33–53, https://doi.org/10.1090/S0002-9947-1974-0342955-9, Theorem 4.17, p. 47

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