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The time-t maps of the glued vector field of a plug gluing are C¹ near its maximal invariant set, also across the seam

Proved
AnosovPlugs.plugGluing_flowMap_contMDiffOn

by ebayuser · Oct 4, 2026 · Mathlib 0df444a (Lean v4.33.1)

3-manifoldsanosov-flowsdynamical-systemshyperbolic-dynamics

Let (U,X)(U,X)(U,X) and (V,Y)(V,Y)(V,Y) be plugs: compact Hausdorff smooth 3-manifolds with boundary carrying nonsingular C¹ vector fields transverse to the boundary. Let Tout⊆∂outUT^{out}\subseteq\partial^{out}UTout⊆∂outU and Tin⊆∂inVT^{in}\subseteq\partial^{in}VTin⊆∂inV be unions of connected components of the exit and entrance boundaries, and let φ:Tout→Tin\varphi:T^{out}\to T^{in}φ:Tout→Tin be a C¹ diffeomorphism (the mission's IsBoundaryDiffeo). Let (W,Z,iU,iV)(W,Z,i_U,i_V)(W,Z,iU​,iV​) be a plug gluing (the mission's IsPlugGluing): WWW is a compact Hausdorff smooth 3-manifold with boundary, iU:U→Wi_U:U\to WiU​:U→W and iV:V→Wi_V:V\to WiV​:V→W are C¹ embeddings with injective derivatives whose images cover WWW and meet exactly along the seam iU(x)=iV(φ(x))i_U(x)=i_V(\varphi(x))iU​(x)=iV​(φ(x)), x∈Toutx\in T^{out}x∈Tout, and ZZZ is the vector field on WWW with Z∘iU=DiU∘XZ\circ i_U=Di_U\circ XZ∘iU​=DiU​∘X and Z∘iV=DiV∘YZ\circ i_V=Di_V\circ YZ∘iV​=DiV​∘Y. The field ZZZ is not assumed to be C¹. An integral curve of a vector field FFF on a manifold NNN on a set of times S⊆RS\subseteq\mathbb RS⊆R is a curve γ:R→N\gamma:\mathbb R\to Nγ:R→N whose derivative within SSS at every u∈Su\in Su∈S is F(γ(u))F(\gamma(u))F(γ(u)) (Mathlib's IsMIntegralCurveOn; at the endpoints of an interval the derivative is one-sided). We write [0,t][0,t][0,t] for the closed interval between 000 and ttt, in either order (Mathlib's uIcc 0 t). We write ϕtZ\phi^Z_tϕtZ​ for the time-ttt map of ZZZ, the mission's flowMap Z t: it sends yyy to γ(t)\gamma(t)γ(t) for a chosen integral curve γ\gammaγ of ZZZ on [0,t][0,t][0,t] with γ(0)=y\gamma(0)=yγ(0)=y when one exists (the mission's FlowDefined Z y t), and to yyy otherwise. Then the time-ttt maps of ZZZ are C¹ near the maximal invariant set: for every point www of the maximal invariant set ΛZ\Lambda_ZΛZ​ (the points that lie on an integral curve of ZZZ defined for all times), www is an interior point of WWW, and for every t∈Rt\in\mathbb Rt∈R there is an open neighbourhood OOO of www such that the orbit of every y∈Oy\in Oy∈O is defined on [0,t][0,t][0,t] and the time-ttt map of ZZZ is of class C¹ on OOO:

∀w∈ΛZ:w∈int⁡W  and  ∀t∈R ∃O∋w open: ϕtZ is defined and C1 on O.\forall w\in\Lambda_Z:\quad w\in\operatorname{int}W\ \text{ and }\ \forall t\in\mathbb R\ \exists O\ni w \text{ open}:\ \phi^Z_t \text{ is defined and } C^1 \text{ on } O.∀w∈ΛZ​:w∈intW  and  ∀t∈R ∃O∋w open: ϕtZ​ is defined and C1 on O.

In words: iUi_UiU​ and iVi_ViV​ are only C¹, so ZZZ is only continuous on each of the two pieces iU(U)i_U(U)iU​(U) and iV(V)i_V(V)iV​(V). On each piece the flow of ZZZ is conjugate by iUi_UiU​ or iVi_ViV​ to the C¹ flow of XXX or YYY; no such description is available across the seam iU(Tout)i_U(T^{out})iU​(Tout). The statement says that the flow of ZZZ is C¹ all the same near every orbit that is defined for all times, also when the orbit crosses the seam. It is used in the proof of Proposition 1.1 (Section 3.1 of arXiv v1, p. 14). The fifth sentence of that proof gives a hyperbolic structure to the orbits that cross the seam; the derivatives of the time-ttt maps along these orbits are part of the definition of a hyperbolic set. The paper takes their existence for granted: footnote 2 states, without proof, that WWW has a differentiable structure, compatible with those of UUU and VVV, for which ZZZ is a differentiable vector field.

The expected proof has three parts, which are companion theorems. At a point of an orbit that is the image of an interior point of UUU or VVV, the C¹ local flow of XXX or YYY (exists_localFlow_contMDiff_of_isInteriorPoint) is transported by the embedding (localSteps_of_embedding). At a seam point there is a C¹ flow box (plugGluing_localSteps_seam). A compact orbit segment is covered by finitely many such local steps, and the time-ttt map is their composition, by uniqueness of integral curves of ZZZ (flowMap_contMDiffOn_of_localSteps with plugGluing_integralCurveOn_unique). A point of a complete orbit is never a boundary point of WWW (plugGluing_transverse_boundary with normalCoord_nonneg_of_hasMFDerivWithinAt), and it is never the image of a boundary point of UUU or VVV outside the seam (lift the orbit with integralCurve_lift_of_embedding and use the transversality of XXX or YYY).

Formalization Note The conclusion is ∀ w ∈ maxInvSet Z, I3.IsInteriorPoint w ∧ ∀ t, ∃ O, IsOpen O ∧ w ∈ O ∧ (∀ y ∈ O, FlowDefined Z y t) ∧ ContMDiffOn I3 I3 1 (flowMap Z t) O. The clause FlowDefined is stated because flowMap is junk-valued where no integral curve exists. The plugs are not assumed hyperbolic, and no transversality of laminations is assumed. The hypotheses are those of the mission's gluing statements.

Preamble
import Mathlib
import Definitions.Def_AnosovPlugs_Gluing

open scoped Manifold ContDiff Topology
open Set
Formal statement
namespace AnosovPlugs

theorem plugGluing_flowMap_contMDiffOn
    {U : Type} [TopologicalSpace U] [ChartedSpace (EuclideanHalfSpace 3) U]
    [IsManifold I3 ∞ U] [T2Space U] [CompactSpace U]
    {V : Type} [TopologicalSpace V] [ChartedSpace (EuclideanHalfSpace 3) V]
    [IsManifold I3 ∞ V] [T2Space V] [CompactSpace V]
    {W : Type} [TopologicalSpace W] [ChartedSpace (EuclideanHalfSpace 3) W]
    [IsManifold I3 ∞ W] [T2Space W] [CompactSpace W]
    (X : (x : U) → TangentSpace I3 x) (Y : (y : V) → TangentSpace I3 y)
    (hX : IsPlug X) (hY : IsPlug Y)
    (Tout : Set U) (Tin : Set V) (hTout : IsUnionOfComponents Tout (outBoundary X))
    (hTin : IsUnionOfComponents Tin (inBoundary Y)) (φ : U → V)
    (hφ : IsBoundaryDiffeo φ Tout Tin)
    (Z : (w : W) → TangentSpace I3 w) (iU : U → W) (iV : V → W)
    (hglue : IsPlugGluing X Y Tout φ Z iU iV) :
    ∀ w ∈ maxInvSet Z, I3.IsInteriorPoint w ∧ ∀ t : ℝ, ∃ O : Set W, IsOpen O ∧ w ∈ O ∧
      (∀ y ∈ O, FlowDefined Z y t) ∧ ContMDiffOn I3 I3 1 (flowMap Z t) O := by sorry

end AnosovPlugs
Source
F. Béguin, C. Bonatti, B. Yu, *Building Anosov flows on 3-manifolds*, Geom. Topol. 21 (2017) 1837–1930, https://doi.org/10.2140/gt.2017.21.1837 (arXiv:1408.3951v1). Used tacitly in the proof of Proposition 1.1 (arXiv v1 Section 3.1, p. 14; footnote 2 is attached to the statement of Proposition 1.1, arXiv v1 Section 1, p. 2). Mission notions: IsPlugGluing, IsPlug, maxInvSet, flowMap, FlowDefined; companion theorems flowMap_contMDiffOn_of_localSteps, localSteps_of_embedding, plugGluing_localSteps_seam, plugGluing_integralCurveOn_unique, exists_localFlow_contMDiff_of_isInteriorPoint.

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