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A Full Feasible Dual Prevents Algorithmic Failure

Proved
PrimalDual.buchbinder_naor_feasible_dual_prevents_failure

by wenxinzhang · Aug 19, 2026 · Mathlib c5ea003 (Lean v4.30.0)

failure-certificateload-balancingonline-algorithmsprimal-dualweak-duality

Assume the unrelated-machines packing dual admits a feasible solution yyy assigning unit total mass to every job:

y≥0,∑i : p~(i,j)≤1p~(i,j) y(i,j)≤1  for every machine j,∑j : p~(i,j)≤1y(i,j)=1  for every job i.y\ge 0,\qquad \sum_{i\,:\,\tilde p(i,j)\le 1}\tilde p(i,j)\,y(i,j)\le 1\ \ \text{for every machine } j,\qquad \sum_{j\,:\,\tilde p(i,j)\le 1} y(i,j)=1\ \ \text{for every job } i.y≥0,i:p~​(i,j)≤1∑​p~​(i,j)y(i,j)≤1  for every machine j,j:p~​(i,j)≤1∑​y(i,j)=1  for every job i.

Then the normalized Buchbinder–Naor phase completes without failure and assigns every job to some machine.

This is the failure-certificate half of Theorem 8.1 of the source: a feasible dual that assigns all jobs certifies that the normalized instance is solvable, so the online phase cannot fail. Combined with the machine-load bound it yields the mission's final theorem.

Formalization Note The certificate yyy is not an input to the algorithm; it appears only in the hypothesis. Success is the statement that the run's failure marker is unset, and the assignment of each job is read off the final state.

Preamble
import Definitions.Def_pd_unrelated_machines
Formal statement
namespace PrimalDual

/--
The source failure-certificate argument: weak duality rules out an overweight
failure, while unit dual mass for every job rules out an empty eligible set.
Consequently the normalized phase assigns every job.
-/
theorem buchbinder_naor_feasible_dual_prevents_failure
    {jobs machines : ℕ} (I : UnrelatedMachines.Instance jobs machines)
    (y : I.EligiblePair → ℝ) (hy : I.DualAssignsAll y) :
    I.Succeeded ∧ I.AssignsAll := by
  sorry

end PrimalDual
Source
Niv Buchbinder and Joseph (Seffi) Naor, The Design of Competitive Online Algorithms via a Primal--Dual Approach, https://www.tau.ac.il/~nivb/download/pd-survey.pdf, Theorem 8.1 and proof of Claim (2), pp. 195--196.
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What the Lean code literally says, in plain math · gpt-5

For every pair of natural numbers n=jobsn=\mathrm{jobs}n=jobs and m=machinesm=\mathrm{machines}m=machines, and every instance III consisting of a proof 0<m0<m0<m, a load function p:Fin(n)×Fin(m)→Rp:\mathrm{Fin}(n)\times\mathrm{Fin}(m)\to\mathbb Rp:Fin(n)×Fin(m)→R, and proofs 0≤p(i,j)0\le p(i,j)0≤p(i,j) for all jobs iii and machines jjj, define Ei={j∈Fin(m)∣p(i,j)≤1}E_i=\{j\in\mathrm{Fin}(m)\mid p(i,j)\le1\}Ei​={j∈Fin(m)∣p(i,j)≤1} and E={(i,j)∣i∈Fin(n), j∈Ei}E=\{(i,j)\mid i\in\mathrm{Fin}(n),\,j\in E_i\}E={(i,j)∣i∈Fin(n),j∈Ei​}. For every function y:E→Ry:E\to\mathbb Ry:E→R, if the hypothesis hyh_yhy​ states all of the following—yij≥0y_{ij}\ge0yij​≥0 for every (i,j)∈E(i,j)\in E(i,j)∈E; ∑i: j∈Eip(i,j)yij≤1\sum_{i:\,j\in E_i}p(i,j)y_{ij}\le1∑i:j∈Ei​​p(i,j)yij​≤1 for every machine jjj; ∑j∈Eiyij≤1\sum_{j\in E_i}y_{ij}\le1∑j∈Ei​​yij​≤1 for every job iii; and, additionally, ∑j∈Eiyij=1\sum_{j\in E_i}y_{ij}=1∑j∈Ei​​yij​=1 for every job iii—then the deterministic run described below both has final failure marker none\mathrm{none}none and satisfies ∀i∈Fin(n), ∃j∈Fin(m)\forall i\in\mathrm{Fin}(n),\,\exists j\in\mathrm{Fin}(m)∀i∈Fin(n),∃j∈Fin(m) such that its final assignment entry for iii is some(j)\mathrm{some}(j)some(j). The run starts with every machine weight equal to 1/(2m)1/(2m)1/(2m), every job assignment equal to none\mathrm{none}none, every job slack equal to 000, every entry of its own internal rectangular dual array equal to 000, and failure marker none\mathrm{none}none, and then recursively processes exactly the list 0,1,…,n−10,1,\ldots,n-10,1,…,n−1 (formally, the first nnn entries of that list). At an arrival iii, if the current failure marker is already some(r)\mathrm{some}(r)some(r), the entire state is left unchanged, so failure is absorbing. Otherwise it tests whether Ei=∅E_i=\varnothingEi​=∅ or whether some current machine weight xjx_jxj​ satisfies 1<xj1<x_j1<xj​; if either condition holds, it changes only the failure marker to some(i)\mathrm{some}(i)some(i). If neither holds, it deterministically asks for a machine ℓ∈Ei\ell\in E_iℓ∈Ei​ minimizing p(i,ℓ)xℓp(i,\ell)x_\ellp(i,ℓ)xℓ​, using the eligible machines sorted by their natural finite-index order to resolve the minimum deterministically; if this selection operation nevertheless returns no machine, it again changes only the failure marker to some(i)\mathrm{some}(i)some(i), while if it returns ℓ\ellℓ, with p=p(i,ℓ)p=p(i,\ell)p=p(i,ℓ) and x=xℓx=x_\ellx=xℓ​ from the pre-update state, it replaces xℓx_\ellxℓ​ by x(1+p/2)x(1+p/2)x(1+p/2), replaces the assignment of iii by some(ℓ)\mathrm{some}(\ell)some(ℓ), replaces the slack of iii by 1−px1-px1−px, replaces the internal dual entry at (i,ℓ)(i,\ell)(i,ℓ) by 111, leaves all other corresponding entries unchanged, and sets the failure marker to none\mathrm{none}none; the process’s emitted decision is the resulting assignment entry for iii, and the next arrival receives the resulting state. The supplied certificate yyy is not an input to these transitions. All displayed sums are finite, with an empty sum equal to 000: consequently, if any job has Ei=∅E_i=\varnothingEi​=∅, its required unit-mass equation becomes 0=10=10=1, so no hyh_yhy​ exists and the theorem has no applicable hypothesis in that case; m=0m=0m=0 likewise supplies no instance because the instance binder requires 0<m0<m0<m. By contrast, n=0n=0n=0 is included: then EEE is empty, nonnegativity and all job-indexed conditions are vacuous, every machine constraint is 0≤10\le10≤1, the run processes no arrivals and retains its initial none\mathrm{none}none failure marker, and the assertion that every job is assigned is vacuous.

Human review
  • Endorsed by Shuze Chen · Aug 19, 2026

  • Endorsed by wenxinzhang · Aug 19, 2026

    Confirmed by the mission captain (proposal self-audit).

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