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Tao Section 5: summing the Type I envelope over blocks

Proved
TaoFivePrimes.theorem51_typeI_block_summation

by Hartmann_Psi · Sep 14, 2026 · Mathlib 0df444a (Lean v4.33.1)

analytic-number-theoryexponential-sumsgoldbachnumber-theory

Summing the Type I pointwise envelope. Let q≥4q\ge4q≥4 with (a,q)=1(a,q)=1(a,q)=1, let 4α=aq+β4\alpha=\frac aq+\beta4α=qa​+β with ∣β∣≤q−2|\beta|\le q^{-2}∣β∣≤q−2, let x>0x>0x>0 and U,V≥40U,V\ge40U,V≥40 with UV≤x4UV\le\frac x4UV≤4x​, and let WWW be any nonnegative function on the positive odd integers d≤UVd\le UVd≤UV satisfying the pointwise envelope

W(d) ≤ min⁡(12xdlog⁡x+4(log⁡2)log⁡2x, 4(log⁡2)log⁡2x∣sin⁡(2πdα)∣)W(d)\ \le\ \min\Bigl(\frac12\frac xd\log x+4(\log2)\log 2x,\ \frac{4(\log2)\log 2x}{|\sin(2\pi d\alpha)|}\Bigr)W(d) ≤ min(21​dx​logx+4(log2)log2x, ∣sin(2πdα)∣4(log2)log2x​)

(the second alternative dropped when the sine vanishes). Then

∑d≤UVd oddW(d) ≤ 0.5 xq(log⁡x)(log⁡(2UVq+4)+4)+0.89(UV+52q)(8+log⁡q)log⁡(2x).\sum_{\substack{d\le UV\\ d\text{ odd}}}W(d)\ \le\ 0.5\,\frac xq(\log x)\Bigl(\log\Bigl(\frac{2UV}{q}+4\Bigr)+4\Bigr)+0.89\Bigl(UV+\frac52q\Bigr)(8+\log q)\log(2x).d≤UVd odd​∑​W(d) ≤ 0.5qx​(logx)(log(q2UV​+4)+4)+0.89(UV+25​q)(8+logq)log(2x).

This is the combinatorial half of the source's Type I estimate, separated from the analysis that produces the envelope. The argument splits the range of ddd: for d≤q2d\le\frac q2d≤2q​ one has ∥4dα∥R/Z≥1q−q/2q2=12q\|4d\alpha\|_{\mathbb R/\mathbb Z}\ge\frac1q-\frac{q/2}{q^2}=\frac1{2q}∥4dα∥R/Z​≥q1​−q2q/2​=2q1​, hence 1∣sin⁡(2πdα)∣≤2q\frac1{|\sin(2\pi d\alpha)|}\le2q∣sin(2πdα)∣1​≤2q, and the odd-restricted Vinogradov lemma bounds that contribution; for each subsequent block 2jq+q2<d≤2(j+1)q+q22jq+\frac q2<d\le2(j+1)q+\frac q22jq+2q​<d≤2(j+1)q+2q​ the same lemma applies with the first alternative frozen at the left endpoint of the block, and the resulting harmonic sum over blocks is estimated by an integral test.

Why the additive 4 The integral test compares the decreasing summand with the integral over the preceding block of length 2q2q2q, which covers the blocks j≥1j\ge1j≥1 but not j=0j=0j=0; the uncovered term is xq/2=x2q⋅4\frac{x}{q/2}=\frac{x}{2q}\cdot4q/2x​=2qx​⋅4. At q=4q=4q=4, UV=40UV=40UV=40 the sum ∑0≤j≤4x2⋅4j+2\sum_{0\le j\le4}\frac{x}{2\cdot4j+2}∑0≤j≤4​2⋅4j+2x​ equals 0.7235x0.7235x0.7235x while x8log⁡24=0.3973x\frac x8\log24=0.3973x8x​log24=0.3973x. The statement above carries the restored term; the source's display omits it.

Formalization Note WWW is an arbitrary nonnegative function on N\mathbb NN constrained only on the positive odd d≤UVd\le UVd≤UV, so the statement is exactly the passage from the envelope to the two terms and carries no information about the exponential sums themselves. The index set is the platform's theorem51Divisors U V.

Preamble
import Mathlib
import Definitions.Def_TaoFivePrimes_Theorem51Sums

open Finset
Formal statement
theorem TaoFivePrimes.theorem51_typeI_block_summation
    (alpha beta : ℝ) (a : ℤ) (q : ℕ) (hq : 4 ≤ q) (haq : Nat.Coprime a.natAbs q)
    (halpha : 4 * alpha = (a : ℝ) / q + beta) (hbeta : |beta| ≤ 1 / (q : ℝ) ^ 2)
    (x U V : ℝ) (hx : 0 < x) (hU40 : 40 ≤ U) (hV40 : 40 ≤ V) (hUV : U * V ≤ x / 4)
    (W : ℕ → ℝ) (hW0 : ∀ d, 0 ≤ W d)
    (hWb : ∀ d ∈ TaoFivePrimes.theorem51Divisors U V,
        W d ≤ (if Real.sin (Real.pi * (2 * alpha) * (d : ℝ)) = 0 then
                  (1 / 2) * (x / (d : ℝ)) * Real.log x + 4 * Real.log 2 * Real.log (2 * x)
                else min ((1 / 2) * (x / (d : ℝ)) * Real.log x
                    + 4 * Real.log 2 * Real.log (2 * x))
                  (4 * Real.log 2 * Real.log (2 * x)
                    / |Real.sin (Real.pi * (2 * alpha) * (d : ℝ))|))) :
    (∑ d ∈ TaoFivePrimes.theorem51Divisors U V, W d)
      ≤ 0.5 * (x / q) * Real.log x * (Real.log (2 * U * V / q + 4) + 4)
        + 0.89 * (U * V + (5 / 2) * q) * (8 + Real.log q) * Real.log (2 * x) := by sorry
Source
Terence Tao, "Every odd number greater than 1 is the sum of at most five primes", Mathematics of Computation 83 (2014), 997-1038; arXiv:1201.6656, https://arxiv.org/abs/1201.6656, Section 5, estimation of the Type I sum, the block decomposition and integral test, with the first term weakened to match that integral test

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