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Siegel–Walfisz vocabulary: ψ(N;q,a)\psi(N;q,a)ψ(N;q,a), the zero-free region and exceptional sets

Definition
Davenport_siegelWalfisz

by alya · Sep 3, 2026 · Mathlib c5ea003 (Lean v4.30.0)

analytic-number-theorydirichlet-l-functionnumber-theorysiegel-walfiszthree-primes

The vocabulary for the Siegel–Walfisz theorem and the results of Davenport §§14, 18, 20–22 leading to it. Throughout, Λ\LambdaΛ is the von Mangoldt function, χ\chiχ a Dirichlet character modulo q≥1q \ge 1q≥1 with complex values, and L(s,χ)L(s,\chi)L(s,χ) Mathlib's analytically continued Dirichlet LLL-function (DirichletCharacter.LFunction). The character-twisted sum ψ(N,χ)=∑n<NΛ(n)χ(n)\psi(N,\chi)=\sum_{n<N}\Lambda(n)\chi(n)ψ(N,χ)=∑n<N​Λ(n)χ(n) is the platform definition Vino.vmSumChar.

  • psiAP N q a is the progression sum
ψ(N;q,a)=∑n<Nn≡a (mod q)Λ(n),\psi(N;q,a)=\sum_{\substack{n<N\\ n\equiv a\ (\mathrm{mod}\ q)}}\Lambda(n),ψ(N;q,a)=n<Nn≡a (mod q)​∑​Λ(n),

Davenport's ψ(x;q,a)\psi(x;q,a)ψ(x;q,a) (§20, first sentence) with the summation range n<Nn<Nn<N rather than n≤xn\le xn≤x — the convention of Vino.vmSumChar and ThreePrimes.SiegelWalfisz; the two differ by the single term Λ(N)≤log⁡N\Lambda(N)\le\log NΛ(N)≤logN.

  • regionBoundary c q s is the number 1−clog⁡(q(∣Im⁡s∣+2))1-\dfrac{c}{\log\bigl(q(|\operatorname{Im}s|+2)\bigr)}1−log(q(∣Ims∣+2))c​ and InRegion c q s is the closed condition Re⁡s≥1−clog⁡(q(∣Im⁡s∣+2))\operatorname{Re}s \ge 1-\dfrac{c}{\log\bigl(q(|\operatorname{Im}s|+2)\bigr)}Res≥1−log(q(∣Ims∣+2))c​: the classical zero-free region of Davenport §14 with constant ccc.

  • IsExceptionalSet c χ E says that E⊆CE\subseteq\mathbb CE⊆C is an admissible exceptional set for χ\chiχ with respect to the region constant ccc: EEE has at most one element; every element of EEE is a real zero β∈(0,1)\beta\in(0,1)β∈(0,1) of L(⋅,χ)L(\cdot,\chi)L(⋅,χ) lying in the region, and such an element can exist only if χ\chiχ is a real (quadratic) non-principal character; and L(s,χ)≠0L(s,\chi)\neq0L(s,χ)=0 at every point s≠1s\neq1s=1 of the region outside EEE. This packages the conclusion of Davenport §14 ("at most one exceptional real zero, and only for real χ\chiχ") as a predicate, so that the §20 estimate can be stated for an arbitrary region constant. Simplicity of the exceptional zero is asserted separately in the §14 theorem.

Definition code
/-
# Siegel–Walfisz: vocabulary (Davenport, *Multiplicative Number Theory*, 3rd ed., §§14, 18–22)

This file fixes the objects used to state the Siegel–Walfisz theorem and the results of
Davenport §§14, 18, 20, 21 that lead to it.  The character-twisted sum
`ψ(N, χ) = ∑_{n < N} Λ(n) χ(n)` is `Vino.vmSumChar q χ N` (platform definition
`Vino_dirichlet`), and `L(s, χ)` is Mathlib's `DirichletCharacter.LFunction`.

Convention: sums are over `n < N` with `N : ℕ` (as in `Vino.vmSumChar` and
`ThreePrimes.SiegelWalfisz`); Davenport sums over `n ≤ x`.  The two differ by the single
term `Λ(N) ≤ log N`, which is negligible against every error term below.
-/
import Definitions.Def_Vino_dirichlet
import Mathlib.NumberTheory.LSeries.DirichletContinuation
import Mathlib.NumberTheory.ArithmeticFunction.VonMangoldt
import Mathlib.NumberTheory.DirichletCharacter.Basic
import Mathlib.Analysis.SpecialFunctions.Pow.Real
import Mathlib.Analysis.SpecialFunctions.Log.Basic
import Mathlib.Data.Nat.Totient

open Finset

namespace Davenport

/-- `ψ(N; q, a) = ∑_{n < N, n ≡ a (mod q)} Λ(n)`, the von Mangoldt sum over an arithmetic
progression (Davenport §20, first sentence, with `n ≤ x` replaced by `n < N`). -/
noncomputable def psiAP (N q a : ℕ) : ℝ :=
  ∑ n ∈ range N,
    if (n : ZMod q) = (a : ZMod q) then (ArithmeticFunction.vonMangoldt n : ℝ) else 0

/-- The boundary `1 - c / log (q (|t| + 2))` of the classical zero-free region for
`L(s, χ)`, `χ` a character modulo `q`, at height `t = Im s` (Davenport §14). -/
noncomputable def regionBoundary (c : ℝ) (q : ℕ) (s : ℂ) : ℝ :=
  1 - c / Real.log ((q : ℝ) * (|s.im| + 2))

/-- `s` lies in the closed region `Re s ≥ 1 - c / log (q (|Im s| + 2))`. -/
def InRegion (c : ℝ) (q : ℕ) (s : ℂ) : Prop := regionBoundary c q s ≤ s.re

/-- `E` is an *exceptional set* for `χ` (modulo `q`) with respect to the region constant `c`:
`E` has at most one element; every element of `E` is a real zero of `L(·, χ)` in `(0, 1)` lying
in the region, and such an element can exist only when `χ` is a real (quadratic) non-principal
character;
and `L(s, χ) ≠ 0` at every `s ≠ 1` of the region `Re s ≥ 1 - c / log (q (|Im s| + 2))`
outside `E`.  (Davenport §14: "at most one exceptional real zero".) -/
def IsExceptionalSet {q : ℕ} [NeZero q] (c : ℝ) (χ : DirichletCharacter ℂ q) (E : Set ℂ) :
    Prop :=
  E.Subsingleton ∧
    (∀ z ∈ E, z.im = 0 ∧ 0 < z.re ∧ z.re < 1 ∧ InRegion c q z ∧
      DirichletCharacter.LFunction χ z = 0 ∧ χ.IsQuadratic ∧ χ ≠ 1) ∧
    ∀ s : ℂ, s ≠ 1 → InRegion c q s → s ∉ E → DirichletCharacter.LFunction χ s ≠ 0

end Davenport
Source
H. Davenport, Multiplicative Number Theory, 3rd ed. (revised by H. L. Montgomery), GTM 74, Springer, 2000, https://doi.org/10.1007/978-1-4757-5927-3; §14 (Zero-free regions for L(s,χ), pp. 88–96), §20 (first sentence, definition of ψ(x;q,a), pp. 121–125)
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What the Lean code literally says, in plain math · claude-opus-4-8

Davenport.psiAP

psiAP takes three natural-number arguments NNN, qqq, aaa and returns the real number

ψAP(N,q,a)  =  ∑n=0N−1{Λ(n),n≡a(modq),0,otherwise,\psi_{\mathrm{AP}}(N,q,a) \;=\; \sum_{n=0}^{N-1} \begin{cases} \Lambda(n), & n \equiv a \pmod q,\\[2pt] 0, & \text{otherwise,}\end{cases}ψAP​(N,q,a)=n=0∑N−1​{Λ(n),0,​n≡a(modq),otherwise,​

where Λ\LambdaΛ is the von Mangoldt function (Λ(n)=log⁡p\Lambda(n) = \log pΛ(n)=logp when nnn is a positive power of a prime ppp, and Λ(n)=0\Lambda(n)=0Λ(n)=0 otherwise, in particular Λ(0)=Λ(1)=0\Lambda(0)=\Lambda(1)=0Λ(0)=Λ(1)=0), its value being coerced from the extended-real/real-valued arithmetic function into R\mathbb{R}R. The index nnn runs over the finite range {0,1,…,N−1}\{0,1,\dots,N-1\}{0,1,…,N−1}: the lower endpoint 000 is included and the upper endpoint NNN is excluded, so the sum is over n<Nn < Nn<N strictly, and N=0N = 0N=0 gives the empty sum 000. The congruence test is performed by reducing both nnn and aaa from N\mathbb{N}N into Z/qZ\mathbb{Z}/q\mathbb{Z}Z/qZ and asking for equality there; consequently aaa is not required to lie in {0,…,q−1}\{0,\dots,q-1\}{0,…,q−1} (it is reduced modulo qqq), and no coprimality hypothesis gcd⁡(a,q)=1\gcd(a,q)=1gcd(a,q)=1 is imposed anywhere — aaa may share a factor with qqq, or be 000. Two degenerate moduli are silently included. If q=0q = 0q=0 then Z/0Z\mathbb{Z}/0\mathbb{Z}Z/0Z is Z\mathbb{Z}Z and the test becomes the equality of integers n=an = an=a, so the sum collapses to the single term Λ(a)\Lambda(a)Λ(a) when a<Na < Na<N and to 000 when a≥Na \ge Na≥N. If q=1q = 1q=1 then Z/1Z\mathbb{Z}/1\mathbb{Z}Z/1Z is trivial, the test always succeeds, and the sum is ∑n<NΛ(n)\sum_{n<N}\Lambda(n)∑n<N​Λ(n), i.e. the full Chebyshev sum over n<Nn < Nn<N with no congruence restriction at all. There is no hypothesis N>0N > 0N>0, q>0q > 0q>0, or any relation between NNN, qqq and aaa.

Davenport.regionBoundary

regionBoundary takes a real number ccc, a natural number qqq and a complex number sss, and returns the real number

β(c,q,s)  =  1−clog⁡(q⋅(∣Im⁡s∣+2)),\beta(c,q,s) \;=\; 1 - \frac{c}{\log\bigl(q \cdot (|\operatorname{Im} s| + 2)\bigr)},β(c,q,s)=1−log(q⋅(∣Ims∣+2))c​,

where qqq is coerced from N\mathbb{N}N to R\mathbb{R}R and the logarithm is the real logarithm. The value depends on sss only through ∣Im⁡s∣|\operatorname{Im} s|∣Ims∣; the real part of sss plays no role in the formula. The argument of the logarithm is q(∣t∣+2)q(|t|+2)q(∣t∣+2) with t=Im⁡st = \operatorname{Im} st=Ims, which is ≥2q\ge 2q≥2q and hence never negative. Edge cases arising from total-function conventions: if q=0q = 0q=0 the argument of the logarithm is 000, the convention log⁡0=0\log 0 = 0log0=0 applies, and division by 000 yields 000, so β(c,0,s)=1\beta(c,0,s) = 1β(c,0,s)=1 for every ccc and every sss. If q≥1q \ge 1q≥1 then q(∣t∣+2)≥2>1q(|t|+2) \ge 2 > 1q(∣t∣+2)≥2>1, so the logarithm is strictly positive and no division by zero occurs; in that case β<1\beta < 1β<1 when c>0c > 0c>0, β=1\beta = 1β=1 when c=0c = 0c=0, and β>1\beta > 1β>1 when c<0c < 0c<0. No hypothesis constrains ccc to be positive, small, or nonzero, and no hypothesis constrains qqq.

Davenport.InRegion

InRegion takes a real number ccc, a natural number qqq and a complex number sss and is the proposition

1−clog⁡(q(∣Im⁡s∣+2))  ≤  Re⁡s,1 - \frac{c}{\log\bigl(q(|\operatorname{Im} s| + 2)\bigr)} \;\le\; \operatorname{Re} s,1−log(q(∣Ims∣+2))c​≤Res,

that is, β(c,q,s)≤Re⁡s\beta(c,q,s) \le \operatorname{Re} sβ(c,q,s)≤Res with the boundary value of the previous definition. The inequality is non-strict, so points exactly on the boundary curve Re⁡s=β(c,q,s)\operatorname{Re} s = \beta(c,q,s)Res=β(c,q,s) belong to the region, and the region is unbounded to the right: every sss with sufficiently large real part qualifies, and there is no upper restriction on Re⁡s\operatorname{Re} sRes and no restriction on ∣Im⁡s∣|\operatorname{Im} s|∣Ims∣. Since β\betaβ ignores Re⁡s\operatorname{Re} sRes, the region is the set of s=σ+its = \sigma + its=σ+it with σ≥1−c/log⁡(q(∣t∣+2))\sigma \ge 1 - c/\log(q(|t|+2))σ≥1−c/log(q(∣t∣+2)). Degenerate readings follow from regionBoundary: when q=0q = 0q=0 the condition is exactly Re⁡s≥1\operatorname{Re} s \ge 1Res≥1; when q≥1q \ge 1q≥1 and c=0c = 0c=0 the condition is again exactly Re⁡s≥1\operatorname{Re} s \ge 1Res≥1; when q≥1q \ge 1q≥1 and c<0c < 0c<0 the condition is strictly stronger than Re⁡s≥1\operatorname{Re} s \ge 1Res≥1, namely Re⁡s≥1+∣c∣/log⁡(q(∣t∣+2))>1\operatorname{Re} s \ge 1 + |c|/\log(q(|t|+2)) > 1Res≥1+∣c∣/log(q(∣t∣+2))>1; only for c>0c > 0c>0 and q≥1q \ge 1q≥1 does the region reach to the left of the line Re⁡s=1\operatorname{Re} s = 1Res=1. Nothing here requires ccc to be small, so for large ccc the boundary may lie far to the left of 000 and the region may include points with negative real part.

Davenport.IsExceptionalSet

IsExceptionalSet takes an implicit natural number qqq together with the typeclass assumption that qqq is nonzero (so q≥1q \ge 1q≥1; the case q=0q = 0q=0 is excluded here, though q=1q = 1q=1 is not), an explicit real number ccc, a Dirichlet character χ\chiχ modulo qqq with values in C\mathbb{C}C, and a set E⊆CE \subseteq \mathbb{C}E⊆C; it is the conjunction of the following three statements.

  1. EEE has at most one element (it may be empty; it is not required to be nonempty).

  2. Every z∈Ez \in Ez∈E satisfies all seven of: Im⁡z=0\operatorname{Im} z = 0Imz=0 (so zzz is real); 0<Re⁡z0 < \operatorname{Re} z0<Rez; Re⁡z<1\operatorname{Re} z < 1Rez<1 (both inequalities strict, so zzz lies strictly inside the interval (0,1)(0,1)(0,1) of the real axis); zzz lies in the region of the previous definition, i.e. 1−c/log⁡(q(∣Im⁡z∣+2))≤Re⁡z1 - c/\log(q(|\operatorname{Im} z|+2)) \le \operatorname{Re} z1−c/log(q(∣Imz∣+2))≤Rez, which for such a zzz (having Im⁡z=0\operatorname{Im} z = 0Imz=0) reads Re⁡z≥1−c/log⁡(2q)\operatorname{Re} z \ge 1 - c/\log(2q)Rez≥1−c/log(2q); the analytically continued Dirichlet LLL-function satisfies L(z,χ)=0L(z,\chi) = 0L(z,χ)=0; the character χ\chiχ is quadratic (each of its values is 000, 111 or −1-1−1); and χ\chiχ is not the trivial character modulo qqq. Note that the last two conditions concern χ\chiχ alone but sit inside the quantifier over z∈Ez \in Ez∈E, so they are asserted only when EEE is nonempty: if E=∅E = \emptysetE=∅ this entire clause holds vacuously and χ\chiχ may be trivial or non-quadratic.

  3. For every complex sss with s≠1s \ne 1s=1, if sss lies in the region (1−c/log⁡(q(∣Im⁡s∣+2))≤Re⁡s1 - c/\log(q(|\operatorname{Im} s|+2)) \le \operatorname{Re} s1−c/log(q(∣Ims∣+2))≤Res) and s∉Es \notin Es∈/E, then L(s,χ)≠0L(s,\chi) \ne 0L(s,χ)=0. The point s=1s = 1s=1 is exempted unconditionally, whether or not it belongs to EEE; every other point of the region that is not the single possible member of EEE is asserted to be a non-zero of L(⋅,χ)L(\cdot,\chi)L(⋅,χ), including points with Re⁡s≥1\operatorname{Re} s \ge 1Res≥1 and points arbitrarily far to the right or with arbitrarily large imaginary part.

Several consequences of the literal statement are worth making explicit. There is no hypothesis on ccc at all: if c≤0c \le 0c≤0 (or, more generally, whenever the region contains no point with real part <1< 1<1, which by the analysis above happens for every c≤0c \le 0c≤0 since q≥1q \ge 1q≥1 forces log⁡(q(∣t∣+2))>0\log(q(|t|+2)) > 0log(q(∣t∣+2))>0), clause 2 cannot be satisfied by any zzz, so clause 1–2 force E=∅E = \emptysetE=∅ and the definition reduces to the assertion that L(s,χ)≠0L(s,\chi) \ne 0L(s,χ)=0 for all s≠1s \ne 1s=1 with Re⁡s≥1\operatorname{Re} s \ge 1Res≥1. Similarly, when q=1q = 1q=1 the only character modulo 111 is the trivial one, so the requirement χ≠1\chi \ne 1χ=1 in clause 2 fails and EEE is again forced to be empty. The definition does not assert that an exceptional set exists, nor that it is unique, nor that EEE is nonempty when χ\chiχ is quadratic; it is a predicate that a given EEE may or may not satisfy, and E=∅E = \emptysetE=∅ satisfies clauses 1 and 2 automatically. Nothing requires the element of EEE (when present) to be a simple zero, nor forbids other zeros of L(⋅,χ)L(\cdot,\chi)L(⋅,χ) outside the region, nor says anything about zeros at s=1s = 1s=1. Finally, χ\chiχ is only constrained through clause 2 (hence only when E≠∅E \ne \emptysetE=∅); no primitivity, no non-triviality and no quadraticity is assumed of χ\chiχ as a standing hypothesis of the definition.

Human review
  • Endorsed by Shuze Chen · Sep 3, 2026

  • Endorsed by alya · Sep 3, 2026

    Confirmed by the mission captain (proposal self-audit).

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