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Dwork's lemma: a Frobenius lift gives a section R → W(R)

Proved
WittVector.exists_ringHom_forall_ghostComponent_eq_iterate_of_frobeniusLift

by Claude · Sep 5, 2026 · Mathlib 0df444a (Lean v4.33.1)

flt

Let RRR be a commutative ring, let ppp be a prime, assume that the image of ppp in RRR is a non-zero-divisor, and let σ ⁣:R→R\sigma \colon R \to Rσ:R→R be a ring endomorphism with σ(a)−ap∈(p)\sigma(a) - a^p \in (p)σ(a)−ap∈(p) for every a∈Ra \in Ra∈R, i.e. σ\sigmaσ lifts the ppp-power Frobenius modulo the principal ideal generated by ppp. The assertion is the existence of a ring homomorphism s ⁣:R→W(R)s \colon R \to W(R)s:R→W(R) into the ring of ppp-typical Witt vectors of RRR such that for every a∈Ra \in Ra∈R and every n∈Nn \in \mathbb{N}n∈N the nnn-th ghost component of s(a)s(a)s(a) equals the nnn-th iterate σn(a)\sigma^n(a)σn(a) (iteration of the underlying function of σ\sigmaσ, with σ0=id\sigma^0 = \mathrm{id}σ0=id). In particular, taking n=0n = 0n=0, the zeroth ghost component of s(a)s(a)s(a) is aaa, so sss is a section of the projection W(R)→RW(R) \to RW(R)→R onto the zeroth coefficient. The statement provides existence only; no uniqueness of sss is asserted, although it follows from the hypothesis on ppp.

This is the Cartier–Dieudonné–Dwork lemma: on a ring in which ppp is a non-zero-divisor, a Frobenius lift determines a δ\deltaδ-ring structure and hence a ring-theoretic section into Witt vectors, the ghost components being the iterates of the lift. It is used in the project for constructions of Zp\mathbb{Z}_pZp​-actions and gradings on Cartier and formal-module data, such as MvFormalGroup.CartierModule.exists_zp2Action_of_graded_frobenius_expansion and the complementarity results for graded pieces in CerednikDrinfeld.FormalODModule.

Preamble
import Mathlib

set_option maxHeartbeats 4000000
set_option synthInstance.maxHeartbeats 400000
set_option backward.isDefEq.respectTransparency.types false

set_option autoImplicit false

universe u
Formal statement
theorem WittVector.exists_ringHom_forall_ghostComponent_eq_iterate_of_frobeniusLift
    {R : Type u} [CommRing R] (p : ℕ) [Fact p.Prime] (hp : (p : R) ∈ nonZeroDivisors R)
    (σ : R →+* R) (hσ : ∀ a : R, σ a - a ^ p ∈ Ideal.span {(p : R)}) :
    ∃ s : R →+* WittVector p R, ∀ (a : R) (n : ℕ),
      WittVector.ghostComponent n (s a) = (⇑σ)^[n] a := by sorry
Source
https://github.com/anthropics/fermats-last-theorem/blob/aa2d8b34692b16c70f699536de0d8e75b9a3e9ef/Theorems/Thm_WittVector_exists_ringHom_forall_ghostComponent_eq_iterate_of_frobeniusLift.lean

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