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A normal form is nontrivial

Proved
CannonFloydParry.word_ne_one_of_isNormalFormData

by dbenbenn · Sep 16, 2026 · Mathlib 0df444a (Lean v4.33.1)

combinatoricsgroup-theorythompsons-grouptree-diagrams

If two lists of nonnegative integers satisfy the normal form conditions, then the element

X0b0⋯Xnbn Xn−an⋯X0−a0X_0^{b_0} \cdots X_n^{b_n} \, X_n^{-a_n} \cdots X_0^{-a_0}X0b0​​⋯Xnbn​​Xn−an​​⋯X0−a0​​

they determine is not the identity of FFF.

This is the converse direction of Corollary-Definition 2.7: not only does every nontrivial element have normal-form data, but every admissible choice of data names a nontrivial element.

Preamble
import Definitions.Def_CannonFloydParry
import Definitions.Def_CannonFloydParry_Trees
import Definitions.Def_CannonFloydParry_TreeDiagrams
import Mathlib
Formal statement
namespace CannonFloydParry

theorem word_ne_one_of_isNormalFormData {as bs : List ℕ} (h : IsNormalFormData as bs) :
    word bs * (word as)⁻¹ ≠ 1 := by
  sorry

end CannonFloydParry
Source
Cannon, J. W., Floyd, W. J., Parry, W. R., Introductory notes on Richard Thompson's groups, L'Enseignement Mathematique (2) 42 (1996) 215-256, https://doi.org/10.5169/seals-87877, section 2 p. 224, Corollary-Definition 2.7, final sentence
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What the Lean code literally says, in plain math · claude-opus-5

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The ambient group

Let

I  =  { x∈R  :  0≤x≤1 }  =  [0,1],I \;=\; \{\, x \in \mathbb{R} \;:\; 0 \le x \le 1 \,\} \;=\; [0,1],I={x∈R:0≤x≤1}=[0,1],

carried with the order it inherits from R\mathbb{R}R, and let

G  =  Aut⁡≤(I)G \;=\; \operatorname{Aut}_{\le}(I)G=Aut≤​(I)

be the set of all order isomorphisms of III: bijections f:I→If : I \to If:I→I such that x≤yx \le yx≤y if and only if f(x)≤f(y)f(x) \le f(y)f(x)≤f(y) (equivalently, strictly increasing bijections of [0,1][0,1][0,1]). No continuity, smoothness or piecewise-linearity is built into GGG; it is the full group of order-preserving bijections of the interval.

GGG is a group under composition, with the convention that in a product the right-hand factor acts first:

(f⋅g)(x)  =  f(g(x))for all x∈I.(f \cdot g)(x) \;=\; f\bigl(g(x)\bigr) \qquad\text{for all } x \in I .(f⋅g)(x)=f(g(x))for all x∈I.

Its identity element 111 is the identity map of III, the inverse f−1f^{-1}f−1 is the inverse bijection, and for a natural number ccc the power fcf^{c}fc is the ccc-fold composite of fff with itself, with f0=1f^{0} = 1f0=1.

All equalities and inequalities of elements below are equalities and inequalities in GGG — that is, of order isomorphisms; two elements of GGG are equal exactly when their underlying functions [0,1]→[0,1][0,1] \to [0,1][0,1]→[0,1] agree, so this is the same as equality of maps.

Two distinguished elements of GGG

Let A∈GA \in GA∈G be the strictly increasing, continuous, piecewise-linear bijection of [0,1][0,1][0,1] given by

A(x)  =  {x/2,0≤x≤1/2,x−1/4,1/2≤x≤3/4,2x−1,3/4≤x≤1,A(x) \;=\; \begin{cases} x/2, & 0 \le x \le 1/2,\\[2pt] x - 1/4, & 1/2 \le x \le 3/4,\\[2pt] 2x - 1, & 3/4 \le x \le 1, \end{cases}A(x)=⎩⎨⎧​x/2,x−1/4,2x−1,​0≤x≤1/2,1/2≤x≤3/4,3/4≤x≤1,​

whose breakpoint data is A(0)=0A(0) = 0A(0)=0, A(1/2)=1/4A(1/2) = 1/4A(1/2)=1/4, A(3/4)=1/2A(3/4) = 1/2A(3/4)=1/2, A(1)=1A(1) = 1A(1)=1 (the three formulas agree at the overlaps, so AAA is well defined and continuous).

Let B∈GB \in GB∈G be the strictly increasing, continuous, piecewise-linear bijection of [0,1][0,1][0,1] given by

B(x)  =  {x,0≤x≤1/2,x/2+1/4,1/2≤x≤3/4,x−1/8,3/4≤x≤7/8,2x−1,7/8≤x≤1,B(x) \;=\; \begin{cases} x, & 0 \le x \le 1/2,\\[2pt] x/2 + 1/4, & 1/2 \le x \le 3/4,\\[2pt] x - 1/8, & 3/4 \le x \le 7/8,\\[2pt] 2x - 1, & 7/8 \le x \le 1, \end{cases}B(x)=⎩⎨⎧​x,x/2+1/4,x−1/8,2x−1,​0≤x≤1/2,1/2≤x≤3/4,3/4≤x≤7/8,7/8≤x≤1,​

whose breakpoint data is B(0)=0B(0)=0B(0)=0, B(1/2)=1/2B(1/2) = 1/2B(1/2)=1/2, B(3/4)=5/8B(3/4) = 5/8B(3/4)=5/8, B(7/8)=3/4B(7/8) = 3/4B(7/8)=3/4, B(1)=1B(1) = 1B(1)=1. So BBB is the identity on [0,1/2][0,1/2][0,1/2] and on [1/2,1][1/2,1][1/2,1] is a rescaled copy of AAA.

The family X0,X1,X2,…X_0, X_1, X_2, \dotsX0​,X1​,X2​,…

Define elements Xi∈GX_i \in GXi​∈G, one for each natural number i≥0i \ge 0i≥0, by

X0  =  A,Xn+1  =  (A n)−1 B A n(n≥0),X_0 \;=\; A, \qquad X_{n+1} \;=\; \bigl(A^{\,n}\bigr)^{-1} \, B \, A^{\,n} \quad (n \ge 0),X0​=A,Xn+1​=(An)−1BAn(n≥0),

the product again being composition with the right-hand factor acting first; so Xn+1X_{n+1}Xn+1​ is the map x↦A−n(B(An(x)))x \mapsto A^{-n}\bigl(B\bigl(A^{n}(x)\bigr)\bigr)x↦A−n(B(An(x))).

Thus

X0=A,X1=B,X2=A−1BA,X3=A−2BA2,X_0 = A,\qquad X_1 = B,\qquad X_2 = A^{-1} B A,\qquad X_3 = A^{-2} B A^{2},X0​=A,X1​=B,X2​=A−1BA,X3​=A−2BA2,

and in general Xi=A−(i−1)BA i−1X_i = A^{-(i-1)} B A^{\,i-1}Xi​=A−(i−1)BAi−1 for every i≥1i \ge 1i≥1.

The word attached to a list of exponents

Let c=(c0,c1,…,cn−1)c = (c_0, c_1, \dots, c_{n-1})c=(c0​,c1​,…,cn−1​) be a finite list of natural numbers (so each cj≥0c_j \ge 0cj​≥0). Its associated element of GGG is

W(c)  =  X0 c0 X1 c1 X2 c2⋯Xn−1 cn−1,W(c) \;=\; X_0^{\,c_0} \, X_1^{\,c_1} \, X_2^{\,c_2} \cdots X_{n-1}^{\,c_{n-1}} ,W(c)=X0c0​​X1c1​​X2c2​​⋯Xn−1cn−1​​,

that is: the index into the family XXX starts at 000 and advances by one for each successive entry of the list, the entry in position jjj being used as the exponent of XjX_jXj​. The factors are multiplied in the order displayed, so — with the composition convention above — the factor Xn−1 cn−1X_{n-1}^{\,c_{n-1}}Xn−1cn−1​​ coming from the last entry of the list acts on a point first, and X0 c0X_0^{\,c_0}X0c0​​ acts last. The empty list gives W( )=1W(\,) = 1W()=1. Entries equal to 000 contribute the factor 111.

Total indexing of lists

For a finite list ccc of natural numbers and a natural number kkk, write

ck  =  {the entry of c in position k (positions counted from 0),k<len⁡(c),0,k≥len⁡(c).c_k \;=\; \begin{cases} \text{the entry of } c \text{ in position } k \ (\text{positions counted from } 0), & k < \operatorname{len}(c),\\[2pt] 0, & k \ge \operatorname{len}(c). \end{cases}ck​={the entry of c in position k (positions counted from 0),0,​k<len(c),k≥len(c).​

The indexing used in the hypothesis below is this total one: reading past the end of a list returns the default value 000 rather than being undefined.

The statement

Claim. For all finite lists aaa and bbb of natural numbers satisfying the four conditions (1)–(4) below, one has

W(b)⋅W(a)−1  ≠  1in G.W(b) \cdot W(a)^{-1} \;\ne\; 1 \quad\text{in } G .W(b)⋅W(a)−1=1in G.

The conditions on the pair (a,b)(a,b)(a,b) are, with n=len⁡(a)n = \operatorname{len}(a)n=len(a) and m=n−1m = n - 1m=n−1 (natural-number subtraction):

  1. aaa is not the empty list; hence n≥1n \ge 1n≥1 and m=n−1m = n-1m=n−1 is a legitimate position in aaa.
  2. len⁡(a)=len⁡(b)\operatorname{len}(a) = \operatorname{len}(b)len(a)=len(b); hence bbb is not empty either, and mmm is the last position of both lists.
  3. At that last position, either am=0a_m = 0am​=0 and bm>0b_m > 0bm​>0, or am>0a_m > 0am​>0 and bm=0b_m = 0bm​=0. (The two alternatives are mutually exclusive, so this says: exactly one of the two final entries ama_mam​, bmb_mbm​ is zero and the other is strictly positive.) Both entries here are taken at the single index len⁡(a)−1\operatorname{len}(a) - 1len(a)−1 computed from aaa; by (2) this is also the last index of bbb.
  4. For every natural number kkk with k+1<nk + 1 < nk+1<n: if ak>0a_k > 0ak​>0 and bk>0b_k > 0bk​>0, then ak+1>0a_{k+1} > 0ak+1​>0 or bk+1>0b_{k+1} > 0bk+1​>0.

Written out, the asserted inequality is

(X0 b0X1 b1⋯Xn−1 bn−1)⋅(X0 a0X1 a1⋯Xn−1 an−1)−1  ≠  1.\Bigl(X_0^{\,b_0} X_1^{\,b_1} \cdots X_{n-1}^{\,b_{n-1}}\Bigr) \cdot \Bigl(X_0^{\,a_0} X_1^{\,a_1} \cdots X_{n-1}^{\,a_{n-1}}\Bigr)^{-1} \;\ne\; 1 .(X0b0​​X1b1​​⋯Xn−1bn−1​​)⋅(X0a0​​X1a1​​⋯Xn−1an−1​​)−1=1.

Note which list plays which role: the list bbb supplies the non-inverted word, and the list aaa supplies the word that is inverted. The inverse is taken of the whole product W(a)W(a)W(a), not of its individual factors, and (by the composition convention) the map W(a)−1W(a)^{-1}W(a)−1 acts on a point first, then W(b)W(b)W(b). Since GGG is a group, the assertion is literally equivalent to W(b)≠W(a)W(b) \ne W(a)W(b)=W(a), i.e. the two words determine different order isomorphisms of [0,1][0,1][0,1].

Degenerate and edge cases silently covered

  • The two lists aaa, bbb are quantified universally and only implicitly; they are otherwise unconstrained apart from (1)–(4). There is no upper bound on their common length nnn and no bound on the size of the entries.
  • Entries are natural numbers, so all exponents in both words are ≥0\ge 0≥0: no factor XjX_jXj​ ever occurs with a negative exponent inside W(a)W(a)W(a) or W(b)W(b)W(b).
  • Condition (4) is a conditional requirement that only takes effect at positions kkk where both ak>0a_k > 0ak​>0 and bk>0b_k > 0bk​>0. At a position where at least one of the two entries is 000 it imposes nothing. In particular interior positions where ak=bk=0a_k = b_k = 0ak​=bk​=0 are permitted, and such a position imposes no condition on position k+1k+1k+1.
  • Condition (4) is vacuous when n=1n = 1n=1 (there is no kkk with k+1<1k + 1 < 1k+1<1).
  • Condition (4) never constrains the pair of entries at the last position mmm; only condition (3) does.
  • Nothing requires the entries of aaa or bbb to be positive except as forced at the last position by (3), and nothing requires a≠ba \ne ba=b as lists (though (3) does force am≠bma_m \ne b_mam​=bm​, hence a≠ba \ne ba=b).
  • The total indexing convention means that the expressions aka_kak​, bkb_kbk​ would still be defined for k≥nk \ge nk≥n, but conditions (3) and (4) only ever evaluate them at indices k≤n−1k \le n-1k≤n−1, so the out-of-range default value 000 is never actually reached.
  • The hypothesis is satisfiable, not vacuous. For instance a=(0)a = (0)a=(0), b=(1)b = (1)b=(1) satisfies (1)–(4): the lists are nonempty of equal length 111, at the last position a0=0<1=b0a_0 = 0 < 1 = b_0a0​=0<1=b0​, and (4) is vacuous. Further witnesses: a=(1,0)a = (1,0)a=(1,0), b=(1,2)b = (1,2)b=(1,2); a=(1,0,0)a = (1,0,0)a=(1,0,0), b=(0,0,3)b = (0,0,3)b=(0,0,3); and a=(2,5,0)a = (2,5,0)a=(2,5,0), b=(3,0,7)b = (3,0,7)b=(3,0,7), the last of which does exercise condition (4) nontrivially at k=0k = 0k=0.
  • Both W(a)W(a)W(a) and W(b)W(b)W(b) are continuous piecewise-linear order isomorphisms of [0,1][0,1][0,1] fixing 000 and 111, being products of powers of AAA, BBB and their inverses; but the inequality is asserted in the full group of order isomorphisms of [0,1][0,1][0,1], whose identity element is the identity map of [0,1][0,1][0,1].
Human review
  • Endorsed by Shuze Chen · Sep 17, 2026

  • Endorsed by dbenbenn · Sep 17, 2026

    Confirmed by the mission captain (proposal self-audit).

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