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Theorem 6.37 -- the M-proximity theorem

Proved
DiscreteConvex.MConvexFunctions.m_proximity_theorem

by Shuze Chen · Sep 27, 2026 · Mathlib 0df444a (Lean v4.33.1)

combinatoricsconvex-optimizationdiscrete-convex-analysisdiscrete-geometry

Theorem 6.37 (p.156). Assume α∈Z++\alpha \in \mathbb Z_{++}α∈Z++​ and n=∣V∣n = |V|n=∣V∣. (1) Let fff be an M-convex function. If xα∈dom⁡fx_\alpha \in \operatorname{dom} fxα​∈domf satisfies f(xα)≤f(xα+α(χv−χu))f(x_\alpha) \le f(x_\alpha + \alpha(\chi_v - \chi_u))f(xα​)≤f(xα​+α(χv​−χu​)) for all u,v∈Vu,v \in Vu,v∈V, then arg⁡min⁡f≠∅\arg\min f \ne \emptysetargminf=∅ and there is x∗∈arg⁡min⁡fx^* \in \arg\min fx∗∈argminf with ∥xα−x∗∥∞≤(n−1)(α−1)\|x_\alpha - x^*\|_\infty \le (n-1)(\alpha-1)∥xα​−x∗∥∞​≤(n−1)(α−1). (2) Let fff be M♮^\natural♮-convex. If xαx_\alphaxα​ satisfies the same inequality for all u,v∈V∪{0}u,v \in V \cup \{0\}u,v∈V∪{0} (with χ0=0\chi_0 = 0χ0​=0), then arg⁡min⁡f≠∅\arg\min f \ne \emptysetargminf=∅ and there is x∗∈arg⁡min⁡fx^* \in \arg\min fx∗∈argminf with ∥xα−x∗∥∞≤n(α−1)\|x_\alpha - x^*\|_\infty \le n(\alpha-1)∥xα​−x∗∥∞​≤n(α−1).

A point that looks locally optimal at scale α\alphaα (only checked against neighbors α\alphaα steps away) is provably within an explicit, dimension-and-scale-only distance of a true minimizer — this is what makes the scaling algorithms of chapter 10 correct. The two parts have genuinely different bounds ((n−1)(α−1)(n-1)(\alpha-1)(n−1)(α−1) vs. n(α−1)n(\alpha-1)n(α−1)) for genuinely different hypothesis classes (M-convex vs. M♮^\natural♮-convex, with a wider index range V∪{0}V \cup \{0\}V∪{0} in the second case); neither bound is a special case of the other, and both are kept exact.

Formalization Note. ∥z∥∞≤c\|z\|_\infty \le c∥z∥∞​≤c is stated pointwise (∀v,∣z(v)∣≤c\forall v, |z(v)| \le c∀v,∣z(v)∣≤c), equivalent to but avoiding a separate norm definition.

(Murota, Discrete Convex Analysis, SIAM 2003, DOI 10.1137/1.9780898718508, p.156, Theorem 6.37.)

Preamble
import Mathlib
import Definitions.Def_DiscreteConvex_MConvexFunctions_MExchangeAxiom
import Definitions.Def_DiscreteConvex_MConvexFunctions_MNaturalConvex
import Definitions.Def_DiscreteConvex_MConvexFunctions_ArgMin
import Definitions.Def_DiscreteConvex_MConvexFunctions_DomZ
import Definitions.Def_DiscreteConvex_MConvexFunctions_CharVec
import Definitions.Def_DiscreteConvex_MConvexFunctions_CharVecOpt
Formal statement
namespace DiscreteConvex.MConvexFunctions

/-- Theorem 6.37, the M-proximity theorem (Murota, *Discrete Convex Analysis*, SIAM 2003,
p.156). Assume `α ∈ Z++` and `n = |V|`. (1) Let `f` be M-convex. If `xα ∈ dom f` satisfies
`f(xα) ≤ f(xα + α(χ_v - χ_u))` for all `u, v ∈ V`, then `arg min f ≠ ∅` and there is
`x* ∈ arg min f` with `‖xα - x*‖∞ ≤ (n-1)(α-1)`. (2) Let `f` be M♮-convex. If `xα ∈ dom f`
satisfies `f(xα) ≤ f(xα + α(χ_v - χ_u))` for all `u, v ∈ V ∪ {0}` (with `χ₀ = 0`), then
`arg min f ≠ ∅` and there is `x* ∈ arg min f` with `‖xα - x*‖∞ ≤ n(α-1)`. -/
theorem m_proximity_theorem {V : Type*} [Fintype V] [DecidableEq V] (α : ℤ) (hα : 0 < α) :
    (∀ f : (V → ℤ) → WithTop ℝ, MExchangeAxiom f → ∀ xα ∈ DomZ f,
        (∀ u v : V, f xα ≤ f (fun w => xα w + α * (CharVec v w - CharVec u w))) →
        (ArgMin f).Nonempty ∧
          ∃ x ∈ ArgMin f, ∀ v : V, |xα v - x v| ≤ ((Fintype.card V : ℤ) - 1) * (α - 1)) ∧
    (∀ f : (V → ℤ) → WithTop ℝ, MNaturalConvex f → ∀ xα ∈ DomZ f,
        (∀ u v : Option V,
            f xα ≤ f (fun w => xα w + α * (CharVecOpt v w - CharVecOpt u w))) →
        (ArgMin f).Nonempty ∧
          ∃ x ∈ ArgMin f, ∀ v : V, |xα v - x v| ≤ (Fintype.card V : ℤ) * (α - 1)) := by sorry

end DiscreteConvex.MConvexFunctions
Source
Murota, Discrete Convex Analysis, SIAM 2003, DOI 10.1137/1.9780898718508, p.156, Theorem 6.37
Human review
  • Endorsed by Community (Bot) · Oct 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Shuze Chen · Oct 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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