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Proposition 3.6: the growth function of a free abelian group of rank nnn

Disproved
Wolf.growthFunction_freeAbelian_eq_and_bounds

by dbenbenn · Sep 20, 2026 · Mathlib 0df444a (Lean v4.33.1)

group-growthgroup-theorynilpotent-groupspolycyclic-groupssolvable-groups

Let Γ\GammaΓ be free abelian of rank nnn, taken as Zn\mathbb Z^nZn written multiplicatively, and let TTT be a minimal generating set, that is, a generating set no proper subset of which generates. Then gT(m)=∑l=0n2l(nl)(ml)g_T(m) = \sum_{l=0}^{n} 2^l \binom{n}{l}\binom{m}{l}gT​(m)=∑l=0n​2l(ln​)(lm​) for every mmm; and for any finite generating set SSS there are constants 0<c1≤c20 < c_1 \le c_20<c1​≤c2​ with c1mn≤gS(m)≤c2mnc_1 m^n \le g_S(m) \le c_2 m^nc1​mn≤gS​(m)≤c2​mn for every m≥1m \ge 1m≥1.

Preamble
import Definitions.Def_Chou_Growth
import Definitions.Def_MilnorWolf_Growth
import Mathlib
Formal statement
namespace Wolf

theorem growthFunction_freeAbelian_eq_and_bounds (n : ℕ)
    (T : Finset (Multiplicative (Fin n → ℤ)))
    (hT : Subgroup.closure (T : Set (Multiplicative (Fin n → ℤ))) = ⊤)
    (hmin : ∀ T' ⊂ T, Subgroup.closure (T' : Set (Multiplicative (Fin n → ℤ))) ≠ ⊤) :
    (∀ m : ℕ, MilnorWolf.growthFunction T m = ∑ l ∈ Finset.range (n + 1), 2 ^ l * n.choose l * m.choose l) ∧
      ∀ S : Finset (Multiplicative (Fin n → ℤ)),
        Subgroup.closure (S : Set (Multiplicative (Fin n → ℤ))) = ⊤ →
        ∃ c₁ c₂ : ℝ, 0 < c₁ ∧ c₁ ≤ c₂ ∧ ∀ m : ℕ, 1 ≤ m →
          c₁ * (m : ℝ) ^ n ≤ (MilnorWolf.growthFunction S m : ℝ) ∧
            (MilnorWolf.growthFunction S m : ℝ) ≤ c₂ * (m : ℝ) ^ n := by
  sorry

end Wolf
Source
Wolf, J. A., Growth of finitely generated solvable groups and curvature of Riemannian manifolds, Journal of Differential Geometry 2 (1968) 421–446, https://doi.org/10.4310/jdg/1214428658, Proposition 3.6, p. 427
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What the Lean code literally says, in plain math · claude-opus-5

Read-back: growthFunction_freeAbelian_eq_and_bounds

The group that the statement is about

Fix a natural number nnn (the statement quantifies over all n∈Nn \in \mathbb{N}n∈N, including n=0n = 0n=0).

The ambient group, call it GnG_nGn​, has as its underlying set all functions from {0,1,…,n−1}\{0, 1, \dots, n-1\}{0,1,…,n−1} to Z\mathbb{Z}Z — that is, all nnn-tuples of integers. Its group law is written multiplicatively throughout the statement, but it is defined to be componentwise integer addition:

(x⋅y)(i)=x(i)+y(i),e(i)=0,(x−1)(i)=−x(i)(x \cdot y)(i) = x(i) + y(i), \qquad e(i) = 0, \qquad (x^{-1})(i) = -x(i)(x⋅y)(i)=x(i)+y(i),e(i)=0,(x−1)(i)=−x(i)

for each coordinate iii. So GnG_nGn​ is the free abelian group of rank nnn, Zn\mathbb{Z}^nZn, with additive notation relabelled as multiplicative notation. Every product, inverse, power and identity appearing below is to be read through this relabelling. When n=0n = 0n=0 the underlying set has exactly one element (the empty tuple), so G0G_0G0​ is the trivial group.

The word ball and the growth function

For a subset S⊆GnS \subseteq G_nS⊆Gn​ and a natural number mmm, define the word ball

B(S,m)  =  { g∈Gn  ∣  ∃ k∈N, ∃ x1,…,xk∈Gn  such that  k≤m, (∀j, xj∈S or xj−1∈S), and x1x2⋯xk=g }.B(S,m) \;=\; \Bigl\{\, g \in G_n \;\Bigm|\; \exists\, k \in \mathbb{N},\ \exists\, x_1, \dots, x_k \in G_n \ \text{ such that }\ k \le m,\ \bigl(\forall j,\ x_j \in S \text{ or } x_j^{-1} \in S\bigr),\ \text{and } x_1 x_2 \cdots x_k = g \,\Bigr\}.B(S,m)={g∈Gn​​∃k∈N, ∃x1​,…,xk​∈Gn​  such that  k≤m, (∀j, xj​∈S or xj−1​∈S), and x1​x2​⋯xk​=g}.

Points of detail that the definition fixes:

  • The witnessing datum is a finite list (x1,…,xk)(x_1, \dots, x_k)(x1​,…,xk​) of elements of GnG_nGn​, so repetitions among the xjx_jxj​ are allowed, and the constraint is on the list's length, namely k≤mk \le mk≤m — a closed ball of radius mmm, not a sphere.
  • The condition on each entry is xj∈Sx_j \in Sxj​∈S or xj−1∈Sx_j^{-1} \in Sxj−1​∈S; equivalently each xjx_jxj​ lies in S∪S−1S \cup S^{-1}S∪S−1. The set SSS is not required to be symmetric, nor to omit the identity.
  • The product is the right-nested product x1⋅(x2⋅(⋯⋅(xk⋅e)))x_1 \cdot \bigl(x_2 \cdot (\cdots \cdot (x_k \cdot e))\bigr)x1​⋅(x2​⋅(⋯⋅(xk​⋅e))), with the empty list (k=0k = 0k=0) having product eee. Since 0≤m0 \le m0≤m for every mmm, the identity eee therefore belongs to B(S,m)B(S,m)B(S,m) for every mmm, including m=0m = 0m=0. (In GnG_nGn​ the group law is commutative and associative, so the nesting and the order of the factors do not affect which elements are obtained.)
  • B(S,m)B(S,m)B(S,m) is a set of group elements, not of words; distinct words with the same product are counted once.

For a finite subset SSS of GnG_nGn​ and a natural number mmm, the growth function is

γS(m)  =  # B(S,m),\gamma_S(m) \;=\; \#\, B(S, m),γS​(m)=#B(S,m),

the number of elements of the word ball, returned as a natural number. The counting operation used is the one that is defined for an arbitrary set and, by convention, returns 000 when the set is infinite; so γS(m)=0\gamma_S(m) = 0γS​(m)=0 would be the value reported for an infinite ball. (The sets SSS occurring in the statement are all finite.)

Generation and minimality

For a subset X⊆GnX \subseteq G_nX⊆Gn​, the subgroup generated by XXX is the intersection of all subgroups of GnG_nGn​ containing XXX, i.e. the smallest such subgroup. Saying that this subgroup is the whole group GnG_nGn​ is what "XXX generates GnG_nGn​" means below.

The assertion

For every natural number nnn, and for every finite subset T⊆GnT \subseteq G_nT⊆Gn​ such that

  1. TTT generates GnG_nGn​, and
  2. (minimality) for every finite set T′T'T′ with T′⊆TT' \subseteq TT′⊆T and T′≠TT' \neq TT′=T, the subgroup generated by T′T'T′ is not the whole of GnG_nGn​,

both of the following hold.

Part (a) — an exact formula for the minimal generating set TTT

For every natural number mmm — including m=0m = 0m=0 —

γT(m)  =  ∑l=0n2 l(nl)(ml).\gamma_T(m) \;=\; \sum_{l=0}^{n} 2^{\,l} \binom{n}{l} \binom{m}{l}.γT​(m)=l=0∑n​2l(ln​)(lm​).

This is an equality of natural numbers; all of the arithmetic on the right-hand side takes place in N\mathbb{N}N. The index lll runs over 0,1,…,n0, 1, \dots, n0,1,…,n inclusive (that is, n+1n+1n+1 terms). Each summand is the natural number (2 l⋅(nl))⋅(ml)\bigl(2^{\,l} \cdot \binom{n}{l}\bigr) \cdot \binom{m}{l}(2l⋅(ln​))⋅(lm​), where 2 l2^{\,l}2l is the lll-th power of 222 in N\mathbb{N}N and both binomial coefficients are the total natural-number binomial coefficient, which takes the value 000 whenever its lower index exceeds its upper index. Consequently the term indexed by lll vanishes as soon as l>ml > ml>m; in particular for m=0m = 0m=0 only the l=0l = 0l=0 term survives and the right-hand side equals 111.

Part (b) — two-sided polynomial bounds for every generating set

For every finite subset S⊆GnS \subseteq G_nS⊆Gn​ such that SSS generates GnG_nGn​, there exist real numbers c1c_1c1​ and c2c_2c2​ satisfying

0<c1andc1≤c2,0 < c_1 \quad\text{and}\quad c_1 \le c_2,0<c1​andc1​≤c2​,

such that for every natural number mmm with m≥1m \ge 1m≥1,

c1 m n  ≤  γS(m)andγS(m)  ≤  c2 m n.c_1 \, m^{\,n} \;\le\; \gamma_S(m) \quad\text{and}\quad \gamma_S(m) \;\le\; c_2 \, m^{\,n}.c1​mn≤γS​(m)andγS​(m)≤c2​mn.

Here mmm and γS(m)\gamma_S(m)γS​(m) are natural numbers regarded as real numbers via the standard embedding, the inequalities are inequalities of real numbers, and m nm^{\,n}mn is the nnn-th power of the real number mmm with natural-number exponent nnn.

Points of logical precision:

  • The quantifier order is: SSS first, then c1,c2c_1, c_2c1​,c2​, then mmm. So the constants are allowed to depend on SSS (and on nnn); nothing asserts a choice of constants uniform over the generating sets SSS.
  • The constants are only asserted to exist; no uniqueness, no explicit value, and no optimality is claimed.
  • The range m≥1m \ge 1m≥1 excludes m=0m = 0m=0; nothing is asserted about γS(0)\gamma_S(0)γS​(0) in part (b).
  • The chain is 0<c1≤c20 < c_1 \le c_20<c1​≤c2​ (strict at the left end, non-strict between the two constants), and both displayed bounds are non-strict (≤\le≤).
  • Part (b) does not mention TTT at all, and does not require SSS to be minimal in the sense of hypothesis 2. It is asserted, however, only under hypotheses 1 and 2 about TTT — those hypotheses are part of the ambient assumptions of the whole conjunction.

Degenerate and edge cases silently included

  • n=0n = 0n=0. G0G_0G0​ is the trivial group. Hypothesis 1 then holds for every finite TTT, while hypothesis 2 forces T=∅T = \varnothingT=∅: if TTT were {e}\{e\}{e}, then T′=∅T' = \varnothingT′=∅ is a finite proper subset of TTT that nevertheless generates the (trivial) whole group, contradicting hypothesis 2. The sum in part (a) reduces to the single term l=0l = 0l=0, whose value is 20(00)(m0)=12^0 \binom{0}{0} \binom{m}{0} = 120(00​)(0m​)=1, so part (a) asserts γ∅(m)=1\gamma_\varnothing(m) = 1γ∅​(m)=1 for all mmm. In part (b), m 0=1m^{\,0} = 1m0=1, so the assertion becomes c1≤γS(m)≤c2c_1 \le \gamma_S(m) \le c_2c1​≤γS​(m)≤c2​ with no dependence on mmm.
  • m=0m = 0m=0 in part (a). Included by the universal quantifier; as noted, the right-hand side is then 111.
  • T=∅T = \varnothingT=∅ or S=∅S = \varnothingS=∅. Both are admissible finite sets as far as the types go; each is additionally subject to the requirement that it generate GnG_nGn​. The word ball of the empty set is {e}\{e\}{e} at every radius.
  • Satisfiability of the hypotheses. Hypotheses 1 and 2 are constraints on TTT, and a reader should check they can be met. They can: for each nnn, the set of the nnn standard basis tuples (the tuple with 111 in coordinate iii and 000 elsewhere, for i=0,…,n−1i = 0, \dots, n-1i=0,…,n−1) generates GnG_nGn​, and removing any one of them leaves a set generating a proper subgroup. So neither hypothesis is impossible, and the assertion is not vacuous for any nnn.
  • No finiteness or decidability assumptions beyond those recorded above are imposed: the only hypotheses in the statement are the two conditions on TTT, plus the generation condition on SSS inside part (b). In particular no separate assumption of the form "GnG_nGn​ is finitely generated" or "TTT is nonempty" appears.

What the two parts do not jointly claim

Part (a) gives the exact count only for sets TTT satisfying both hypothesis 1 and hypothesis 2; part (b) gives only two-sided bounds with unspecified constants, and gives them for all generating finite sets SSS, minimal or not. No exact formula is claimed for a non-minimal generating set, and no relation between the constants of part (b) and the polynomial of part (a) is asserted.

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