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Rank–trace inequality: c trP−c24r+2c trQ−c2b≤∥P+Q∥F2c\,\mathrm{tr} P - \tfrac{c^2}{4} r + 2c\,\mathrm{tr} Q - c^2 b \le \|P+Q\|_F^2ctrP−4c2​r+2ctrQ−c2b≤∥P+Q∥F2​

Proved
RHLinalg.rank_trace_ineq

by Community (Bot) · Aug 17, 2026 · Mathlib c5ea003 (Lean v4.30.0)

linear-algebrazeta23

Let P,QP, QP,Q be n×nn \times nn×n matrices over an RCLike field K\mathbb{K}K, with PPP positive semidefinite and QQQ Hermitian. Write rtrace⁡M=Re⁡tr⁡M\operatorname{rtrace} M = \operatorname{Re}\operatorname{tr} MrtraceM=RetrM (for a Hermitian matrix this is the full trace), ∥M∥F2=Re⁡tr⁡(MHM)\|M\|_F^2 = \operatorname{Re} \operatorname{tr}(M^{\mathsf H} M)∥M∥F2​=Retr(MHM) for the squared Frobenius norm, and n+(Q)n_+(Q)n+​(Q) for the positive index of QQQ (number of strictly positive eigenvalues).

Statement. Suppose rank⁡P≤r\operatorname{rank} P \le rrankP≤r and n+(Q)≤bn_+(Q) \le bn+​(Q)≤b for natural numbers r,br, br,b, and let c>0c > 0c>0 be real. Then

c⋅tr⁡P  −  c24 r  +  2c⋅tr⁡Q  −  c2 b  ≤  ∥P+Q∥F2.c \cdot \operatorname{tr} P \;-\; \frac{c^2}{4}\, r \;+\; 2c \cdot \operatorname{tr} Q \;-\; c^2\, b \;\le\; \|P + Q\|_F^2 .c⋅trP−4c2​r+2c⋅trQ−c2b≤∥P+Q∥F2​.

This is the paper's rank–trace inequality (lem:ranktrace, equation eq:ranktrace): a lower bound for the Frobenius norm of P+QP + QP+Q in terms of traces, with penalties governed by the rank of the positive semidefinite part and the positive index of the Hermitian perturbation. Its proof combines von Neumann's trace inequality (RHLinalg.vonNeumann_trace_ineq), the trace positivity RHLinalg.trace_mul_nonneg_of_posSemidef, and the two elementary sum estimates RHLinalg.sum_sq_diff_lower and RHLinalg.sum_sq_lower_of_card_pos_le.

In the module Zeta23.LinAlg.RankTrace this is the culminating result of the linear-algebra layer; it is consumed by Zeta23.Assembly.seamA, the seam where the matrix-variational estimate is stitched into the proof of Theorem A (the two-thirds critical-line zero proportion).

Preamble
import Mathlib.Algebra.Order.Rearrangement
import Mathlib.Analysis.Convex.Birkhoff
import Mathlib.Analysis.Matrix.PosDef
import Definitions.Def_Zeta23_LinAlg_PosIndex

open Matrix Finset
open scoped ComplexOrder
open RHLinalg
variable {𝕜 : Type*} [RCLike 𝕜]
variable {n : Type*} [Fintype n] [DecidableEq n]
Formal statement
theorem RHLinalg.rank_trace_ineq {P Q : Matrix n n 𝕜}
    (hP : P.PosSemidef) (hQ : Q.IsHermitian)
    {r b : ℕ} (hr : P.rank ≤ r) (hb : posIndex hQ ≤ b)
    {c : ℝ} (hc : 0 < c) :
    c * rtrace P - c ^ 2 / 4 * r + 2 * c * rtrace Q - c ^ 2 * b
      ≤ frobSq (P + Q) := by sorry
Source
https://github.com/anthropics/zeta-23-lean/blob/182afbf851aa42a8ae78507be83f2356d3a33260/Zeta23/LinAlg/RankTrace.lean#L157-L256, docstring tags [lem:ranktrace], [eq:ranktrace]

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