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Lemma 4.1 — regularized position bound

Proved
BirkhoffRestrictedThreeBody.position_bound

by Yivy Yu · Sep 10, 2026 · Mathlib 0df444a (Lean v4.33.1)

celestial-mechanicsdynamical-systemshamiltonian-dynamics

Let 0≤μ≤120\le\mu\le\tfrac120≤μ≤21​ and c≥2.1c\ge2.1c≥2.1. On the compact component Σμ,c\Sigma_{\mu,c}Σμ,c​ of the Levi-Civita-regularized energy hypersurface corresponding to the primary at q=(−μ,0)q=(-\mu,0)q=(−μ,0), every state (z1,z2,w1,w2)(z_1,z_2,w_1,w_2)(z1​,z2​,w1​,w2​) satisfies

2(z12+z22)≤35.2(z_1^2+z_2^2)\le\frac35.2(z12​+z22​)≤53​.

Equivalently, the regularized position coordinate remains in the disk of squared radius 3/103/103/10. This a priori estimate is the “in particular” conclusion of Lemma 4.1 and is used to confine the component before checking its curvature.

Formalization Note. The component is selected inside Kμ,c−1(0)∩{D>0}K_{\mu,c}^{-1}(0)\cap\{D>0\}Kμ,c−1​(0)∩{D>0} by the base point (0,0,1−μ,0)(0,0,\sqrt{1-\mu},0)(0,0,1−μ​,0); all parameter endpoints are included.

Preamble
import Definitions.Def_BirkhoffRestrictedThreeBody
Formal statement
namespace BirkhoffRestrictedThreeBody

/-- The `2|z|² ≤ 3/5` consequence of Joung--van Koert, Lemma 4.1. -/
theorem position_bound (μ c : ℝ) (hμ0 : 0 ≤ μ) (hμhalf : μ ≤ 1 / 2)
    (hc : 21 / 10 ≤ c) (s : Phase) (hs : s ∈ leftEnergyComponent μ c) :
    2 * zNormSq s ≤ 3 / 5 := by sorry

end BirkhoffRestrictedThreeBody
Source
Joung--van Koert, Computational symplectic topology and symmetric orbits in the restricted three-body problem, https://arxiv.org/abs/2407.19159, p. 19, Lemma 4.1 (in particular clause).
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What the Lean code literally says, in plain math · gpt-5

For every pair of real numbers μ,c\mu,cμ,c satisfying 0≤μ≤120\le \mu\le \tfrac120≤μ≤21​ and c≥2110c\ge \tfrac{21}{10}c≥1021​, and every point s=(z1,z2,w1,w2)∈R4s=(z_1,z_2,w_1,w_2)\in\mathbb R^4s=(z1​,z2​,w1​,w2​)∈R4 lying in the connected component, within the set Lμ,cL_{\mu,c}Lμ,c​, that contains ℓμ=(0,0,1−μ,0)\ell_\mu=(0,0,\sqrt{1-\mu},0)ℓμ​=(0,0,1−μ​,0), where Lμ,cL_{\mu,c}Lμ,c​ consists exactly of the points x=(z1,z2,w1,w2)x=(z_1,z_2,w_1,w_2)x=(z1​,z2​,w1​,w2​) such that Kμ,c(x)=0K_{\mu,c}(x)=0Kμ,c​(x)=0 and D(x)>0D(x)>0D(x)>0, with

D(x)=(2(z12−z22)−1)2+(4z1z2)2D(x)=\bigl(2(z_1^2-z_2^2)-1\bigr)^2+(4z_1z_2)^2D(x)=(2(z12​−z22​)−1)2+(4z1​z2​)2

and

Kμ,c(x)=w12+w222+c(z12+z22)−1−μ2+2(z12+z22)(z1w2−z2w1)−μ(z1w2+z2w1)−μ(z12+z22)D(x),K_{\mu,c}(x)=\frac{w_1^2+w_2^2}{2}+c(z_1^2+z_2^2)-\frac{1-\mu}{2}+2(z_1^2+z_2^2)(z_1w_2-z_2w_1)-\mu(z_1w_2+z_2w_1)-\frac{\mu(z_1^2+z_2^2)}{\sqrt{D(x)}},Kμ,c​(x)=2w12​+w22​​+c(z12​+z22​)−21−μ​+2(z12​+z22​)(z1​w2​−z2​w1​)−μ(z1​w2​+z2​w1​)−D(x)​μ(z12​+z22​)​,

one has the non-strict bound 2(z12+z22)≤352(z_1^2+z_2^2)\le \tfrac352(z12​+z22​)≤53​. The endpoint cases μ=0\mu=0μ=0, μ=12\mu=\tfrac12μ=21​, and c=2110c=\tfrac{21}{10}c=1021​ are included; D(x)>0D(x)>0D(x)>0 ensures that the displayed square-root denominator is positive on Lμ,cL_{\mu,c}Lμ,c​, and the hypotheses on μ\muμ ensure that ℓμ∈Lμ,c\ell_\mu\in L_{\mu,c}ℓμ​∈Lμ,c​, so the specified component is nonempty. No collision-free condition, flow, periodic-orbit, convexity, or separate restriction on w1,w2w_1,w_2w1​,w2​ is assumed beyond membership in that component.

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