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Tao Theorem 5.1: the Type I estimate (with corrected constants)

Proved
TaoFivePrimes.typeI_estimate

by Hartmann_Psi · Sep 14, 2026 · Mathlib 0df444a (Lean v4.33.1)

analytic-number-theoryexponential-sumsgoldbachnumber-theory

Let q≥2q\ge2q≥2, let aaa be coprime to qqq, and let 4α=aq+β4\alpha=\frac aq+\beta4α=qa​+β with ∣β∣≤q−2|\beta|\le q^{-2}∣β∣≤q−2. Let x>0x>0x>0, let L,C≥0L,C\ge0L,C≥0, and let M≥q/2M\ge q/2M≥q/2. Suppose a nonnegative weight WWW obeys, for every 1≤d≤M1\le d\le M1≤d≤M, the pointwise bound

W(d) ≤ min⁡ ⁣(12xdL+C, C∣sin⁡(2πdα)∣)W(d)\ \le\ \min\!\left(\tfrac12\frac xd L+C,\ \frac{C}{|\sin(2\pi d\alpha)|}\right)W(d) ≤ min(21​dx​L+C, ∣sin(2πdα)∣C​)

(with the value 12xdL+C\tfrac12\frac xdL+C21​dx​L+C where the sine vanishes). Then

∑1≤d≤Md oddW(d) ≤ 2qC+1πCqlog⁡4q⏟d≤q/2 + xqL(log⁡(2Mq+4)+4)+(⌊M2q−14⌋+1)(4C+4πCqlog⁡4q)⏟blocks of length 2q.\sum_{\substack{1\le d\le M\\ d\ \mathrm{odd}}}W(d)\ \le\ \underbrace{2qC+\frac1\pi Cq\log 4q}_{d\le q/2}\ +\ \underbrace{\frac xqL\left(\log\Bigl(\frac{2M}{q}+4\Bigr)+4\right)+\Bigl(\Bigl\lfloor\frac{M}{2q}-\frac14\Bigr\rfloor+1\Bigr)\left(4C+\frac4\pi Cq\log 4q\right)}_{\text{blocks of length }2q}.1≤d≤Md odd​∑​W(d) ≤ d≤q/22qC+π1​Cqlog4q​​ + blocks of length 2qqx​L(log(q2M​+4)+4)+(⌊2qM​−41​⌋+1)(4C+π4​Cqlog4q)​​.

This is the Type I estimate of the source's minor-arc theorem. In the application M=UVM=UVM=UV is the length of the divisor range, L=log⁡xL=\log xL=logx, C=4log⁡2log⁡2xC=4\log2\log 2xC=4log2log2x, and W(d)W(d)W(d) is the modulus of the inner exponential sum ∣∑n(log⁡n+cdlog⁡d)η0(dn/x)e(αdn)∣\bigl|\sum_n(\log n+c_d\log d)\eta_0(dn/x)e(\alpha dn)\bigr|​∑n​(logn+cd​logd)η0​(dn/x)e(αdn)​, whose pointwise bound is what Corollary 3.2 supplies. The two pieces are the small divisors d≤q/2d\le q/2d≤q/2, where the frequency 4dα4d\alpha4dα is bounded away from the integers so the reciprocal-sine weight never exceeds 2q2q2q, and the remaining range, cut into blocks of length 2q2q2q on each of which the weight x/dx/dx/d is frozen at the left endpoint and the odd-restricted Vinogradov-type lemma is applied once.

Deviation from the source The source's corresponding display is

TI≤0.5xqlog⁡(2UVq+4)log⁡x+0.89(UV+52q)(8+log⁡q)log⁡2x,T_I\le 0.5\frac xq\log\Bigl(\frac{2UV}{q}+4\Bigr)\log x+0.89\Bigl(UV+\frac52q\Bigr)(8+\log q)\log 2x,TI​≤0.5qx​log(q2UV​+4)logx+0.89(UV+25​q)(8+logq)log2x,

which its own chain does not give, for two independent reasons. First, the integral test it invokes drops an additive constant: the j=0j=0j=0 term of ∑jx2jq+q/2\sum_j\frac{x}{2jq+q/2}∑j​2jq+q/2x​ alone equals x2q⋅4\frac{x}{2q}\cdot42qx​⋅4, so the claimed bound x2qlog⁡(2UVq+4)\frac{x}{2q}\log(\frac{2UV}q+4)2qx​log(q2UV​+4) fails whenever UV/q<e4−42≈25.3UV/q<\frac{e^4-4}2\approx25.3UV/q<2e4−4​≈25.3 (at q=1q=1q=1, UV=10UV=10UV=10 the two sides are 2.8937x2.8937x2.8937x and 1.5890x1.5890x1.5890x). Second, its per-block application of Corollary 3.5 uses the factor 111 where the corollary gives ⌊2q2q⌋+1=2\lfloor\frac{2q}{2q}\rfloor+1=2⌊2q2q​⌋+1=2, the blocks having length exactly 2q2q2q. The bound above is what the chain actually yields: the logarithm gains the additive 444, the leading coefficient is 111 rather than 12\tfrac1221​, and the block constant doubles. Nothing here contradicts the source's Theorem 5.1, whose statement carries further terms; only the intermediate Type I display is affected.

Formalization Note The divisor range is the odd integers of (0,⌊M⌋](0,\lfloor M\rfloor](0,⌊M⌋]. The truncation parameters are kept abstract as LLL and CCC rather than specialized to log⁡x\log xlogx and 4log⁡2log⁡2x4\log2\log2x4log2log2x. At the zeros of the sine the weight takes the value of the first argument of the minimum, which is the source's convention. The Vinogradov-type lemma of the source (its Lemma 3.4) is carried as the hypothesis hvino, quantified over the truncation level because the blocks use different ones; the odd-restricted Corollary 3.5 is imported and applied to it.

Preamble
import Mathlib

open Finset
Formal statement
theorem TaoFivePrimes.typeI_estimate
    (alpha beta : ℝ) (a : ℤ) (q : ℕ) (hq : 2 ≤ q) (haq : Nat.Coprime a.natAbs q)
    (halpha : 4 * alpha = (a : ℝ) / q + beta) (hbeta : |beta| ≤ 1 / (q : ℝ) ^ 2)
    (x M Lx Cb : ℝ) (hx : 0 < x) (hLx : 0 ≤ Lx) (hCb : 0 ≤ Cb) (hM : (q : ℝ) / 2 ≤ M)
    (hvino : ∀ (A' alpha' beta' theta' u v : ℝ) (a' : ℤ),
        alpha' = (a' : ℝ) / q + beta' → |beta'| ≤ 1 / (q : ℝ) ^ 2 → u < v →
        (∑ n ∈ Finset.Ioc ⌊u⌋ ⌊v⌋,
            (if Real.sin (Real.pi * alpha' * (n : ℝ) + theta') = 0 then A'
              else min A' (Cb / |Real.sin (Real.pi * alpha' * (n : ℝ) + theta')|)))
          ≤ ((⌊(v - u) / (q : ℝ)⌋ : ℤ) + 1)
              * (2 * A' + (2 / Real.pi) * Cb * (q : ℝ) * Real.log (4 * q)))
    (W : ℤ → ℝ) (hW0 : ∀ d, 0 ≤ W d)
    (hWb : ∀ d : ℤ, 1 ≤ d → (d : ℝ) ≤ M →
        W d ≤ (if Real.sin (Real.pi * (2 * alpha) * (d : ℝ)) = 0 then
                  (1 / 2) * (x / (d : ℝ)) * Lx + Cb
                else min ((1 / 2) * (x / (d : ℝ)) * Lx + Cb)
                  (Cb / |Real.sin (Real.pi * (2 * alpha) * (d : ℝ))|))) :
    (∑ d ∈ (Finset.Ioc (0 : ℤ) ⌊M⌋).filter (fun d : ℤ => Odd d), W d)
      ≤ (2 * (q : ℝ) * Cb + (1 / Real.pi) * Cb * (q : ℝ) * Real.log (4 * q))
        + ((x / q) * Lx * (Real.log (2 * M / q + 4) + 4)
           + ((⌊M / (2 * (q : ℝ)) - 1 / 4⌋₊ : ℝ) + 1)
               * (4 * Cb + (4 / Real.pi) * Cb * (q : ℝ) * Real.log (4 * q))) := by sorry
Source
Terence Tao, "Every odd number greater than 1 is the sum of at most five primes", Mathematics of Computation 83 (2014), 997-1038; arXiv:1201.6656, https://arxiv.org/abs/1201.6656, Section 5 (Minor arcs), subsection "Estimation of the Type I sum", the chain from equation (amble) to equation (ti-p); the constants are corrected, see the Deviation note

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