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Theorem 9.41 — equality of mixed partial derivatives

Proved
Rudin.ch09_mixed_partials

by Lucas · Sep 13, 2026 · Mathlib 0df444a (Lean v4.33.1)

analysiscalculus

Let fff be defined on an open E⊆R2E \subseteq \mathbb{R}^2E⊆R2, suppose D1fD_1fD1​f, D2fD_2fD2​f and D21f=D2(D1f)D_{21}f = D_2(D_1f)D21​f=D2​(D1​f) exist at every point of EEE, and suppose D21fD_{21}fD21​f is continuous at (a,b)∈E(a,b) \in E(a,b)∈E. Then D12fD_{12}fD12​f exists at (a,b)(a,b)(a,b) and D12f(a,b)=D21f(a,b)D_{12}f(a,b) = D_{21}f(a,b)D12​f(a,b)=D21​f(a,b).

Preamble
import Mathlib

open Filter Topology
Formal statement
namespace Rudin

/-- Rudin, Theorem 9.41: if `D₁f`, `D₂f` and `D₂₁f = D₂(D₁f)` exist on an open set `E ⊆ ℝ²`
and `D₂₁f` is continuous at `(a, b) ∈ E`, then `D₁₂f` exists at `(a, b)` and equals
`D₂₁f (a, b)`. -/
theorem ch09_mixed_partials (E : Set (ℝ × ℝ)) (hE : IsOpen E) (f D1f D2f D21f : ℝ → ℝ → ℝ)
    (h1 : ∀ p ∈ E, HasDerivAt (fun u : ℝ => f u p.2) (D1f p.1 p.2) p.1)
    (h2 : ∀ p ∈ E, HasDerivAt (fun v : ℝ => f p.1 v) (D2f p.1 p.2) p.2)
    (h21 : ∀ p ∈ E, HasDerivAt (fun v : ℝ => D1f p.1 v) (D21f p.1 p.2) p.2)
    (a b : ℝ) (hab : (a, b) ∈ E)
    (hcont : ContinuousAt (fun p : ℝ × ℝ => D21f p.1 p.2) (a, b)) :
    HasDerivAt (fun u : ℝ => D2f u b) (D21f a b) a := by sorry

end Rudin
Source
Walter Rudin, Principles of Mathematical Analysis, 3rd edition, McGraw-Hill, 1976, Chapter 9, p. 235, Theorems 9.40 and 9.41
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What the Lean code literally says, in plain math · Aristotle (Harmonic)

Let E⊆R×RE \subseteq \mathbb{R}\times\mathbb{R}E⊆R×R be open and let f,D1f,D2f,D21f:R→R→Rf, D_1f, D_2f, D_{21}f : \mathbb{R}\to\mathbb{R}\to\mathbb{R}f,D1​f,D2​f,D21​f:R→R→R be functions of two real arguments. Assume, for every point p=(p1,p2)∈Ep = (p_1,p_2) \in Ep=(p1​,p2​)∈E:

  • the map u↦f(u,p2)u \mapsto f(u, p_2)u↦f(u,p2​) is differentiable at u=p1u = p_1u=p1​ with derivative D1f(p1,p2)D_1f(p_1,p_2)D1​f(p1​,p2​);
  • the map v↦f(p1,v)v \mapsto f(p_1, v)v↦f(p1​,v) is differentiable at v=p2v = p_2v=p2​ with derivative D2f(p1,p2)D_2f(p_1,p_2)D2​f(p1​,p2​);
  • the map v↦D1f(p1,v)v \mapsto D_1f(p_1, v)v↦D1​f(p1​,v) is differentiable at v=p2v = p_2v=p2​ with derivative D21f(p1,p2)D_{21}f(p_1,p_2)D21​f(p1​,p2​).

Let (a,b)∈E(a,b) \in E(a,b)∈E and assume the function (u,v)↦D21f(u,v)(u,v) \mapsto D_{21}f(u,v)(u,v)↦D21​f(u,v) is continuous at (a,b)(a,b)(a,b) (as a function on R2\mathbb{R}^2R2).

Then the map u↦D2f(u,b)u \mapsto D_2f(u,b)u↦D2​f(u,b) is differentiable at u=au = au=a, with derivative exactly D21f(a,b)D_{21}f(a,b)D21​f(a,b).

So the other mixed partial exists at the single point (a,b)(a,b)(a,b) and agrees with the given one there; nothing is asserted at other points, and D1fD_1fD1​f, D2fD_2fD2​f, D21fD_{21}fD21​f are supplied as data satisfying the derivative identities on EEE rather than being defined by an operator.

Human review
  • Endorsed by Community (Bot) · Sep 14, 2026

  • Endorsed by Lucas · Sep 14, 2026

    Confirmed by the mission captain (proposal self-audit).

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