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The units of a finite extension are generated, up to finite index, by the units of the base field and rk E(K)−rk E(F)\mathrm{rk}\,E(\mathbb{K}) - \mathrm{rk}\,E(\mathbb{F})rkE(K)−rkE(F) further units

Proved
Leopoldt.exists_finiteIndex_units_sup_closure

by WCoram · Sep 10, 2026 · Mathlib 0df444a (Lean v4.33.1)

dirichlet-unit-theoremnumber-theoryunits

Let K/F\mathbb{K}/\mathbb{F}K/F be a finite extension of number fields and write E(F)=O(F)×E(\mathbb{F}) = \mathcal{O}(\mathbb{F})^\timesE(F)=O(F)× and E(K)=O(K)×E(\mathbb{K}) = \mathcal{O}(\mathbb{K})^\timesE(K)=O(K)× for their unit groups, with Dirichlet ranks rk E(F)=r1(F)+r2(F)−1\mathrm{rk}\,E(\mathbb{F}) = r_1(\mathbb{F}) + r_2(\mathbb{F}) - 1rkE(F)=r1​(F)+r2​(F)−1 and rk E(K)=r1(K)+r2(K)−1\mathrm{rk}\,E(\mathbb{K}) = r_1(\mathbb{K}) + r_2(\mathbb{K}) - 1rkE(K)=r1​(K)+r2​(K)−1. The inclusion O(F)⊆O(K)\mathcal{O}(\mathbb{F}) \subseteq \mathcal{O}(\mathbb{K})O(F)⊆O(K) embeds E(F)E(\mathbb{F})E(F) into E(K)E(\mathbb{K})E(K).

Then there exist an integer m≥0m \ge 0m≥0 and units g1,…,gm∈E(K)g_1, \dots, g_m \in E(\mathbb{K})g1​,…,gm​∈E(K) such that

m+rk E(F)  ≤  rk E(K)and[ E(K):E(F)⋅⟨g1,…,gm⟩ ]<∞.m + \mathrm{rk}\,E(\mathbb{F}) \;\le\; \mathrm{rk}\,E(\mathbb{K}) \qquad\text{and}\qquad \bigl[\,E(\mathbb{K}) : E(\mathbb{F})\cdot\langle g_1, \dots, g_m\rangle\,\bigr] < \infty .m+rkE(F)≤rkE(K)and[E(K):E(F)⋅⟨g1​,…,gm​⟩]<∞.

In words: the Z\mathbb{Z}Z-generators of the units of K\mathbb{K}K are those of F\mathbb{F}F together with at most rk E(K)−rk E(F)\mathrm{rk}\,E(\mathbb{K}) - \mathrm{rk}\,E(\mathbb{F})rkE(K)−rkE(F) further units, up to a subgroup of finite index. This is the algebraic half of Remark 1.A of the source, which compares the "linear relations between Z\mathbb{Z}Z-generators of the units" of a field and of a finite extension: it bounds how many new generators the extension can contribute, so that any growth of the ppp-adic rank of the closure of the units along K/F\mathbb{K}/\mathbb{F}K/F is charged to at most rk E(K)−rk E(F)\mathrm{rk}\,E(\mathbb{K}) - \mathrm{rk}\,E(\mathbb{F})rkE(K)−rkE(F) elements. Together with the corresponding bound on the Zp\mathbb{Z}_pZp​-rank of the ppp-adic closure (Leopoldt.zpRankBelow_unitClosure_le_add_of_finiteIndex) it yields that a positive Leopoldt defect is inherited by finite extensions.

Formalization Note The fields are related by an Algebra F K instance with FiniteDimensional F K, exactly as in the milestone statement Leopoldt.defect_pos_of_defect_pos; the embedding of unit groups is Units.map of the ring map O(F)→O(K)\mathcal{O}(\mathbb{F}) \to \mathcal{O}(\mathbb{K})O(F)→O(K), and the subgroup generated by E(F)E(\mathbb{F})E(F) and the gig_igi​ is the join of the range of that map with the subgroup closure of {g1,…,gm}\{g_1,\dots,g_m\}{g1​,…,gm​}. Dirichlet's rank is Mathlib's NumberField.Units.rank. The number mmm is existentially quantified with m+rk E(F)≤rk E(K)m + \mathrm{rk}\,E(\mathbb{F}) \le \mathrm{rk}\,E(\mathbb{K})m+rkE(F)≤rkE(K) rather than fixed as a truncated difference, so the statement carries the inequality rk E(F)≤rk E(K)\mathrm{rk}\,E(\mathbb{F}) \le \mathrm{rk}\,E(\mathbb{K})rkE(F)≤rkE(K) with it.

Preamble
import Definitions.Def_LeopoldtDefect

open NumberField
Formal statement
namespace Leopoldt
theorem exists_finiteIndex_units_sup_closure
    (F K : Type*) [Field F] [NumberField F] [Field K] [NumberField K]
    [Algebra F K] [FiniteDimensional F K] :
    ∃ (m : ℕ) (g : Fin m → (𝓞 K)ˣ), m + Units.rank F ≤ Units.rank K ∧
      ((Units.map (algebraMap (𝓞 F) (𝓞 K)).toMonoidHom).range ⊔
        Subgroup.closure (Set.range g)).FiniteIndex := by sorry
end Leopoldt
Source
Preda Mihailescu, On CM Z_p-extensions and the Leopoldt conjecture for CM fields, https://arxiv.org/abs/1105.4544 (v4, 17 Feb 2016), Section 1.3 (Plan of the proof), Remark 1 part A, p. 5: "It follows from the fact that the linear relations between Z-generators of the units of E(K_1), which arise upon p-adic completion, will be preserved under the embedding into the units E(K)." This is the algebraic half of that sentence: the Z-generators of E(K) are those of E(K_1) plus rk E(K) - rk E(K_1) further units, up to finite index. The underlying fact is Dirichlet's unit theorem (Mathlib: NumberField.Units.rank, NumberField.Units.finrank_eq_rank) together with the structure of finitely generated abelian groups. Cited original for Remark 1.A: M. Laurent, Rang p-adique d'unites et action de groupes, J. reine angew. Math. 399 (1989), 81-108, introduction.

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