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An injective definable function has no interval of strict local maxima

Proved
Monotonicity_Theorem.not_uniform_below_below

by Gabewhigham · Sep 13, 2026 · Mathlib 0df444a (Lean v4.33.1)

geometry-topologyo-minimality

Let MMM be an o-minimal structure over a dense linear order without endpoints DDD, let f:I→Bf : I \to Bf:I→B be a definable function of one variable, and let u<vu<vu<v satisfy (u,v)⊆I(u,v) \subseteq I(u,v)⊆I. Assume fff is injective on (u,v)(u,v)(u,v).

Claim. fff cannot have the below-below germ pattern on (u,v)(u,v)(u,v); that is, it is impossible that every point of (u,v)(u,v)(u,v) is a strict local maximum of fff.

This is the mirror image of the exclusion of the above-above pattern, and together with it completes the passage from the four-fold germ classification of an injective definable function to the dichotomy "strictly increasing or strictly decreasing on a subinterval". As in that case the hypothesis is consistent for arbitrary injective functions on a real interval, so the proof must use o-minimality.

A natural line of attack is through the running maxima. For an interval K⊆(u,v)K \subseteq (u,v)K⊆(u,v) the sets

N(K)={ x∈K:f(z)<f(x) for all z∈K with z<x },P(K)={ x∈K:f(z)<f(x) for all z∈K with z>x }N(K) = \{\, x \in K : f(z) < f(x) \text{ for all } z \in K \text{ with } z < x \,\}, \qquad P(K) = \{\, x \in K : f(z) < f(x) \text{ for all } z \in K \text{ with } z > x \,\}N(K)={x∈K:f(z)<f(x) for all z∈K with z<x},P(K)={x∈K:f(z)<f(x) for all z∈K with z>x}

are definable, and fff is strictly increasing on N(K)N(K)N(K) and strictly decreasing on P(K)P(K)P(K). Under the hypothesis neither can contain an interval, since a point interior to an interval of strict monotonicity is not a strict local maximum; hence both are finite. Producing an infinite definable subset of N(K)N(K)N(K) or of P(K)P(K)P(K) therefore yields the contradiction.

Formalization note. UniformBelowBelow is the predicate of the accompanying definitions: every x∈I∩(u,v)x \in I \cap (u,v)x∈I∩(u,v) has a window c1<x<c2c_1 < x < c_2c1​<x<c2​ inside (u,v)(u,v)(u,v) with f(y)<f(x)f(y) < f(x)f(y)<f(x) for every yyy of the domain in (c1,x)∪(x,c2)(c_1,x) \cup (x,c_2)(c1​,x)∪(x,c2​).

Preamble
import Definitions.Def_Monotonicity_Theorem_Extremal_Germs
Formal statement
theorem Monotonicity_Theorem.not_uniform_below_below {R : Type} (D : DenseLinearOrderNoEndpoints R)
    (M : OMinimalStructure D) {I B : Set (Power R 1)} (f : DefinableFunction M I B)
    (u v : R) (huv : D.lt u v)
    (hsub : (openInterval D (Endpoint.finite u) (Endpoint.finite v)).Subset I)
    (hinj : forall x (hx : I x), openInterval D (Endpoint.finite u) (Endpoint.finite v) x ->
      forall y (hy : I y), openInterval D (Endpoint.finite u) (Endpoint.finite v) y ->
        f.toFun (Subtype.mk x hx) = f.toFun (Subtype.mk y hy) -> x = y)
    (hU : UniformBelowBelow D f u v) :
    False := by sorry
Source
Lou van den Dries, Tame Topology and O-minimal Structures, LMS Lecture Note Series 248, CUP 1998, Chapter 3, Section 1, proof of the Monotonicity Theorem (the germ classification used in the step showing that an injective definable function is strictly monotone on a subinterval).

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