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Estimate for ψ(N,χ)\psi(N,\chi)ψ(N,χ) from the zero-free region, with exceptional term (Davenport §20)

Proved
Davenport.psi_char_of_region

by alya · Sep 3, 2026 · Mathlib c5ea003 (Lean v4.30.0)

analytic-number-theorydirichlet-l-functionnumber-theorysiegel-walfiszthree-primes

The prime number theorem for characters, given the zero-free region (Davenport §20, character form). Fix a region constant c>0c>0c>0. There are constants c1,c2,C>0c_1,c_2,C>0c1​,c2​,C>0 (depending only on ccc) such that for every modulus q≥1q\ge1q≥1, every Dirichlet character χ\chiχ modulo qqq, and every exceptional set EEE for χ\chiχ with respect to ccc (IsExceptionalSet c χ E: at most one real zero β∈(0,1)\beta\in(0,1)β∈(0,1) of L(⋅,χ)L(\cdot,\chi)L(⋅,χ) in the region, only for quadratic χ≠1\chi\ne1χ=1, and no other zeros s≠1s\ne1s=1 in the region Re⁡s≥1−c/log⁡(q(∣Im⁡s∣+2))\operatorname{Re}s\ge1-c/\log(q(|\operatorname{Im}s|+2))Res≥1−c/log(q(∣Ims∣+2))), and every N≥2N\ge2N≥2 with

q  ≤  exp⁡(c2log⁡N),q\;\le\;\exp\bigl(c_2\sqrt{\log N}\bigr),q≤exp(c2​logN​),

one has

∥ ψ(N,χ)−δχN+∑β∈ENββ∥  ≤  C Nexp⁡(−c1log⁡N),\Bigl\|\,\psi(N,\chi)-\delta_\chi N+\sum_{\beta\in E}\frac{N^{\beta}}{\beta}\Bigr\|\;\le\;C\,N\exp\bigl(-c_1\sqrt{\log N}\bigr),​ψ(N,χ)−δχ​N+β∈E∑​βNβ​​≤CNexp(−c1​logN​),

where ψ(N,χ)=∑n<NΛ(n)χ(n)\psi(N,\chi)=\sum_{n<N}\Lambda(n)\chi(n)ψ(N,χ)=∑n<N​Λ(n)χ(n) and δχ=1\delta_\chi=1δχ​=1 if χ\chiχ is principal, 000 otherwise. That is, ψ(N,χ)=δχN−Nβ1β1+O(Nexp⁡(−c1log⁡N))\psi(N,\chi)=\delta_\chi N-\dfrac{N^{\beta_1}}{\beta_1}+O\bigl(N\exp(-c_1\sqrt{\log N})\bigr)ψ(N,χ)=δχ​N−β1​Nβ1​​+O(Nexp(−c1​logN​)), the term −Nβ1/β1-N^{\beta_1}/\beta_1−Nβ1​/β1​ being present exactly when χ\chiχ has an exceptional zero β1\beta_1β1​.

The region constant is a parameter so that this milestone is independent of the §14 milestone (which produces a specific ccc together with a witness EEE for every χ\chiχ). For a large ccc the hypothesis on EEE may be unsatisfiable for some χ\chiχ, which makes the statement vacuous there, not false. The principal character is included (main term NNN), so the statement contains the prime number theorem with de la Vallée Poussin error.

Preamble
import Definitions.Def_Davenport_siegelWalfisz
import Mathlib.NumberTheory.LSeries.DirichletContinuation
import Mathlib.NumberTheory.DirichletCharacter.Basic
import Mathlib.NumberTheory.ArithmeticFunction.VonMangoldt
import Mathlib.NumberTheory.Chebyshev
import Mathlib.Analysis.SpecialFunctions.Pow.Real
import Mathlib.Analysis.SpecialFunctions.Pow.Complex
import Mathlib.Analysis.SpecialFunctions.Log.Basic
import Mathlib.Analysis.SpecialFunctions.Exp
import Mathlib.Analysis.SpecialFunctions.Sqrt
import Mathlib.Algebra.BigOperators.Finprod
import Mathlib.Data.Nat.Totient

open Finset DirichletCharacter Vino
Formal statement
namespace Davenport

open Classical in
theorem psi_char_of_region (c : ℝ) (hc : 0 < c) :
    ∃ c₁ c₂ C : ℝ, 0 < c₁ ∧ 0 < c₂ ∧ 0 < C ∧
      ∀ (q : ℕ) [NeZero q] (χ : DirichletCharacter ℂ q) (E : Set ℂ),
        IsExceptionalSet c χ E →
        ∀ N : ℕ, 2 ≤ N → (q : ℝ) ≤ Real.exp (c₂ * Real.sqrt (Real.log N)) →
          ‖vmSumChar q χ N - (if χ = 1 then (N : ℂ) else 0)
              + ∑ᶠ z ∈ E, (N : ℂ) ^ z / z‖
            ≤ C * N * Real.exp (-c₁ * Real.sqrt (Real.log N)) := by sorry

end Davenport
Source
H. Davenport, Multiplicative Number Theory, 3rd ed. (revised by H. L. Montgomery), GTM 74, Springer, 2000, https://doi.org/10.1007/978-1-4757-5927-3; §20 (The prime number theorem for arithmetic progressions (I)), pp. 121–125: ψ(x,χ) = −x^{β₁}/β₁ + O(x exp(−c₁ (log x)^{1/2})) for q ≤ exp(c₂ (log x)^{1/2}), the exceptional term present only for the exceptional real character; cf. Montgomery–Vaughan, Multiplicative Number Theory I, Theorem 11.16
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What the Lean code literally says, in plain math · claude-opus-4-8

Read-back: Davenport.psi_char_of_region

Statement. The declaration asserts: for every real number ccc with c>0c > 0c>0, there exist three real numbers c1,c2,Cc_1, c_2, Cc1​,c2​,C, all strictly positive, such that the following holds for every modulus, every Dirichlet character, every set EEE, and every NNN. The quantifier order matters: ccc is given first; then c1,c2,Cc_1, c_2, Cc1​,c2​,C are chosen (they are allowed to depend on ccc, and on nothing else); and only afterwards are qqq, χ\chiχ, EEE, NNN quantified, so c1,c2,Cc_1, c_2, Cc1​,c2​,C are uniform in all four of those. The three constants are required only to be positive reals — no upper bound, no lower bound, and no relation among them or to ccc is imposed.

The inner universally quantified claim. For every natural number qqq that is nonzero (the typeclass hypothesis NeZero q, i.e. q≥1q \ge 1q≥1), for every Dirichlet character χ\chiχ modulo qqq with values in C\mathbb{C}C, and for every subset E⊆CE \subseteq \mathbb{C}E⊆C, if EEE is an exceptional set for χ\chiχ at parameter ccc (unfolded below), then for every natural number NNN satisfying

N≥2andq≤exp⁡ ⁣(c2log⁡N),N \ge 2 \qquad\text{and}\qquad q \le \exp\!\big(c_2 \sqrt{\log N}\big),N≥2andq≤exp(c2​logN​),

one has

∣ ∑0≤n<NΛ(n) χ(n mod q) − {Nif χ=10otherwise + ∑z∈ENzz ∣ ≤ C Nexp⁡ ⁣(−c1log⁡N).\left|\ \sum_{0 \le n < N} \Lambda(n)\,\chi(n \bmod q)\ -\ \begin{cases}N & \text{if } \chi = \mathbf{1}\\ 0 & \text{otherwise}\end{cases}\ +\ \sum_{z \in E} \frac{N^{z}}{z}\ \right|\ \le\ C\, N \exp\!\big(-c_1 \sqrt{\log N}\big).​ 0≤n<N∑​Λ(n)χ(nmodq) − {N0​if χ=1otherwise​ + z∈E∑​zNz​ ​ ≤ CNexp(−c1​logN​).

Here Λ\LambdaΛ is the von Mangoldt function (cast from R\mathbb{R}R into C\mathbb{C}C), the summation index runs over n=0,1,…,N−1n = 0, 1, \dots, N-1n=0,1,…,N−1 (strictly below NNN; the value n=Nn = Nn=N is not included, and Λ(0)=Λ(1)=0\Lambda(0) = \Lambda(1) = 0Λ(0)=Λ(1)=0), χ(n mod q)\chi(n \bmod q)χ(nmodq) is the character evaluated at the residue class of nnn in Z/qZ\mathbb{Z}/q\mathbb{Z}Z/qZ (in particular it is 000 when gcd⁡(n,q)>1\gcd(n,q) > 1gcd(n,q)>1), 1\mathbf{1}1 denotes the trivial (principal) character modulo qqq — the multiplicative unit — so the subtracted main term is exactly the complex number NNN when χ\chiχ is principal and 000 for every non-principal χ\chiχ, NzN^{z}Nz is the complex power exp⁡(zlog⁡N)\exp(z \log N)exp(zlogN) of the positive real N≥2N \ge 2N≥2, ∣⋅∣|\cdot|∣⋅∣ is the complex modulus, and the right-hand side is the real number C⋅N⋅e−c1log⁡NC \cdot N \cdot e^{-c_1 \sqrt{\log N}}C⋅N⋅e−c1​logN​ (note log⁡N≥log⁡2>0\log N \ge \log 2 > 0logN≥log2>0, so the square root is real and positive). The sum ∑z∈ENz/z\sum_{z \in E} N^{z}/z∑z∈E​Nz/z is a finite sum over the set EEE, defined to be 000 when the summand has infinite support; it is added to, not subtracted from, the difference of the character sum and its main term.

Unfolding IsExceptionalSet c χ E. The hypothesis on EEE is the conjunction of exactly three conditions.

  1. EEE has at most one element (EEE is a subsingleton: any two of its elements are equal). In particular E=∅E = \varnothingE=∅ is permitted, and then the added sum is 000; otherwise E={β}E = \{\beta\}E={β} for a single β∈C\beta \in \mathbb{C}β∈C and the added sum is Nβ/βN^{\beta}/\betaNβ/β.

  2. Every z∈Ez \in Ez∈E satisfies all seven of: Im⁡z=0\operatorname{Im} z = 0Imz=0; Re⁡z>0\operatorname{Re} z > 0Rez>0; Re⁡z<1\operatorname{Re} z < 1Rez<1; zzz lies in the region (unfolded below); L(z,χ)=0L(z, \chi) = 0L(z,χ)=0, where L(⋅,χ)L(\cdot,\chi)L(⋅,χ) is the analytically continued Dirichlet LLL-function of χ\chiχ; χ\chiχ is quadratic (every value of χ\chiχ is 000, 111, or −1-1−1); and χ≠1\chi \ne \mathbf{1}χ=1. Consequently, if χ\chiχ is the principal character (which is automatic when q=1q = 1q=1, where every character is trivial), no zzz can satisfy clause 2, so EEE must be empty; and whenever E≠∅E \ne \varnothingE=∅, χ\chiχ is forced to be a non-principal quadratic character and β\betaβ is a real zero of L(⋅,χ)L(\cdot,\chi)L(⋅,χ) in the open interval (0,1)(0,1)(0,1).

  3. Zero-freeness off EEE: for every s∈Cs \in \mathbb{C}s∈C with s≠1s \ne 1s=1, if sss lies in the region and s∉Es \notin Es∈/E, then L(s,χ)≠0L(s,\chi) \ne 0L(s,χ)=0. This is asserted for all such sss in the region, including those with Re⁡s≥1\operatorname{Re} s \ge 1Res≥1 and arbitrary imaginary part; the single point s=1s = 1s=1 is excluded from the requirement, as is the (at most one) point of EEE.

Unfolding the region. "sss lies in the region" is InRegion c q s, which unfolds to the inequality

1−clog⁡ ⁣(q (∣Im⁡s∣+2)) ≤ Re⁡s,1 - \frac{c}{\log\!\big(q\,(|\operatorname{Im} s| + 2)\big)} \ \le\ \operatorname{Re} s ,1−log(q(∣Ims∣+2))c​ ≤ Res,

a non-strict inequality, with regionBoundary c q sc\, q\, scqs being the left-hand side. Since q≥1q \ge 1q≥1, the argument of the logarithm is at least 222, so the logarithm is at least log⁡2>0\log 2 > 0log2>0 and no division by zero occurs. For zzz real (as in clause 2) the condition reads 1−c/log⁡(2q)≤z1 - c/\log(2q) \le z1−c/log(2q)≤z.

Degenerate and edge cases made explicit.

  • Large ccc can make the hypothesis unsatisfiable. The parameter ccc is an arbitrary positive real and appears only inside the region: larger ccc pushes regionBoundary further left, enlarging the region and therefore strengthening clause 3 (zero-freeness is demanded on a bigger set) while also relaxing the membership condition in clause 2. For ccc large enough that the region contains points where L(⋅,χ)L(\cdot,\chi)L(⋅,χ) vanishes at more than one place — e.g. once the region reaches Re⁡s≤0\operatorname{Re} s \le 0Res≤0 for small ∣Im⁡s∣|\operatorname{Im} s|∣Ims∣, which happens when c≥log⁡(q(∣Im⁡s∣+2))c \ge \log(q(|\operatorname{Im} s|+2))c≥log(q(∣Ims∣+2)) — no set EEE satisfies IsExceptionalSet c χ E, and the whole inner claim is vacuously true for that qqq and χ\chiχ. The statement makes no claim that any EEE exists; it only says what follows if one is supplied.

  • q=1q = 1q=1. Permitted by NeZero q. Then Z/1Z\mathbb{Z}/1\mathbb{Z}Z/1Z is trivial, the only character is χ=1\chi = \mathbf{1}χ=1, χ(n mod 1)=1\chi(n \bmod 1) = 1χ(nmod1)=1 for all nnn, EEE must be empty by clause 2, the main term is NNN, and clause 3 demands that L(s,1)L(s,\mathbf{1})L(s,1) (the Riemann zeta function in this case) be nonvanishing on the whole region except at s=1s = 1s=1.

  • E=∅E = \varnothingE=∅. Allowed by the subsingleton condition; the correction term ∑z∈ENz/z\sum_{z \in E} N^{z}/z∑z∈E​Nz/z is then 000 and the conclusion is the plain bound ∣∑n<NΛ(n)χ(n)−[χ=1] N∣≤CNe−c1log⁡N\big|\sum_{n<N}\Lambda(n)\chi(n) - [\chi = \mathbf{1}]\,N\big| \le C N e^{-c_1\sqrt{\log N}}​∑n<N​Λ(n)χ(n)−[χ=1]N​≤CNe−c1​logN​.

  • s=1s = 1s=1. Explicitly exempted from clause 3, so nothing is asserted about L(1,χ)L(1,\chi)L(1,χ) (where the principal character's LLL-function has a pole). Note also that s=1s = 1s=1 can never lie in EEE, since elements of EEE must have real part strictly less than 111; and z=0z = 0z=0 can never lie in EEE either (real part strictly positive), so the division by zzz in the correction term is never by zero.

  • The range hypothesis. For any fixed qqq, the condition q≤exp⁡(c2log⁡N)q \le \exp(c_2\sqrt{\log N})q≤exp(c2​logN​) fails for small NNN and holds for all sufficiently large NNN; conversely, for fixed N≥2N \ge 2N≥2 it restricts the conclusion to moduli qqq up to exp⁡(c2log⁡N)\exp(c_2\sqrt{\log N})exp(c2​logN​). Nothing is asserted for pairs (q,N)(q, N)(q,N) outside this range, nor for N∈{0,1}N \in \{0, 1\}N∈{0,1}.

  • No modulus, primitivity, or conductor conditions are imposed on χ\chiχ beyond what clause 2 forces when EEE is nonempty; χ\chiχ may be any Dirichlet character modulo qqq with complex values, including imprimitive ones, and NNN need not be related to qqq except through the displayed inequality.

  • The proof is omitted (sorry); the file asserts the statement without establishing it.

Human review
  • Endorsed by Shuze Chen · Sep 3, 2026

  • Endorsed by alya · Sep 3, 2026

    Confirmed by the mission captain (proposal self-audit).

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