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A long saddle-center segment forces transverse winding above one

Proved
BirkhoffGlobalSection.saddle_center_long_residence_transverse_winding

by caleb · Sep 28, 2026 · Mathlib 0df444a (Lean v4.33.1)

dynamical-systemssymplectic-geometry

Write Kμ,cK_{\mu,c}Kμ,c​ for the Levi–Civita Hamiltonian and Σμ,c\Sigma_{\mu,c}Σμ,c​ for its selected left component. There are an open neighborhood UUU of both reference saddles s±=(±12,0,0,0)s_\pm=(\pm\tfrac12,0,0,0)s±​=(±21​,0,0,0) and constants ε,η,L>0\varepsilon,\eta,L>0ε,η,L>0 with the following property. Suppose

0<μ<1,∣μ−12∣<ε,c<2+η,−c<h1(μ).0<\mu<1,\qquad |\mu-\tfrac12|<\varepsilon,\qquad c<2+\eta,\qquad -c<h_1(\mu).0<μ<1,∣μ−21​∣<ε,c<2+η,−c<h1​(μ).

For every closed Hamiltonian solution xxx in Σμ,c\Sigma_{\mu,c}Σμ,c​ with period TTT, a resident segment satisfying

L<T,x([a,a+L])⊂UL<T,\qquad x([a,a+L])\subset UL<T,x([a,a+L])⊂U

forces the transverse linearized flow to turn every nonzero transverse tangent vector through more than one full positive turn over [0,T][0,T][0,T] in the global quaternionic frame.

This isolates the index estimate from the separate dynamical assertion that sufficiently close visits force long residence.

Formalization Note This is the long-segment consequence of the source's Section 7 argument, expressed directly for the Levi–Civita Hamiltonian. The obligation includes complementary-arc index control, passage from the ambient index to transverse winding, and the change of initial time. It does not assume these conversion results.

Preamble
import Definitions.Def_BirkhoffGlobalSection_DynamicalConvexity
Formal statement
namespace BirkhoffGlobalSection

/-- The index estimate for a closed orbit with a sufficiently long segment
contained in a small saddle-center neighborhood. This isolates the variational
and index-theoretic part of Liu--Salomao, Section 7, from the residence-time
argument. The interval has length strictly less than the period, leaving a
complementary arc whose index loss must also be controlled. -/
theorem saddle_center_long_residence_transverse_winding :
    ∃ U : Set Phase, IsOpen U ∧
      (![1 / 2, 0, 0, 0] : Phase) ∈ U ∧ (![-(1 / 2), 0, 0, 0] : Phase) ∈ U ∧
      ∃ ε η L : ℝ, 0 < ε ∧ 0 < η ∧ 0 < L ∧
        ∀ μ c : ℝ, 0 < μ → μ < 1 →
          |μ - 1 / 2| < ε → c < 2 + η → belowFirstCriticalValue μ c →
          ∀ (x : ℝ → Phase) (T : ℝ),
            IsPeriodicHamiltonianSolutionIn (leviCivitaHamiltonian μ c)
              (leftEnergyComponent μ c) x T →
            L < T →
            (∃ a : ℝ, ∀ t ∈ Set.Icc a (a + L), x t ∈ U) →
            HasTransverseWindingAboveOne (leviCivitaHamiltonian μ c) x T := by sorry

end BirkhoffGlobalSection
Source
Liu–Salomão, Finite energy foliations and global dynamics in the restricted three-body problem, https://arxiv.org/html/2506.17867v2#S7. Section 7: Eq. (7.7), Proposition 7.1, and the last two paragraphs of the proof of Theorem 1.8; subcritical application in Section 10. Adaptation of the index argument to Levi–Civita coordinates and the quaternionic winding definition.

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