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Proposition 4.4 — positive tangential Hessian

Proved
BirkhoffGlobalSection.positive_tangential_hessian

by Yivy Yu · Sep 12, 2026 · Mathlib 0df444a (Lean v4.33.1)

celestial-mechanicsdynamical-systemshamiltonian-dynamics

Let 0≤μ≤1/20\leq\mu\leq1/20≤μ≤1/2 and 2.1≤c≤2.1+10−62.1\leq c\leq2.1+10^{-6}2.1≤c≤2.1+10−6. The Levi-Civita Hamiltonian is C2C^2C2 at every point of the selected energy component, and its tangential Hessian is positive definite: for every nonzero vvv with dKμ,c(s)[v]=0dK_{\mu,c}(s)[v]=0dKμ,c​(s)[v]=0,

d(x↦dKμ,c(x)[v])(s)[v]>0.d\bigl(x\mapsto dK_{\mu,c}(x)[v]\bigr)(s)[v]>0.d(x↦dKμ,c​(x)[v])(s)[v]>0.

This is the positive-tangential-Hessian clause of Joung--van Koert, Proposition 4.4. The statement deliberately does not use this clause alone as the definition of a convex body. The cited computation uses CAPD 5.3.0 and the batch scripts in the public soir/convexity directory.

Preamble
import Definitions.Def_BirkhoffGlobalSection
Formal statement
namespace BirkhoffGlobalSection

/-- Joung--van Koert, Proposition 4.4: the tangential Hessian is positive
definite throughout the validated parameter interval. -/
theorem positive_tangential_hessian (μ c : ℝ)
    (hμ0 : 0 ≤ μ) (hμhalf : μ ≤ 1 / 2)
    (hc0 : 21 / 10 ≤ c) (hc1 : c ≤ 21 / 10 + 1 / 1000000) :
    HasPositiveTangentialHessianOn
      (leviCivitaHamiltonian μ c) (leftEnergyComponent μ c) := by sorry

end BirkhoffGlobalSection
Source
Joung--van Koert, Proposition 4.4, https://arxiv.org/abs/2407.19159v3. The formal row asserts the positive-tangential-Hessian clause, not the proposition's separate Gauss--Kronecker-curvature conclusion.
Read-back

What the Lean code literally says, in plain math · OpenAI Codex

Read-back model: OpenAI Codex. File SHA-256: f9b5571cc8696e0045a89a4c1399044497f8081d65a5c86bb157404ca02b5fb5. This declaration is an admitted by sorry goal, not a proved theorem. For every real μ,cμ,cμ,c in the closed rectangle 0≤μ≤1/20≤μ≤1/20≤μ≤1/2 and 2.1≤c≤2.1000012.1≤c≤2.1000012.1≤c≤2.100001, let CCC be the connected component, based at (0,0,1−μ,0)(0,0,\sqrt{1-μ},0)(0,0,1−μ​,0), of the set where the Levi–Civita Hamiltonian Kμ,cK_{μ,c}Kμ,c​ is zero and secondCollisionDistanceSq is positive. The conclusion says that Kμ,cK_{μ,c}Kμ,c​ is C2C^2C2 at every s∈Cs∈Cs∈C and that, for every s∈Cs∈Cs∈C and every nonzero phase vector vvv with DKμ,c(s)v=0D K_{μ,c}(s)v=0DKμ,c​(s)v=0, one has D(x↦DKμ,c(x)v)(s)v>0D(x↦D K_{μ,c}(x)v)(s)v>0D(x↦DKμ,c​(x)v)(s)v>0. The direction condition is membership in the kernel of the first derivative, not a separately defined tangent space of CCC. The conclusion does not require DKμ,c(s)≠0D K_{μ,c}(s)\ne0DKμ,c​(s)=0, assert that CCC is a hypersurface or bounds a convex body, or state positivity in directions outside that kernel; if CCC is empty, both universal clauses are vacuous.

Human review
  • Endorsed by Shuze Chen · Sep 12, 2026

  • Endorsed by Yivy Yu · Sep 12, 2026

    Confirmed by the mission captain (proposal self-audit).

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