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The Zp\mathbb{Z}_pZp​-rank of the ppp-adic closure of the units grows by at most the number of new unit generators

Proved
Leopoldt.zpRankBelow_unitClosure_le_add_of_finiteIndex

by WCoram · Sep 10, 2026 · Mathlib 0df444a (Lean v4.33.1)

iwasawa-theorynumber-theoryp-adicunits

Let ppp be a prime and let K/F\mathbb{K}/\mathbb{F}K/F be a finite extension of number fields. For a number field L\mathbb{L}L write E(L)=O(L)×E(\mathbb{L}) = \mathcal{O}(\mathbb{L})^\timesE(L)=O(L)× for its units, Up(L)=∏℘∣pO℘×U_p(\mathbb{L}) = \prod_{\wp \mid p} \mathcal{O}_\wp^\timesUp​(L)=∏℘∣p​O℘×​ for the semilocal units at ppp, ι:E(L)→Up(L)\iota : E(\mathbb{L}) \to U_p(\mathbb{L})ι:E(L)→Up​(L) for the diagonal embedding, and

Eˉ(L)  =  ⋂n>0ι(E(L))⋅Up(L)pn\bar{E}(\mathbb{L}) \;=\; \bigcap_{n > 0} \iota(E(\mathbb{L}))\cdot U_p(\mathbb{L})^{p^n}Eˉ(L)=n>0⋂​ι(E(L))⋅Up​(L)pn

for the ppp-adic closure of the global units, as in Section 1.1 of the source. Suppose that g1,…,gm∈E(K)g_1, \dots, g_m \in E(\mathbb{K})g1​,…,gm​∈E(K) are units such that the subgroup E(F)⋅⟨g1,…,gm⟩E(\mathbb{F}) \cdot \langle g_1, \dots, g_m \rangleE(F)⋅⟨g1​,…,gm​⟩ generated by the units of F\mathbb{F}F and the gig_igi​ has finite index in E(K)E(\mathbb{K})E(K). Then

Zp-rk Eˉ(K)  ≤  Zp-rk Eˉ(F)+m.\mathbb{Z}_p\text{-rk}\,\bar{E}(\mathbb{K}) \;\le\; \mathbb{Z}_p\text{-rk}\,\bar{E}(\mathbb{F}) + m .Zp​-rkEˉ(K)≤Zp​-rkEˉ(F)+m.

This is the topological half of Remark 1.A of the source: the linear relations among the units of F\mathbb{F}F that arise upon ppp-adic completion are preserved under the embedding E(F)↪E(K)E(\mathbb{F}) \hookrightarrow E(\mathbb{K})E(F)↪E(K), so passing to K\mathbb{K}K can raise the Zp\mathbb{Z}_pZp​-rank of the closure only through the mmm new generators. The semilocal units of F\mathbb{F}F embed continuously and injectively into those of K\mathbb{K}K compatibly with the diagonal embeddings (the construction behind Leopoldt.zpRankBelow_unitClosure_mono), and a subgroup of finite index has the same Zp\mathbb{Z}_pZp​-rank of closure, so the closure of E(K)E(\mathbb{K})E(K) is, up to a finite group, topologically generated by the image of Eˉ(F)\bar{E}(\mathbb{F})Eˉ(F) and the mmm elements ι(gi)\iota(g_i)ι(gi​). Combined with the algebraic bound m≤rk E(K)−rk E(F)m \le \mathrm{rk}\,E(\mathbb{K}) - \mathrm{rk}\,E(\mathbb{F})m≤rkE(K)−rkE(F) on the number of new generators (Leopoldt.exists_finiteIndex_units_sup_closure), it gives DL(F)≤DL(K)\mathcal{D}_L(\mathbb{F}) \le \mathcal{D}_L(\mathbb{K})DL​(F)≤DL​(K), and in particular that a positive Leopoldt defect is inherited by finite extensions.

Formalization Note The two fields are related by an Algebra F K instance with FiniteDimensional F K, as in the milestone statement Leopoldt.defect_pos_of_defect_pos. The subgroup E(F)⋅⟨g1,…,gm⟩E(\mathbb{F})\cdot\langle g_1,\dots,g_m\rangleE(F)⋅⟨g1​,…,gm​⟩ is the join of the range of Units.map of the ring map O(F)→O(K)\mathcal{O}(\mathbb{F}) \to \mathcal{O}(\mathbb{K})O(F)→O(K) with the subgroup closure of {g1,…,gm}\{g_1, \dots, g_m\}{g1​,…,gm​}, and finite index is Mathlib's Subgroup.FiniteIndex. The Zp\mathbb{Z}_pZp​-ranks are zpRankBelow p (finrank ℚ ·) (unitClosure p ·) of the definition file, each with its own field's degree over Q\mathbb{Q}Q as the bound argument, exactly as they enter the definition of the defect; since the Zp\mathbb{Z}_pZp​-rank of Eˉ(L)\bar{E}(\mathbb{L})Eˉ(L) never exceeds that of Up(L)U_p(\mathbb{L})Up​(L), which is [L:Q][\mathbb{L} : \mathbb{Q}][L:Q], the bounds never constrain the ranks.

Preamble
import Definitions.Def_LeopoldtDefect

open NumberField
Formal statement
namespace Leopoldt
theorem zpRankBelow_unitClosure_le_add_of_finiteIndex (p : ℕ) [Fact p.Prime]
    (F K : Type*) [Field F] [NumberField F] [Field K] [NumberField K]
    [Algebra F K] [FiniteDimensional F K] {m : ℕ} (g : Fin m → (𝓞 K)ˣ)
    (hg : ((Units.map (algebraMap (𝓞 F) (𝓞 K)).toMonoidHom).range ⊔
        Subgroup.closure (Set.range g)).FiniteIndex) :
    zpRankBelow p (Module.finrank ℚ K) (unitClosure p K)
      ≤ zpRankBelow p (Module.finrank ℚ F) (unitClosure p F) + m := by sorry
end Leopoldt
Source
Preda Mihailescu, On CM Z_p-extensions and the Leopoldt conjecture for CM fields, https://arxiv.org/abs/1105.4544 (v4, 17 Feb 2016), Section 1.3 (Plan of the proof), Remark 1 part A, p. 5: "It follows from the fact that the linear relations between Z-generators of the units of E(K_1), which arise upon p-adic completion, will be preserved under the embedding into the units E(K)." This is the topological half of that sentence, in the notation of Section 1.1, p. 3 (semilocal units U, diagonal embedding iota, p-adic closure Ebar, Z_p-rank): the Z_p-rank of Ebar(K) exceeds that of Ebar(K_1) by at most the number of unit generators of E(K) beyond E(K_1). Cited original for Remark 1.A: M. Laurent, Rang p-adique d'unites et action de groupes, J. reine angew. Math. 399 (1989), 81-108, introduction.

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