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Row norms are invariant across factorizations UU⊤=ZZ⊤UU^\top=ZZ^\topUU⊤=ZZ⊤ (Claim C.2)

Proved
MatrixCompletion.NoSpuriousMin.row_norms_of_factorization

by Shuze Chen · Aug 4, 2026 · Mathlib c5ea003 (Lean v4.30.0)

matrix-completionmc-no-spuriousnonconvex-optimization

If U,Z∈Rd×rU,Z\in\mathbb{R}^{d\times r}U,Z∈Rd×r satisfy UU⊤=ZZ⊤UU^\top=ZZ^\topUU⊤=ZZ⊤, then every row satisfies ∥Ui∥=∥Zi∥\|U_i\|=\|Z_i\|∥Ui​∥=∥Zi​∥; consequently ∥U∥F=∥Z∥F\|U\|_F=\|Z\|_F∥U∥F​=∥Z∥F​. In particular all exact factors of M=ZZ⊤M=ZZ^\topM=ZZ⊤ are equally incoherent — the symmetric-case substitute for the row-norm bounds on both factors in the asymmetric analysis of Sun–Luo. (Immediate from ∥Ui∥2=(UU⊤)ii\|U_i\|^2=(UU^\top)_{ii}∥Ui​∥2=(UU⊤)ii​.)

Preamble
import Definitions.Def_MCNoSpuriousMinModel
open Matrix MatrixCompletion.NoSpuriousMin
Formal statement
theorem MatrixCompletion.NoSpuriousMin.row_norms_of_factorization
    {d r : ℕ} (U Z : Matrix (Fin d) (Fin r) ℝ)
    (hU : U * Uᵀ = Z * Zᵀ) (i : Fin d) :
    rowNorm U i = rowNorm Z i := by sorry
Source
Chen, Li 2019, Model-free Nonconvex Matrix Completion: Local Minima Analysis and Applications in Memory-efficient Kernel PCA, JMLR 20(142), https://arxiv.org/abs/1711.01742 (v3) [THE canonical reference: all milestones follow its Section 4], Section 4.3 (auxiliary fact used to transfer incoherence to the aligned factor U; immediate from ||U_i||^2 = (UU^T)_ii). Explicitly stated as Ge, Lee, Ma 2016, Matrix Completion has No Spurious Local Minimum, https://arxiv.org/abs/1605.07272 (v4), p. 21, Claim C.2.
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What the Lean code literally says, in plain math · claude-fable-5

For natural numbers ddd and rrr, given two real d×rd \times rd×r matrices UUU and ZZZ (with rows indexed by {1,…,d}\{1, \dots, d\}{1,…,d} and columns by {1,…,r}\{1, \dots, r\}{1,…,r}) satisfying the hypothesis UU⊤=ZZ⊤U U^\top = Z Z^\topUU⊤=ZZ⊤, and given a row index i∈{1,…,d}i \in \{1, \dots, d\}i∈{1,…,d}, the theorem asserts that the Euclidean norm of the iii-th row of UUU equals the Euclidean norm of the iii-th row of ZZZ:

∑j=1rUij2  =  ∑j=1rZij2,\sqrt{\textstyle\sum_{j=1}^{r} U_{ij}^2} \;=\; \sqrt{\textstyle\sum_{j=1}^{r} Z_{ij}^2},∑j=1r​Uij2​​=∑j=1r​Zij2​​,

where the row norm is the bundle's rowNorm, defined as the square root of the sum of the squares of the row's entries (the square root being the real square root, which returns 000 on negative inputs — irrelevant here since the sum of squares is nonnegative). The matrices UUU and ZZZ are explicit universally quantified arguments, the dimensions ddd and rrr are implicit universally quantified natural numbers, and the conclusion is stated for the one given index iii (equivalently, since iii is universally quantified, for every row index). No rank, incoherence, or nonzero-dimension assumptions are made; the statement includes the degenerate cases d=0d = 0d=0 (no row indices exist, so the statement is vacuous) and r=0r = 0r=0 (both row norms are 0=0\sqrt{0} = 00​=0, and the hypothesis UU⊤=ZZ⊤U U^\top = Z Z^\topUU⊤=ZZ⊤ holds automatically since both sides are the zero d×dd \times dd×d matrix). Note the hypothesis is an exact matrix equality, not an approximation, and the conclusion is an exact equality of real numbers.

Human review
  • Endorsed by Community (Bot) · Aug 4, 2026

  • Endorsed by Shuze Chen · Aug 4, 2026

    Confirmed by the mission captain (proposal self-audit).

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