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Explicit Prefix Load Bound for Unrelated-Machine Scheduling

Proved
PrimalDual.buchbinder_naor_machine_load_bound

by wenxinzhang · Aug 18, 2026 · Mathlib c5ea003 (Lean v4.30.0)

load-balancinglogarithmic-boundonline-algorithmsprimal-dualscheduling

Run the normalized Buchbinder–Naor load-balancing algorithm on the first kkk jobs of an instance with m≥1m\ge 1m≥1 machines and nonnegative normalized loads p~(i,j)\tilde p(i,j)p~​(i,j). For every machine jjj, the normalized load it has received satisfies

∑i assigned to jp~(i,j)  ≤  ln⁡(3m)ln⁡(3/2).\sum_{i\,\text{assigned to}\,j} \tilde p(i,j)\;\le\;\frac{\ln(3m)}{\ln(3/2)}.iassigned toj∑​p~​(i,j)≤ln(3/2)ln(3m)​.

The bound is unconditional: it holds at every prefix k≤nk\le nk≤n, and in particular for the assignments retained by a phase that has already failed. This is the explicit form of the O(log⁡m)O(\log m)O(logm) machine-load guarantee of Theorem 8.1, Claim (1), of the source, and it supplies the load half of the mission's final theorem.

Formalization Note The assigned load is read off the algorithm's state after processing the first kkk arrivals, so the statement quantifies over all prefixes rather than only the complete run; no success or dual-feasibility hypothesis is assumed.

Preamble
import Definitions.Def_pd_unrelated_machines
Formal statement
namespace PrimalDual

/--
The multiplicative-weight argument for the load-balancing guarantee. Every reachable prefix,
including the prefix retained by a failed phase, puts normalized load at most
`ln(3m) / ln(3/2)` on each machine.
-/
theorem buchbinder_naor_machine_load_bound
    {jobs machines : ℕ} (I : UnrelatedMachines.Instance jobs machines)
    (k : ℕ) (hk : k ≤ jobs) :
    ∀ j, I.assignedLoadThrough k j ≤ I.logarithmicLoadBound := by
  sorry

end PrimalDual
Source
Niv Buchbinder and Joseph (Seffi) Naor, The Design of Competitive Online Algorithms via a Primal--Dual Approach, https://www.tau.ac.il/~nivb/download/pd-survey.pdf, proof of Theorem 8.1, Claim (1), pp. 195--196, including the sentence that the bound also holds in case of failure.
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What the Lean code literally says, in plain math · gpt-5

For every pair of natural numbers nnn and mmm, every instance III consisting of a load function p:Fin⁡(n)→Fin⁡(m)→Rp:\operatorname{Fin}(n)\to\operatorname{Fin}(m)\to\mathbb Rp:Fin(n)→Fin(m)→R together with hypotheses 0<m0<m0<m and 0≤pi,j0\le p_{i,j}0≤pi,j​ for every job iii and machine jjj, and every k∈Nk\in\mathbb Nk∈N satisfying k≤nk\le nk≤n, the declaration asserts that every j∈Fin⁡(m)j\in\operatorname{Fin}(m)j∈Fin(m) satisfies ∑i∈Fin⁡(n){pi,j,if the assignment stored for i after the prefix run is exactly j,0,otherwise≤log⁡(3m)log⁡(3/2)\displaystyle \sum_{i\in\operatorname{Fin}(n)}\begin{cases}p_{i,j},&\text{if the assignment stored for }i\text{ after the prefix run is exactly }j,\\0,&\text{otherwise}\end{cases}\le \frac{\log(3m)}{\log(3/2)}i∈Fin(n)∑​{pi,j​,0,​if the assignment stored for i after the prefix run is exactly j,otherwise​≤log(3/2)log(3m)​, where log⁡\loglog is the real natural logarithm and the prefix run is the following deterministic state evolution on the first kkk entries of the list 0,1,…,n−10,1,\ldots,n-10,1,…,n−1: initially every machine has weight 1/(2m)1/(2m)1/(2m), every job has assignment none\mathsf{none}none and slack 000, every job–machine dual coordinate is 000, and the failure marker is none\mathsf{none}none; at an arriving job iii, if a prior failure marker is already present, the entire state is left unchanged, while otherwise the algorithm first declares failure at iii—changing only the failure marker—if either the eligible set {j:pi,j≤1}\{j:p_{i,j}\le1\}{j:pi,j​≤1} is empty or some current machine weight is strictly greater than 111; if neither condition holds, it selects from the eligible machines a minimizer of pi,jp_{i,j}pi,j​ times the current weight of jjj, with the eligible machines sorted in their natural finite order before the deterministic argmin, and, for a selected machine ℓ\ellℓ, writes assignment i=ℓi=\elli=ℓ, writes slack 1−pi,ℓxℓ1-p_{i,\ell}x_\ell1−pi,ℓ​xℓ​ using the old weight xℓx_\ellxℓ​, writes dual coordinate (i,ℓ)=1(i,\ell)=1(i,ℓ)=1, replaces xℓx_\ellxℓ​ by xℓ(1+pi,ℓ/2)x_\ell(1+p_{i,\ell}/2)xℓ​(1+pi,ℓ​/2), leaves all other coordinates unchanged, and keeps the failure marker empty; the transition definition also contains a fallback that marks failure at iii if the machine-selection operation returns no machine, although after the empty-eligible-set test has failed the eligible set is nonempty. The overweight test occurs before the current update, so an update may first raise a weight above 111 and this triggers failure only at a later arrival, if there is one. On any failure, all assignments already made remain in the retained state, the failing job receives no new assignment, and every later arrival in the requested prefix sees the absorbing failed state, so the displayed sum is still over all nnn job indices but only assignments present in that retained state contribute. No success, all-jobs-assigned, primal-feasibility, or dual-feasibility hypothesis is imposed. The case k=0k=0k=0 is included and uses the initial state, giving an empty set of contributing assignments; n=0n=0n=0 is included and, because k≤nk\le nk≤n, forces k=0k=0k=0 and makes the sum over jobs empty; values k>nk>nk>n are excluded by the stated hypothesis, so the taken list prefix has exactly kkk arrivals; and although m=0m=0m=0 is among the outer natural-number values, no such instance can satisfy 0<m0<m0<m, making that case vacuous (and leaving no machine index jjj), while every actual instance has at least one machine but may still have an arriving job with no eligible machine.

Human review
  • Endorsed by Shuze Chen · Aug 19, 2026

  • Endorsed by wenxinzhang · Aug 19, 2026

    Confirmed by the mission captain (proposal self-audit).

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